Boundary feedback stabilization of quasilinear hyperbolic systems with partially dissipative structure
Abstract
In this paper, we study the boundary feedback stabilization of a quasilinear hyperbolic system with partially dissipative structure. Thanks to this structure, we construct a suitable Lyapunov function which leads to the exponential stability to the equilibrium of the solution. As an application, we also obtain the feedback stabilization for the Saint-Venant-Exner model under physical boundary conditions.
2010 Mathematics Subject Classification. 35L50, 93D15, 93D30, 35Q35
Key Words. Quasilinear hyperbolic system, feedback stabilization, Lyapunov function, Saint-Venant-Exner model
1 . Introduction and main results
Many models in physics, mechanics and other fields, including gas and fluid dynamics for instance, are described as hyperbolic equations. Control problems, particularly the stability and stabilization problems, of hyperbolic systems have been widely studied for decades (see [2, 3] and the references therein).
One classical approach to establish the asymptotic stability of hyperbolic system is the characteristic method. In the framework of -solution, dissipative boundary conditions that lead to exponential stability of quasilinear hyperbolic systems without source terms have been found in [8, 15].
Another important approach to design boundary feedback controls is the Backstepping method. It has been used to stabilize exponentially the inhomogeneous quasilinear hyperbolic system in norm (see [6, 12]). One can refer to [14] for many successful examples about feedback stabilization with this approach.
The third powerful approach is the Lyapunov function method. A strict Lyapunov function is introduced in [16] to achieve the exponential stability of a class of symmetric linear hyperbolic systems. Similar Lyapunov functions are used for quasilinear homogeneous hyperbolic systems in the framework of -solution in [4].
If the hyperbolic system is inhomogeneous, the Lyapunov function approach can still be applied (see for instance [7, 9]). However, the nonzero source term change a lot the stability properties. With a source term, a simple quadratic Lyapunov function ensuring exponential stability for the norm (or norm) does not always exist no matter what the boundary conditions are. In [1], the authors study a linear hyperbolic system and found a necessary and sufficient condition for simple quadratic Lyapunov function. Later in Chapter 6 of [2], the authors give a sufficient (but a priori non-necessary) condition such that the exponential stability of the system for the norm with is achieved. We refer to [10] for a relevant result in -norm or -norm. Naturally, these conditions all include one interior condition which requires a good coupling structure of the hyperbolic system, compared to the homogeneous case. However, as mentioned in their papers, this interior condition (typically a differential matrix inequality) is not straightforward to be checked in a specific model.
Different from the above, Herty and Yong study the boundary feedback stabilization of one-dimensional linear hyperbolic systems with a relaxation term in [11]. The key assumption is a structural stability condition which is introduced from [17] and is satisfies in many physical models. Later, in [18], Yong shows that under this structural stability condition, the boundary feedback stabilization result is also available for a class of one-dimensional linear hyperbolic system with vanishing eigenvalues.
Motivated by [11], in this paper, we consider a one-dimensional quasilinear hyperbolic system with the same relaxation structure. Thanks to the partial dissipation in the structural stability condition, we establish the local exponential stability of this nonlinear system for the -norm. The main strategy is to construct a strict Lyapunov function together with a perturbation argument based on linear approximation. Compared to the result in [11], we provide an explicit sufficient condition on the gains of stabilizing boundary feedback control. As an application, we also obtain the boundary feedback stabilization of the Saint-Venant-Exner model proposed in [13] under physical boundary conditions.
Precisely, we are concerned with the boundary feedback stabilization of the following one-dimensional quasilinear hyperbolic system
(1.1) |
where is the unknown vector function of , is a smooth matrix function and is a smooth vector function.
Let be an equilibrium of (1.1), i.e.,
(1.2) |
Without loss of generality, we may assume , otherwise one can consider as the unknown functions.
We first assume that the system (1.1) is hyperbolic in a neighborhood of , i.e., the matrix has real eigenvalues
(1.3) |
and it has a complete set of left eigenvectors , i.e.,
(1.4) |
Let
(1.10) |
where
(1.11) |
Then
(1.12) |
It is easy to see that system (1.1) is hyperbolic if and only if there is a symmetric positive definite matrix , such that
(1.13) |
Then it follows that
(1.14) |
Consequently, there exist two symmetric positive definite matrices and such that
(1.17) |
Moreover, we assume the system possesses the following partially dissipative structure in a neighborhood of :
There exist invertible matrices and with , such that
(1.20) | ||||
(1.23) |
Here stands for the Jacobian matrix of with respect to , denotes the identity matrix. Let us point out that the above assumptions (1.20) and (1.23) are called structural stability conditions in [17, 11], which are commonly satisfied in lots of physical models.
Let
(1.24) |
be the linearized diagonal variable and denote
(1.27) |
where and . According to the theory on the well-posedness of the quasilinear hyperbolic system, the typical boundary conditions are given as follows
(1.32) |
where the feedback matrix
(1.35) |
, , and are all matrices with constant elements.
Finally, the initial condition is prescribed as
(1.36) |
with in a neighborhood of .
Regarding the well-posedness of the solutions to the problem (1.1), (1.32) and (1.36), we have the following proposition
Proposition 1.1.
Our main result is the following theorem.
Theorem 1.1.
Assume that the hyperbolic system (1.1) has no vanishing characteristic speed and it possesses the partially dissipative structure, i.e., (1.3), (1.13), (1.20) and (1.23) hold. Let be chosen such that matrices
(1.44) |
and
(1.49) |
are both positive definite. Then, the closed-loop system (1.1), (1.32) and (1.36) is locally exponentially stable for the -norm, i.e., there exist positive constants , and , such that the solution to the system (1.1), (1.32) and (1.36) satisfies
(1.50) |
provided that
(1.51) |
and the compatibility conditions are satisfied at and .
Remark 1.1.
Remark 1.2.
Remark 1.3.
Remark 1.4.
Let us emphasize that the partially dissipative structure (1.20) and (1.23) combined with the dissipative boundary conditions (1.44) and (1.49) can be included by the interior and boundary stability conditions proposed in [2, Theorem 6.6]. However, the interior conditions on stability are typically differential matrix inequality, while the conditions proposed in this paper are all algebraic conditions which are more straightforward to be checked.
Remark 1.5.
It is also worthy of mentioning that the stability conditions (both interior and boundary conditions) for the nonlinear hyperbolic systems depend on the topology and in particular that the stability in norm does not imply the stability in norm (see [5]).
The paper is organized as follows: in Section 2, we introduce a new quasilinear hyperbolic system with a simpler structure under a transformation of the unknown functions. Then in Section 3, we construct a weighted -Lyapunov function to prove the exponential stability of the new system which implies immediately Theorem 1.1. The proofs of related lemmas will be given in Section 4. Finally, in Section 5, the main result is applied to the Saint-Venant-Exner model for moving water on an open canal under physical boundary conditions.
2 Transformation of the system
In this section, we introduce a new hyperbolic system with a partially dissipative but simpler structure under a transformation of the unknown functions. In this way, the exponential stability of the original system is reduced to that of the new system.
Let
(2.1) |
Then, the system (1.1) can be reduced to
(2.2) |
where
(2.3) |
Clearly, is an equilibrium of (2.2) and the Jacobian matrix of with respect to at the equilibrium can be calculated as
(2.4) |
Let
(2.5) |
It is easy to check that is the matrix composed of the left eigenvectors of , i.e.,
(2.6) |
which implies that system (2.2) is a hyperbolic system without vanishing characteristic speeds. Obviously, we have
(2.7) |
Let
(2.8) |
Obviously, is a symmetric positive definite matrix satisfying
(2.9) |
Thanks to (2.4) and (2.8), the partially dissipative structure (1.20)-(1.23) for the original system (1.1) implies the following partially dissipative but simpler structure for system (2.2) at the equilibrium .
(2.12) | ||||
(2.15) |
According to the structure (2.12) and (2.15), we write as
(2.18) |
for further use.
From (1.24) and (2.5), we can see that the linear diagonal variables now becomes
(2.19) |
with (1.27), which implies that the boundary conditions are still given by (1.32).
The initial condition for the variable is given by
(2.20) |
3 Proof of Theorem 1.1
In this section, we can find suitable conditions on the feedback matrix such that the closed-loop system (2.2), (2.20) and (1.32) is exponentially stable in -norm. Then Theorem 1.1 follows immediately.
Let with small norm be such that the compatibility conditions at and are satisfied. Let also be the maximal classical solution of the problem (2.2), (2.20) and (1.32). We remark that we only prove the stabilization result for smooth solutions while the conclusion follows easily from an density and continuity arguments for distributed solutions.
Motivated by [2] and [11], we construct a weighted Lyapunov function as follows:
(3.1) |
with
(3.2) | |||
(3.3) | |||
(3.4) |
where , is a constant to be chosen later.
For the simplicity of statements, we denote the norm as , norm as , norm as .
By definition of the Lyapunov function , is equivalent to the energy if is small. On the other hand, Differentiation of system (2.2) with respect to and gives that
(3.5) | ||||
(3.6) |
in which are matrices with entries respectively. Then it is easy to see that if is equivalent to the energy if is small.
Next, we turn to estimate the time derivative of . For this purpose, we can establish the following lemmas with the assumptions (1.44)-(1.49) on the feedback matrix . The proof of the lemmas will be given in Section 4.
Lemma 3.1.
There exist positive constants , , and independent of such that if ,
(3.7) |
where is defined in (2.18).
Lemma 3.2.
There exist positive constants , , and independent of such that if ,
(3.8) |
Lemma 3.3.
There exist positive constants , , and independent of such that if ,
(3.9) |
Let the constants and . The combination of (3.7)-(3.9) yields that there exist positive constants and such that
(3.10) |
if .
Let . If we assume in a priori that for , we get
(3.11) |
which implies that decays exponentially
(3.12) |
Using the equivalence of the energy and , we obtain
(3.13) |
for some constant .
Note also the Sobolev inequality implies
(3.14) |
4 Proof of the Lemmas
4.1 Proof of Lemma 2.1
We calculate the time-derivative of defined by (3.2),
(4.1) |
Here and hereafter denotes the terms that for , , there exist and independent of , and , satisfying
(4.2) |
Substituting the system (2.2) into (4.1), we have
(4.3) |
where
(4.4) | ||||
(4.5) |
Let’s first estimate the term . Using (2.9), (2.15) and integrations by parts, we have
(4.6) |
Then we turn to estimate the term . Linear approximation together with (2.6) implies
(4.7) |
Note that the matrix is symmetric and positive definite. We denote it as following block matrix
(4.10) |
according to the block matrix . Then by Cauchy-Schwarz inequality, we get for all , that
(4.11) |
where is constant depending on . Because is positive definite, there exists a constant such that
(4.12) |
Let . Then combining (4.3), (4.6) and (4.1) yields that there exist positive constants , independent of , such that
(4.14) |
where the boundary term
(4.15) |
It remains to estimate . Using (2.6), (2.19) and the linear approximation, we have
(4.16) |
Noting (2.5) and (2.8), (1.17), we easily obtain that
(4.19) |
Substituting the boundary condition (1.32) and (4.19) into (4.1), we thus get
(4.24) |
where is a symmetric matrix defined as
(4.29) | ||||
(4.34) |
Using (2.19) and the boundary condition (1.32), we have
(4.39) | |||
(4.44) |
Consequently, (4.24) becomes
(4.51) |
4.2 Proof of Lemma 2.2
By (3.3), the time-derivative of can be expressed as
(4.52) |
Substituting the term of derived from (3.5) into (4.52), we have
Thus, by using integrations by parts and some straightforward calculations, we get
Similarly as the analysis of in the proof of Lemma 3.1, we obtain that there exist positive constants and , such that
(4.53) |
where the boundary term is
(4.54) |
Taking the time-derivative (1.32) and (4.39)-(4.44), we can easily express in terms of , thus the boundary term can be rewritten as
(4.59) | ||||
(4.62) |
4.3 Proof of Lemma 2.3
Calculating the time-derivative of gives
(4.63) |
Differentiating system (3.5) with respect to and combining (2.2) and (3.5), we have,
(4.64) |
Substituting the term of derived from (4.64) into , we do integration by parts and linear approximation, as in the proof of Lemma 3.1 and 3.2, to deduce that
(4.65) |
Thanks to the partially dissipative structure (2.12)-(2.15) and the fact that is positive definite, there exist positive constants and independent of such that
(4.66) |
where denotes the boundary term derived from integration by parts. Taking the second time-derivative of (1.32) and (4.39)-(4.44), we can rewrite the boundary term as
(4.71) | ||||
(4.74) |
Note again that is positive definite if the assumptions (1.44)-(1.49) hold. Therefore, there exists and such that and furthermore the estimate (3.9) holds if . This ends the proof of Lemma 3.3.
5 Application to Saint-Venant-Exner equations
We now consider the Saint-Venant-Exner equations for a moving bathymetry on a sloping channel with a rectangular cross-section:
(5.4) |
Here is the water depth, is the elevation of the sediment bed and is the average velocity of water. Moreover, is the gravity constant, constant is the bottom slope of the channel, constant means the friction coefficient and constant is a parameter that includes porosity and viscosity effects on the sediment dynamics (see [13]).
Let with and be a constant equilibrium of (5.4), i.e.,
(5.5) |
Let be the deviations of the states:
(5.6) |
Then the Saint-Venant-Exner equations (5.4) can be rewritten in the form of (1.1) with
(5.13) |
In order to apply Theorem 1.1, we will verify that the hyperbolic system satisfies the partially dissipative structure. For simplicity, we only show that (1.3), (1.13), (1.20) and (1.23) are satisfied at the equilibrium .
First, the matrix has three eigenvalues satisfying
(5.14) |
Thus we get the following relations
(5.18) |
Here , are the characteristic velocities of the water flow and is the characteristic velocity of the sediment motion. Therefore, (5.5) and (5.18) yield that matrix has no vanishing eigenvalues with
(5.19) |
Due to the fact that the sediment motion is much slower than the water flow, we can make the following reasonable assumptions that is so small that
(5.20) |
which leads to the following relations
(5.21) |
Next, we choose an invertible matrix and a symmetric positive definite matrix , such that (1.13), (1.20) and (1.23) are satisfied. Inspired by [11], we take
(5.28) |
According to (5.18) and (5.21), it is easy to verify that
(5.29) |
Therefore, is symmetric positive definite. It follows also that .
Note that
(5.33) |
Direct computations give that
(5.37) | |||
(5.41) |
i.e., the partially dissipative structure indeeds holds.
Let be the left eigenvectors corresponding to , then we have
(5.48) |
and further
(5.52) |
Consequently, we have
(5.56) |
where
(5.57) |
For the Saint-Venant-Exner equations (5.4), we introduce the following physical boundary conditions
(5.61) |
where and are two feedback parameters.
Then the boundary conditions (5.61) can be rewritten in the form of its linearized diagonal variable defined by (1.24) as
(5.71) |
where and are the following quantities depending on and :
(5.72) | |||
(5.73) | |||
(5.74) |
Consequently, the dissipative boundary conditions (1.44) and (1.49) yield
(5.75) | ||||
(5.76) |
and
(5.77) | ||||
(5.78) |
Finally we conclude by Theorem 1.1 that
Acknowledgements
The authors were partially supported by the National Science Foundation of China (No. 11971119) and the Fundamental Research Funds for the Central Universities (No. 2232020D-41).
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