Arithmetic special cycles and Jacobi forms
Abstract
We consider families of special cycles, as introduced by Kudla, on Shimura varieties attached to anisotropic quadratic spaces over totally real fields. By augmenting these cycles with Green currents, we obtain classes in the arithmetic Chow groups of the canonical models of these Shimura varieties (viewed as arithmetic varieties over their reflex fields). The main result of this paper asserts that generating series built from these cycles can be identified with the Fourier expansions of non-holomorphic Hilbert-Jacobi modular forms. This result provides evidence for an arithmetic analogue of Kudla’s conjecture relating these cycles to Siegel modular forms.
1 Introduction
The main result of this paper is a modularity result for certain generating series of “special” cycles that live in the arithmetic Chow groups of Shimura varieties of orthogonal type.
We begin by introducing the main players. Let be a totally real extension of with , and let denote the archimedean places of . Suppose is a quadratic space over that is of signature with . In other words, we assume that is a real quadratic space of signature and that is positive definite at all other real places.
We assume throughout that is anisotropic over F. Note that the signature condition guarantees that is anisotropic whenever .
Let . The corresponding Hermitian symmetric space has two connected components; fix one component and let denote its stabilizer in . For a neat compact open subgroup , let , and consider the quotient
(1.1) |
This space is a (connected) Shimura variety; in particular, it admits a canonical model over a number field depending on , see [Kud97] for details. Moreover, as is anisotropic, is a projective variety.
Fix a -invariant lattice such that the restriction of the bilinear form to is valued in , and consider the dual lattice
(1.2) |
where is the inverse different.
For an integer with , let denote the Schwartz space of compactly supported, locally constant functions on , and consider the subspace
(1.3) |
For every and -invariant Schwartz function , there is an -rational “special” cycle
(1.4) |
of codimension on , defined originally by Kudla [Kud97]; this construction is reviewed in Section 2.3 below.
It was conjectured by Kudla that these cycles are closely connected to automorphic forms; more precisely, he conjectured that upon passing to the Chow group of , the generating series formed by the classes of these special cycles can be identified with the Fourier expansions of Hilbert-Siegel modular forms. When , the codimension one case of this conjecture follows from results of Borcherds [Bor99], and the conjecture for higher codimension was established by Zhang and Bruinier-Raum [BWR15, Zha09]; when , conditional proofs have been given by Yuan-Zhang-Zhang [YZZ09] and Kudla [Kud19].
More recently, attention has shifted to the arithmetic analogues of this result, where one replaces the Chow groups with an “arithmetic” counterpart, attached to a model of defined over a subring of the reflex field of ; these arithmetic Chow groups were introduced by Gillet-Soulé [GS90] and subsequently generalized by Burgos-Kramer-Kühn [BGKK07]. Roughly speaking, in this framework cycles are represented by pairs , where is a cycle on , and is a Green object, a purely differential-geometric datum that encodes cohomological information about the archimedean fibres of .
In this paper, we consider the case where the model is taken to be itself. In order to promote the special cycles to the arithmetic setting, we need to choose the Green objects: for this, we employ the results of [GS19], where a family of Green forms was constructed. Note that these forms depend on an additional parameter , which should be regarded as the imaginary part of a variable in the Hilbert-Siegel upper half space.
We thereby obtain classes
(1.5) |
where is the Gillet-Soulé arithmetic Chow group attached to , by the formula
(1.6) |
For reasons that will emerge in the course of the proof our main theorem, we will also need to consider a larger arithmetic Chow group , constructed by Burgos-Kramer-Kühn [BGKK07]. This group appears as an example of their general cohomological approach to the theory of Gillet-Soulé. There is a natural injective map ; abusing notation, we identify the special cycle with its image under this map.
Theorem 1.1.
-
(i)
Suppose . Fix , and define the formal generating series
(1.7) where lies in the Hilbert-Siegel upper half space of genus , and . Then is the -expansion of a (non-holomorphic) Hilbert-Jacobi modular form of weight and index , taking values in via the Weil representation.
-
(ii)
When , the generating series
(1.8) is the -expansion of a (non-holomorphic) Hilbert modular form of weight , valued in .
Some clarification is warranted in the interpretation of this theorem. The issue is that there is no apparent topology on the arithmetic Chow groups for which the series (1.7) and (1.8) can be said to converge in a reasonable sense; in a similar vein, the Green forms vary smoothly in the parameter , but there does not appear to be a natural way in which the family of classes can be said to vary smoothly. What is being asserted in the theorem is the existence of:
-
(i)
finitely many classes (or in when ),
-
(ii)
finitely many Jacobi modular forms (in the usual sense) ,
-
(iii)
and a Jacobi form valued in the space of currents on that is locally uniformly bounded in ,
such that the ’th coefficient of the Jacobi form coincides with . Here is an “archimedean class” associated to the current . A more precise account may be found in Section 2.6.
To prove the theorem, we first prove the case, using a modularity result due to Bruinier [Bru12] that involves a different set of Green functions; the theorem in this case follows from a comparison between his Green functions and ours.
For , we exhibit a decomposition
(1.9) |
in ; this decomposition is based on a mild generalization of the star product formula [GS19, Theorem 4.10]. The main theorem then follows from the modularity of the series
(1.10) |
which are proved in Corollary 6.3 and Theorem 5.1 respectively. The classes are expressed as linear combinations of pushforwards of special cycles along sub-Shimura varieties of , weighted by the Fourier coefficients of classical theta series; the modularity of follows from this description and the case. The classes are purely archimedean, and the modularity of follows from an explicit computation involving the Kudla-Millson Schwartz form, [KM90].
This result provides evidence for the arithmetic version of Kudla’s conjecture, namely that the generating series
(1.11) |
is a Hilbert-Siegel modular form; indeed, the series is a formal Fourier-Jacobi coefficient of . Unfortunately, there does not seem to be an obvious path by which one can infer the more general result from the results in this paper; the decomposition depends on the lower-right matrix , and it is not clear how to compare the decompositions for various .
Acknowledgements
The impetus for this paper emerged from discussions during an AIM SQuaRE workshop; I’d like to thank the participants – Jan Bruinier, Stephan Ehlen, Stephen Kudla and Tonghai Yang – for the stimulating discussion and insightful remarks, and AIM for the hospitality. I’d also like to thank Craig Cowan for a helpful discussion on the theory of currents. This work was partially supported by an NSERC Discovery grant.
2 Preliminaries
2.1 Notation
-
•
Throughout, we fix a totally real field with . Let denote the real embeddings. Using these embeddings, we identify with , and denote by the ’th component of under this identification.
-
•
For any matrix , we denote the transpose by .
-
•
If , we write
(2.1) -
•
If is a quadratic space over , let denote the corresponding bilinear form. Here we take the convention . If and , we set .
-
•
For , we set .
-
•
Let
(2.2) denote the Hilbert-Siegel upper half-space of genus attached to . Via the fixed embeddings , we may identify ; we let denote the corresponding component, so that, in particular, for .
If and , we write
(2.3)
2.2 Arithmetic Chow groups
In this section, we recall the theory of arithmetic Chow groups , as conceived by Gillet and Soulé [GS90]; note here and throughout this paper, we work with complex coefficients. Recall that is defined over a number field endowed with a fixed complex embedding . We view as an arithmetic variety over the “arithmetic ring” in the terminology of [GS90, §3.1.1].
An arithmetic cycle is a pair , where is a formal -linear combination of codimension subvarieties of , and is a Green current for ; more precisely, is a current of degree on such Green’s equation
(2.4) |
holds, where the right hand side is the current defined by integration111Here and throughout this paper, we will abuse notation and write both for the form and the current it defines. against some smooth form . Given a codimension subvariety and a rational function on , let
(2.5) |
denote the corresponding principal arithmetic divisor. The arithmetic Chow group is quotient of the space of arithmetic cycles by the subspace spanned by (a) the principal arithmetic divisors and (b) classes of the form with . For more details, see [GS90, Sou92]
In their paper [BGKK07], Burgos, Kramer and Kühn give an abstract reformulation and generalization of this theory: their main results describe the construction of an arithmetic Chow group attached to a “Gillet complex” . One of the examples they describe is the group attached to the complex of currents ; we will content ourselves with the superficial description of this group given below, which will suffice for our purposes, and the reader is invited to consult [BGKK07, §6.2] for a thorough treatment.
Unwinding the formal definitions in [BGKK07], one finds that classes in are represented by tuples , with as before, but now and are currents of degree and respectively such that222The reader is cautioned that in [BGKK07], the authors normalize delta currents and currents defined via integration by powers of , resulting in formulas that look slightly different from those presented here; because we are working with -coefficients, the formulations are equivalent.
(2.6) |
for some current with support contained in ; we can view this as a relaxation of the condition that the right hand side of (2.4) is smooth. A nice consequence of this description is that any codimension cycle on gives rise to a canonical class (see [BGKK07, Definition 6.37])
(2.7) |
By [BGKK07, Theorem 6.35], the natural map
(2.8) |
is injective. Moreover while is not a ring in general, it is a module over . As a special case of this product, let be an arithmetic divisor, where is a Green function with logarithmic singularities along the divisor . Suppose is the canonical class attached to a cycle that intersects properly; then by inspecting the proofs of [BGKK07, Theorem 6.23, Proposition 6.32] we find
(2.9) |
Remark 2.1.
One consequence of our setup is the vanishing of certain “archimedean rational” classes in and . More precisely, if is a codimension subvariety, then
(2.10) |
To see this, let be any rational number such that or , and view as a rational function on ; its divisor is trivial, and so
(2.11) |
and hence . As a special case, we have .
2.3 Special cycles
Here we review Kudla’s construction of the family of special cycles on , [Kud97]. First, recall that the symmetric space has a concrete realization
(2.12) |
where is the -bilinear extension of the bilinear form on ; the two connected components of are interchanged by conjugation.
Given a collection of vectors , let
(2.13) |
where, abusing notation, we denote by the map induced by inclusion in the first factor.
Let denote the pointwise stabilizer of in ; then the inclusion induces a map
(2.14) |
which defines a complex algebraic cycle that we denote . If the span of is not totally positive definite, then and ; otherwise, the codimension of is the dimension of this span.
Now suppose and , and set
(2.15) |
where
(2.16) |
This cycle is rational over . If , then is necessarily totally positive semidefinite, and in this case has codimension equal to the rank of .
Finally, we define a -valued cycle by the rule
(2.17) |
for .
2.4 The cotautological bundle
Let denote the tautological bundle: over the complex points , the fibre at a point is simply the line corresponding to in the model (2.12). There is a natural Hermitian metric on , defined at a point by the formula for .
Consider the arithmetic class
(2.18) |
concretely, , where is any meromorphic section of . Finally, for future use, we set
(2.19) |
where is the first Chern form attached to ; here the Chern form is normalized as in [Sou92, §4.2]. Note that is a Kähler form, cf. [GS19, §2.2].
Remark 2.2.
Elsewhere in the literature, one often finds a different normalization (i.e. an overall multiplicative constant) for the metric that is better suited to certain arithmetic applications; for example, see [KRY06, §3.3]. In our setting, however, Remark 2.1 implies that rescaling the metric does not change the Chern class in .
2.5 Green forms and arithmetic cycles
In this section, we sketch the construction of a family of Green forms for the special cycles, following [GS19].
We begin by recalling that for any tuple , Kudla and Millson (see [KM90]) have defined a Schwartz form , which is valued in the space of closed forms on , and is of exponential decay in . Let denote the matrix of inner products, i.e. , and consider the normalized form
(2.20) |
In [GS19, §2.2], another form , valued in the space of smooth forms on is defined (this form is denoted by there). It satisfies the relation
(2.21) |
For a complex parameter , let
(2.22) |
then defines a smooth form for . The corresponding current admits a meromorphic continuation to a neighbourhood of and we set
(2.23) |
Note that, for example,
(2.24) |
In general, the current satisfies the equation
(2.25) |
where ; for details regarding all these facts, see [GS19, §2.6].
Now suppose . Following [GS19, §4], we define an -valued current , depending on a parameter , as follows: let and choose any matrix such that . Then is defined by the formula
(2.26) |
where ; by [GS19, Proposition 2.12], this is independent of the choice of . Note that is a -invariant current on and hence descends to .
Next, consider the -valued differential form , defined by the formula
(2.27) |
and which is a -coefficient of the Kudla-Millson theta series
(2.28) |
where , and . We then have the equation of currents
(2.29) |
on , see [GS19, Proposition 4.4]
In particular, if is non-degenerate, then and is a Green current for the cycle ; in this case, we obtain an arithmetic special cycle
(2.30) |
Now suppose is arbitrary, let , and fix . We may choose a pair representing the class , such that intersects properly and has logarithmic type [Sou92, §II.2]. We then define
(2.31) |
The reader may consult [GS19, §5.4] for more detail on this construction, including the fact that it is independent of the choice of .
Finally, we define a class by the rule
(2.32) |
Remark 2.3.
In [GS19], the Green current is augmented by an additional term, depending on , when is degenerate see [GS19, Definition 4.5]. This term was essential in establishing the archimedean arithmetic Siegel-Weil formula in the degenerate case; however, in the setting of the present paper, Remark 2.1 implies that this additional term vanishes upon passing to , and can be omitted from the discussion without consequence. In particular, according to our definitions, we have
(2.33) |
2.6 Hilbert-Jacobi modular forms
In this section, we briefly review the basic definitions of vector-valued (Hilbert) Jacobi modular forms, mainly to fix notions. For convenience, we work in “classical” coordinates and only with parallel scalar weight. Throughout, we fix an integer
We begin by briefly recalling the theory of metaplectic groups and the Weil representation; a convenient summary for the facts mentioned here, in a form useful to us, is [JS07, §2]. For a place , let denote the metaplectic group, a two-fold cover of ; as a set, . When , the group is isomorphic to the group of pairs , where and is a function such that ; in this model, multiplication is given by
(2.34) |
At a non-dyadic finite place, there exists a canonical embedding . Consider the restricted product with respect to these embeddings; the global double cover of is the quotient of this restricted direct product by the subgroup
(2.35) |
Moreover, there is a splitting
(2.36) |
Let denote the full inverse image of under the covering map . We obtain an action of on the space as follows. Let denote the333Here we take the Weil representation for the standard additive character , which we suppress from the notation. Weil representation of on . Given , choose such that and set
(2.37) |
Recall that we had fixed a lattice . The subspace , as defined in (1.3), is stable under the action of ; when we wish to emphasize this lattice, we denote the corresponding action by .
For a half-integer , we define a (parallel, scalar) weight slash operator, for the group acting on the space of functions , by the formula
(2.38) |
where .
If , consider the Jacobi group ; for any ring , its -points are given by
(2.39) |
Define to be the inverse image of in .
Definition 2.4.
Suppose
(2.40) |
is a smooth function. Given , we say that transforms like a Jacobi modular form of genus , weight and index if the following conditions hold.
-
(a)
For all ,
(2.41) -
(b)
For all ,
(2.42)
Let denote the space of -valued smooth functions that transform like a Jacobi modular form of weight and index .
Remark 2.5.
-
1.
If desired, one can impose further analytic properties of (holomorphic, real analytic, etc.).
-
2.
If , then we simply say that a function transforms like a (Hilbert) modular form of weight if it satisfies as usual.
-
3.
An -valued Jacobi modular form , in the above sense, has a Fourier expansion of the form
(2.43) where the coefficients are smooth functions . The dependence on arises from the natural expectation that the Fourier-Jacobi coefficients of non-holomorphic Siegel modular forms should be Jacobi forms.
We now clarify what it should mean for generating series with coefficients in arithmetic Chow groups, such as those appearing in Theorem 1.1, to be modular.
First, let denote the space of currents on of complex bidegree , and note that there is a map
(2.44) |
Definition 2.6.
Define the space of “Jacobi forms valued in ” as the space of functions
(2.45) |
such that the following two conditions hold.
-
(a)
For every smooth form on , the function is an element of , and in particular, is smooth in the variable .
-
(b)
Fix an integer and let be an algebra seminorm, on the space of smooth differential forms on , such that given a sequence , we have if and only if , together with all partial derivatives of order , tends uniformly to zero. We then require that for every compact subset , there exists a constant such that
(2.46) for all and all smooth forms .
The second condition ensures that any such function admits a Fourier expansion as in (2.43) whose coefficients are continuous in the sense of distributions, i.e. they are again -valued currents.
Definition 2.7.
Given a collection of classes , consider the formal generating series
(2.47) |
Roughly speaking, we say that is modular (of weight and index ) if there is an element
(2.48) |
whose Fourier expansion coincides with . More precisely, we define the modularity of to mean that there are finitely many classes
(2.49) |
and Jacobi forms
(2.50) |
such that
(2.51) |
for all .
Remark 2.8.
-
1.
If and takes values in the space of (currents represented by) smooth differential forms on , then we say that is valued in ; indeed, in this case, the right hand side of (2.51) lands in this latter group.
-
2.
As before, one may also impose additional analytic conditions on the forms appearing above if desired.
-
3.
Elsewhere in the literature (e.g. [Bor99, Bru12, Zha09]), one finds a notion of modularity that amounts to omitting the second term in (2.48); this notion is well-adapted to the case that the generating series of interest are holomorphic, i.e. the coefficients are independent of the imaginary part of .
In contrast, the generating series that figure in our main theorem depend on these parameters in an essential way. Indeed, the Green forms vary smoothly in ; however, to the best of the author’s knowledge, there is no natural topology on , or , for which the corresponding family varies smoothly in . As we will see in the course of the proof of the main theorem, the additional term in (2.48) will allow us enough flexibility to reflect the non-holomorphic behaviour of the generating series. Similar considerations appear in [ES18] in the codimension one case.
3 The genus one case
In this section, we prove the main theorem in the case ; later on, this will be a key step in the proof for general . The proof of this theorem amounts to a comparison with a generating series of special divisors equipped with a different family of Green functions, defined by Bruinier. A similar comparison appears in [ES18] for unitary groups over imaginary quadratic fields; in the case at hand, however, the compactness of allows us to apply spectral theory and simplify the argument considerably.
Suppose . In [Bru12], Bruinier constructs an -valued Green function for the divisor . To be a bit more precise about this, recall the Kudla-Millson theta function from (2.28). As a function of , the theta function is non-holomorphic and transforms as a Hilbert modular form of parallel weight . It is moreover of moderate growth, [Bru12, Prop. 3.4] and hence can be paired, via the Petersson pairing, with cusp forms. Let denote the cuspidal projection, defined by the property
(3.1) |
for all cusp forms .
Writing the Fourier expansion
(3.2) |
it follows from [Bru12, Corollary 5.16, Theorem 6.4] that satisfies the equation
(3.3) |
of currents on , where
(3.4) |
recall here that induces a volume form on .
Finally, define classes as follows:
(3.5) |
where is the functional .
We then have the generating series
(3.6) |
Theorem 3.1 (Bruinier).
The generating series is a (holomorphic) Hilbert modular form of parallel weight . More precisely, there are finitely many classes and holomorphic Hilbert modular forms such that for all .
Proof.
The proof follows the same argument as [Bru12, Theorem 7.1], whose main steps we recall here. Bruinier defines a space of weakly holomorphic forms [Bru12, §4] of a certain“dual” weight ; each is defined by a finite collection of vectors indexed by . Applying Bruinier’s criterion for the modularity of a generating series, cf. [Bru12, (7.1)], we need to show that
(3.7) |
for all . Let , and assume . By [Bru12, Theorem 6.8], after replacing by a sufficiently large integer multiple, there exists an analytic meromorphic section of such that
(3.8) |
and with
(3.9) |
Recall that is projective; by GAGA and the fact that the ’s are defined over , there is an -rational section of and a constant such that
(3.10) |
Thus
(3.11) |
However, as in Remark 2.1, the class , and thus we find
(3.12) |
as required. ∎
Now we consider the difference
(3.13) |
whose terms are classes represented by purely archimedean cycles. Comparing the Green equations (2.25) and (3.3), we have that for and any smooth form ,
(3.14) |
where is the ’th -coefficient of ; in particular, elliptic regularity implies that the difference is smooth on .
Theorem 3.2.
There exists a smooth -valued function on such that the following holds.
-
(i)
For each fixed , the function transforms like a Hilbert modular form in .
-
(ii)
Let
(3.15) denote its -expansion in ; then for each , we have
(3.16)
Combining this theorem with Theorem 3.1, we obtain:
Corollary 3.3.
The generating series is modular, valued in , in the sense of Remark 2.8(i). ∎
Proof of Theorem 3.2.
Recall that the form is a Kähler form on . Let denote the corresponding Laplacian; the eigenvalues of are non-negative, discrete in , and each eigenspace is finite dimensional.
Write and let denote the Lefschetz operator. From the Kähler identities and , an easy induction argument shows that
(3.17) |
for .
Thus, for a smooth function on , we have
(3.18) | ||||
(3.19) | ||||
(3.20) | ||||
(3.21) |
note here that
Consider the Hodge pairing
(3.22) |
If and is a Laplace eigenfunction, we have that for any ,
(3.23) | ||||
(3.24) | ||||
(3.25) | ||||
(3.26) |
Note that , as and so is orthogonal to constants; thus the term involving vanishes, and so
(3.27) |
for all . This equality also holds for , as both sides of this equation vanish. Indeed, for the left hand side we have , cf. (2.24), and by definition; on the right hand side, as is cuspidal, and the constant term of the Kudla-Millson theta function is given by
(3.28) |
Now define
(3.29) |
where is the Hodge star operator, and is the adjoint of the Lefschetz map . Then is smooth, and transforms like a modular form in , since both and do; writing its Fourier expansion
(3.30) |
we have
(3.31) |
for any smooth function .
Note that for any integer and normalized eigenfunction with ,
(3.32) |
Choose an orthonormal basis of consisting of eigenfunctions, and consider the sum
(3.33) |
by Weyl’s law, there are positive constants and such that
(3.34) |
and . Thus taking sufficiently large in (3.32), we conclude that the sum (3.33) converges uniformly, and hence defines a smooth function in . Writing its Fourier expanison as
(3.35) |
we have
(3.36) |
for any eigenfunction with . Thus and differ by a function that is constant in ; as , we have
(3.37) |
which concludes the proof of the theorem.
∎
4 Decomposing Green currents
We now suppose and fix .
The aim of this section is to establish a decomposition , where . Our first step is to decompose Green forms in a useful way; the result can be seen as an extension of the star product formula [GS19, Theorem 4.10] to the degenerate case.
By the transgression formula (2.21), we may rewrite the second term in (4.1) as
(4.2) | ||||
(4.3) | ||||
(4.4) |
For , define smooth forms
(4.5) |
and
(4.6) |
so that
(4.7) |
Finally, we consider the second integral above; as is large, we may interchange the order of integration and obtain
(4.8) | ||||
(4.9) | ||||
(4.10) | ||||
(4.11) |
Note that the first term here coincides with the first term in (4.1). Combining these computations, it follows that
(4.12) |
This identity holds for arbitrary and , and is an identity of smooth differential forms on .
To continue, we view the above line as an identity of currents, and consider meromorphic continuation.444More precisely, we mean that for every smooth form , the function admits a meromorphic continuation in , such that the Laurent coefficients are continuous in in the sense of currents. Note that (as currents)
(4.13) | ||||
(4.14) |
where . The first term vanishes at ; indeed, the double integral in the first term is holomorphic at , as can easily seen by by Bismut’s asymptotic [Bis90, Theorem 3.2]
(4.15) |
as .
Next, let
(4.16) |
A straightforward modification of the proof of [GS19, Proposition 2.12.(iii)] can be used to show that and have meromorphic extensions, as currents, to a neighbourhood of . We denote the constant terms in the Laurent expansion at by and respectively. Thus, as currents on , we have
(4.17) | ||||
(4.18) |
for all and .
As a final observation, note that if , then , see [GS19, Lemma 2.4]. Thus
(4.19) | ||||
(4.20) |
In the case that the components of are linearly independent, we recover the star product formula from [GS19, Theorem 2.16].
Now we discuss a decomposition of the global Green current , for . Write
(4.21) |
with and ; recall that is the distinguished real embedding. Set
(4.22) |
and fix a matrix such that .
Proposition 4.1.
Let and as above, and define -valued currents and on by the formulas
(4.23) |
where we have written , and
(4.24) |
Then
(4.25) |
Proof.
First, the fact that the sums defining and converge to currents on follows from the same argument as [GS19, Proposition 4.3].
Now recall that
(4.26) |
where , and is any matrix satisfying . Note that
(4.27) |
Thus, we may take
(4.28) |
and so, applying (4.18) , we find
(4.29) | ||||
(4.30) | ||||
(4.31) |
Again, an argument as in [GS19, Proposition 4.3] shows that the sums
(4.32) |
and
(4.33) |
converge to -invariant currents on , and hence define currents on . Moreover, it follows easily from the definitions that
(4.34) |
Thus, we find
(4.35) |
as required. ∎
Next, we define an -valued current as follows. For , write as above; then
(4.36) |
defines a -equivariant current on , and hence descends to a current (also denoted ) on .
Lemma 4.2.
-
(i)
Let be the th coefficient of the Kudla-Millson theta function, as in (2.27); then
(4.37) -
(ii)
We have
(4.38) where .
Proof.
With and taking as (4.28), we have
(4.39) | ||||
(4.40) | ||||
(4.41) |
for , where the last line follows from [KM90, Theorem 5.2(i)]. Therefore,
(4.42) | ||||
(4.43) | ||||
(4.44) |
For , the restriction depends only on the orthogonal projection of onto ; see, for example, [GS19, Lemma 2.4]. In particular,
(4.45) |
The first part of the lemma follows upon applying the definition of in (4.36).
The second part then follows from the first, together with Proposition 4.1 and (2.29). ∎
We finally arrived at the promised decomposition of . Recall that in defining the cycle in Section 2.5, we fixed a representative for such that intersects properly. By the previous proposition,
(4.46) |
we then obtain classes in by setting
(4.47) |
and
(4.48) |
so that
(4.49) |
Remark 4.3.
Suppose as above; if is not totally positive semidefinite, then for any , and hence .
5 Modularity I
In this section, we establish the modularity of the generating series
(5.1) |
Note that
(5.2) |
thus in light of Definition 2.7, it suffices to establish the following theorem.
Theorem 5.1.
Proof.
We begin by showing the convergence of the series (5.3). By definition,
(5.4) |
where and , and here we are working with -equivariant currents on . For , consider the normalized Kudla-Millson form
(5.5) |
which is a Schwartz form on , valued in closed forms on ; more precisely, for any integer and relatively compact open subset , there exists a positive definite quadratic form on such that
(5.6) |
where is an algebra seminorm measuring uniform convergence of all derivatives of order on the space of smooth forms supported on , and the implied constant depends on and . Similarly, for , write
(5.7) |
if , then is smooth on , and the form may be chosen so that
(5.8) |
see [GS19, §2.1.5].
Finally, for the remaining real embeddings , let denote the standard Gaussian on the positive definite space , defined by . Then a brief calculation gives
(5.9) |
where we have chosen matrices for , such that . Let
(5.10) |
which is a finite set, and let
(5.11) |
Using the estimates (5.6) and (5.8), and standard arguments for convergence of theta series, it follows that the sum
(5.12) |
converges absolutely to a smooth form on . The (finitely many) remaining terms, corresponding to , can be written as
(5.13) |
where, for any and , we set
(5.14) |
where . Again, the estimate (5.6) shows that the series defining converges absolutely to a smooth form on . Moreover, for a fixed and any compactly supported test form on , the value of the current varies smoothly in the entries of (this fact follows easily from the discussion in [GS19, §2.1.4]).
Taken together, the above considerations imply that the series converges absolutely to a -invariant current on , and therefore descends to a current on that satisfies part (b) of Definition 2.6 as varies. In addition, this discussion shows that given any test form , the value of the current is smooth in .
It remains to show that transforms like a Jacobi modular form, i.e. is invariant under the slash operators (2.38). Recall that the form is of weight ; more precisely, let denote the inverse image of , which admits a genuine character whose square is the identity on . Then for all , where is the Weil representation attached to , cf. [KM90, Theorem 5.2].
To show that transforms like a Jacobi form, note that (by Vaserstein’s theorem), every element of can be written as a product of the following elements.
-
(i)
For each , let
(5.15) be the element whose ’th component is if , and if .
-
(ii)
For , let
(5.16) Let denote its image under the splitting (2.36); we choose to be the archimedean part of a representative .
-
(iii)
For , let
(5.17) and choose an element as the archimedean part of a representative of , as before.
-
(iv)
Finally, let
(5.18) and take to be the archimedean part of a representative of .
Now, rearranging the absolutely convergent sum (5.12), we may write
(5.19) |
Using the aforementioned generators, a direct computation shows that , viewed as a function on , is invariant under the action of ; it therefore suffices to show that for a fixed , the -valued function transforms like a Jacobi form.
It is a straightforward verification to check that is invariant under the action of , , and . For example, the element acts on by the formula
(5.20) |
and acts on by the formula
(5.21) |
where . Moreover, writing as in Section 2.6, we have . For and , a direct computation gives
(5.22) |
therefore, applying the above identity and the change of variables , we find
(5.23) | ||||
(5.24) | ||||
(5.25) |
as required.
As for , recall that acts on by the partial Fourier transform in the first variable; the desired invariance follows from Poisson summation on and straightforward identities for the behaviour of the Fourier transform under translations and dilations. ∎
6 Modularity II
In this section, we prove the modularity of the generating series . By Remark 4.3, we only need to consider totally positive semidefinite matrices ; assume that this is case throughout this section.
We begin by fixing an element , and setting . Let
(6.1) |
so that is totally positive definite. Let
(6.2) |
and set
(6.3) |
so that
(6.4) |
In light of the definition (1.3), we have a natural inclusion , and the composition
(6.5) |
is equivariant for the action of , via on the left hand side, and via on the right; this latter fact can be deduced from explicit formulas for the Weil representation, cf. [Kud96, Proposition II.4.3].
Note that is a quadratic space of signature with , so the constructions in Section 2 apply equally well in this case. In particular, let . Then for and , we have a special divisor
(6.6) |
where we introduce the subscript in the notation to emphasize the underlying quadratic space being considered.
Let
(6.7) |
denote the natural embedding, whose image is the cycle of codimension , and define a class
(6.8) |
as follows: suppose is of the form with and . Then, using the pushforward , set
(6.9) |
and extend this definition to arbitrary by linearity. Observe that the pushforward is an element of ; the existence of pushforward maps along arbitrary proper morphisms, which are not available in general for the Gillet-Soulé Chow groups, are an essential feature of the extended version, [BGKK07, §6.2].
Finally, for , we define the generating series
(6.10) |
where with , and .
There is also a classical theta function attached to the totally positive definite space , defined as follows: let and suppose with and . Then we set
(6.11) |
and again, extend to all by linearity. It is well-known that is a holomorphic Jacobi modular form of weight and index , see e.g. [EZ85, §II.7].
The Fourier expansion of can be written, for as above, as
(6.12) |
where is given by the formula
(6.13) |
Finally, note that given as above, we must have either , or .
Lemma 6.1.
Suppose . Then for any , we have
Proof.
Suppose ; then there exists a tuple with , which contradicts the assumption on .
∎
Proposition 6.2.
As formal generating series, we have
(6.14) |
where
(6.15) |
here, we view the right hand side of (6.14) as valued in by dualizing (6.5).
Proof.
By linearity, it suffices to evaluate both sides of the desired relation at a Schwartz function of the form for and .
Then we may write
(6.16) | ||||
(6.17) |
We may further assume that
(6.18) |
in this case, .
For a vector as above, write its orthogonal decomposition as
(6.19) |
and note that , where , etc., and .
Thus, decomposing the sum on as above and writing , we have
(6.20) |
which we may rewrite as
(6.21) | ||||
(6.22) |
where in the second line, denotes the -valued cycle
(6.23) |
Now suppose that . Then, by Lemma 6.1, the term does not contribute to (6.21), and so all the terms that do contribute are divisors. To incorporate Green currents in the discussion, note that, at the level of arithmetic Chow groups, the pushforward is given by the formula
(6.24) | ||||
(6.25) |
where, as before, we use the subscript to denote objects defined with respect to that space.
This may be rewritten as
(6.26) |
where is the canonical class associated to . Thus,
(6.27) |
where and are -valued currents defined by
(6.28) |
and
(6.29) |
where as before.
Turning to the class , it can be readily verified that
(6.30) |
where the currents and are defined in (4.23) and (4.36), respectively. Now, by the same argument as in (6.21), and under the assumption , we have (as a -invariant current on )
(6.31) | ||||
(6.32) | ||||
(6.33) |
where we use the fact that only depends on the orthogonal projection of onto . Thus, as -valued currents on , we obtain the identity
(6.34) |
with as above.
A similar argument gives
(6.35) |
and so in total, we have
(6.36) |
whenever .
Now suppose . Then for any tuple , we must have , and in particular, the only terms contributing to the right hand side of (6.36) are those with . On the other hand, we have
(6.37) |
and hence
(6.38) |
with these observations, it follows easily from unwinding definitions that (6.36) continues to hold in this case.
Finally, the statement in the proposition follows by observing that the ’th coefficient on the right hand side of (6.14) is precisely the right hand side of (6.36).
∎
Corollary 6.3.
The series is a Jacobi modular form of weight and index , in the sense of Definition 2.7.
Proof.
Fix . By Corollary 3.3, applied to the space , there exist finitely many , finitely many (elliptic) forms and an element such that the identity
(6.39) |
holds at the level of -coefficients; here and . Moreover, from the proof of Corollary 3.3, we see that is smooth on .
Therefore, applying Proposition 6.2 and unwinding definitions, we obtain the identity
(6.40) |
of formal generating series, where
(6.41) |
and we promote the elliptic forms and to -valued functions by setting
(6.42) |
for and .
It remains to show that and are invariant under the slash operators (2.38) for elements of ; this can be verified directly using the generators (5.15) – (5.18), the modularity in genus one of and , and explicit formulas for the Weil representation (as in e.g. [Kud96]).
∎
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