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Bath’s law, correlations and magnitude distributions

B. F. Apostol
Institute of Earth’s Physics, Magurele-Bucharest MG-6,
POBox MG-35, Romania
email: [email protected]
Abstract

The empirical Bath’s law is derived from the magnitude-difference statistical distribution of earthquake pairs. It is shown that earthquake correlations can be expressed by means of the magnitude-difference distribution. We introduce a distinction between dynamical correlations, which imply an "earthquake interaction", and purely statistical correlations, generated by other, unknown, causes. The pair distribution related to earthquake correlations is presented. The single-event distribution of dynamically correlated earthquakes is derived from the statistical fluctuations of the accumulation time, by means of the geometric-growth model of energy accumulation in the focal region. The derivation of the Gutenberg-Richter statistical distributions in energy and magnitude is presented, as resulting from this model. The dynamical correlations may account, at least partially, for the roff-off effect in the Gutenberg-Richter distributions. It is shown that the most suitable framework for understanding the origin of the Bath’s law is the extension of the statistical distributions to earthquake pairs, where the difference in magnitude is allowed to take negative values. The seismic activity which accompanies a main shock, including both the aftershocks and the foreshocks, can be viewed as fluctuations in magnitude. The extension of the magnitude difference to negative values leads to a vanishing mean value of the fluctuations and to the standard deviation as a measure of these fluctuations. It is suggested that the standard deviation of the magnitude difference is the average difference in magnitude between the main shock and its largest aftershock (foreshock), thus providing an insight into the nature and the origin of the Bath’s law. It is shown that moderate-magnitude doublets may be viewed as Bath partners. Deterministic time-magnitude correlations of the accompanying seismic activity are also presented.

1 Introduction

Bath’s law states that the average difference ΔM\Delta M between the magnitude of a main shock and the magnitude of its largest aftershock is independent of the magnitude of the main shock (Bath, 1965; see also Richter, 1958). The reference value of the average magnitude difference is ΔM=1.2\Delta M=1.2. Deviations from this value have been reported (see, for instance, Lombardi, 2002; Felzer et al, 2002; Console et al, 2003), some being discussed by Bath, 1965.

The Bath’s law is an empirical statistical law. The earliest advance in understanding its origin was made by Vere-Jones, 1969, who viewed the main shock and its aftershocks as statistical events of the same statistical ensemble, distributed in magnitude. The magnitude-difference distribution introduced by Vere-Jones, 1969, may include correlations, which are viewed sometimes as indicating the opinion that the main shocks are statistically distinct from the aftershocks, or the foreshocks (Utsu, 1969, Evison and Rhoades, 2001). The Bath’s law enjoyed many discussions and attempts of elucidation (Papazachos, 1974; Purcaru, 1974; Tsapanos, 1990; Kisslinger and Jones, 1991; Evison, 1999; Lavenda and Cipollone, 2000; Lombardi, 2002; Helmstetter and Sornette, 2003). The prevailing opinion ascribes the variations in ΔM\Delta M to the bias in selecting data and the insufficiency of the realizations of the statistical ensemble. This standpoint was substantiated by means of the binomial distribution (Console, 2003; Lombardi, 2002; Helmstetter and Sornette, 2003). In order to account for the deviations of ΔM\Delta M Helmstetter and Sornette, 2003, employed the ETAS (epidemic-type aftershock sequence) model for the differences in the selection procedure of the mainshocks and the aftershocks. According to this model the variations in the number ΔM\Delta M are related to the realizations of the statistical ensemble and the values of the fitting parameters (see also Lombardi, 2002; Console, 2003).

The statistical hypothesis for the distributions of earthquake time series is far-reaching. Usually, a statistical distribution is (quasi-) independent of time (it is an equilibrium distribution), such that the aftershocks, distributed in the "future", should be identical with the foreshocks, distributed in the "past". However, it seems that there are differences between these two empirical distributions (Utsu, 2002; Shearer, 2012). Moreover, in order the statistical laws to be operational in practice, we need to have a large statistical ensemble of accompanying (associated) earthquakes, identified as aftershocks and foreshocks, which is a difficult issue in empirical studies. In addition, the empirical realizations of the statistical ensembles of earthquakes should be repetitive, a point which raises problems of principle, considering the variations in time and locations. In order to get meaningful results by applying the statistical laws to physical ensembles, it is necessary to prepare, in the same conditions, identical realizations of such ensembles. This is possible in Statistical Physics for various physical systems (like gases, liquids, solids,. etc). However, an ensemble of earthquakes, collected from a given zone in a (long) period of time, is not reproducible, because the conditions of its realization cannot be reproduced: the distribution of the focal regions may change in the given zone, or in the next period of time, including the change in physical (geological) conditions. The application of the statistical method to earthquakes exhibits limitations.

We show in this paper that the appropriate tool of approaching the accompanying seismic activity (foreshocks and aftershocks) of the main shocks is the distribution function of the difference in magnitude. The derivation of this distribution is made herein by means of the conditional probabilities (the Bayes theorem), as well as by using pair distributions. The earthquake correlations can be expressed by means of the magnitude-difference distribution. These correlations may be dynamical, or purely statistical. The dynamical correlations arise from an "earthquake interaction", while the purely statistical correlations originate in other, unknown, causes. Pair distributions related to statistical correlations are presented. The singe-event distribution of dynamically correlated earthquakes is derived from the statistical fluctuations of the accumulation time, by means of the geometric-growth model of energy accumulation in the focal region. The dynamical correlations may account, at least partially, for the roll-off effect in the Gutenberg-Richter statistical distributions. The difference in magnitude is extended to negative values, leading to a symmetric distribution for the foreshocks and aftershocks, with a vanishing mean value for the magnitude difference. This suggests to view the accompanying seismic activity as representing fluctuations, and to take their standard deviation as a measure for the Bath’s average difference ΔM\Delta M between the magnitude of the main shock and its largest aftershock (foreshock). This way, the Bath’s law is deduced. It is shown that moderate-magnitude doublets may be viewed as "Bath partners". Deterministic time-magnitude correlations of the associated seismic activity are also presented.

2 Gutenberg-Richter statistical distributions

According to the geometric-growth model of energy accumulation in a localized focal region (Apostol, 2006a,b), the accumulated energy EE is related to the accumulation time tt by

1+t/t0=(1+E/E0)r,1+t/t_{0}=\left(1+E/E_{0}\right)^{r}\,\,\,, (1)

where t0t_{0} and E0E_{0} are time and energy thresholds and rr is a geometrical parameter which characterizes the focal region. This parameter is related to the reciprocal of the number of effective dimensions of the focal region and to the strain accumulation rate (which, in general, is anisotropic). Very likely, the parameter rr varies in the range 1/3<r<11/3<r<1. For a pointlike focal region with a uniform accumulation rate r=1/3r=1/3 (three dimensions), for a two-dimensional uniform focal region r=1/2r=1/2, while for a one-dimensional focal region rr tends to unity. An average parameter rr may take any value in this range.

In equation (1) the threshold parameters should be viewed as very small, such that t/t0,E/E01t/t_{0},\,E/E_{0}\gg 1 and equation (1) may be written as

t/t0(E/E0)r.t/t_{0}\simeq\left(E/E_{0}\right)^{r}\,\,. (2)

A uniform frequency of events t0/t\sim t_{0}/t in time tt indicates that the parameter t0t_{0} is the reciprocal of the seismicity rate 1/t01/t_{0}. It follows immediately the time distribution

P(t)dt=1(t/t0)2dtt0P(t)dt=\frac{1}{\left(t/t_{0}\right)^{2}}\frac{dt}{t_{0}} (3)

and, making use of equation (2), the energy distribution

P(E)dE=r(E/E0)1+rdEE0.P(E)dE=\frac{r}{\left(E/E_{0}\right)^{1+r}}\frac{dE}{E_{0}}\,\,. (4)

At this point we may use an exponential law E/E0=ebME/E_{0}=e^{bM}, where MM is the earthquake magnitude and b=32ln10=3.45b=\frac{3}{2}\cdot\ln 10=3.45, according to Kanamori, 1977, and Hanks and Kanamori, 1979 (see also, Gutenberg and Richter, 1944, 1956); we get the (normalized) magnitude distribution

P(M)dM=βeβMdM,P(M)dM=\beta e^{-\beta M}dM\,\,\,, (5)

where β=br\beta=br. In decimal logarithms, P(M)=(1.5r)10(1.5r)MP(M)=(1.5r)\cdot 10^{-(1.5r)M}, where 0.5<1.5r<1.50.5<1.5r<1.5 (for 1/3<r<11/3<r<1). Usually, the average value 1.5r=11.5r=1 (β=2.3\beta=2.3) is currently used as a reference value, corresponding to r=2/3r=2/3 (see, for instance, Stein and Wysesssion, 2003; Udias, 1999; Lay and Wallace, 1995; Frohlich and Davis, 1993). Since tt0t\gg t_{0}, EE0E\gg E_{0}, the magnitude distribution given by equation (5) is not adequate for very small magnitudes (M0M\longrightarrow 0).

It is worth noting that the magnitude distribution (equation (5)) has the property P(M1+M2)P(M1)P(M2)P(M_{1}+M_{2})\sim P(M_{1})P(M_{2}), while the time and energy distributions (equations (3) and (4)) have not this property. This is viewed sometimes as indicating that the earthquakes would be correlated in occurrence time and in energy (Corral, 2006).

The magnitude distribution is particularly important because it can be used to analyze the empirical distribution

P(M)=ΔNN0ΔM=t0ΔNTΔM,P(M)=\frac{\Delta N}{N_{0}\Delta M}=\frac{t_{0}\Delta N}{T\Delta M}\,\,\,, (6)

of ΔN\Delta N earthquakes with magnitude in the range (M,M+ΔM)(M,\,M+\Delta M) out of a total number N0=T/t0N_{0}=T/t_{0} of earthquakes which occurred in time TT. We get

ln(ΔN/T)=ln(βΔMt0)βM.\ln\left(\Delta N/T\right)=\ln\left(\frac{\beta\Delta M}{t_{0}}\right)-\beta M\,\,. (7)

From the magnitude frequency ΔN/T\Delta N/T (equation (6)) we get the mean recurrence time

tr=t0βΔMeβMt_{r}=\frac{t_{0}}{\beta\Delta M}e^{\beta M} (8)

for an earthquake with magnitude MM (i.e. in the interval (M,M+ΔM)(M,\,M+\Delta M)). This time should be compared with the accumulation time ta=t0eβMt_{a}=t_{0}e^{\beta M} for an earthquake with magnitude MM, given by equation (2) and the exponential law E/E0=ebME/E_{0}=e^{bM}. These times are related by ta=(βΔM)trt_{a}=(\beta\Delta M)t_{r}, whence one can see that ta<trt_{a}<t_{r} (for βΔM<1\beta\Delta M<1), a relationship which shows that the energy corresponding to a magnitude MM may be lost by seismic events lower in magnitude, as expected. Moreover, by the definition of the seismicity rate, an earthquake with magnitude MM is equivalent with a total number ta/t0=eβMt_{a}/t_{0}=e^{\beta M} of earthquakes with zero magnitude (energy E0E_{0}) (Michael and Jones, 1998; Felzer et al, 2002). We may call these earthquakes (defined by the seismicity rate) "fundamental earthquakes" corresponding to magnitude MM. It is worth noting that the magnitude distribution βeβM\beta e^{-\beta M} implies an error of the order (M2¯M¯)/M¯=21\left(\sqrt{\overline{M^{2}}}-\overline{M}\right)/\overline{M}=\sqrt{2}-1, at least, i.e., Δtr/tr0.41\Delta t_{r}/t_{r}\simeq 0.41. For a maximal entropy with mean recurrence time trt_{r} we get easily a Poisson distribution (1/tr)et/tr(1/t_{r})e^{-t/t_{r}} for the recurrence time, which has a (large) standard deviation (ttr)2¯=tr\sqrt{\overline{(t-t_{r})^{2}}}=t_{r}.

Similarly, from equation (5) we get the excedence rate (the so-called recurrence law), which gives the number NexN_{ex} of earthquakes with magnitude greater than MM. The corresponding probability is readily obtained from (5) as Pex=eβMP_{ex}=e^{-\beta M}, such that the excedence rate reads

lnNex=lnN0βM.\ln N_{ex}=\ln N_{0}-\beta M\,\,. (9)

The distributions given above may be called Gutenberg-Richter statistical distributions (equations (7) and (9) and, implicitly, (5)). They are currently used in statistical analysis of the earthquakes. The parameter β\beta is derived by fitting these distributions to data. For 1/3<r<11/3<r<1 it varies in the range 1.15<β<3.451.15<\beta<3.45 (for decimal logarithms 0.5<1.5r<1.50.5<1.5r<1.5). For instance, an analysis of a large set of global earthquakes with 5.8<M<7.35.8<M<7.3 (ΔM=0.1\Delta M=0.1) indicates β=1.38\beta=1.38 (and 1/t0=105.51/t_{0}=10^{5.5} per year), corresponding to r=0.4r=0.4, a value which suggests an intermediate two/three-dimensional focal mechanism (Bullen, 1963). For r=1/3r=1/3, corresponding to a uniform pointlike focal geometry, we get β=1.15\beta=1.15. Equations (5), (7) and (9) have been fitted to a set of 19991999 earthquakes with magnitude M3M\geq 3 (ΔM=0.1\Delta M=0.1), which occurred in Vrancea between 197420041974-2004 (3131 years) (Apostol 2006a,b). The mean values of the fitting parameters are lnt0=9.68-\ln t_{0}=9.68 and β=1.89\beta=1.89 (r=0.54r=0.54). A similar fit has been done for a set of 36403640 earthquakes with magnitude M3M\geq 3 which occurred in Vrancea during 198120181981-2018 (3838 years). The fitting parameters for this set are lnt0=11.32-\ln t_{0}=11.32 and β=2.26\beta=2.26 (r=0.65r=0.65). The data for Vrancea have been taken from the Romanian Earthquake Catalog, 2018. The parameter β\beta varies from region to region, depends on the nature of the focal mechanism (parameter rr in β=br\beta=br), the size and the time period of the data set. The range of empirical values 0.5<1.5r<1.50.5<1.5r<1.5 coincides with the theoretical range (1/3<r<11/3<r<1).

The statistical analysis gives a generic image of a collective, global earthquake focal region (a distribution of foci). Particularly interesting is the parameter rr, which is related to the reciprocal of the (average) number of effective dimensions of the focal region and the rate of energy accumulation. The value r=0.54r=0.54 (Vrancea, period 197420041974-2004) indicates a (quasi-) two-dimensional geometry of the focal region in Vrancea, while the more recent value r=0.65r=0.65 for the same region suggests an evolution of this (average) geometry towards one dimension. At the same time, we note an increase of the seismicity rate 1/t01/t_{0} in the recent period in Vrancea. The increase of the geometrical parameter rr determines an increase of the parameter β\beta, which dominates the mean recurrence time. For instance, the accumulation time for magnitude M=7M=7 is increased from ta34.9t_{a}\simeq 34.9 years (period 19742004)1974-2004) to at least ta59t_{a}\simeq 59 years. This large variability indicates the great sensitivity of the statistical analysis to the data set. In particular, for any fixed MM we may view the exponential MeMβMe^{-M\beta} as a distribution of the parameter β\beta, which indicates an error 0.41\simeq 0.41 in determining this parameter.

We note that inherent errors occur in statistical analysis. For instance, an error is associated to the threshold magnitude (e.g., M=3M=3), because the large amount of data with small magnitude may affect the fit. Also, it is difficult to include events with high magnitude in a set with statistical significance, because such events are rare. The size of the statistical set may affect the results. The fitting values given above for Vrancea have an error of approximately 15%15\%. Such difficulties are carefully analyzed on various occasions (e.g., Felzer et al, 2002; Console et al, 2003; Lombardi, 2002; Helmstetter and Sornette, 2003).

The statistical distributions given above may be employed to estimate conditional probabilities, and to derive Omori laws for the associated (accompanying) seismic activity. Also, the conditional probabilities can be used for analyzing the next-earthquake distributions (inter-event time distributions), (Apostol and Cune, 2020) which may offer information for seismic hazard and risk estimation. We present here another example of using these distributions, in analyzing the Bath’s empirical law.

3 Bath’s law

In general, two or more earthquakes may appear as being associated in time and space with, or without, a mutual interaction between their focal regions. In both cases they form a foreshock-main shock-aftershock sequence which exhibits correlations. The correlations which appear as a consequence of an interaction imply an energy transfer (exchange) between the focal regions (e.g., a static stress). These correlations may be called dynamical (or "causal") correlations. Another type of correlations may appear without this interaction, from unknown causes. For instance, an earthquake may produce changes in the neighbourhood of its focal region (adjacent regions), and these changes may influence the occurrence of another earthquake. Similarly, an associated seismic activity may be triggered by a "dynamic stress", not a static one (Felzer and Brodsky, 2006). "Unknown causes" is used here in the sense that the model employed for describing these earthquakes does not account for such causes. The correlations arising from "unknown causes" may be called purely statistical (or "acausal") correlations. It is worth noting that all the correlations discussed here have a statistical character.

Let us first discuss the dynamical correlations. If an amount δE\delta E of energy (positive or negative) is provided to a focal region by neighbouring focal regions, the accumulation time tt in the time-energy accumulation law t/t0=(E/E0)rt/t_{0}=(E/E_{0})^{r} (equation (2)) changes. For a given energy we may assign this variation to the parameter rr. This may correspond to a change in the focal region subject to interaction (as, for instance, one produced by a static stress). We are led to examine the changes in the accumulation time tt. We have shown above that the ratio t/t0t/t_{0} is the number n0=eβMn_{0}=e^{\beta M} of "fundamental earthquakes" corresponding to the magnitude MM, where t0t_{0} is the cutoff time (time threshold; equations (2) to (5)). We may write, approximately, this (large) number as the sum

n0=i=1n0ni,ni=1.n_{0}=\sum_{i=1}^{n_{0}}n_{i}\,\,,\,\,n_{i}=1\,\,. (10)

In this equation we may view nin_{i} as statistical variables, with mean value n¯i=1\overline{n}_{i}=1. Therefore, we consider the number of fundamental earthquakes

n=i=1n0ni,n=\sum_{i=1}^{n_{0}}n_{i}\,\,\,, (11)

with the mean value n¯=n0\overline{n}=n_{0}. The variables nin_{i} are viewed as independent statistical variables; their fluctuations are due to the interaction of these fundamental earthquakes with other fundamental earthquakes, corresponding to different magnitudes (exchange of numbers of fundamental earthquakes). These interactions play the role of an external "thermal bath" for the fundamental earthquakes corresponding to a given magnitude MM. Therefore, the deviation Δn=(δn)2¯\Delta n=\sqrt{\overline{(\delta n)^{2}}} (where δn=nn0\delta n=n-n_{0}, δni=nin¯i\delta n_{i}=n_{i}-\overline{n}_{i}) is the number ncn_{c} of (dynamically) correlated fundamental earthquakes corresponding to MM. We get immediately

(δn)2¯=i,j=1n0δniδnj¯=i=1n0(δni)2¯=a2n0,\overline{(\delta n)^{2}}=\sum_{i,j=1}^{n_{0}}\overline{\delta n_{i}\delta n_{j}}=\sum_{i=1}^{n_{0}}\overline{(\delta n_{i})^{2}}=a^{2}n_{0}\,\,\,, (12)

where a2=(δni)2¯a^{2}=\overline{(\delta n_{i})^{2}} (independent of ii). It follows

nc=an0=ae12βM.n_{c}=a\sqrt{n_{0}}=ae^{\frac{1}{2}\beta M}\,\,. (13)

Obviously, this number is tc/at0t_{c}/at_{0}, where tct_{c} is the accumulation time for the correlated earthquakes with magnitude MM (in order to preserve the correspondence of the cutoff time and energy parameters we need to re-define the cutoff time t0t_{0} as at0at_{0}). Now, we can repeat the derivation from equations (2) to (5) and get the magnitude probability of the correlated earthquakes

Pc(M)=12βe12βM.P_{c}(M)=\frac{1}{2}\beta e^{-\frac{1}{2}\beta M}\,\,. (14)

We note that in the energy-accumulation law given by equation (2) the parameter rr changes to r/2r/2 for dynamically correlated earthquakes (tc/at0=(E/E0)r/2t_{c}/at_{0}=(E/E_{0})^{r/2}).

The dynamically correlated earthquakes may be present in foreshock-main shock-aftershock sequences. It is difficult to test empirically the probability Pc(M)P_{c}(M), because we cannot see any means to separate the dynamical correlations from the purely statistical correlations. We note that the dynamically correlated earthquakes are distinct from the rest of the earthquakes (their distribution e12βM\sim e^{-\frac{1}{2}\beta M} is different from the distribution eβM\sim e^{-\beta M}). Usually, in empirical studies we do not make this difference (see, for instance, Kisslinger, 1996), but the error may be neglected, because the total number of earthquakes N0N_{0} is much larger than the total number of dynamically correlated earthquakes NcN_{c}, according to equations (5), (6) and (14) (Nc2=(4ΔNc2/ΔNΔM)N0N_{c}^{2}=(4\Delta N_{c}^{2}/\Delta N\Delta M)N_{0}); NcN_{c} is, simply, proportional to the statistical error N0\sqrt{N_{0}}. Like the total number of earthquakes, the dynamically correlated earthquakes are concentrated in the region of small magnitudes, where the slope of the function lnPc(M)\ln P_{c}(M) is changed from β-\beta to 12β-\frac{1}{2}\beta. Such a deviation is well known in empirical studies (the roll-off effect; Pelletier, 2000; Bhattacharya et al, 2009), and is attributed usually to an insufficient determination of the small-magnitude data. Moreover, small-magnitude correlated earthquakes in foreshock-main shock-aftershock sequences are associated with high-magnitude main shocks, which have a large productivity of accompanying events. Therefore, dynamically correlated earthquakes are expected in earthquake clusters with high-magnitude main shocks.

The Bath’s law is expressed in terms of the difference in magnitude between the main shock and its largest aftershock. Let us first consider two earthquakes with magnitudes M1,2M_{1,2}, with the distribution law eβM\sim e^{-\beta M}, M=M1,2M=M_{1,2}, and seek the distribution of the difference in magnitude m=M1M2m=M_{1}-M_{2}. In this law the magnitude MM is positive, but for the difference M1M2M_{1}-M_{2} we need to extend this variable to negative values. Since M1=M1M2+M2M_{1}=M_{1}-M_{2}+M_{2} and M2=M2M1+M1M_{2}=M_{2}-M_{1}+M_{1}, the law e12βM\sim e^{-\frac{1}{2}\beta M} suggests a magnitude-difference distribution eβ(M1M2)\sim e^{-\beta(M_{1}-M_{2})} for M1>M2M_{1}>M_{2} and fixed M2M_{2}, and a distribution eβ(M2M1)\sim e^{-\beta(M_{2}-M_{1})} for M2>M1M_{2}>M_{1} and fixed M1M_{1}. These are conditional probabilities (related to the Bayes theorem). In both cases, this distribution can be written as eβm\sim e^{-\beta\mid m\mid}, where m=M1M2m=M_{1}-M_{2} (or m=M2M1m=M_{2}-M_{1}), m<max(M1,M2)\mid m\mid<max(M_{1},M_{2}), irrespective of which M1,2M_{1,2} is fixed. The condition m<max(M1,M2)\mid m\mid<max(M_{1},M_{2}) is essential for statistical correlations. We pass now to the Bath’s law. Let us assume a main shock, with magnitude MsM_{s}, and the accompanying earthquakes (foreshocks and aftershocks), with magnitude MM. We define the foreshocks and aftershocks as those correlated earthquakes with magnitude MM smaller than MsM_{s}. We refer the magnitudes MM of the foreshocks and aftershocks to the magnitude MsM_{s} of the main shock, by observing the ordering of the partners in each pair. This can be done by defining m=MsM>0m=M_{s}-M>0 for foreshocks and m=MMs<0m=M-M_{s}<0 for aftershocks. According to the above discussion, the distribution of the magnitude difference is eβm\sim e^{-\beta\mid m\mid}, m<Ms\mid m\mid<M_{s}. Therefore, the total distribution is

P(Ms,m)=β2eβMseβm,m<Ms,Ms>0.P(M_{s},m)=\beta^{2}e^{-\beta M_{s}}e^{-\beta\mid m\mid}\,\,,\,\,\mid m\mid<M_{s}\,\,,\,\,M_{s}>0\,\,. (15)

This is a pair distribution, for two events MsM_{s} and mm.

Let us apply first this law to dynamically-correlated earthquakes, by replacing β\beta in equation (15) by β/2\beta/2. Since these earthquake clusters are associated with high-magnitude main shocks we may omit the condition m<Ms\mid m\mid<M_{s}, and let m\mid m\mid go to infinity. In this case the statistical correlations are lost; we are left only with the dynamical correlations. The distribution given by equation (15) becomes a distribution of two independent events, identifed by MsM_{s} and mm; we may use only the magnitude difference distribution

pc(m)=14βe12βm,<m<+.p_{c}(m)=\frac{1}{4}\beta e^{-\frac{1}{2}\beta\mid m\mid}\,\,,\,\,-\infty<m<+\infty\,\,. (16)

This distribution has a vansihing mean value m¯\overline{m} (m¯=0\overline{m}=0). The next correction to this mean value, i.e. the smallest deviation of mm, is the standard deviation

Δm=m2¯=22β.\Delta m=\sqrt{\overline{m^{2}}}=\frac{2\sqrt{2}}{\beta}\,\,. (17)

Therefore, we may conclude that the average difference in magnitude between the main shock and its largest aftershock (or foreshock) is given by the standard deviation ΔM=Δm=22/β\Delta M=\Delta m=2\sqrt{2}/\beta. This is the Bath’s law. The number 22/β2\sqrt{2}/\beta does not depend on the magnitude MsM_{s} (but it depends on the parameter β\beta, corresponding to various realizations of the statistical ensemble). It is worth noting that Δm\Delta m given by equation (17) implies an averaging (of the squared magnitude differences). Making use of the reference value β=2.3\beta=2.3 we get ΔM=1.23\Delta M=1.23, which is the Bath’s reference value for the magnitude difference. In the geometric-growth model the reference value β=2.3\beta=2.3 corresponds to the parameter r=2/3r=2/3. We can check that higher-order moments m2n¯\overline{m^{2n}}, n=2,3,n=2,3,... are larger than m2¯\overline{m^{2}} (for any value of β\beta in the range 1.15<β<3.451.15<\beta<3.45).

The result ΔM=22/β\Delta M=2\sqrt{2}/\beta could be tested empirically, although, as it is well known, there exist difficulties. In empirical studies the magnitude difference ΔM\Delta M is variable, depending on the fitting parameter β\beta, which can be obtained from the statistical analysis of the data. The results may tend to the value ΔM=1.2\Delta M=1.2 by adjusting the cutoff magnitudes (Lombardi, 2002; Console, 2003), or by choosing particular values of fitting parameters (Helmstetter and Sornette, 2003); there are cases when the data exhibit values close to ΔM=1.2\Delta M=1.2 (Felzer et al, 2002). It seems that values closer to ΔM=1.2\Delta M=1.2 occur more frequently in the small number of sequences which include high-magnitude main shocks.

If we extend the dynamical correlations to moderate-magnitude main shocks, we need to keep the condition m<Ms\mid m\mid<M_{s}, such that the distribution is

Pc(Ms,m)=14β2e12βMse12βm,m<Ms,Ms>0.P_{c}(M_{s},m)=\frac{1}{4}\beta^{2}e^{-\frac{1}{2}\beta M_{s}}e^{-\frac{1}{2}\beta\mid m\mid}\,\,,\,\,\mid m\mid<M_{s}\,\,,\,\,M_{s}>0\,\,. (18)

The standard deviation is now ΔM=Δm=2/β\Delta M=\Delta m=\sqrt{2}/\beta, which leads to ΔM0.61\Delta M\simeq 0.61 for the reference value β=2.3\beta=2.3. Such a variablility of ΔM\Delta M can often be found in empirical studies. For instance, from the analysis made by Lombardi, 2002, of Southern California earthquakes 1990-2001 we may infere β2\beta\simeq 2 and an average ΔM0.45\Delta M\simeq 0.45 (with large errors). From Console et al, 2003, New Zealand catalog (1962-1999) and Preliminary Determination of Epicentres catalog (1973-2001), we may infere β2.52.3\beta\simeq 2.5-2.3 and an average ΔM=0.430.54\Delta M=0.43-0.54, respectively, while ΔM=2/β\Delta M=\sqrt{2}/\beta gives 0.560.610.56-0.61. In other cases, like the California-Nevada data analyzed by Felzer et al, 2002, the parameters are β=2.3\beta=2.3 and ΔM1.2\Delta M\simeq 1.2, in agreement with ΔM=22/β\Delta M=2\sqrt{2}/\beta. We note that ΔM=2/β\Delta M=\sqrt{2}/\beta given here is an over-estimate, because it extends, in fact, the dynamical correlations (equation (14)) to small-magnitude main shocks.

Leaving aside the dynamical correlations we are left with purely statistical correlations for clusters with moderate-magnitude main shocks. In this case we use the distribution given by equation (15), which leads to ΔM=\Delta M=Δm=1/2β\Delta m=1/\sqrt{2}\beta and ΔM=0.31\Delta M=0.31 for the reference vale β=2.3\beta=2.3. The Bath partner for such a small value of the magnitude difference looks rather as a doublet (Poupinet et al, 1984; Felzer et al, 2004).

For statistical correlations we can compute the correlation coefficient (variance). The correlation coefficient R=MsM¯/ΔMsΔMR=\overline{M_{s}M}/\Delta M_{s}\Delta M between the main shock and an accompanying event M=MsmM=M_{s}-\mid m\mid (m<Ms\mid m\mid<M_{s}) computed by using the distribution given in equation (15) is R=2/5R=2/\sqrt{5}. For the correlation coefficient beteen two accompanying events M1M_{1} and M2M_{2} we need the three-events distribution (which includes M1,2M_{1,2} and MsM_{s}).

4 Pair distribution

In general, the correlations are visible in the pair (two-event, bivariate) distributions. Such distributions are obtained as the mixed second-order derivative of a generating function of two variables. We give here the pair distribution derived from the geometric-growth model of energy accumulation. We show that it coincides, practically, with the pair distribution used above (equation (15)). Moreover, the pair distribution derived here exhibits the dynamical correlations. The single-event probability P(t)P(t) given by equation (3) is obtained as the derivative P(t)=F/tP(t)=-\partial F/\partial t of the frequency function F(t)=t0/tF(t)=t_{0}/t. Similarly, by using the change of variable t/t0=eβMt/t_{0}=e^{\beta M}, we get the Gutenberg-Richter magnitude distribution P(M)=βeβMP(M)=\beta e^{-\beta M} from P(M)=F/MP(M)=-\partial F/\partial M, where F(M)=eβMF(M)=e^{-\beta M} (equation (5)).

Let us assume that two successive earthquakes may occur in time tt, one after time t1=t0eβM1t_{1}=t_{0}e^{\beta M_{1}}, another after time t2=t0eβM2t_{2}=t_{0}e^{\beta M_{2}} from the occurrence of the former. Using the partition t=t1+t2t=t_{1}+t_{2} we get the distribution

P(t1,t2)2Ft1t2=2t0(t1+t2)3,P(t_{1},t_{2})\sim\frac{\partial^{2}F}{\partial t_{1}\partial t_{2}}=\frac{2t_{0}}{(t_{1}+t_{2})^{3}}\,\,, (19)

or, properly normalized,

P(M1,M2)=4β2eβ(M1+M2)(eβM1+eβM2)3.P(M_{1},M_{2})=4\beta^{2}\frac{e^{\beta(M_{1}+M_{2})}}{\left(e^{\beta M_{1}}+e^{\beta M_{2}}\right)^{3}}\,\,. (20)

We can see that this distribution is different from P(M1)P(M2)=β2eβ(M1+M2)P(M_{1})P(M_{2})=\beta^{2}e^{-\beta(M_{1}+M_{2})}, which indicates that the two events M1,2M_{1,2} are correlated.

Let M1=M2+mM_{1}=M_{2}+m and M1>M2M_{1}>M_{2}, 0<m<M10<m<M_{1}; equation (20) becomes

P(M1,M2)=4β2eβM1eβm(1+eβm)3;P(M_{1},M_{2})=4\beta^{2}\frac{e^{-\beta M_{1}}e^{-\beta m}}{\left(1+e^{-\beta m}\right)^{3}}\,\,; (21)

similarly, for M2>M1M_{2}>M_{1}, M2<m<0-M_{2}<m<0 we get

P(M1,M2)=4β2eβM2eβm(1+eβm)3.P(M_{1},M_{2})=4\beta^{2}\frac{e^{-\beta M_{2}}e^{\beta m}}{\left(1+e^{\beta m}\right)^{3}}\,\,. (22)

It follows that we may write

P(M1,M2)=4β2eβmax(M1,M2)eβm(1+eβm)3,P(M_{1},M_{2})=4\beta^{2}\frac{e^{-\beta max(M_{1},M_{2})}e^{-\beta\mid m\mid}}{\left(1+e^{-\beta\mid m\mid}\right)^{3}}\,\,\,, (23)

which highlights the magnitude-difference distribution, with the constraint m<max(M1,M2)\mid m\mid<max(M_{1},M_{2}).

Let MsM_{s} and MM be the magnitudes of the main shock and an acompanying earthquake (foreshock or aftershock), respectively. We define the ordered magnitude difference m=MsM>0m=M_{s}-M>0 for foreshocks and m=MMs<0m=M-M_{s}<0 for aftershocks, m<Ms\mid m\mid<M_{s}. According to equation (23), the distribution of the pair consisting of the main shock and an acompanying event is

P(Ms,m)=4β2eβMseβm(1+eβm)3,m<Ms.P(M_{s},m)=4\beta^{2}e^{-\beta M_{s}}\frac{e^{-\beta\mid m\mid}}{\left(1+e^{-\beta\mid m\mid}\right)^{3}}\,\,,\,\,\mid m\mid<M_{s}. (24)

The exponential eβme^{-\beta\mid m\mid} falls off rapidly to zero for increasing mm, so we may neglect it in the denominator in equation (24). We are left with the pair distribution given by equation (15) (properly normalized).

If we integrate equation (20) with respect to M2M_{2} (and redefine M1=MM_{1}=M), we get the so-called marginal distribution

Pmg(M)=βeβM2(1+eβM)2.P_{mg}(M)=\beta e^{-\beta M}\frac{2}{\left(1+e^{-\beta M}\right)^{2}}\,\,. (25)

This distribution differs appreciably from the Gutenberg-Richter distribution βeβM\beta e^{-\beta M} for βM\beta M1\ll 1 and only slightly (by an almost constant factor 2\simeq 2) for moderate and large magnitudes. The corresponding cummulative distribution for all magnitudes greater than MM

Pmgex(M)=eβM21+eβMP_{mg}^{ex}(M)=e^{-\beta M}\frac{2}{1+e^{-\beta M}} (26)

can be written as

Pmgex(M)eβM1112βMe12βMP_{mg}^{ex}(M)\simeq e^{-\beta M}\frac{1}{1-\frac{1}{2}\beta M}\simeq e^{-\frac{1}{2}\beta M} (27)

in the limit M0M\longrightarrow 0, which indicates that the slope of the excedence rate lnPmgex(M)\ln P_{mg}^{ex}(M) deviates from β-\beta, corresponding to the usual Gutenberg-Richter exponential distribution, to 12β-\frac{1}{2}\beta (the roll-off effect). This deviation indicates the presence of dynamical correlations governed by the distribution law Pc(M)=12βe12βMP_{c}(M)=\frac{1}{2}\beta e^{-\frac{1}{2}\beta M} (equation (14)).

The pair distribution given above can be written both for the earthquakes governed by the Gutenberg-Richter distribution eβM\sim e^{-\beta M} and for the sub-set of dynamically-correlated earthquakes governed by the distribution e12βM\sim e^{-\frac{1}{2}\beta M}. The procedure of extracting dynamically-correlated earthquakes can be iterated, passing from β/2\beta/2 to β/4\beta/4, etc; however, the number of affected earthquakes tends rapidly to zero, and the procedure becomes irrelevant.

We may assume that energy EE is released by two successive earthquakes with energies E1,2=E0ebM1,2E_{1,2}=E_{0}e^{bM_{1,2}}, such that E=E1+E2E=E_{1}+E_{2}. The time corresponding to the energy EE is t=t0(E1/E0+E2/E0)rt=t_{0}\left(E_{1}/E_{0}+E_{2}/E_{0}\right)^{r}, or t=t0(ebM1+ebM2)t=t_{0}\left(e^{bM_{1}}+e^{bM_{2}}\right). We cannot derive a pair distribution from the second-order derivative of t0/t=(ebM1+ebM2)1t_{0}/t=\left(e^{bM_{1}}+e^{bM_{2}}\right)^{-1}, because the variation of the magnitudes M1,2M_{1,2} implies the variation of the energies E1,2E_{1,2}, and not of the times t1,2t_{1,2}. This would contradict the geometric-growth model which assumes that the probabilities are given by time derivatives.

5 Time-magnitude correlations

Let us assume that the amount of energy EE accumulated in time tt is released by two successive earthquakes with energies E1,2E_{1,2}, such as E=E1+E2E=E_{1}+E_{2}. Since, according to equation (2),

t/t0=(E/E0)r=(E1/E0+E2/E0)r<<(E1/E0)r+(E2/E0)r=t1/t0+t2/t0,\begin{array}[]{c}t/t_{0}=(E/E_{0})^{r}=\left(E_{1}/E_{0}+E_{2}/E_{0}\right)^{r}<\\ \\ <(E_{1}/E_{0})^{r}+(E_{2}/E_{0})^{r}=t_{1}/t_{0}+t_{2}/t_{0}\,\,\,,\end{array} (28)

where t1,2t_{1,2} are the accumulation times for the energies E1,2E_{1,2}, we can see that the time corresponding to the pair energy is shorter than the sum of the independent accumulation times of the members of the pair, as expected for correlated earthquakes. This is another type of correlations, different from dynamical or statistical correlations. They are deterministic correlations, arising from the non-linearity of the accumulation law given by equation (2). The time interval τ\tau between the two successive earthquakes,

τ=t1[(1+E2/E1)r1],\tau=t_{1}\left[\left(1+E_{2}/E_{1}\right)^{r}-1\right]\,\,\,, (29)

given by t=t1+τt=t_{1}+\tau, depends on the accumulation time t1t_{1}. If we introduce the magnitudes M1,2M_{1,2} in equation (29), we get

τ=t1[(1+ebm)r1],\tau=t_{1}\left[\left(1+e^{-bm}\right)^{r}-1\right]\,\,\,, (30)

where m=M1M2m=M_{1}-M_{2}. We can see that this equation relates the time τ\tau to the magnitude difference. The same equation can be applied to dynamically-correlated earthquakes, by replacing rr by r/2r/2. We get

τ=t1[(1+ebm)r/21],\tau=t_{1}\left[\left(1+e^{-bm}\right)^{r/2}-1\right]\,\,\,, (31)

These correlations can be called time-magnitude correlations.

We apply this equation to a main shock-aftershock sequence, where M1M_{1} is the magnitude of the main shock (m>0m>0); similar results are valid for the foreshock-main shock sequence. For the largest aftershock (foreshock), where mm may be replaced by Δm=22/β\Delta m=2\sqrt{2}/\beta, we get

τ0=t1[(1+ebΔm)r/21]12rt1ebΔm=12rt1e22/r\begin{array}[]{c}\tau_{0}=t_{1}\left[\left(1+e^{-b\Delta m}\right)^{r/2}-1\right]\simeq\\ \\ \simeq\frac{1}{2}rt_{1}e^{-b\Delta m}=\frac{1}{2}rt_{1}e^{-2\sqrt{2}/r}\end{array} (32)

(for bΔm1b\Delta m\gg 1). This is the occurrence time of the Bath partner, measured from the occurrence of the main shock. The ratio τ0/t1\tau_{0}/t_{1} varies between 3.5×1053.5\times 10^{-5} (r=1/3r=1/3) and 3×1023\times 10^{-2} (r=1r=1); for r=2/3r=2/3 we get τ0/t1=5×103\tau_{0}/t_{1}=5\times 10^{-3}.

Refer to caption
Figure 1: The magnitude M2M_{2} of the accompanying seismic events vs the time τ\tau elapsed from the main event with magnitude M1M_{1} and accumulation time t1t_{1} (equation (34) for M1=5M_{1}=5, b=3.45b=3.45, r=2/3r=2/3). The Bath partner M23.8M_{2}\simeq 3.8 corresponds to τ0/t15×103\tau_{0}/t_{1}\simeq 5\times 10^{-3}. Higher values of the magnitude M2M_{2} occur at much longer times, where the correlations are unlikely.

It is worth noting, according to equation (28), that a partner close to the main shock in magnitude (bm1bm\ll 1) occurs after a lapse of time

Δtt1(2r/21),\Delta t\simeq t_{1}\left(2^{r/2}-1\right)\,\,\,, (33)

which is much greater than τ0\tau_{0} (Δt/t1\Delta t/t_{1} varies between 0.120.12 and 0.410.41 for 1/3<r<11/3<r<1). We can see that, even if the pair probability p(m)=(β/4)e12βmp(m)=(\beta/4)e^{-\frac{1}{2}\beta\mid m\mid} is greater for m=0m=0, an earthquake close in magnitude to the main shock occurs much later, where it may be difficult to view it as an aftershock (and similarly for the foreshocks). Since (1+ebm)r/2\left(1+e^{-bm}\right)^{r/2} (in equation (31)) is a decreasing function of mm, we can say, indeed, that the largest aftershock is farther in time with respect to the main shock in comparison with aftershocks lower in magnitude. The duration τ0\tau_{0} given by equations (32) for the occurrence of the largest aftershock may be taken as a measure of the extension in time of the aftershock (and the foreshock) activity. It may serve as a criterion for defining the accompaning seismic activity.

Also, it is worth noting in this context that the (energy) probability of two independent earthquakes with energies E1,2E_{1,2} is P(E1)P(E2)\sim P(E_{1})P(E_{2}), where P(E1,2P(E_{1,2}) is given by equation (4) (similarly for the time probability). On the other hand, if these two earthquakes are correlated, then the conditional probability is obtained from P(E1+E2)P(E_{1}+E_{2}) (as in equation (28)).

From equation (31) we can get the distribution of the magnitudes M2M_{2} of the acompanying earthquakes with respect to the time τ\tau, measured from the occurrence of the main shock with magnitude M1M_{1}, either in the future (aftershocks) or in the past (foreshocks). Indeed, we get

M2=M1+1bln[(1+τ/t1)2/r1],M_{2}=M_{1}+\frac{1}{b}\ln\left[\left(1+\tau/t_{1}\right)^{2/r}-1\right]\,\,\,, (34)

where t1t_{1} (=t0e12βM1=t_{0}e^{\frac{1}{2}\beta M_{1}}) is the accumulation time of the main shock; M2M_{2} in equation (34) is defined for (1+ebM1)r/21<τ/t1<2r/21\left(1+e^{-bM_{1}}\right)^{r/2}-1<\tau/t_{1}<2^{r/2}-1 (0<M2<M10<M_{2}<M_{1}). The function M2M_{2} is plotted in Fig. 1 vs τ/t1\tau/t_{1} for b=3.45b=3.45, r=2/3r=2/3 (β=2.3\beta=2.3) and M1=5M_{1}=5. For τ/t1\tau/t_{1} very close to zero the magnitude M2M_{2} is vanishing, and for τ/t12r/21\tau/t_{1}\longrightarrow 2^{r/2}-1 the magnitude M2M_{2} tends to M1M_{1}; the Bath partner occurs at τ0/t112re22/r5×103\tau_{0}/t_{1}\simeq\frac{1}{2}re^{-2\sqrt{2}/r}\simeq 5\times 10^{-3} with the magnitude M2=3.8M_{2}=3.8. The function M2(τ/t1)M_{2}(\tau/t_{1}) is a very steep function, for the whole (reasonable) range of parameters; the whole accompanying seismic activity is, practically, concentrated in the lapse of time τ0\tau_{0}. On the scale τ/t1\tau/t_{1} the pair probability of this activity is an abruptly increasing function of M2M_{2}. If we use M2M_{2} given by equation (34) in the distribution 12βe12βM2\frac{1}{2}\beta e^{-\frac{1}{2}\beta M_{2}} for small values of τ/t1\tau/t_{1}, we get an Omori-type law, as expected (Apostol, 2006c).

Finally, we note that the aftershock (foreshock) magnitude M2M_{2} given by equation (34) can be approximated by

M2(1r/2)M1+1bln(2τrt0)M_{2}\simeq(1-r/2)M_{1}+\frac{1}{b}\ln\left(\frac{2\tau}{rt_{0}}\right) (35)

for

12re(1r/2)bM1<τ/t0<(2r/21)e12βM1,\frac{1}{2}re^{-(1-r/2)bM_{1}}<\tau/t_{0}<\left(2^{r/2}-1\right)e^{\frac{1}{2}\beta M_{1}}\,\,\,, (36)

where t0t_{0} is the cutoff time. The lower bound 12rt0e(1r/2)bM1\frac{1}{2}rt_{0}e^{-(1-r/2)bM_{1}}in equation (36) corresponds to a (very small) quiescence time elapsed from the occurence of the main shock (M2=0M_{2}=0). This time is much shorter than the cutoff time t0t_{0}, so, in fact, it is irrelevant. The cumulative fraction of aftershocks (foreshocks) with magnitude from zero to M2M_{2} is Ncum/N=1e12βM2N_{cum}/N=1-e^{-\frac{1}{2}\beta M_{2}}, where NN is the total number of aftershocks (foreshocks). Making use of equation (35) we get the cumulative fraction for time τ\tau

Ncum/N=1(rt02τ)r/2e12(1r/2)βM1.N_{cum}/N=1-\left(\frac{rt_{0}}{2\tau}\right)^{r/2}e^{-\frac{1}{2}(1-r/2)\beta M_{1}}\,\,. (37)

This fraction is a rapidly increasing function of time, as it was pointed out recently by Ogata and Tsuruoka, 2016. The cutoff time, which is necessary in equation (37), remains an empirical parameter.

6 Concluding remarks

In foreshock-main shock-aftershock sequences of associated (accompanying) earthquakes we can discerne, in principle, two types of correlations. One type, which we call dynamical (or causal) correlations, imply an "interaction between earthquakes", i.e. an interaction between their focal regions (e.g., a static stress). Another type consists of purely statistical (or acausal) correlations, though both types have a statistical character. Dynamical correlations imply a variation (fluctuation) of the accumulation time, which is estimated by means of the geometric-growth model of energy accumulation in the focal region. This way, the number of dynamically correlated earthquakes is derived, as a statistical standard deviation, and the single-event distribution law for these earthquakes is deduced. It is a Gutenberg-Richter-type exponential law with the parameter β\beta changed into β/2\beta/2. This change reflects a roll-off effect in the Gutenberg-Richter statistical distribution, related, mainly, to clusters with high-magnitude main shocks.

The correlations are discussed by means of the magnitude-difference distribution for earthquake pairs, where the difference in magnitude is extended to negative values. This distribution has a vanishing mean value of the magnitude difference, such that the foreshock-aftershock seismic activity appears as fluctuations in magnitude. The corresponding standard deviation is the average diference in magnitudes between the main shock and its greatest aftershock (foreshock). This difference in magnitude is given by ΔM=22/β\Delta M=2\sqrt{2}/\beta for dynamically correlated earthquakes, which leads to ΔM=1.2\Delta M=1.2 for the reference value β=2.3\beta=2.3 (11 for decimal logarithms). This is the Bath’s law. If we allow for purely statistical correlations the difference in magnitude is, approximately, ΔM=2/β\Delta M=\sqrt{2}/\beta. The difference between these two formulae and the variability of the parameter β\beta may explain the variability in the results of the statistical analysis of empirical data for ΔM\Delta M. We note that it is difficult to differentiate empirically between dynamical and purely statistical correlations. For earthquake clusters with moderate-magnitude main shocks the purely statistical correlations dominate. They lead to a Bath’s law ΔM=1/2β\Delta M=1/\sqrt{2}\beta, which gives ΔM=0.31\Delta M=0.31 for the reference value β=2.3\beta=2.3, indicating rather doublets as Bath’s partners.

The roll-off effect in the Gutenberg-Richter distribution and the presence of the dynamical correlations are also indicated by the pair (two-event, bivariate) distribution, which is derived by means of the geometric-growth model of energy accumulation. The same model is used to derive the deterministic time-magnitude correlations occurring in earthquake clusters. The time delay between the main shock and its largest aftershock (foreshock) is estimated; it is suggested to use this time interval as a criterion of estimating the temporal extension of the aftershock (foreshock) activity.

Acknowledgements

The author is indebted to the colleagues in the Institute of Earth’s Physics, Magurele, to members of the Laboratory of Theoretical Physics, Magurele, for many enlightening discussions, and to the anonymous reviewer for useful comments. This work was partially carried out within the Program Nucleu 2016-2019, funded by Romanian Ministry of Research and Innovation, Research Grant #PN19-08-01-02/2019. Data used for the fit (Vrancea region) have been extracted from the Romanian Earthquake Catalog, 2018. Part of them (period 1974-2004) are available through Apostol (2006a,b).

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