Axion Quality from Superconformal Dynamics
Abstract
We discuss a possibility that a superconformal dynamics induces the emergence of a global symmetry to solve the strong CP problem through the axion. Fields spontaneously breaking the symmetry couple to new quarks charged under the ordinary color and a new gauge group. The theory flows into an IR fixed point where the breaking fields hold a large anomalous dimension leading to the suppression of -violating higher dimensional operators. The spontaneous breaking of the makes the new quarks massive. The symmetry is anomalous under the but not under the so that the axion couples to only the color and the usual axion potential is generated. We also comment on a model that the breaking fields are realized as meson superfields in a new supersymmetric QCD.
Introduction.– The strong CP problem is an intriguing puzzle to motivate physics beyond the Standard Model (SM). The current upper bound on the neutron electric dipole moment constrains the absolute value of the QCD vacuum angle to be smaller than Baker:2006ts ; Afach:2015sja . Unlike other naturalness problems in the SM, some shifts of would not provide a visible change in our world. The most common explanation for the strong CP problem is the introduction of a pseudo-Nambu-Goldstone boson, called axion Weinberg:1977ma ; Wilczek:1977pj , associated with spontaneous breaking of a global Peccei-Quinn () symmetry Peccei:1977hh (for reviews, see e.g. refs. Kim:2008hd ; DiLuzio:2020wdo ). Non-perturbative QCD effects break the explicitly and generate a potential of the axion whose minimum sets to zero. Astrophysical observations provide a lower limit on the breaking scale, Chang:2018rso .
A sufficiently small requires the symmetry to be realized to an extraordinary high degree. However, quantum gravity effects do not respect such a global symmetry. We naturally expect -violating higher dimensional operators suppressed by appropriate powers of the Planck scale Holman:1992us ; Kamionkowski:1992mf ; Barr:1992qq ; Ghigna:1992iv ; Carpenter:2009zs . Although a discrete symmetry can forbid some of the operators, to suppress sufficiently higher order terms requires which appears very contrived. Other solutions to this axion quality problem have been explored by many authors. They include composite axion models Kim:1984pt ; Choi:1985cb ; Randall:1992ut ; Redi:2016esr ; DiLuzio:2017tjx ; Lillard:2017cwx ; Lillard:2018fdt ; Gavela:2018paw ; Lee:2018yak , models with a gauged symmetry ( ) different from the Cheng:2001ys ; Harigaya:2013vja ; Harigaya:2015soa ; Fukuda:2017ylt ; Fukuda:2018oco ; Ibe:2018hir ; Choi:2020vgb ; Yin:2020dfn , extra dimension models Dienes:1999gw ; Choi:2003wr ; Flacke:2006ad ; Cox:2019rro ; Bonnefoy:2020llz ; 1842866 and heavy axion models Rubakov:1997vp ; Berezhiani:2000gh ; Hook:2014cda ; Fukuda:2015ana ; Gherghetta:2016fhp ; Dimopoulos:2016lvn ; Gherghetta:2020ofz .
In this letter, we explore an alternative approach to the axion quality problem that a superconformal dynamics induces the emergence of the symmetry. Our model begins with the existence of a discrete with which ensures that the model respects the symmetry at the renormalizable level. We introduce a supersymmetric gauge theory with (anti-)fundamental quarks, some of which are also charged under the ordinary color . The symmetry is anomaly-free under the as well as the . All the new quarks couple to fields responsible for the spontaneous breaking. The theory flows into an IR fixed point where the breaking fields hold a large anomalous dimension. Then, even if there exist higher dimensional operators dangerously violating the at the Planck scale, those operators are significantly suppressed at low-energies. The similar mechanism has been discussed in the context of the Nelson-Strassler model to realize quark and lepton mass hierarchies Nelson:2000sn (for a more recent development using the -maximization technique Intriligator:2003jj , see refs. Poland:2009yb ; Craig:2010ip ). According to the AdS/CFT correspondence Maldacena:1997re , the approach is similar to that of the warped extra dimension model discussed in ref. Cox:2019rro . However, to the best of our knowledge, our model is the first 4D calculable realization to utilize a conformal dynamics to suppress -violating higher dimensional operators. The spontaneous breaking of the makes all the new quarks massive. The new quarks leading to a large anomalous dimension of the breaking fields also play the role of the so-called KSVZ quarks Kim:1979if ; Shifman:1979if . Since the symmetry is anomalous under the but not under the , the axion couples to only the color and the usual axion potential is generated. The finally confines and predicts the existence of glueballs.
While the breaking fields are introduced as elementary fields in the main part of the present work, we will also comment on a possibility that they are realized as meson superfields in a new supersymmetric QCD (SQCD). Interestingly, in the magnetic picture of the theory Seiberg:1994pq ; Intriligator:1995au , the coupling of the breaking fields to dual quarks is automatic.
The model.– Let us consider a supersymmetric gauge theory with vector-like pairs of chiral superfields in the (anti-)fundamental representation, . Here, is assumed to be even. We focus on where the theory is in conformal window Intriligator:1995au . To implement the QCD axion, we introduce two singlet chiral superfields charged under the symmetry. They are coupled to the new quarks in the superpotential,
(1) |
where denote dimensionless couplings, runs from to and runs from to . These terms explicitly break the original flavor symmetries in the theory into . A subgroup is weakly gauged and regarded as the ordinary color in the SM.111 We can gauge a subgroup to accommodate the grand unified theory. The following discussion is the same for this possibility. Barring the effect of this , the couplings flow into at low-energies. The charge assignments under the symmetry are summarized in Tab. 1. The symmetry is not anomalous under the but has the anomaly whose coefficient is given by . Then, an anomaly-free discrete symmetry is realized, which leads to the symmetry at the renormalizable level. Below, we will discuss Planck-scale suppressed -violating operators, but those operators must respect the symmetry. The fields obtain a non-zero vacuum expectation value (VEV) via the superpotential,
(2) |
which breaks the symmetry spontaneously. Here, is a singlet chiral superfield, is a dimensionless parameter and is a constant with a mass dimension.222The superpotential explicitly breaks the anomaly-free symmetry in the gauge theory. We assume that does not enter a fixed point.
The gauge theory is in conformal window and believed to have a non-trivial IR fixed point. Here, let us assume the gauge coupling , and approach values at the fixed point and the theory is in the conformal regime between the energy scales and (). We will demonstrate the existence of the IR fixed point later. In this regime, the conformal dynamics generates a large anomalous dimension of through the superpotential terms of Eq. (1). The wave function renormalization factor of (and ) at IR is given by
(3) |
where is the anomalous dimension of which is exactly determined in terms of the anomaly-free charges summarized in Tab. 1. We now canonically normalize as
(4) |
whose hat denotes a field in the canonical normalization. Then, the superpotential (2) is rewritten in terms of the normalized fields,
(5) |
where is dimensionless and is a constant with a mass dimension. The breaking scale is determined by which also gives the conformal breaking, . The wave function renormalization factor of Eq. (3) will play a key role in suppressing -violating higher dimensional operators as we will see below.
Once the breaking fields obtain the VEV, all the new quarks become massive, and then the axion-gluon coupling is generated in the effective Lagrangian after the integration of the new quarks,
(6) |
where denotes the axion, is the field strength of the gluon, is its dual, is the QCD gauge coupling constant and is the axion decay constant. The same axion-gluon coupling is obtained in the KSVZ axion model Kim:1979if ; Shifman:1979if with flavors of vector-like quarks. Since the symmetry is not anomalous under the , the terms in Eq. (1) do not lead to the axion- gluon coupling even after the integration of the quarks. The axion potential is obtained via the non-perturbative QCD effect,
(7) |
where and are the pion mass and the decay constant respectively and . Then, the strong CP problem is solved in the ordinary way. After the decoupling of , the model becomes a pure Yang Mills theory. Because of a large gauge coupling of the at the fixed point, the theory confines just below the conformal breaking scale and predicts heavy glueballs and their superpartners.
Axion quality.– To address the axion quality problem, explicit breaking terms must be highly suppressed compared to the axion potential generated by the non-perturbative QCD effect (7). The most dangerous Planck-scale suppressed operator respecting the symmetry is the superpotential term such as
(8) |
which leads to the scalar potential in supergravity with the constant term of the superpotential via ,
(9) |
Here, is the gravitino mass, is a model dependent coefficient, and denotes the scalar component which is the same notation as the chiral superfield for notational simplicity. The -violating axion potential is then obtained as
(10) |
where denotes a CP phase and has been used. We now define the axion quality factor by
(11) |
Assuming , the experimental upper bound on the parameter Baker:2006ts ; Afach:2015sja requires to secure the axion quality.
Fig. 1 shows the contours of calculated from the potential (10) in the plane. Here, we take , , , and . The solid and dashed lines denote the quality factor , respectively. The axion decay constant is constrained from the supernova 1981A observation, Chang:2018rso . We can see from the figure that there is a parameter space to solve the axion quality problem for . While the case of is not shown in the figure, is obtained for GeV and eV.
Other potentially dangerous -violating operators are
(12) |
with . While these operators will not lead to the axion potential by themselves, we must be careful because they are enhanced at low-energies due to the negative anomalous dimension of . However, for , and have the same scaling dimension , and then Eq. (12) can be rewritten as
(13) |
which is suppressed compared to Eq. (8) for and . We also note that -violating operators in the Kähler potential are negligible compared to those in the superpotential.

The IR fixed point.– Let us now discuss the existence of the IR fixed point for the gauge coupling and in the superpotential (1). We first ignore the effect of the gauge coupling and solve the renormalization group equations (RGEs) for , and ,
(14) |
where with being the RG scale, and . Here, we use the exact NSVZ function Novikov:1983uc ; Novikov:1985ic ; Novikov:1985rd for the RGE of the gauge coupling, while the RGEs of and are shown at the one-loop level. The anomalous dimensions are given by
(15) |
with . We also calculate the RGEs for and at the two-loop level whose expressions are summarized in appendix. Fig. 2 shows the RG flows of and from a scale to for different initial values as a demonstration. We take , and at . Blue and red dots correspond to the cases using the one and two-loop RGEs for , respectively. The figure illustrates both couplings flow into a non-trivial IR fixed point. The blue circle around the center denotes the values of and obtained by comparing the anomalous dimensions at one-loop (LABEL:eq:gamma_Q_m) to those determined by the charges in Tab. 1,
(16) |
where . The anomalous dimensions up to the two-loop order (27) are used to find the values of the couplings at the red circle. We also plot the anomalous dimension of at two-loop in the left panel of Fig. 3 (black solid). We take , and at the initial scale . The figure indicates that converges to . Therefore, the theory is expected to enter the conformal regime in the IR region as we have assumed in the above discussion.



The IR fixed point can be disturbed by the gauge coupling. To discuss this effect, we first decompose the superpotential term in Eq. (1) as
(17) |
where denote the fundamental and anti-fundamental representations of the gauge group, are the quarks that are not charged under the and are dimensionless couplings. The anomalous dimensions including the effect at the two-loop level are summarized in appendix. We use the one-loop RGE for the gauge coupling,
(18) |
which is solved as
(19) |
where we take for by assuming all the new quarks have masses around . Here, the factor is from the MSSM particles and the factor is from the quarks. For , the gauge coupling becomes asymptotic non-free. In this case, we obtain around for the spectrum of the MSSM particles at about and at . We numerically solve the two-loop RGEs from a scale to . The left panel of Fig. 3 shows the flow of for at denoted by the red dashed and green dotted lines, respectively. The initial values of the couplings at are . We also plot the flow of the wave function renormalization factor for and at in the right panel of Fig. 3. From the figures, we can confirm that converges into the one without the effect and the smallness of enables to solve the axion quality problem.
A model with the dual picture.– So far, we have discussed the model where the breaking fields are introduced as elementary fields, but here let us comment on a possibility that they are realized as meson superfields in a new SQCD. Consider a SQCD with vector-like pairs of quarks whose dual magnetic picture is given by a SQCD with the same number of flavors Seiberg:1994pq . In the magnetic theory, there also exist meson chiral superfields which are coupled to the dual quarks through the superpotential,
(20) |
where is a dimensionless coupling. For , this gauge theory is in conformal window for both the electric and magnetic pictures and flows into an IR fixed point. We now gauge a diagonal subgroup of the flavor symmetry in the theory and identify it as the SM color gauge group. For notational convenience, we decompose the mesons into
(24) |
where () denote the color indices, and . The charges are, for example, assigned as shown in Tab. 2. With these assignments, the symmetry is not anomalous under the but is anomalous under the . With the decomposition of Eq. (24), we can see that the superpotential (20) contains the terms similar to those introduced in Eq. (1),
(25) |
Here, we have defined and . Note that are color singlet but charged. Once they obtain non-zero VEVs, we get the axion-gluon coupling (6). As before, the symmetry at the renormalizable level is ensured by an anomaly-free . Explicit -violating higher dimensional operators are suppressed due to large anomalous dimensions of .
Several comments are in order. The IR fixed point can be disturbed by the gauge interaction. In order to keep the electric/magnetic duality reliable, the values of the couplings in both electric and magnetic pictures at the fixed point must be much larger than the QCD gauge coupling, which requires the theory to be near the middle of conformal window, . Extra meson and quark chiral superfields must get masses appropriately. In particular, -charged mesons must be stabilized at the origin to avoid the color breaking. If obtains a non-zero VEV, all the quarks become massive. Below the scales of VEVs, the model becomes a confining pure Yang Mills theory. Further explorations of this model are left to a future study.
Conclusions and discussions.– We have considered a possibility that a superconformal dynamics helps to solve the strong CP problem through the axion with a sufficient quality. The breaking fields are coupled to the new quarks charged under the and the new . The theory flows into a non-trivial IR fixed point where the breaking fields hold a large anomalous dimension leading to a strong suppression of explicit breaking operators. The is anomalous under the but not under the so that the usual axion potential is generated by non-perturbative QCD effects.
The model respects the anomaly-free , which realizes the symmetry at the renormalizable level. If the is spontaneously broken after the end of inflation, cosmic strings are formed at a temperature close to the breaking scale (see ref. Kawasaki:2013ae for a review on axion cosmology). Below around the QCD temperature, domain walls attached to the cosmic strings are formed. They are stable due to the symmetry and cause a cosmological problem. In order to avoid this, the symmetry must be broken before the end of inflation. In this case, the axion isocurvature perturbation is produced, which leads to a constraint on the Hubble scale of inflation, GeV. Cosmological aspects might be an interesting future direction.
We may be able to use the same superconformal dynamics to realize the quark and lepton mass hierarchies in the same way as the Nelson-Strassler model Nelson:2000sn . Such a possibility has been recently discussed in the 5D context Bonnefoy:2020llz . One extra benefit of this scenario is that flavor-dependent soft scalar masses are automatically suppressed Kobayashi:2001kz ; Nelson:2001mq (see also ref. Kobayashi:2010ye ).
Acknowledgements
We would like to thank Ryosuke Sato for discussions and helpful comments on the manuscript. We are also grateful to Kavli IPMU for their hospitality during the COVID-19 pandemic.
Appendix: the two-loop RGEs.– Here, we summarize the expressions of the two-loop RGEs for , , and . The effect of the gauge coupling is included. They are given by
(26) |
with the anomalous dimensions at the two-loop level,
(27) |
for , and , and
(28) |
for , where , , , and .
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