3.1. The lower bound principle
We assume that is large throughout the proof. Upon dividing into dyadic
blocks and replacing by , we see that in order to prove Theorem 1.1, it suffices to show that for ,
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where is given in Section 2.7.
As the case is trivial and the case above essentially follows from [Jutila, Theorem 3] (with minor changes in the proof) due to M. Jutila, we shall assume that throughout the proof. We also note that in remainder of the paper, unless otherwise specified, the implicit constants involved in estimations using or the big- notations depend on only and are uniform with respect to . We further recall the usual convention that the empty product is defined to be .
We follow the ideas of A. J. Harper in [Harper] to define for a large number depending on only,
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The above notations and Lemma 2.2 yield that that for large enough,
(3.1) |
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Also, for and large enough,
(3.2) |
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Combining (3.1) and (3.2), we obtain
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For any real numbers , with , we set
(3.3) |
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We then define for any real number and any ,
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Note that each is a short Dirichlet polynomial of length at most . By taking large enough, we have that
(3.4) |
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It follows that is also a short Dirichlet polynomial of length at most .
In the proof of Theorem 1.1, we need the following bounds for expressions involving with various .
Lemma 3.2.
With the notations as above, we have for and ,
(3.5) |
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We also have for and ,
(3.6) |
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Here the implied constants in (3.5) and (3.6) are absolute, and we define
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with for and for .
Proof.
As in the proof of [Gao2021-3, Lemma 3.4], we have for with ,
(3.7) |
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By taking and in (3.7), we see that for any , if
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then
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We apply the above estimates to and by taking above to see that when and , then
(3.8) |
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Similarly, by taking , we see that when and , then
(3.9) |
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On the other hand, when , we have that
(3.10) |
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The last expression in (3.10) enables us to deduce that when and ,
(3.11) |
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Moreover, we set in (3.10) to deduce that when and ,
(3.12) |
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The assertion of the lemma now follows from (3.8), (3.9), (3.11) and (3.12).
∎
Next, we state the needed lower bounds principle of W. Heap and K. Soundararajan in
[H&Sound] for our situation.
Lemma 3.3.
With notations as above, we have for and ,
(3.13) |
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For , we have
(3.14) |
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Proof.
We note from its definition is an even degree polynomial for any positive integer . We then proceed as in [Gao2021-3, Section 2] to get that for any real number ,
(3.15) |
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We deduce from (3.15) that
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We now apply Hölder’s inequality with exponents to the
last sum above. We easily confirm, using the definition of , that these exponents are all at least . This leads to
(3.16) |
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The estimation given in (3.13) then follows from the above by applying the estimation in (3.5) in the last sum of (3.16).
Similarly, when , Hölder’s inequality with the exponents , yeilds
(3.17) |
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The estimation given in (3.14) then follows from above by applying the estimation in (3.6) in the last sum of (3.17). This completes the proof.
∎
It follows from the above lemma that in order to establish Theorem 1.1, it suffices to prove the following three propositions.
Proposition 3.4.
With notations as above, we have for ,
(3.18) |
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Proposition 3.5.
With notations as above, we have for ,
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Proposition 3.6.
With notations as above, we have for , ,
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Notice that Proposition 3.6 can be established in a manner similar to [Gao2021-3, Proposition 2.2], upon using Lemma 2.8 in our situation. Thus, it remains to establish the other two propositions. In the course of the proof of Proposition 3.4, we need the following result on the twisted first moment of quadratic Dirichlet -functions of prime moduli.
Proposition 3.7.
With notations as above and let be a large real number. Suppose is a function satisfying the conditions given in Section 2.7. Further let be a fixed positive integer and write uniquely as
with square-free, we have
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where , are explicit constants depending on only.
Proof.
We apply the approximate functional equation given in Lemma 2.4 to see that
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Due to the compact support of , we get that
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By (2.4), the -term above is . To deal with the first term on the right-hand side of the above, we apply Mellin
inversion to obtain that
(3.19) |
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where
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The function satisfies the following bounds (see [sound1, Lemma 2.1]).
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and for large and integers .
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Now repeated integration by parts, together with the above bounds for , yields
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for any and any integer .
We evaluate the integral in (3.19) by shifting the line of integration to the line to encounter a pole at
with residue only if is a perfect square. The integral over can be estimated
to be using the rapid decay of on the vertical line and (2.5).
To deal with the contribution from the residues, we deduce via the expression for in (2.1) that
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Note that is a perfect square if and only if is a square multiple of . So we may replace by and get that the contribution from the poles to is
(3.20) |
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We evaluate the integral in (3.20) by moving the contour of integration to , crossing a pole at only.
To estimate the integral on the new line, we apply the convexity bound for given in [iwakow, (5.20)] to see that, when
,
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The residue of the pole in the above process can be easily computed and this leads to the proof of the proposition.
∎
3.8. Proof of Proposition 3.4
Let be the multiplicative function such that for prime powers and let denote the number of distinct primes dividing . Let be functions such that or and that only when is composed of at most primes, all from the interval .
These notations allow us to write for any real number ,
(3.21) |
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We now apply Proposition 3.7 and (3.21) to evaluate the left side expression in (3.18). In this process, we may ignore the error term in Proposition 3.7 as is a short Dirichlet polynomial by (3.4). In the same decomposition of in the statement of Proposition 3.7, can be uniquely written as with and square-free. Thus main term contribution leads to
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An expression similar to the right side expression above already appears in the proof of [Gao2021-3, Propsition 2.1]. It follows from
the treatment there that the right side expression above is .
This completes the proof of the proposition.
3.9. Proof of Proposition 3.5
We begin by establishing some weaker estimations on the upper bounds for moments of the quadratic families of Dirichlet -functions under consideration. Let be a large number and be the number of Dirichlet characters such that and . We then have that
(3.22) |
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To estimate the last integral above, we note that by setting and summing over trivially in (2.2) to see that we may assume that . For , we use the trivial bounds . For the remaining range of , we note the following upper bounds for given in [Sound2009, Section 4].
Proposition 3.10.
Assume RH for and GRH for for all odd primes . We have for any fixed ,
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Applying the above bounds for in (3.22) readily leads to the following weaker upper bounds for moments of the family of quadratic Dirichlet -functions .
Proposition 3.11.
Assume RH for and GRH for for all odd primes . For any positive real number and any , we
have for large ,
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Now, we take exponentials on both sides of (2.2) and deduce that
(3.23) |
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To estimate the right side expression above, we denote
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We also define the following set:
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As
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it remains to show that
(3.24) |
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We let be any non-negative smooth function that is supported on for some fixed small such that for . We then notice that
(3.25) |
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We now apply the estimates in (3.1) to evaluate the last sums in (3.25). Using an approach similar to the proof of Proposition 3.4, we get
(3.26) |
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We then deduce via the Cauchy-Schwarz inequality that
(3.27) |
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Similar to the proof of Proposition 3.6, we have that
(3.28) |
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Also, by Proposition 3.11 with , we have that
(3.29) |
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Applying the bounds given in (3.26), (3.28) and (3.29) in (3.27), we deduce that
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The above estimation implies that it remains to consider the cases in (3.24). When , we set in (3.23) to see
that
(3.30) |
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As we have when , we argue as in the proof of [Kirila, Lemma 5.2] to see that
(3.31) |
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We then deduce from the description on that when ,
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We now apply (3.2) and proceed as in the proofs of Proposition 3.4 to arrive at
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As , we conclude from the above that
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As the sum of the right side expression above over converges, we see that the above estimation implies (3.24)
and this completes the proof of Proposition 3.5.