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Axion Quality from Superconformal Dynamics

Yuichiro Nakai and Motoo Suzuki
Tsung-Dao Lee Institute and School of Physics and Astronomy,
Shanghai Jiao Tong University, 800 Dongchuan Road, Shanghai, 200240 China
Abstract

We discuss a possibility that a superconformal dynamics induces the emergence of a global U(1)PQU(1)_{\rm PQ} symmetry to solve the strong CP problem through the axion. Fields spontaneously breaking the U(1)PQU(1)_{\rm PQ} symmetry couple to new quarks charged under the ordinary color SU(3)CSU(3)_{C} and a new SU(N)SU(N) gauge group. The theory flows into an IR fixed point where the U(1)PQU(1)_{\rm PQ} breaking fields hold a large anomalous dimension leading to the suppression of U(1)PQU(1)_{\rm PQ}-violating higher dimensional operators. The spontaneous breaking of the U(1)PQU(1)_{\rm PQ} makes the new quarks massive. The U(1)PQU(1)_{\rm PQ} symmetry is anomalous under the SU(3)CSU(3)_{C} but not under the SU(N)SU(N) so that the axion couples to only the color SU(3)CSU(3)_{C} and the usual axion potential is generated. We also comment on a model that the U(1)PQU(1)_{\rm PQ} breaking fields are realized as meson superfields in a new supersymmetric QCD.

Introduction.– The strong CP problem is an intriguing puzzle to motivate physics beyond the Standard Model (SM). The current upper bound on the neutron electric dipole moment constrains the absolute value of the QCD vacuum angle θ¯\bar{\theta} to be smaller than 101110^{-11} Baker:2006ts ; Afach:2015sja . Unlike other naturalness problems in the SM, some shifts of θ¯\bar{\theta} would not provide a visible change in our world. The most common explanation for the strong CP problem is the introduction of a pseudo-Nambu-Goldstone boson, called axion aa Weinberg:1977ma ; Wilczek:1977pj , associated with spontaneous breaking of a global U(1)U(1) Peccei-Quinn (U(1)PQU(1)_{\rm PQ}) symmetry Peccei:1977hh (for reviews, see e.g. refs. Kim:2008hd ; DiLuzio:2020wdo ). Non-perturbative QCD effects break the U(1)PQU(1)_{\rm PQ} explicitly and generate a potential of the axion whose minimum sets θ¯\bar{\theta} to zero. Astrophysical observations provide a lower limit on the U(1)PQU(1)_{\rm PQ} breaking scale, fa108GeVf_{a}\gtrsim 10^{8}\,\rm GeV Chang:2018rso .

A sufficiently small θ¯\bar{\theta} requires the U(1)PQU(1)_{\rm PQ} symmetry to be realized to an extraordinary high degree. However, quantum gravity effects do not respect such a global symmetry. We naturally expect U(1)PQU(1)_{\rm PQ}-violating higher dimensional operators suppressed by appropriate powers of the Planck scale MPlM_{\rm Pl} Holman:1992us ; Kamionkowski:1992mf ; Barr:1992qq ; Ghigna:1992iv ; Carpenter:2009zs . Although a discrete 𝐙n\mathbf{Z}_{n} symmetry can forbid some of the operators, to suppress sufficiently higher order terms requires n10n\gtrsim 10 which appears very contrived. Other solutions to this axion quality problem have been explored by many authors. They include composite axion models Kim:1984pt ; Choi:1985cb ; Randall:1992ut ; Redi:2016esr ; DiLuzio:2017tjx ; Lillard:2017cwx ; Lillard:2018fdt ; Gavela:2018paw ; Lee:2018yak , models with a gauged symmetry (e.g.e.g. U(1)U(1)) different from the U(1)PQU(1)_{PQ} Cheng:2001ys ; Harigaya:2013vja ; Harigaya:2015soa ; Fukuda:2017ylt ; Fukuda:2018oco ; Ibe:2018hir ; Choi:2020vgb ; Yin:2020dfn , extra dimension models Dienes:1999gw ; Choi:2003wr ; Flacke:2006ad ; Cox:2019rro ; Bonnefoy:2020llz ; 1842866 and heavy axion models Rubakov:1997vp ; Berezhiani:2000gh ; Hook:2014cda ; Fukuda:2015ana ; Gherghetta:2016fhp ; Dimopoulos:2016lvn ; Gherghetta:2020ofz .

In this letter, we explore an alternative approach to the axion quality problem that a superconformal dynamics induces the emergence of the U(1)PQU(1)_{\rm PQ} symmetry. Our model begins with the existence of a discrete 𝐙N\mathbf{Z}_{N} with N5N\sim 5 which ensures that the model respects the U(1)PQU(1)_{\rm PQ} symmetry at the renormalizable level. We introduce a SU(N)SU(N) supersymmetric gauge theory with (anti-)fundamental quarks, some of which are also charged under the ordinary color SU(3)CSU(3)_{C}. The 𝐙N\mathbf{Z}_{N} symmetry is anomaly-free under the SU(3)CSU(3)_{C} as well as the SU(N)SU(N). All the new quarks couple to fields responsible for the spontaneous U(1)PQU(1)_{\rm PQ} breaking. The theory flows into an IR fixed point where the U(1)PQU(1)_{\rm PQ} breaking fields hold a large anomalous dimension. Then, even if there exist higher dimensional operators dangerously violating the U(1)PQU(1)_{\rm PQ} at the Planck scale, those operators are significantly suppressed at low-energies. The similar mechanism has been discussed in the context of the Nelson-Strassler model to realize quark and lepton mass hierarchies Nelson:2000sn (for a more recent development using the aa-maximization technique Intriligator:2003jj , see refs. Poland:2009yb ; Craig:2010ip ). According to the AdS/CFT correspondence Maldacena:1997re , the approach is similar to that of the warped extra dimension model discussed in ref. Cox:2019rro . However, to the best of our knowledge, our model is the first 4D calculable realization to utilize a conformal dynamics to suppress U(1)PQU(1)_{\rm PQ}-violating higher dimensional operators. The spontaneous breaking of the U(1)PQU(1)_{\rm PQ} makes all the new quarks massive. The new quarks leading to a large anomalous dimension of the U(1)PQU(1)_{\rm PQ} breaking fields also play the role of the so-called KSVZ quarks Kim:1979if ; Shifman:1979if . Since the U(1)PQU(1)_{\rm PQ} symmetry is anomalous under the SU(3)CSU(3)_{C} but not under the SU(N)SU(N), the axion couples to only the color SU(3)CSU(3)_{C} and the usual axion potential is generated. The SU(N)SU(N) finally confines and predicts the existence of SU(N)SU(N) glueballs.

While the U(1)PQU(1)_{\rm PQ} breaking fields are introduced as elementary fields in the main part of the present work, we will also comment on a possibility that they are realized as meson superfields in a new supersymmetric QCD (SQCD). Interestingly, in the magnetic picture of the theory Seiberg:1994pq ; Intriligator:1995au , the coupling of the U(1)PQU(1)_{\rm PQ} breaking fields to dual quarks is automatic.

QmQ_{m} Q¯m\bar{Q}_{m} QkQ_{k} Q¯k\bar{Q}_{k} Φ\Phi Φ¯\bar{\Phi}
SU(N)SU(N) 𝐍\mathbf{N} 𝐍¯\overline{\mathbf{N}} 𝐍\mathbf{N} 𝐍¯\overline{\mathbf{N}} 𝟏\mathbf{1} 𝟏\mathbf{1}
U(1)PQ(𝐙N)U(1)_{\rm PQ}~{}\left(\mathbf{Z}_{N}\right) +1+1 0 1-1 0 1-1 +1+1
U(1)RU(1)_{R} NfNNf\frac{N_{f}-N}{N_{f}} NfNNf\frac{N_{f}-N}{N_{f}} NfNNf\frac{N_{f}-N}{N_{f}} NfNNf\frac{N_{f}-N}{N_{f}} 2NNf\frac{2N}{N_{f}} 2NNf\frac{2N}{N_{f}}
Table 1: The charge assignments under the SU(N)SU(N) gauge group, the U(1)PQU(1)_{\rm PQ} (and 𝐙N\mathbf{Z}_{N}) and the anomaly-free U(1)RU(1)_{R} which determines anomalous dimensions of the fields. Here, m=1,,Nf/2m=1,\cdots,N_{f}/2 and k=Nf/2+1,,Nfk=N_{f}/2+1,\cdots,N_{f} where NfN_{f} is even.

The model.– Let us consider a supersymmetric SU(N)SU(N) gauge theory with NfN_{f} vector-like pairs of chiral superfields in the (anti-)fundamental representation, QI,Q¯IQ_{I},\bar{Q}_{I} (I=1,,Nf)(I=1,\cdots,N_{f}). Here, NfN_{f} is assumed to be even. We focus on 32N<Nf<3N\frac{3}{2}N<N_{f}<3N where the theory is in conformal window Intriligator:1995au . To implement the QCD axion, we introduce two SU(N)SU(N) singlet chiral superfields Φ,Φ¯\Phi,\bar{\Phi} charged under the U(1)PQU(1)_{\rm PQ} symmetry. They are coupled to the new SU(N)SU(N) quarks in the superpotential,

WQ=λΦQmQ¯m+λ¯Φ¯QkQ¯k,\displaystyle W_{Q}=\lambda\Phi Q_{m}\bar{Q}_{m}+\bar{\lambda}\bar{\Phi}Q_{k}\bar{Q}_{k}\ , (1)

where λ,λ¯\lambda,~{}\bar{\lambda} denote dimensionless couplings, mm runs from 11 to Nf/2N_{f}/2 and kk runs from Nf/2+1N_{f}/2+1 to NfN_{f}. These terms explicitly break the original SU(Nf)L×SU(Nf)RSU(N_{f})_{L}\times SU(N_{f})_{R} flavor symmetries in the theory into SU(Nf/2)1×SU(Nf/2)2SU(N_{f}/2)_{1}\times SU(N_{f}/2)_{2}. A subgroup SU(3)SU(Nf/2)1SU(3)\subset SU(N_{f}/2)_{1} is weakly gauged and regarded as the ordinary color SU(3)CSU(3)_{C} in the SM.111 We can gauge a subgroup SU(5)SU(Nf/2)1SU(5)\subset SU(N_{f}/2)_{1} to accommodate the SU(5)SU(5) grand unified theory. The following discussion is the same for this possibility. Barring the effect of this SU(3)CSU(3)_{C}, the couplings flow into λ=λ¯\lambda=\bar{\lambda} at low-energies. The charge assignments under the U(1)PQU(1)_{\rm PQ} symmetry are summarized in Tab. 1. The U(1)PQU(1)_{\rm PQ} symmetry is not anomalous under the SU(N)SU(N) but has the U(1)PQSU(3)CSU(3)CU(1)_{\rm PQ}-SU(3)_{C}-SU(3)_{C} anomaly whose coefficient is given by AU(1)PQSU(3)CSU(3)C=NA_{U(1)_{\rm PQ}-SU(3)_{C}-SU(3)_{C}}=N. Then, an anomaly-free discrete symmetry 𝐙NU(1)PQ\mathbf{Z}_{N}\subset U(1)_{\rm PQ} is realized, which leads to the U(1)PQU(1)_{\rm PQ} symmetry at the renormalizable level. Below, we will discuss Planck-scale suppressed U(1)PQU(1)_{\rm PQ}-violating operators, but those operators must respect the 𝐙N\mathbf{Z}_{N} symmetry. The fields Φ,Φ¯\Phi,\bar{\Phi} obtain a non-zero vacuum expectation value (VEV) via the superpotential,

WX\displaystyle W^{\prime}_{X} =κX(2ΦΦ¯f2),\displaystyle=\kappa^{\prime}X(2\Phi\bar{\Phi}-f^{\prime 2})\,, (2)

which breaks the U(1)PQU(1)_{\rm PQ} symmetry spontaneously. Here, XX is a singlet chiral superfield, κ\kappa^{\prime} is a dimensionless parameter and ff^{\prime} is a constant with a mass dimension.222The superpotential WXW^{\prime}_{X} explicitly breaks the anomaly-free U(1)RU(1)_{R} symmetry in the gauge theory. We assume that κ\kappa^{\prime} does not enter a fixed point.

The gauge theory is in conformal window and believed to have a non-trivial IR fixed point. Here, let us assume the SU(N)SU(N) gauge coupling gg, λ\lambda and λ¯\bar{\lambda} approach values at the fixed point and the theory is in the conformal regime between the energy scales Λ\Lambda and McM_{c} (Λ>Mc\Lambda>M_{c}). We will demonstrate the existence of the IR fixed point later. In this regime, the conformal dynamics generates a large anomalous dimension of Φ,Φ¯\Phi,\bar{\Phi} through the superpotential terms of Eq. (1). The wave function renormalization factor of Φ\Phi (and Φ¯\bar{\Phi}) at IR is given by

ZΦ=(McΛ)γΦ,\displaystyle Z_{\Phi}=\left(\frac{M_{c}}{\Lambda}\right)^{-\gamma_{\Phi}}\ , (3)

where γΦ=6NNf2\gamma_{\Phi}=6\frac{N}{N_{f}}-2 is the anomalous dimension of Φ\Phi which is exactly determined in terms of the anomaly-free U(1)RU(1)_{R} charges summarized in Tab. 1. We now canonically normalize Φ\Phi as

Φ=(McΛ)γΦ/2Φ^,\displaystyle\Phi=\left(\frac{M_{c}}{\Lambda}\right)^{\gamma_{\Phi}/2}\hat{\Phi}\ , (4)

whose hat ^\hat{~}{} denotes a field in the canonical normalization. Then, the superpotential (2) is rewritten in terms of the normalized fields,

WX\displaystyle W_{X} =κ(McΛ)γΦX(2Φ^Φ¯^f2),\displaystyle=\kappa\left(\frac{M_{c}}{\Lambda}\right)^{\gamma_{\Phi}}X(2\hat{\Phi}\hat{\bar{\Phi}}-f^{2})\,, (5)

where κκ\kappa\sim\kappa^{\prime} is dimensionless and f(McΛ)γΦ/2ff\sim\left(\frac{M_{c}}{\Lambda}\right)^{-\gamma_{\Phi}/2}f^{\prime} is a constant with a mass dimension. The U(1)PQU(1)_{\rm PQ} breaking scale is determined by ff which also gives the conformal breaking, McfM_{c}\sim f. The wave function renormalization factor of Eq. (3) will play a key role in suppressing U(1)PQU(1)_{\rm PQ}-violating higher dimensional operators as we will see below.

Once the U(1)PQU(1)_{\rm PQ} breaking fields Φ,Φ¯\Phi,\bar{\Phi} obtain the VEV, all the new quarks QI,Q¯IQ_{I},\bar{Q}_{I} become massive, and then the axion-gluon coupling is generated in the effective Lagrangian after the integration of the new quarks,

effNaFagc232π2GG~,\displaystyle\mathcal{L}_{\rm eff}\supset N\frac{a}{F_{a}}\frac{g_{c}^{2}}{32\pi^{2}}G\tilde{G}\ , (6)

where aa denotes the axion, GG is the field strength of the gluon, G~\tilde{G} is its dual, gcg_{c} is the QCD gauge coupling constant and Fa/N=2f/NF_{a}/N=\sqrt{2}f/N is the axion decay constant. The same axion-gluon coupling is obtained in the KSVZ axion model Kim:1979if ; Shifman:1979if with NN flavors of SU(3)CSU(3)_{C} vector-like quarks. Since the U(1)PQU(1)_{\rm PQ} symmetry is not anomalous under the SU(N)SU(N), the terms in Eq. (1) do not lead to the axion-SU(N)SU(N) gluon coupling even after the integration of the quarks. The axion potential is obtained via the non-perturbative QCD effect,

Vmπ2fπ2cos(NaFa),\displaystyle V\sim m_{\pi}^{2}f_{\pi}^{2}\cos\left(N\frac{a}{F_{a}}\right)\ , (7)

where mπm_{\pi} and fπf_{\pi} are the pion mass and the decay constant respectively and mπ2fπ2=(0.1GeV)4m_{\pi}^{2}f_{\pi}^{2}=(0.1\,{\rm GeV})^{4}. Then, the strong CP problem is solved in the ordinary way. After the decoupling of QI,Q¯IQ_{I},\bar{Q}_{I}, the model becomes a SU(N)SU(N) pure Yang Mills theory. Because of a large gauge coupling of the SU(N)SU(N) at the fixed point, the theory confines just below the conformal breaking scale McM_{c} and predicts heavy SU(N)SU(N) glueballs and their superpartners.

Axion quality.– To address the axion quality problem, explicit U(1)PQU(1)_{\rm PQ} breaking terms must be highly suppressed compared to the axion potential generated by the non-perturbative QCD effect (7). The most dangerous Planck-scale suppressed operator respecting the 𝐙N\mathbf{Z}_{N} symmetry is the superpotential term such as

WPQ\displaystyle W_{\cancel{\rm PQ}} ΦNMPlN3(McΛ)NγΦ2Φ^NMPlN3,\displaystyle\sim\frac{\Phi^{N}}{M_{\rm Pl}^{N-3}}\sim\left(\frac{M_{c}}{\Lambda}\right)^{\frac{N\gamma_{\Phi}}{2}}\frac{\hat{\Phi}^{N}}{M_{\rm Pl}^{N-3}}\ , (8)

which leads to the scalar potential in supergravity with e.g.e.g. the constant term W=m3/2MPl2W=m_{3/2}M_{\rm Pl}^{2} of the superpotential via V3WW/MPl2V\supset-3WW^{*}/M_{\rm Pl}^{2},

VPQ=(McΛ)NγΦ2κPQm3/2Φ^NMPlN3.\displaystyle V_{\cancel{\rm PQ}}=\left(\frac{M_{c}}{\Lambda}\right)^{\frac{N\gamma_{\Phi}}{2}}\frac{\kappa_{\cancel{\rm PQ}}\,m_{3/2}\hat{\Phi}^{N}}{M_{\rm Pl}^{N-3}}\ . (9)

Here, m3/2m_{3/2} is the gravitino mass, κPQ\kappa_{\cancel{\rm PQ}} is a model dependent coefficient, and Φ^\hat{\Phi} denotes the scalar component which is the same notation as the chiral superfield for notational simplicity. The U(1)PQU(1)_{\rm PQ}-violating axion potential is then obtained as

VPQ(McΛ)N(3N/Nf1)κPQm3/2FaNMPlN3cos(NaFa+φ),\displaystyle V_{\cancel{\rm PQ}}\supset\left(\frac{M_{c}}{\Lambda}\right)^{N(3N/N_{f}-1)}\frac{\kappa_{\cancel{\rm PQ}}\,m_{3/2}F_{a}^{N}}{M_{\rm Pl}^{N-3}}\cos\left(N\frac{a}{F_{a}}+\varphi\right), (10)

where φ\varphi denotes a CP phase and γΦ=6NNf2\gamma_{\Phi}=6\frac{N}{N_{f}}-2 has been used. We now define the axion quality factor 𝒬\mathcal{Q} by

VPQ𝒬mπ2fπ2cos(NaFa+φ).\displaystyle V_{\cancel{\rm PQ}}\equiv\mathcal{Q}\,m_{\pi}^{2}f_{\pi}^{2}\cos\left(N\frac{a}{F_{a}}+\varphi\right). (11)

Assuming φ=𝒪(1)\varphi=\mathcal{O}(1), the experimental upper bound on the θ¯\bar{\theta} parameter Baker:2006ts ; Afach:2015sja requires 𝒬1010\mathcal{Q}\lesssim 10^{-10} to secure the axion quality.

Fig. 1 shows the contours of 𝒬\mathcal{Q} calculated from the potential (10) in the m3/2Fa/Nm_{3/2}-F_{a}/N plane. Here, we take Nf=2NN_{f}=2\,NMc=FaM_{c}=F_{a}κPQ=1\kappa_{\cancel{PQ}}=1, and Λ=0.1MPl\Lambda=0.1\,M_{\rm Pl}. The solid and dashed lines denote the quality factor 𝒬=1010,108\mathcal{Q}=10^{-10},~{}10^{-8}, respectively. The axion decay constant Fa/NF_{a}/N is constrained from the supernova 1981A observation, Fa/N108GeVF_{a}/N\gtrsim 10^{8}\,{\rm GeV} Chang:2018rso . We can see from the figure that there is a parameter space to solve the axion quality problem for N5N\geq 5. While the case of N=4N=4 is not shown in the figure, 𝒬=105\mathcal{Q}=10^{-5} is obtained for Fa/N108F_{a}/N\sim 10^{8} GeV and m3/21m_{3/2}\sim 1 eV.

Other potentially dangerous U(1)PQU(1)_{\rm PQ}-violating operators are

WPQ(QmQ¯m)NkΦ¯kMPl2Nk3(Q^mQ¯^m)NkΦ¯^kMPl2Nk3(ΛMc)γΦN2k2,\begin{split}W^{\prime}_{\cancel{\rm PQ}}&\sim\frac{({Q}_{m}{\bar{Q}}_{m})^{N-k}{\bar{\Phi}}^{k}}{M_{\rm Pl}^{2N-k-3}}\\[4.30554pt] &\sim\frac{(\hat{Q}_{m}\hat{\bar{Q}}_{m})^{N-k}\hat{\bar{\Phi}}^{k}}{M_{\rm Pl}^{2N-k-3}}\left(\frac{\Lambda}{M_{c}}\right)^{\gamma_{\Phi}\frac{N-2k}{2}},\end{split} (12)

with k=0,,N1k=0,\cdots,N-1. While these operators will not lead to the axion potential by themselves, we must be careful because they are enhanced at low-energies due to the negative anomalous dimension of QQ¯Q\bar{Q}. However, for e.g.e.g. Nf=2NN_{f}=2N, Φ(Φ¯)\Phi~{}(\bar{\Phi}) and QQ¯Q\bar{Q} have the same scaling dimension 3/23/2, and then Eq. (12) can be rewritten as

WPQ(McΛ)N2Φ¯^NMPlN3(Q^mQ¯^mΦ¯^Mc)Nk(ΛMPl)Nk,\begin{split}W^{\prime}_{\cancel{\rm PQ}}&\sim\left(\frac{M_{c}}{\Lambda}\right)^{\frac{N}{2}}\!\!\frac{\hat{\bar{\Phi}}^{N}}{M_{\rm Pl}^{N-3}}\left(\frac{\hat{Q}_{m}\hat{\bar{Q}}_{m}}{\hat{\bar{\Phi}}\,M_{c}}\right)^{N-k}\!\left(\frac{\Lambda}{M_{\rm Pl}}\right)^{N-k},\end{split} (13)

which is suppressed compared to Eq. (8) for Φ¯^Mc\langle\hat{\bar{\Phi}}\rangle\approx M_{c} and Λ<MPl\Lambda<M_{\rm Pl}. We also note that U(1)PQU(1)_{\rm PQ}-violating operators in the Kähler potential are negligible compared to those in the superpotential.

Refer to caption
Figure 1: The contours of the quality factor 𝒬\mathcal{Q} calculated from the potential (10) in the m3/2Fa/Nm_{3/2}-F_{a}/N plane. We take Nf=2NN_{f}=2\,NMc=FaM_{c}=F_{a}κPQ=1\kappa_{\cancel{PQ}}=1 and Λ=0.1MPl\Lambda=0.1\,M_{\rm Pl}. The solid and dashed lines correspond to the quality factor 𝒬=1010,108\mathcal{Q}=10^{-10},~{}10^{-8}, respectively.

The IR fixed point.– Let us now discuss the existence of the IR fixed point for the SU(N)SU(N) gauge coupling gg and λ,λ¯\lambda,\bar{\lambda} in the superpotential (1). We first ignore the effect of the SU(3)CSU(3)_{C} gauge coupling and solve the renormalization group equations (RGEs) for gg, λ\lambda and λ¯\bar{\lambda},

dgdt=g32b0+12m(γQm1+γQ¯m1)+12k(γQk1+γQ¯k1)8π2CAg2,dλdt=λ2(γΦ1+γQm1+γQ¯m1),dλ¯dt=λ¯2(γΦ¯1+γQk1+γQ¯k1),\begin{split}\frac{dg}{dt}&=-\frac{g^{3}}{2}\frac{b_{0}+\frac{1}{2}\sum_{m}\left(\gamma^{1}_{Q_{m}}+\gamma^{1}_{\bar{Q}_{m}}\right)+\frac{1}{2}\sum_{k}\left(\gamma^{1}_{Q_{k}}+\gamma^{1}_{\bar{Q}_{k}}\right)}{8\pi^{2}-C_{A}g^{2}},\\[4.30554pt] \frac{d\lambda}{dt}&=\frac{\lambda}{2}\left(\gamma^{1}_{\Phi}+\gamma^{1}_{Q_{m}}+\gamma^{1}_{\bar{Q}_{m}}\right),\\[4.30554pt] \frac{d\bar{\lambda}}{dt}&=\frac{\bar{\lambda}}{2}\left(\gamma^{1}_{\bar{\Phi}}+\gamma^{1}_{Q_{k}}+\gamma^{1}_{\bar{Q}_{k}}\right),\end{split} (14)

where t=ln(μ/Λ0)t=\ln(\mu/\Lambda_{0}) with μ\mu being the RG scale, CA=NC_{A}=N and b0=3NNfb_{0}=3N-N_{f}. Here, we use the exact NSVZ β\beta function Novikov:1983uc ; Novikov:1985ic ; Novikov:1985rd for the RGE of the gauge coupling, while the RGEs of λ\lambda and λ¯\bar{\lambda} are shown at the one-loop level. The anomalous dimensions are given by

γQm1=γQ¯m1=18π2(2C2g2λ2),γQk1=γQ¯k1=18π2(2C2g2λ¯2),γΦ1=18π2λ2NNf/2,γΦ¯1=18π2λ¯2NNf/2,\begin{split}&\gamma^{1}_{Q_{m}}=\gamma^{1}_{\bar{Q}_{m}}=-\frac{1}{8\pi^{2}}\left(2C_{2}g^{2}-\lambda^{2}\right),\\ &\gamma^{1}_{Q_{k}}=\gamma^{1}_{\bar{Q}_{k}}=-\frac{1}{8\pi^{2}}\left(2C_{2}g^{2}-\bar{\lambda}^{2}\right),\\ &\gamma^{1}_{\Phi}=\frac{1}{8\pi^{2}}\lambda^{2}NN_{f}/2\ ,\\ &\gamma^{1}_{\bar{\Phi}}=\frac{1}{8\pi^{2}}\bar{\lambda}^{2}NN_{f}/2\ ,\end{split} (15)

with C2=N212NC_{2}=\frac{N^{2}-1}{2N}. We also calculate the RGEs for λ\lambda and λ¯\bar{\lambda} at the two-loop level whose expressions are summarized in appendix. Fig. 2 shows the RG flows of gg and λ\lambda from a scale Λ0\Lambda_{0} to μ=109Λ0\mu=10^{-9}\Lambda_{0} for different initial values as a demonstration. We take N=5N=5, Nf=10N_{f}=10 and λ¯=2\bar{\lambda}=2 at Λ0\Lambda_{0}. Blue and red dots correspond to the cases using the one and two-loop RGEs for λ\lambda, respectively. The figure illustrates both couplings flow into a non-trivial IR fixed point. The blue circle around the center denotes the values of gg and λ\lambda obtained by comparing the anomalous dimensions at one-loop (LABEL:eq:gamma_Q_m) to those determined by the U(1)RU(1)_{R} charges in Tab. 1,

g28π2NN21γΦ2(1+2NNf/2),λ28π2γΦ(Nf/2)N,\begin{split}&\frac{g_{*}^{2}}{8\pi^{2}}\simeq\frac{N}{N^{2}-1}\frac{\gamma_{\Phi}}{2}\left(1+\frac{2}{NN_{f}/2}\right),\\ &\frac{\lambda_{*}^{2}}{8\pi^{2}}\simeq\frac{\gamma_{\Phi}}{(N_{f}/2)N}\ ,\end{split} (16)

where γΦ=6NNf2\gamma_{\Phi}=6\frac{N}{N_{f}}-2. The anomalous dimensions up to the two-loop order (27) are used to find the values of the couplings at the red circle. We also plot the anomalous dimension of Φ\Phi at two-loop γΦ2\gamma^{2}_{\Phi} in the left panel of Fig. 3 (black solid). We take N=5N=5, Nf=10N_{f}=10 and g=λ=λ¯=2g=\lambda=\bar{\lambda}=2 at the initial scale Λ0\Lambda_{0}. The figure indicates that γΦ2\gamma^{2}_{\Phi} converges to γΦ=6NNf2=1\gamma_{\Phi}=6\frac{N}{N_{f}}-2=1. Therefore, the theory is expected to enter the conformal regime in the IR region as we have assumed in the above discussion.

Refer to caption
Figure 2: The RG flows of gg and λ\lambda from a scale Λ0\Lambda_{0} to μ=109Λ0\mu=10^{-9}\Lambda_{0} for different initial values. Blue and red dots correspond to the cases using the one and two-loop RGEs for λ\lambda, respectively. The arrows show the directions of the flows. We take N=5N=5, Nf=10N_{f}=10 and λ¯=2\bar{\lambda}=2 at Λ0\Lambda_{0}. The blue circle around the center denotes the IR fixed point of Eq. (LABEL:eq:fixed_point) which is obtained by comparing the anomalous dimensions at one-loop (LABEL:eq:gamma_Q_m) to those determined by the U(1)RU(1)_{R} charges. The anomalous dimensions up to the two-loop order (27) are used to find the values of the couplings at the red circle.
Refer to caption
Refer to caption
Figure 3: Left panel : The flow of γΦ2\gamma^{2}_{\Phi} for gc=0,1,2g_{c}=0,1,2 and g=λ1=λ2=λ¯=2g=\lambda_{1}=\lambda_{2}=\bar{\lambda}=2 at Λ0\Lambda_{0} denoted by the black solid, red dashed, green dotted lines, respectively. Right panel : The flow of the wave function renormalization factor ZΦZ_{\Phi} for gc=0,1,2g_{c}=0,1,2 and g=λ1=λ2=λ¯=2g=\lambda_{1}=\lambda_{2}=\bar{\lambda}=2 at Λ0\Lambda_{0}. The color code and the line style are the same as those of the left panel.

The IR fixed point can be disturbed by the SU(3)CSU(3)_{C} gauge coupling. To discuss this effect, we first decompose the superpotential term in Eq. (1) as

WQλQmQ¯mλ1ΦQaQ¯a+λ2ΦQαQ¯α,\displaystyle W_{Q}\supset\lambda\,Q_{m}\bar{Q}_{m}\to\lambda_{1}\,\Phi Q_{a}\bar{Q}_{a}+\lambda_{2}\,\Phi Q_{\alpha}\bar{Q}_{\alpha}\ , (17)

where Qa,Q¯aQ_{a},\bar{Q}_{a} (a=1,2,3)(a=1,2,3) denote the fundamental and anti-fundamental representations of the SU(3)CSU(3)_{C} gauge group, Qα,Q¯αQ_{\alpha},\bar{Q}_{\alpha} (α=4,,Nf/2)(\alpha=4,\cdots,N_{f}/2) are the quarks that are not charged under the SU(3)CSU(3)_{C} and λ1,2\lambda_{1,2} are dimensionless couplings. The anomalous dimensions including the SU(3)CSU(3)_{C} effect at the two-loop level are summarized in appendix. We use the one-loop RGE for the SU(3)CSU(3)_{C} gauge coupling,

dgcdt=116π2gc3b3,\displaystyle\frac{dg_{c}}{dt}=-\frac{1}{16\pi^{2}}g_{c}^{3}b_{3}\ , (18)

which is solved as

4πgc2=4πgc2|μ=Mc+b32πln(μ/Mc),\displaystyle\frac{4\pi}{g_{c}^{2}}=\left.\frac{4\pi}{g_{c}^{2}}\right|_{\mu=M_{c}}+\frac{b_{3}}{2\pi}\ln(\mu/M_{c})\ , (19)

where we take b3=3Nb_{3}=3-N for μ>Mc\mu>M_{c} by assuming all the new quarks have masses around McM_{c}. Here, the factor 33 is from the MSSM particles and the factor N-N is from the Qa,Q¯aQ_{a},\bar{Q}_{a} quarks. For N=5N=5, the SU(3)CSU(3)_{C} gauge coupling becomes asymptotic non-free. In this case, we obtain gc1g_{c}\approx 1 around μ=1017GeV\mu=10^{17}\,\rm GeV for the spectrum of the MSSM particles at about 10TeV10\,\rm TeV and 4π/gc2|μ=Mc204\pi/g_{c}^{2}|_{\mu=M_{c}}\approx 20 at Mc=108GeVM_{c}=10^{8}\,\rm GeV. We numerically solve the two-loop RGEs from a scale Λ0\Lambda_{0} to μ=109Λ0\mu=10^{-9}\Lambda_{0}. The left panel of Fig. 3 shows the flow of γΦ2\gamma^{2}_{\Phi} for gc=1,2g_{c}=1,2 at Λ0\Lambda_{0} denoted by the red dashed and green dotted lines, respectively. The initial values of the couplings at Λ0\Lambda_{0} are g=λ1=λ2=λ¯=2g=\lambda_{1}=\lambda_{2}=\bar{\lambda}=2. We also plot the flow of the wave function renormalization factor ZΦZ_{\Phi} for gc=0,1,2,3g_{c}=0,1,2,3 and g=λ1=λ2=λ¯=2g=\lambda_{1}=\lambda_{2}=\bar{\lambda}=2 at Λ0\Lambda_{0} in the right panel of Fig. 3. From the figures, we can confirm that γΦ2\gamma^{2}_{\Phi} converges into the one without the SU(3)CSU(3)_{C} effect and the smallness of ZΦZ_{\Phi} enables to solve the axion quality problem.

A model with the dual picture.– So far, we have discussed the model where the U(1)PQU(1)_{\rm PQ} breaking fields are introduced as elementary fields, but here let us comment on a possibility that they are realized as meson superfields in a new SQCD. Consider a SU(NfN)SU(N_{f}-N) SQCD with NfN_{f} vector-like pairs of quarks whose dual magnetic picture is given by a SU(N)SU(N) SQCD with the same number of flavors Di,D¯iD_{i},\bar{D}^{i} (i=1,,Nf)(i=1,\cdots,N_{f}) Seiberg:1994pq . In the magnetic theory, there also exist meson chiral superfields ji\mathcal{M}^{i}_{j} which are coupled to the dual quarks through the superpotential,

Wmag=yjiDiD¯j,\displaystyle W_{\rm mag}=y\,\mathcal{M}^{i}_{j}D_{i}\bar{D}^{j}\ , (20)

where yy is a dimensionless coupling. For 32NNf3N\frac{3}{2}N\leq N_{f}\leq 3N, this gauge theory is in conformal window for both the electric and magnetic pictures and flows into an IR fixed point. We now gauge a diagonal SU(3)SU(3) subgroup of the SU(Nf)L×SU(Nf)RSU(N_{f})_{L}\times SU(N_{f})_{R} flavor symmetry in the theory and identify it as the SM color gauge group. For notational convenience, we decompose the mesons ji\mathcal{M}^{i}_{j} into

ji=(1ba4βa6j¯a5bα2βα8j¯α7bi¯9βi¯3j¯i¯),\displaystyle\mathcal{M}^{i}_{j}=\left(\begin{array}[]{ccc}{\mathcal{M}}^{a}_{1b}&{\mathcal{M}}^{a}_{4\beta}&{\mathcal{M}}^{a}_{6\bar{j}}\\ {\mathcal{M}}^{\alpha}_{5b}&{\mathcal{M}}^{\alpha}_{2\beta}&{\mathcal{M}}^{\alpha}_{8\bar{j}}\\ {\mathcal{M}}^{\bar{i}}_{7b}&{\mathcal{M}}^{\bar{i}}_{9\beta}&{\mathcal{M}}^{\bar{i}}_{3\bar{j}}\end{array}\right), (24)

where a,ba,b (=1,2,3=1,2,3) denote the color SU(3)CSU(3)_{C} indices, α,β=4,5,6\alpha,\beta=4,5,6 and i¯,j¯=7,,Nf\bar{i},\bar{j}=7,\cdots,N_{f}. The U(1)PQU(1)_{\rm PQ} charges are, for example, assigned as shown in Tab. 2. With these assignments, the U(1)PQU(1)_{\rm PQ} symmetry is not anomalous under the SU(N)SU(N) but is anomalous under the SU(3)CSU(3)_{C}. With the decomposition of Eq. (24), we can see that the superpotential (20) contains the terms similar to those introduced in Eq. (1),

Wmagy1DaD¯a+y2DαD¯α.\displaystyle W_{\rm mag}\supset y\,\mathcal{M}_{1}D_{a}\bar{D}^{a}+y\,\mathcal{M}_{2}D_{\alpha}\bar{D}^{\alpha}\ . (25)

Here, we have defined 1131aa\mathcal{M}_{1}\equiv\frac{1}{3}\mathcal{M}_{1a}^{a} and 2132αα\mathcal{M}_{2}\equiv\frac{1}{3}\mathcal{M}_{2\alpha}^{\alpha}. Note that 1,2\mathcal{M}_{1,2} are color singlet but U(1)PQU(1)_{\rm PQ} charged. Once they obtain non-zero VEVs, we get the axion-gluon coupling (6). As before, the U(1)PQU(1)_{\rm PQ} symmetry at the renormalizable level is ensured by an anomaly-free 𝐙NU(1)PQ\mathbf{Z}_{N}\subset U(1)_{\rm PQ}. Explicit U(1)PQU(1)_{\rm PQ}-violating higher dimensional operators are suppressed due to large anomalous dimensions of 1,2\mathcal{M}_{1,2}.

Several comments are in order. The IR fixed point can be disturbed by the SU(3)CSU(3)_{C} gauge interaction. In order to keep the electric/magnetic duality reliable, the values of the couplings in both electric and magnetic pictures at the fixed point must be much larger than the QCD gauge coupling, which requires the theory to be near the middle of conformal window, Nf2NN_{f}\approx 2\,N. Extra meson and quark chiral superfields must get masses appropriately. In particular, SU(3)CSU(3)_{C}-charged mesons must be stabilized at the origin to avoid the color breaking. If 31Nf63i¯i¯\mathcal{M}_{3}\equiv\frac{1}{N_{f}-6}\mathcal{M}_{3\bar{i}}^{\bar{i}} obtains a non-zero VEV, all the quarks become massive. Below the scales of 1,2,3\mathcal{M}_{1,2,3} VEVs, the model becomes a confining SU(N)SU(N) pure Yang Mills theory. Further explorations of this model are left to a future study.

DaD_{a} D¯a\bar{D}^{a} DαD_{\alpha} D¯α\bar{D}^{\alpha} Di¯D_{\bar{i}} D¯i¯\bar{D}^{\bar{i}} 1\mathcal{M}_{1} 2\mathcal{M}_{2} 3\mathcal{M}_{3} 4\mathcal{M}_{4} 5\mathcal{M}_{5} 6\mathcal{M}_{6} 7\mathcal{M}_{7} 8\mathcal{M}_{8} 9\mathcal{M}_{9}
SU(3)CSU(3)_{C} 𝟑¯\bar{\mathbf{3}} 𝟑\mathbf{3} 𝟏\mathbf{1} 𝟏\mathbf{1} 𝟏\mathbf{1} 𝟏\mathbf{1} 𝐀𝐝𝐣.+𝟏\mathbf{Adj.+1} 𝟏\mathbf{1} 𝟏\mathbf{1} 𝟑\mathbf{3} 𝟑¯\bar{\mathbf{3}} 𝟑\mathbf{3} 𝟑¯\bar{\mathbf{3}} 𝟏\mathbf{1} 𝟏\mathbf{1}
U(1)PQ(𝐙N)U(1)_{\rm PQ}~{}\left(\mathbf{Z}_{N}\right) +1+1 0 0 1-1 0 0 1-1 +1+1 0 0 0 1-1 0 0 +1+1
Table 2: The matter content of the magnetic picture of the model and the charge assignments under the color SU(3)CSU(3)_{C} and the U(1)PQU(1)_{\rm PQ} (and 𝐙N\mathbf{Z}_{N}). Here, aa (=1,2,3=1,2,3) denotes the color SU(3)CSU(3)_{C} index, α=4,5,6\alpha=4,5,6 and i¯=7,,Nf\bar{i}=7,\cdots,N_{f}.

Conclusions and discussions.– We have considered a possibility that a superconformal dynamics helps to solve the strong CP problem through the axion with a sufficient quality. The U(1)PQU(1)_{\rm PQ} breaking fields are coupled to the new quarks charged under the SU(3)CSU(3)_{C} and the new SU(N)SU(N). The theory flows into a non-trivial IR fixed point where the U(1)PQU(1)_{\rm PQ} breaking fields hold a large anomalous dimension leading to a strong suppression of explicit U(1)PQU(1)_{\rm PQ} breaking operators. The U(1)PQU(1)_{\rm PQ} is anomalous under the SU(3)CSU(3)_{C} but not under the SU(N)SU(N) so that the usual axion potential is generated by non-perturbative QCD effects.

The model respects the anomaly-free 𝐙NU(1)PQ\mathbf{Z}_{N}\subset U(1)_{\rm PQ}, which realizes the U(1)PQU(1)_{\rm PQ} symmetry at the renormalizable level. If the U(1)PQU(1)_{\rm PQ} is spontaneously broken after the end of inflation, cosmic strings are formed at a temperature close to the U(1)PQU(1)_{\rm PQ} breaking scale (see e.g.e.g. ref. Kawasaki:2013ae for a review on axion cosmology). Below around the QCD temperature, domain walls attached to the cosmic strings are formed. They are stable due to the 𝐙N\mathbf{Z}_{N} symmetry and cause a cosmological problem. In order to avoid this, the U(1)PQU(1)_{\rm PQ} symmetry must be broken before the end of inflation. In this case, the axion isocurvature perturbation is produced, which leads to a constraint on the Hubble scale of inflation, Hinf107H_{\rm inf}\lesssim 10^{7} GeV. Cosmological aspects might be an interesting future direction.

We may be able to use the same superconformal dynamics to realize the quark and lepton mass hierarchies in the same way as the Nelson-Strassler model Nelson:2000sn . Such a possibility has been recently discussed in the 5D context Bonnefoy:2020llz . One extra benefit of this scenario is that flavor-dependent soft scalar masses are automatically suppressed Kobayashi:2001kz ; Nelson:2001mq (see also ref. Kobayashi:2010ye ).

Acknowledgements

We would like to thank Ryosuke Sato for discussions and helpful comments on the manuscript. We are also grateful to Kavli IPMU for their hospitality during the COVID-19 pandemic.

Appendix: the two-loop RGEs.– Here, we summarize the expressions of the two-loop RGEs for gg, λ1\lambda_{1}, λ2\lambda_{2} and λ¯\bar{\lambda}. The effect of the SU(3)CSU(3)_{C} gauge coupling is included. They are given by

dgdt=g32b0+12i=a,α,k(γQi2+γQ¯i2)8π2CAg2,dλ1dt=λ12(γΦ2+γQa2+γQ¯a2),dλ2dt=λ22(γΦ2+γQα2+γQ¯α2),dλ¯dt=λ¯2(γΦ¯2+γQk2+γQ¯k2),\begin{split}&\frac{dg}{dt}=-\frac{g^{3}}{2}\frac{b_{0}+\frac{1}{2}\sum_{i=a,\alpha,k}\left(\gamma^{2}_{Q_{i}}+\gamma^{2}_{\bar{Q}_{i}}\right)}{8\pi^{2}-C_{A}g^{2}},\\[4.30554pt] &\frac{d\lambda_{1}}{dt}=\frac{\lambda_{1}}{2}\left(\gamma^{2}_{\Phi}+\gamma^{2}_{Q_{a}}+\gamma^{2}_{\bar{Q}_{a}}\right),\\[4.30554pt] &\frac{d\lambda_{2}}{dt}=\frac{\lambda_{2}}{2}\left(\gamma^{2}_{\Phi}+\gamma^{2}_{Q_{\alpha}}+\gamma^{2}_{\bar{Q}_{\alpha}}\right),\\[4.30554pt] &\frac{d\bar{\lambda}}{dt}=\frac{\bar{\lambda}}{2}\left(\gamma^{2}_{\bar{\Phi}}+\gamma^{2}_{Q_{k}}+\gamma^{2}_{\bar{Q}_{k}}\right),\end{split} (26)

with the anomalous dimensions at the two-loop level,

γQa2=γQ¯a2=18π2(2C2g2+2C2gc2λ12)+2(16π2)2[λ143Nλ14N(Nf/23)λ12λ22+2g4(C2SN(R)+2C223CN(G)C2)+2gc4(C2S3(R)+2C223C3(G)C2)+8gc2g2C2C2],γQα2=γQ¯α2=18π2(2C2g2λ22)+2(16π2)2[λ24(Nf/23)Nλ243Nλ12λ22+2g4(C2SN(R)+2C223CN(G)C2)],γQk2=γQ¯k2=18π2(2C2g2λ¯2)+2(16π2)2[λ¯4Nf2Nλ¯14+2g4(C2SN(R)+2C223CN(G)C2)],\begin{split}\gamma^{2}_{Q_{a}}&=\gamma^{2}_{\bar{Q}_{a}}\\ &=-\frac{1}{8\pi^{2}}\left(2C_{2}g^{2}+2C_{2}^{\prime}g_{c}^{2}-\lambda_{1}^{2}\right)\\ &+\frac{2}{(16\pi^{2})^{2}}\left[-\lambda_{1}^{4}-3N\lambda_{1}^{4}-N(N_{f}/2-3)\lambda_{1}^{2}\lambda_{2}^{2}\right.\\ &\left.+2g^{4}(C_{2}S_{N}(R)+2C_{2}^{2}-3C_{N}(G)C_{2})\right.\\ &\left.+2g_{c}^{4}(C_{2}^{\prime}S_{3}(R)+2{C_{2}^{\prime}}^{2}-3C_{3}(G)C_{2}^{\prime})\right.\\ &\left.+8g_{c}^{2}g^{2}C_{2}C_{2}^{\prime}\right],\\ \gamma^{2}_{Q_{\alpha}}&=\gamma^{2}_{\bar{Q}_{\alpha}}\\ &=-\frac{1}{8\pi^{2}}\left(2C_{2}g^{2}-\lambda_{2}^{2}\right)\\ &+\frac{2}{(16\pi^{2})^{2}}\left[-\lambda_{2}^{4}-(N_{f}/2-3)N\lambda_{2}^{4}-3N\lambda_{1}^{2}\lambda_{2}^{2}\right.\\ &\left.+2g^{4}(C_{2}S_{N}(R)+2C_{2}^{2}-3C_{N}(G)C_{2})\right],\\ \gamma^{2}_{Q_{k}}&=\gamma^{2}_{\bar{Q}_{k}}\\ &=-\frac{1}{8\pi^{2}}\left(2C_{2}g^{2}-\bar{\lambda}^{2}\right)\\ &+\frac{2}{(16\pi^{2})^{2}}\left[-\bar{\lambda}^{4}-\frac{N_{f}}{2}N\bar{\lambda}_{1}^{4}\right.\\ &\left.+2g^{4}(C_{2}S_{N}(R)+2C_{2}^{2}-3C_{N}(G)C_{2})\right],\end{split} (27)

for Qa,Q¯aQ_{a},\bar{Q}_{a} (a=1,2,3)(a=1,2,3), Qα,Q¯αQ_{\alpha},\bar{Q}_{\alpha} (α=4,,Nf/2)(\alpha=4,\cdots,N_{f}/2) and Qk,Q¯kQ_{k},\bar{Q}_{k} (k=Nf/2+1,,Nf)(k=N_{f}/2+1,\cdots,N_{f}), and

γΦ2=18π2(3Nλ12+(Nf/23)Nλ22)+2(16π2)2[6Nλ142λ24N(Nf/23)N+g2λ12C212N+gc2λ12C212+g2λ224N(Nf/23)C2],γΦ¯2=18π2λ¯2NNf/2+2(16π2)2[2λ¯4N(Nf/2)+g2λ¯24N(Nf/2)C2],\begin{split}\gamma^{2}_{\Phi}&=\frac{1}{8\pi^{2}}\left(3N\lambda^{2}_{1}+\left(N_{f}/2-3\right)N\lambda_{2}^{2}\right)\\ &+\frac{2}{(16\pi^{2})^{2}}\left[-6N\lambda_{1}^{4}-2\lambda_{2}^{4}N(N_{f}/2-3)N\right.\\ &\left.+g^{2}\lambda_{1}^{2}C_{2}12N+g_{c}^{2}\lambda_{1}^{2}C_{2}^{\prime}12+g^{2}\lambda_{2}^{2}4N(N_{f}/2-3)C_{2}\right],\\[4.30554pt] \gamma^{2}_{\bar{\Phi}}&=\frac{1}{8\pi^{2}}\bar{\lambda}^{2}NN_{f}/2\\ &+\frac{2}{(16\pi^{2})^{2}}\left[-2\bar{\lambda}^{4}N(N_{f}/2)+g^{2}\bar{\lambda}^{2}4N(N_{f}/2)C_{2}\right],\end{split} (28)

for Φ,Φ¯\Phi,\bar{\Phi}, where C2=4/3C_{2}^{\prime}=4/3, CN(G)=NC_{N}(G)=N, SN(R)=NfS_{N}(R)=N_{f}, C3(G)=3C_{3}(G)=3 and S3(R)=N+6S_{3}(R)=N+6.

References