Bismut Einstein Metrics on Compact Complex Manifolds
Abstract.
We observe that, for a Bismut Einstein metric, the (2,0)-part of Bismut Ricci form is an eigenvector of the Chern Laplacian. With the help of this observation, we prove that a Bismut Einstein metric with non-zero Einstein constant is Kähler Einstein. Additionally, for Bismut Einstein metrics with zero Einstein constant, we prove that they are actually Bismut Ricci flat.
1. Introduction
The pluriclosed flow introduced by Streets and Tian[12, 13] is a parabolic flow, which evolves a pluriclosed metric by its Bismut Ricci curvature. As Ricci flow and Kähler-Ricci flow, a Einstein-type metric (if exists) can generate a solution to the flow by a rescaling depended only on time. This is the simplest case of solitons (see e.g., [8, 9, 15]). So understanding the property of Bismut Einstein metrics is helpful to investigate the behavior of pluriclosed flow, which can be applied to classify some manifolds, especially the Kodaira’s class VII surfaces (see [11, 14]).
Firstly, we give the definition of Bismut Einstein metrics.
Definition 1.1.
A pluriclosed metric is called Bismut Einstein with Einstein constant if
(1.1) |
Here is the -part of Bismut Ricci form that will be defined explicitly in Section 2.1. Since is not elliptic in general, we add pluriclosed condition in the definition. But notice that in the case of , a solution to (1.1) is automatically pluriclosed for is always pluriclosed. To see this, we rewrite the Bismut Ricci form as by bi-degree. Since is real and closed, we obtain
Definition 1.2.
We say a manifold admits a Hermitian-symplectic (HS) structure if it admits a HS form, which is a real closed 2-form with positive definite (1,1)-part.
Kähler metrics are special examples of HS forms. And the (1,1)-part of any HS form is precisely pluriclosed. In fact, a Bismut Einstein metric with can be extended to a HS form as the (1,1)-part (see [17]).
One motivation of this paper is a question asked by Streets and Tian in [12]. Using the classification of compact surfaces (see e.g., [2]), they show that only Kähler surfaces admit HS structures in dimension 2. And they ask is it valid in high dimensional cases?
Question 1.3 (Streets & Tian in [12]).
Is there a non-Kähler manifold admitting HS structures?
Authors of [17] find that HS forms are preserved by pluriclosed flow. They deform a HS form along pluriclosed flow and prove that the limitation (if exists) must be Kähler in dimension 2. This gives a way to consider Question 1.3. One can study the canonical HS forms obtained by deforming HS forms along pluriclosed flow. In this viewpoint, Bismut Einstein metric with is an important class of canonical HS forms since it is the fixed point of pluriclosed flow up to a rescaling. Then a natural question is that whether Bismut Einstein metrics with are Kähler? A classification of solitons given by Streets in [10] gives an affirmative answer in dimension 2. For high dimensional cases, this paper also gives an affirmative answer.
More precisely, we prove that
Theorem 1.4.
On compact complex manifolds, we have
(a) Bismut Einstein metrics with non-zero Einstein constant are Kähler Einstein;
(b) Bismut Einstein metrics with zero Einstein constant are Bismut Ricci flat.
In the case of , there are some non-Kähler examples (see Example 2.7-Example 2.10 in [5]). And all those examples are actually Bismut flat.
To prove Theorem 1.4, we establish a Bochner formula expressed in terms of Bismut Ricci curvature. Meanwhile, we obtain some vanishing results under certain conditions on Bismut Ricci curvature and Bismut scalar curvature (see Section 4). More analogues vanishing theorems about Bismut connection can be found in [1, 7].
Here is an outline of the rest paper.
In section 2, we recall some basic notions that will be used later.
In section 3, we collect some calculation results about Chern Laplacian and -Laplacian, which are different in the non-Kähler case.
In section 4, we establish a Bochner formula expressed in terms of Bismut Ricci curvature and obtain some vanishing results of Dolbeault cohomology.
In section 5, we give an observation about Bismut Einstein metrics and use it to complete the proof of Theorem 1.4.
In section 6, we obtain a stronger vanishing theorem on surfaces.
As an application, we give another proof of Theorem 1.4 in the surface case.
Acknowledgments. I want to express my gratitude to my advisor, Professor Gang Tian, for his helpful suggestions and patient guidance. I also thanks Professor Jeffery Streets and Professor Mario Garcia-Fernandez for helpful comments and notifying me the paper [5]. And thanks Professor Stefan Ivanov and Giuseppe Barbaro for their helpful comments on an earlier version.
2. Preliminary
In this section, we give a quick review of some basic notions which will be used later.
2.1. Bismut connection and Bismut Ricci form
Given a complex manifold with a Hermitian metric . Bismut connection is the unique connection satisfying
in which
is the tensor induced by torsion operator (see e.g., [3]). Notice that is a real -form, which is closed if and only if the metric is pluriclosed.
We denote the Ricci form of Bismut connection. It is well know that is a closed real form (see e.g., [4]). If we rewrite is as by bidegree, then we have
where is the fundamental form.
2.2. Chern connection without Kähler assumption
In this subsection we review some basic facts of Chern connection without Kähler assumption. In such a case, it is not Levi-Civita connection anymore. And the torsion tensor is
In local coordinates, the Christoffel symbol of Chern connection is
Then
Notice that
So if we regard as just a tensor, then we have .
Definition 2.1.
We can define the second Chern Ricci and a quadratic term respectively by
where is the Chern curvature tensor.
Recall that the Chern Ricci is defined by . In Kähler case, is precisely the Chern Ricci. In general, they are different since Chern connection has torsion. An basic fact is that is alway a second order elliptic operator with respect to metrics.
For pluriclosed metrics, there is a relationship between and the -part of Bismut Ricci form (see e.g., [12, 13]). More explicitly, if we assume
then we have
(2.1) |
Remark 2.2.
In fact, the quadratic term is non-negative. To see this, we can choose a normal coordinates such that and is diagonal at a fixed point . Then we have
2.3. Lefschetz-type operator
For the convenience of use later, we recall the Lefschetz-type operator in this subsection.
Definition 2.3.
Let be a form. The Lefschetz-type operator is defined by
And its conjugate adjoint is defined by
where is the pointwise Hermitian inner product.
Notice that in the case of , those operators defined above are the classical Lefschetz operator and .
We give a local expression of the Lefschetz-type operator in a special case which will be used later.
Lemma 2.4.
Given a -form
and a -form . We have
Proof.
Choose an arbitrary -form . Assume
By direct computation, we obtain
and
By definition,
Then we get
which implies
∎
3. Some Calculation Results of Laplacians
In this section, we collect some calculation results which will be used later. For easy of notations, let us start with some definitions.
Definition 3.1.
For a tensor , we denote its gradient by
We denote the Chern Laplacian by
We denote the -Laplacian and -Laplacian by
Definition 3.2.
Given two tensors and . We can define a tensor by
Remark 3.3.
Using the notation defined above, we can rewrite the Chern curvature operator as
Taking trace, we obtain
where is the second Chern Ricci defined in Section 2.2.
Remark 3.4.
We would like to give a remark on the computation of in a special case where and is Hermitian, i.e., . For convenience, we choose a normal coordinates for a fixed point such that and . Then by definition
In particular, we have
Moreover, if the subscripts of is skew-symmetric, then in the case of we have
Since is arbitrary, we get
We recall the formula of order exchange of Laplacian and gradient and leave the proof in the appendix.
Lemma 3.5.
Let be a tensor field. We have
Then we give two lemmas often used in the computation of -Laplacian and -Laplacian. And we leave the tedious calculations in the appendix.
Lemma 3.6.
Given a -form
satisfying
We have
in which
Similarly, we have
Lemma 3.7.
Given a -form
satisfying
We have
in which
Remark 3.8.
Remark 3.9.
Applying Lemma 3.6 to , we have
3.1. Laplacians applied to functions
Next proposition gives the relationship between two Laplacians when applied to functions.
Proposition 3.10.
For a smooth function , we have
Proof.
Remark 3.11.
From Proposition 3.10, we know that if , then for all functions. Notice that
So Chern Laplacian and -Laplacian are the same when applied to functions if and only if the metric is balanced, i.e., ,
Recall that
where is the Hermitian inner product. But for Chern Laplacian, this is not valid in general. Actually, we have
Proposition 3.12.
If and only if the metric is Gauduchon (i.e., ), we have
for all functions.
Proof.
By definition, we have
Notice
So we complete our proof. ∎
Remark 3.13.
Gauduchon[6] proves that any complex manifold admits metrics satisfying . And in the case of surface, Gauduchon condition is precisely pluriclosed condition.
3.2. Laplacians applied to -forms
For the purpose of use later, we give the relationship between those Laplacians when applied on -forms.
Proposition 3.14.
For a -form , we have
where is the Lefschetz-type operator defined in section 2.3.
4. A Bochner Formula
In this section, we give a Bochner formula for pluriclosed metrics in terms of Bismut Ricci curvature. As an application, we can obtain some vanishing results on the the Dolbeault cohomology .
4.1. Bochner formula
For ease of notations, we start with some definition.
Definition 4.1.
Given a tensor satisfying . We define the first eigenvalue function by
Remark 4.2.
We choose a normal coordinates at a fixed point such that and . It is easy to see that . Thus is non-negative (resp. positive) if and only if is a non-negative (resp. positive) function.
Now we can state the Bochner formula.
Theorem 4.3.
For any tensor , we have
where is the second Chern Ricci and denotes the Hermitian inner product.
Proof.
By definition and noticing that Chern connection is compatible with metric, we obtain
Remark 3.3 tells us that
which completes this proof. ∎
From equation (2.1), we can directly obtain
Corollary 4.4.
If the metric is pluriclosed, then we have
4.2. Some vanishing results
In this subsection, we apply the Bochner formula established in Section 4.1 to get some vanishing results. Firstly, we state a lemma that will be used repeatedly.
Lemma 4.5.
If is a -form and is Hermitian, then we have
Proof.
Proposition 4.6.
Given a compact complex manifold . If admits a metric such that the second Chern Ricci is positive, then the Dolbeault cohomology is trivial for .
Proof.
Given a -harmonic -form . We have . From Proposition 3.14, we obtain
Applying Theorem 4.3 to , we get
(4.1) |
By Lemma 4.5, we have
Assume achieves the maximum at point . By the maximum principle, we have
The last equality uses the positive assumption on . So we obtain , which implies . Since , we complete this proof. ∎
In particular, for , we only need the assumption that Chern scalar curvature is positive.
Proposition 4.7.
Given a compact complex manifold . If admits a metric such that the Chern scalar curvature is positive, then the Dolbeault cohomology is trivial.
For Gauduchon metric, we can weaken the assumption slightly.
Proposition 4.8.
Given a compact complex manifold . If admits a Gauduchon metric such that is non-negative and is strictly positive at one point, then the Dolbeault cohomology is trivial for .
Proof.
Let be a -harmonic -form. Integrating equation (4.1) on and applying Proposition 3.12, we obtain
where denotes the norm. Since is a non-negative function, we get
which means . We claim that is a constant function on . To see this, we take derivatives to .
Similarly, we have .
On the other hand, we have
The integral on the right hand side is a positive number for is strictly positive at one point. So we get and complete this proof. ∎
Similarly, for we only need the assumption on the Chern scalar curvature .
Proposition 4.9.
Given a compact complex manifold . If admits a Gauduchon metric such that the Chern scalar curvature is non-negative and is strictly positive at one point, then the Dolbeault cohomology is trivial.
Proof.
The argument is similar to Proposition 4.8. Firstly, we prove that is a constant function by integration. Then use the equation to show that is actually . ∎
For pluriclosed metric, the second Chern Ricci can be represented by Bismut Ricci. Thus we can state the vanishing result in terms of Bismut Ricci. In other words, the positivity of the -part of Bismut Ricci form can give obstructions to the Dolbeault cohomology .
Theorem 4.10.
Given a compact complex manifold with a pluriclosed metric .
(a) If is strictly positive definite, then is trivial for ;
(b) If Bismut scalar curvature is positive, then is trivial.
5. Bismut Einstein Metrics on Compact Complex Manifolds
In this section, we will discuss the Bismut Einstein metric on compact complex manifolds and use the Bochner formula established in Section 4.1 to give a proof of Theorem 1.4. Firstly, we introduce an observation that plays an important role in the proof of the main theorem.
We assume in local coordinates
where . For convenience, we will also use to denote the -part of Bismut Ricci in the following.
5.1. An observation of Bismut Einstein metrics
Let us begin with a formula given by authors of [5].
Lemma 5.1 (Proposition 3.24 of [5]).
The -part of Bismut Ricci can be represented by
where .
Now we give an observation about Bismut Einstein metrics.
Proposition 5.2.
If is a Bismut Einstein metric with Einstein constant , then we have
Moreover, in the case of we have
Proof.
In the case of . Since is closed, we obtain that is closed. Applying Lemma 3.14, we get
Recall that . So we obtain .
From now on we assume . We have
In local coordinates, the equation above becomes
which implies
(5.1) |
Applying Lemma 5.1, we obtain
This completes the proof. ∎
Next, we state a differential equation which will be used later.
Lemma 5.3.
Assume is a Bismut Einstein metric with Einstein constant . Then we have
(5.2) |
where .
5.2. Proof of Theorem 1.4
Proof of Theorem 1.4.
From Remark 2.2 and Lemma 4.5, we know that
So Lemma 5.3 shows that
Notice that the manifold is compact. Applying the strong maximum principle to , we obtain that is a constant function. Thus equation (5.2) becomes
Since the three terms on the right hand side are non-negative, we obtain
Case I . From Proposition 5.2 we know that
This shows that the metric is Kähler and thus Kähler-Einstein.
6. The Case of Surface
In section 4.2, we show that for Gauduchon metrics, those vanishing results still hold under a slightly weaker conditions. And in dimension 2, Gauduchon condition is precisely the pluriclosed condition. So we can obtain a slightly stronger vanishing result in the case of surfaces. As an application, we can give another proof of Theorem 1.4 in the case of surfaces.
6.1. A vanishing theorem for surfaces
Let us begin with an observation in dimension 2.
Lemma 6.1.
In dimension 2, we have
Proof.
We prove it in a normal coordinates such that and . By definition, we have
Here we use the fact that the first two subscripts of are skew-symmetric. Similarly, we have
Thus we complete this proof. ∎
Now we state a vanishing theorem for compact surfaces.
Theorem 6.2.
Given a compact complex surface with a pluriclosed metric .
(a) If is non-negative definite, then either is Kähler or is trivial for ;
(b) If Bismut scalar curvature is non-negative, then either is Kähler or is trivial.
6.2. Bismut Einstein metrics on surfaces
We first give an proposition that is similar to Proposition 5.2.
Proposition 6.3.
Given a Bismut Einstein metric with Einstein constant on a complex surface. We have
Proof.
If , then we have . We obtain that is closed for is closed. Thus is -harmonic.
If , then we have
(6.1) |
and . On the other hand, we have (see Section 2.1)
which implies
The second equality is because of in dimension 2. The third equality uses equation (6.1). And the fourth equality uses the fact that for arbitrary -form in dimension 2, which is an application of Lefschetz theorem to primitive form (see e.g., [16]). ∎
Another proof of Theorem 1.4 in the case of surfaces..
For convenience, we denote .
Case I . Using Proposition 6.3, we have
where is the Hermitian inner product. So we obtain for is a negative number. Notice , which means that is Kähler.
Case II . From Proposition 6.3 we know that is a -harmonic -form. Theorem 6.2 tell us that is Kähler or . In fact, in both cases we have because for Kähler metrics, the Bismut Ricci form is precisely the Kähler Ricci form which only has -part.
Case III . Applying Corollary 4.4 to , we get
(6.2) |
Using Proposition 3.14, we get
By the definition of (see Section 2.3),
By direct computation, we obtain
The second row is because of . And the last row uses the fact that , which holds because is an odd degree form. So we obtain
Similarly, we have
Integrating equation (6.2) on the manifold and noticing Proposition 3.12, we have
which implies . Since the metric is Kähler and . ∎
7. Appendix
In this appendix, we give the proof of some lemmas used earlier.
7.1. Proof of Lemma 3.5
Proof.
Firstly, we recall that for a connection with torsion and curvature tensor Rm, we have
(7.1) |
Applying it to Chern connection, we get
The second row is because of .
Similarly, applying formula (7.1) to , we get
Combining above together, we obtain
And we complete the proof. ∎
7.2. Proof of Lemma 3.6
Proof.
Since the test form can be chosen that is supported in a coordinates neighborhood, we can do calculation locally. Assume
We have
Here we use and to denote Hermitian inner product and pointwise Hermitian inner product, respectively. By direct computation, we get
Then
The arbitrariness of implies
which gives
Recall the derivative formula of inverse matrix
Changing some subscripts, we get
Notice that
Then we obtain
∎
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