Berry curvature effects on quasiparticle dynamics in superconductors
Abstract
We construct a theory for the semiclassical dynamics of superconducting quasiparticles by following their wave-packet motion and reveal rich contents of Berry curvature effects in the phase-space spanned by position and momentum. These Berry curvatures are traced back to the characteristics of superconductivity, including the nontrivial momentum-space geometry of superconducting pairing, the real-space supercurrent, and the charge dipole of quasiparticles. The Berry-curvature effects strongly influence the spectroscopic and transport properties of superconductors, such as the local density of states and the thermal Hall conductivity. As a model illustration, we apply the theory to study the twisted bilayer graphene with a superconducting gap function, and demonstrate Berry-curvature induced effects.
Introduction.– The Chern number of Bogoliubov-de Gennes band structure has commonly been used to characterize the topology of exotic superconductors qi2011RMP ; Black_Schaffer2014 ; Sato2017 ; liu2013 ; yang2018d+id , while much less attention has been given to the physical effect of the momentum space Berry curvature which makes up the Chern number cvetkovic2015 ; liang2017wavepacket . In the presence of inhomogeneity due to external fields or a supercurrent, we may also expect to find other components of the Berry curvature in the phase space, such as those in the real space as well as in the cross planes of position and momentum Sundaram1999 . Phase space Berry curvatures are known to be important on the dynamics of Bloch electrons, ubiquitously affecting equilibrium and transport properties of solids Xiao2010 ; Nagaosa2010 ; Xiao2005 ; Sodemann2015 ; Moore2010 ; Xiao2012 ; Freimuth2013 ; Dong2020 . It is therefore highly desirable to construct a semiclassical theory for quasiparticle dynamics in superconductors, which systematically takes into account these Berry curvatures, in order to provide an intuitive and effective basis for analyzing various response properties of superconductors.
In this Letter, we introduce the semiclassical quasiparticle as a wave packet in the background of slowly varying gauge potentials and the superconducting order parameter. Apart from Berry curvatures inherited from the parent Bloch states, we identify new contributions due to the non-conserving nature of the quasiparticle charge and the phase space structure of the order parameter which is nontrivial in all but the conventional s-wave superconductors. The quasiparticle also naturally possesses a charge dipole moment, which can couple to a magnetic field through the Lorentz force and induce field dependent Berry curvatures.
To demonstrate the utility of the semiclassical theory, we discuss how these Berry curvatures modify the phase-space density of states of the quasiparticles and the impact on electron tunneling spectroscopic measurements. We also present results on thermal Hall conductivity due to quasiparticles, and reveal its relationship with topological contribution from the condensate that has been discussed extensively as a measure of topological superconductors Senthil1999 ; read2000 . We assume spin conservation in this work for simplicity, and illustrate our results using a twisted bilayer graphene model yuan2018 with a d+id superconducting gap function for the order parameter.
Quasiparticle wave packet in second quantization formalism.—In order for a semiclassical theory of superconducting quasiparticles to be feasible, we assume that all the possible inhomogeneities in the considered system are smooth in the spread of a quasiparticle wave packet, whose center position is marked as . For example, in the mixed states of type-II superconductors, we focus only on the region far away from the vortex core, where the pairing potential can be perceived as slowly varying. A local Hamiltonian description of the wave packet hence emerges, namely , where is the creation operator for an electron with spin at position , is the spin degenerate single-electron Hamiltonian in the local approximation (set ), is the chemical potential, and is the effective attractive interaction between electrons. We only consider spin-singlet superconductors with intraband pairing and without spin-orbit coupling. The slowly varying perturbation fields {} () and the electromagnetic vector potential are represented by their values at . possesses local eigenfunctions , where are the local Bloch functions of , with local Bloch bands . Here and are the indices for band (with two-fold spin degeneracy) and wave-vector, respectively, and enters in the eigenstates parametrically as a character of the local description.
The interaction term can be treated within a mean-field approach, ending with supp
(1) |
where the creation/anihilation operators for the local eigenstate are introduced by the Bogoliubov transformation, e.g., . Here creates the local Bloch eigenstates of , whereas (, )T and are the Bogoliubov wavefunction in this local Bloch representation and the eigenenergy, respectively, and is the local momentum-space superconducting pairing function. The quasiparticle operators not only define the excitations of the local Hamiltonian, but also determine the ground state of the local Hamiltonian with annihilation operators . Here is the normalization factor and is the vacuum for electrons.
Now we construct a quasiparticle wave packet centered around () with the local creation operators acting on the superconducting ground state:
(2) |
where is shorthand for with the dimension of the system. The envelope function is sharply distributed in reciprocal space so that it makes sense to speak of the wave-vector of the wave packet. We only demonstrate the spin-up wave packet, as the spin-down case can be easily extrapolated.
Spin center and charge dipole of the wave packet.—For Bloch electrons the wave-packet center is simply the charge center. However, superconducting quasiparticles are momentum-dependent mixture of electrons and holes and thereby do not possess definite charges, rendering the charge center ill defined. On the other hand, spin is a conserved quantity in the absence of spin-orbit coupling, hence the spin center serves physically as the center of a wave packet. For this purpose we consider the spin density operator , and calculate its wave-packet averaging . This gives the distribution of spin on the wave packet, and its center, the spin center, is given by supp
(3) |
where is related to the phase of the superconducting order parameter, measures the non-conserved charge of the quasiparticles, is the periodic part of the Bloch state , and is the phase of the envelope function. The Berry connections contain not only the Bloch part from the single-electron band structure, but also the superconducting part from the momentum dependence of the superconducting order parameter.
The spin center is not sufficient to describe the coupling of quasiparticles with electromagnetic fields, which would inevitably involve information on the charge distribution upon the spread of a wave packet. Since the charge distribution is not centered at , there should be a charge dipole moment associated with a wave packet. Indeed one can consider the charge density operator , and its wave-packet averaging provides a proper definition for the charge dipole moment supp
(4) |
It is nonzero only in the case of a momentum dependent phase of superconducting order parameter. Furthermore, if the external-field-free system has either time-reversal (space-inversion) symmetry, is an even (odd) function in momentum space, as can be inspected from the semiclassical equations of motion proposed later.
Berry curvatures and semiclassical dynamics.–The distinctive properties of the wave packet are anticipated to strongly affect its semiclassical dynamics determined by the Lagrangian Xiao2010 , and should be embodied in various Berry curvatures characterizing the dynamical structure. Adopting the circular gauge , which is suitable for the approximately uniform magnetic field in regions far away from vortex lines, after some algebra we get supp (hereafter the wave packet center label is omitted for simplicity):
(5) |
Here the coupling of the wave packet to the magnetic field involves the charge dipole and gives , with . Besides, is half of the gauge invariant supercurrent velocity, and is the real-space Berry connection of the single-electron wave function.
The structure of the Lagrangian implies that the total Berry connections in the momentum and real space take the forms of and , respectively. Various Berry curvatures are then formed as , where , , and and are Cartesian indices. In particular, and are anti-symmetric tensors with respect to , whose vector forms read respectively
(6) |
and
(7) |
One can readily verify that the above coincides with that obtained from the Bogoliubov-de Gennes equation liang2017wavepacket . The first terms in these two equations are the familiar Berry curvatures from the single-electron band structure Xiao2010 , while other terms involves superconductivity. Moreover, the characteristics of superconductors, i.e., the charge non-conservation and the resultant charge dipole of wave packet and the real-space supercurrent, are embedded in the last three terms of .
Regarding the phase-space Berry curvature , there are remarkable qualitative differences from that for Bloch electrons, namely and respectively in normal states and superconducting states subjected to scalar perturbations. The underlying physics is that the scalar perturbation in the electronic Hamiltonian is endowed with a spin structure in the Nambu space where the quasiparticles live. Thus the usual scalar field felt by electrons is no longer scalar for superconducting quasiparticles. Nonzero will play a vital role in a number of experimental measurables Xiao2010 . For example, in the presence of pure magnetic perturbations, its trace reads
(8) |
As will be shown later, this trace of the Berry-curvature tensor plays an important role in the geometric modulations to the quasiparticle local density of states Xiao2010 .
With the above Berry curvatures, the Euler-Lagrange equations of motion for superconducting quasiparticles possess the same noncanonical structure as for Bloch electrons Sundaram1999 ; Xiao2010 . Having realized this, we neglect the Berry curvatures from Bloch band structures for simplicity and focus on those originated from superconductivity. Thus the equations of motion read:
(9) | |||
In the absence of superconductivity, , , and , hence the equations of motion reduce to the usual ones for electrons Sundaram1999 . It is also worthwhile to mention that, for trivial superconducting pairing, the momentum-space Berry connection vanishes but the real-space one may still survive due to the supercurrent velocity: . The resulting Berry curvature in real space is given by . The equations of motion describe the quasiparticle dynamics subjected to background super-flow, and take a similar form to those for bosonic Bogoliubov quasiparticles in a Bose-Einstein condensate with a vortex zhang2006BdGberry .
Equation (9) is the central result of this work. It provides a framework to understand quasiparticle dynamics in superconductors subjected to various perturbations. In the following, we apply this semiclassical theory to calculate several properties of superconductors.
Density of states.–A most direct consequence of the Berry curvatures appearing in the equations of motion is the breakdown of the phase-space volume conservation. As a result, the phase-space measure is modified by Berry curvatures Xiao2005 , which to the first order of the spatial inhomogeneity can be expressed as
(10) |
The modification may originate from various perturbations, such as the supercurrent and magnetic field. We note that since the relevant terms in and cancel each other, in sharp contrast to the case of Bloch electrons Xiao2005 .
would influence the quasiparticle local density of states , which is just the integration of the phase-space volume with the fixed quasiparticle energy ,
(11) |
This quasiparticle density of states is proportional to the differential conductance which can be directly measured by scanning tunneling microscopy fischer2007 . For instance, in the case of a small supercurrent, we have according to Eq. (8), which gives the modulation part as
(12) |
where with being the local density of states given by the conventional formula. This modification to the density of states depends on the direction of the supercurrent, hence could be experimentally verified by injecting supercurrent on different directions.
Thermal Hall transport.– The semiclassical theory can also be employed to study the transport properties in superconductors such as the intrinsic thermal Hall effect. Compared to the Green’s function method Qin2011 ; sumiyoshi2013 , the semiclassical theory has an advantage of subtracting conveniently the circulating magnetization current Cooper1997 without a detailed calculation of the energy magnetization Xiao2020EM . Here we sketch the key steps from the semiclassical equations towards the thermal Hall transport. We start from the semiclassical expression for the local energy current density local where is the Fermi-Dirac distribution at temperature . Then we substitute the equation of motion for note-derivation , and find where we introduce the auxiliary function . Now the second term is a circulating current which should be discounted, leaving the transport current . The Hall response of this current is given by
(13) |
where the factor 2 denotes the spin degeneracy.
The above formula only accounts for the contribution from quasiparticles beyond the superconducting condensate. It is physically reasonable to make the connection between this “quasiparticle plus condensate” description and the Bogoliubov-de Gennes (BdG) one sumiyoshi2013 , Here is the thermal Hall conductivity contributed by the condensate and is the conductivity obtained using the particle-hole symmetric BdG bands. In the spin degeneracy and the particle-hole redundancy cancel out, and means the BdG ”valence band” whose Berry curvature is . Therefore, the condensate contribution reads
(14) |
where the summation over momentum gives exactly the Chern number . This recovers the quantized thermal Hall conductance given by edge-state analysis Senthil1999 ; read2000 . Having clarified the above relationship, in the following we use the simplified notation to represent the total thermal Hall conductivity.
Model illustration: twisted-bilayer graphene with d + id superconductivity.– To illustrate the application of the semiclassical theory, we consider the twisted-bilayer graphene system which has been proposed to support a topological chiral d-wave superconducting state balents2020 ; guo2018d+id ; liu2018d+id ; chen2020d+id . We take the effective four-band tight-binding Hamiltonian to describe the system yuan2018 ,
(15) | |||||
where is the electron creation operator with two distinct orbitals , is the Pauli matrix, is the identity matrix, () are hopping parameters, and and represent the summations over the three nearest neighbor lattice vectors and over the second-nearest neighbors within the same sublattice, respectively. We diagonalize this Hamiltonian and take the band with the dispersion function where is from the nearest-neighbor hopping, and are from the next nearest-neighbor hopping. Superconductivity in twisted bilayer graphene with pairing symmetry can be described by the superconducting gap function in the form of jiang2008d+id ; nandkishore2012 ; Black_Schaffer2014 where with and being the superconducting gap amplitudes for and pairing, respectively, is the phase of the nearest-neighbor hopping, and are the three nearest-neighbor lattice vectors.

Now we can calculate the momentum-space Berry curvature by Eq. (6) for this tight-binding model. In Fig. 1a, we demonstrate the Berry curvature with typical band parameters given in Ref. yuan2018 and symmetric and gaps. The band structure of the tight-binding model has trivial topology, and the Berry curvatures are entirely contributed by the superconducting gap function. Because of the particle-hole symmetry in superconductors, the Berry curvatures concentrate around the Fermi surface. This is clearly shown in Fig. 1a., where the Berry curvature has symmetric peaks reflecting the symmetry of the lattice structure and the gap function. In Fig. 1b we show the result with asymmetric and pairing gaps. For this case the superconducting gap breaks the rotational symmetry, leaving only the reflectional symmetry with respect to the -axis for the Berry curvature distribution.
As a simple example, we study the density of states modulation due to a supercurrent which could originate from the injected current or a superconducting vortex. As shown in Fig. 1c, the obtained modulation is quite considerable in comparison with the non-perturbed density of states . We also note that this modulation depends on both the amplitudes and the direction of the supercurrent, and can have much richer pattern if other perturbations are introduced.
We also calculate the intrinsic thermal Hall transport of the toy model, demonstrating the temperature dependence of the thermal Hall conductivity, with as its zero temperature value. As shown in Fig. 1d, the ratio of the thermal Hall conductivity to has a near exponential dependence on the temperature at the low temperature regime, and becomes an approximated linear function at higher temperatures. These features would be helpful for identifying the paring in twisted-bilayer graphene systems.
Finally, we note that the results shown in Fig. 1 are obtained with a single band, while for the tight-binding model there are two bands intersecting with the chemical potential. The thermal conductance from the two bands are exactly the same, while the modulations to the local density of states have a sign reversal and a resultant cancellation. In order to observe the modulation to the local density of states in twisted-bilayer graphene system, band or momentum resolved tunneling experiments are required.
In summary, we derived the semiclassical equations of motion for superconducting quasiparticle wave packets, and identified various Berry curvature contributions in momentum space, real space as well as phase space. We demonstrated the power of the theory with examples such as the density of states modulation and the thermal Hall transport, and applied the theory to study the twisted-bilayer graphene system. Our theory opens up a new route to study rich Berry-phase effects on equilibrium and transport properties of superconducting quasiparticles.
Acknowledgments.— We thank Zhongbo Yan, Tianxing Ma, Huaiming Guo, and Jihang Zhu for very valuable discussions. This work was supported by NKRDPC-2017YFA0206203, 2017YFA0303302, 2018YFA0305603, NSFC (Grant No. 11774435), and Guangdong Basic and Applied Basic Research Foundation (Grant No. 2019A1515011620). The work at The University of Texas at Austin was supported by NSF (EFMA-1641101) and Robert A. Welch Foundation (F-1255).
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