Arithmetic and birational properties of linear spaces on intersections of two quadrics
Abstract.
We study rationality questions for Fano schemes of linear spaces on smooth complete intersections of two quadrics, especially over non-closed fields. Our approach is to study hyperbolic reductions of the pencil of quadrics associated to . We prove that the Fano schemes of -planes are birational to symmetric powers of hyperbolic reductions, generalizing results of Reid and Colliot-Thélène–Sansuc–Swinnerton-Dyer, and we give several applications to rationality properties of .
For instance, we show that if contains an -plane over a field , then is rational over . When has odd dimension, we show a partial converse for rationality of the Fano schemes of second maximal linear spaces, generalizing results of Hassett–Tschinkel and Benoist–Wittenberg. When has even dimension, the analogous result does not hold, and we further investigate this situation over the real numbers. In particular, we prove a rationality criterion for the Fano schemes of second maximal linear spaces on these even-dimensional complete intersections over ; this may be viewed as extending work of Hassett–Kollár–Tschinkel.
2020 Mathematics Subject Classification:
Primary: 14E08, Secondary: 14G20, 14C25, 14D101. Introduction
Over an arbitrary field of characteristic , let be a smooth complete intersection of two quadrics in . There is an extensive literature on the Fano schemes of -dimensional linear spaces on such complete intersections [Gau55, Rei72, Tyu75, Don80, Wan18], and there have been many applications to arithmetic problems [CTSSD87, BGW17, IP22, CT24], moduli theory [DR77, Ram81], and rationality questions [ABB14, HT21b, BW23]. In this paper, we study birational properties of the Fano schemes of linear spaces on via hyperbolic reductions of the pencil of quadrics associated to , with an eye toward applications to rationality questions over non-closed fields.
A variety over a field is -rational if it is birationally equivalent to projective space over . It is classically known that if a smooth complete intersection of two quadrics contains a line defined over , then is -rational by projection from this line (see e.g. [CTSSD87, Proposition 2.2]). Our first result is a generalization of this to Fano schemes of higher-dimensional linear spaces on :
Theorem 1.1.
Over a field of characteristic , let be a smooth complete intersection of two quadrics in . Let . If , then is -rational.
An immediate corollary of Theorem 1.1 over algebraically closed fields is that the Fano schemes of non-maximal linear spaces on are all rational (Corollary 3.5(1)); that is, is rational for all . To the authors’ knowledge, this result was previously only known for and (the latter case by combining works of [DR77, New75, New80, Bau91, Cas15]). For , only unirationality of for general was previously known by Debarre–Manivel [DM98].
One may wonder whether the converse of Theorem 1.1 holds. In general, the answer to this question is no: counterexamples for are known over by [HT21b, Remark 37] and [HKT22, Propositions 6.1 and 6.2]. We additionally show that there are counterexamples for for any (see Corollary 5.7(2)).
However, for , the above question has a positive answer over any field. In this case, Hassett–Tschinkel (over ) [HT21b] and Benoist–Wittenberg (over arbitrary ) [BW23] show that is -rational if and only if . In this case, lines are the maximal linear subspaces on the threefold . More generally, when is odd, the Fano schemes of linear subspaces on encode a lot of interesting arithmetic and geometric data. Over , Weil first observed that the Fano scheme of maximal linear subspaces is isomorphic to the Jacobian of the genus hyperelliptic curve obtained as the Stein factorizaton of [Gau55] (see also [Rei72, DR77, Don80]). Over , Wang studied the torsor structure of [Wan18]. For the second maximal linear subspaces, is isomorphic over to the moduli space of rank 2 vector bundles on the hyperelliptic curve [DR77].
The main result of this paper proves a partial converse to Theorem 1.1 in the case when and , generalizing Hassett–Tschinkel and Benoist–Wittenberg’s results to arbitrary . To state this result, we first need to introduce a definition. If , choose and define to be the hyperbolic reduction of with respect to (see Section 2.2). The hyperbolic reduction is itself a quadric fibration and may be regarded as the relative Fano scheme of isotropic -planes of containing ; moreover, the -birational equivalence class of does not depend on (see Section 3.1 for these and additional properties). We prove:
Theorem 1.2.
Over a field of characteristic , fix , and let be a smooth complete intersection of two quadrics in . Then and is -rational if and only if .
In every even dimension, the analogous statement fails (see Section 1.1). The reason Theorem 1.2 gives a partial converse of Theorem 1.1 is the following birational description of the Fano schemes, which relates to the hyperbolic reduction :
Theorem 1.3.
Over a field of characteristic , let be a smooth complete intersection of two quadrics in . Let . If , then one of the following conditions holds.
-
(1)
is -birational to .
-
(2)
and for some . In this case, the subscheme of parametrizing -planes on disjoint from is -isomorphic to the subscheme of parametrizing -tuples of distinct points of , and they are -dimensional schemes of length .
Two special cases of Theorem 1.3 were previously known. When is odd, , and the field is algebraically closed, Reid proved the birational equivalence of and , where is the genus hyperelliptic curve obtained as the Stein factorization of [Rei72, Section 4]. The other previously known case is when and : Colliot-Thélène–Sansuc–Swinnerton-Dyer proved that is -birational to [CTSSD87, Theorem 3.2].
Theorem 1.3 shows that Theorem 1.2 is a partial converse to Theorem 1.1 because symmetric powers of -rational varieties are also -rational [Mat69]. However, it does not give the full converse because, in general, it is possible for a symmetric power of an irrational variety to be rational (see Remark 4.14). For Theorem 1.1, we show that the statement follows from Theorem 1.3 by proving that a -point on gives a section of the quadric fibration and hence a -rationality construction.
As another application of Theorem 1.3, we prove the following (separable) -unirationality criterion:
Theorem 1.4.
Over a field of characteristic , fix , and let be a smooth complete intersection of two quadrics in . The following are equivalent:
-
(1)
is separably -unirational;
-
(2)
is -unirational;
-
(3)
.
In addition, if is the real numbers, then the above result holds for all Fano schemes of non-maximal linear subspaces. That is, for every , is -unirational if and only if it has an -point.
The bound on in Theorem 1.4 is crucial because is never -unirational for . Our result extends previous results for due to Manin [Man86, Theorems 29.4 and 30.1], Knecht [Kne15, Theorem 2.1], Colliot-Thélène–Sansuc–Swinnerton-Dyer [CTSSD87, Remark 3.28.3], and Benoist–Wittenberg [BW20, Theorem 4.8]. Using Theorem 1.3, the proof of Theorem 1.4 is reduced to showing separable -unirationality of the hyperbolic reduction (and, if , for ; here we use a result of Kollár over local fields [Kol99]). Part of the difficulty in generalizing the result for higher from to other fields lies in the discrepancy between -points and -cycles of degree .
In Section 3.3, we also apply Theorems 1.1 and 1.3 to establish -rationality results for for certain fields , extending earlier results that were previously known only for . More precisely, we prove results for -fields, -adic fields, totally imaginary number fields, and finite fields, generalizing results of Colliot-Thélène–Sansuc–Swinnerton-Dyer [CTSSD87, Theorem 3.4]. Over algebraically closed fields, using work of Ramanan [Ram81] relating Fano schemes of odd-dimensional and moduli spaces of certain vector bundles on hyperelliptic curves, we also prove rationality results for these moduli spaces (Corollary 3.7), partially extending the work of Newstead [New75, New80] and King–Schofield [KS99].
1.1. Second maximal linear spaces on even-dimensional complete intersections over
In the latter part of the paper, we focus on rationality over the field of real numbers. For a smooth complete intersection of two quadrics defined over , Theorem 1.1 implies that its Fano schemes of non-maximal linear spaces are -rational. One may further ask when these Fano schemes are rational over .
The locus of real points encodes additional obstructions to rationality over : if is an -rational smooth projective variety, then is necessarily connected and nonempty. In dimensions and , this topological obstruction characterizes rationality for -rational varieties [Com13]. In higher dimensions, however, this fails in general: in dimension , there are -rational varieties, with nonempty connected real loci, that are irrational over [BW20, Theorem 5.7]. Among complete intersections of quadrics , Hassett–Tschinkel showed that there exist examples that are irrational over despite being non-empty and connected [HT21b]. (See also [FJS+22, JJ24] for other examples in dimension .)
Hassett–Kollár–Tschinkel studied -rationality for even-dimensional complete intersections of quadrics. In particular, they showed that a -fold is -rational if and only if its real locus is non-empty and connected. We prove an analogous result for the second maximal linear spaces on :
Theorem 1.5 (Theorem 5.1).
Over the real numbers, fix , and let be a smooth complete intersection of two quadrics in . Then is -rational if and only if is non-empty and connected. Furthermore, this is equivalent to -rationality of the hyperbolic reduction .
Thus, in this case, the aforementioned necessary condition for -rationality is in fact sufficient. Moreover, we show that this property is determined by the real isotopy class of (Section 5.3). One can apply Theorem 1.5 to construct examples in any even dimension where is -rational but (see Corollary 5.7(2)), contrasting the odd-dimensional case as shown by Theorem 1.2. Furthermore, the analogue of Theorem 1.5 fails in every odd dimension (see Example 5.10).
As an application, in the case of -dimensional , combining Theorems 1.4 and 1.5 with earlier results in [CTSSD87, HKT22], we completely determine -rationality and -unirationality of the Fano schemes of non-maximal linear spaces on a -fold complete intersection of two real quadrics using an isotopy invariant of Krasnov [Kra18] (see Section 5.2). This invariant, which was used in the rationality classifications in [HT21b, HKT22], is defined using the signatures of the quadrics in the associated pencil . In particular, we show that these -(uni)rationality properties of for are controlled solely by the real isotopy class of , extending the results of [HKT22] on -rationality of :
Corollary 1.6.
Over the real numbers, let be a smooth complete intersection of two quadrics in .
1.2. Outline
In Section 2, we recall preliminary results on Fano schemes of linear subspaces on complete intersections of quadrics, the definition and properties of hyperbolic reductions, lemmas on pencils of quadrics from Reid’s thesis [Rei72], and Benoist–Wittenberg’s codimension 2 Chow scheme for threefolds. In Section 3, we describe the hyperbolic reduction of a pencil of quadrics. We prove Theorems 1.1, 1.3, and 1.4 in this section, and as consequences, we derive rationality results over certain fields in Section 3.3. Section 4, which is the most technical part of the paper, is devoted to the proof of Theorem 1.2 on odd-dimensional complete intersections. Finally, in Section 5 we turn to the case of even-dimensional complete intersections over . Here we prove Theorem 1.5 and Corollary 1.6, and we give examples contrasting the behavior in the even- and odd-dimensional cases.
Notation
Throughout is a field of characteristic . For a variety , we use to denote a scheme-theoretic point. For , we let denote the Chow group of codimension cycles on . We denote the subgroup of algebraically trivial cycles by , and we denote the quotient by . For non-negative integers , denotes the th symmetric power. We say a variety over is -rational to emphasize that the rationality construction is defined over ; when we say rational without specifying the ground field, we usually mean -rational over an algebraically closed field. For a curve over , we use to denote the Picard group over , and to denote the relative Picard scheme over . If are linear subspaces, we denote their span by .
Acknowledgements
We thank Brendan Hassett and Jerry Wang for interesting discussions. We thank Olivier Debarre for feedback on an earlier version of the paper, and Jean-Louis Colliot-Thélène for comments, in particular for pointing out Remark 3.8 and for noting that Theorem 4.13 does not require the assumption that . This work started during a visit of the first author to the University of California, Los Angeles, and she thanks Joaquín Moraga and Burt Totaro for their hospitality and for providing a welcoming environment.
2. Preliminaries
2.1. Fano schemes of -planes on a smooth complete intersection of two quadrics
Let be a smooth complete intersection of two quadrics. For non-negative integers , denotes the Fano scheme of -planes on . In this section, we recall some preliminary results about these Fano schemes .
Lemma 2.1 ([CT24, Lemmas A.3 and A.4]).
Over a field of characteristic , let be a smooth complete intersection of two quadrics in . The following hold.
-
(1)
If , is empty.
-
(2)
If , is non-empty, smooth, projective, and of dimension .
-
(3)
If (or equivalently if ), then is geometrically connected.
For the sake of completeness, we add the following results, which will not be used in the rest of the paper.
Theorem 2.2.
In the setting of Lemma 2.1, the following hold.
-
(1)
If and for some , is a torsor under the finite group scheme , where is a certain curve of genus associated to . The curve depends on the choice of two quadrics defining , but does not depend on this choice.
-
(2)
If and for some , is a torsor under , where is the curve of genus obtained as the Stein factorization of .
-
(3)
If , is a Fano variety, i.e., the anti-canonical divisor is ample.
2.2. Quadric bundles and hyperbolic reductions
In this section, we recall the definition and basic properties of quadric fibrations and of the hyperbolic reductions of a quadric fibrations; see, e.g., [Kuz21, Section 2], [ABB14, Section 1.3] for more details.
Let be an integral separated Noetherian scheme over a field of characteristic . A quadric fibration over is a morphism that can be written as a composition where is a vector bundle and is a divisor of relative degree 2 over . A quadric fibration is determined by a quadratic form with values in a line bundle .
Lemma 2.3 ([ABB14, Proposition 1.2.5]).
Let be a smooth scheme over a field of characteristic , and let be a flat quadric fibration with smooth generic fiber. Then the degeneration divisor of is smooth over if and only if is smooth over and has simple degeneration (i.e. the fibers of have corank at most 1).
A subbundle is isotropic if (or, equivalently, if ). An isotropic subbundle is regular if, for every (closed) point , the fiber is contained in the smooth locus of the fiber . If is regular isotropic, then is contained in the subbundle
of . Moreover, is in the kernel of the restriction , so we have an induced quadratic form on .
Definition 2.4.
The induced quadratic form is the hyperbolic reduction of with respect to the regular isotropic subbundle . We also say that is the hyperbolic reduction of with respect to .
The process of hyperbolic reduction along a regular isotropic subbundle preserves the degeneration divisor of a quadric fibration [ABB14, Corollary 1.3.9]. (More generally, it preserves the locus of corank fibers for each [KS18, Lemma 2.4].)
Hyperbolic reduction can be described geometrically in terms of the linear projection of from the linear subbundle [KS18, Proposition 2.5].
2.3. Lemmas of Reid on pencils of quadrics
Next, over algebraically closed fields, we recall several results proven by Reid [Rei72] that we will use in the proof of Theorem 1.3.
Lemma 2.5 ([Rei72, Lemma 2.2]).
Over an algebraically closed field of characteristic , let be a smooth complete intersection of two quadrics in , and let be an -plane on . Then there exist coordinate points such that and is defined by two quadrics which correspond in these coordinates to symmetric matrices of the form
where is a diagonal matrix with distinct diagonal entries.
Lemma 2.6 ([Rei72, Lemma 3.4]).
Over an algebraically closed field of characteristic , let be disjoint -planes in and choose coordinate points such that and . Furthermore, let be quadrics in which correspond in these coordinates to symmetric matrices of the form
where is a diagonal matrix with distinct diagonal entries. Then the set of -planes on the singular complete intersection of quadrics coincides with
Lemma 2.7.
Over an algebraically closed field of characteristic , fix , and let be a smooth complete intersection of two quadrics in . Let be disjoint -planes on . Then there exist coordinate points such that , , and is defined by two quadrics which correspond in these coordinates to symmetric matrices of the form
where is a diagonal matrix with distinct diagonal entries.
For the proof, we need the following result stated in [Rei72, page 44]:
Lemma 2.8.
Over an algebraically closed field of characteristic , let be matrices. Then there exist an invertible matrix and a diagonal matrix with distinct diagonal entries such that
if and only if the polynomial has distinct roots.
Proof.
The forward direction is immediate. As for the backward direction, the assumption implies that is invertible and has distinct eigenvalues. Let be an invertible matrix such that equals some diagonal matrix with distinct diagonal entries. Then we may take
∎
Proof of Lemma 2.7.
The proof is outlined in [Rei72, page 44]. Here is a detailed argument. Take coordinate points such that and . In these coordinates, any two quadrics defining correspond to symmetric matrices of the form
where are matrices, and, by the smoothness of , we may choose those quadrics so that is invertible. By [Rei72, Corollary 3.7], the polynomial divides the polynomial , where the latter has distinct roots by the smoothness of [Rei72, Proposition 2.1]. Hence has distinct roots, which implies that after a suitable coordinate change we may take and to be diagonal with distinct diagonal entries by Lemma 2.8. Accordingly, we obtain coordinate points with the desired properties. ∎
2.4. -scheme of Benoist–Wittenberg
Throughout this section, let be a smooth, proper, geometrically connected, geometrically rational threefold over . We recall several key properties of Benoist–Wittenberg’s codimension 2 Chow scheme of [BW23], which we will use in the proof of Theorem 1.2.
For such a threefold , Benoist and Wittenberg use K-theory to define a functor for codimension 2 cycles that is analogous to the Picard functor . They show that this functor is represented by a smooth group scheme over with the following properties [BW23, Theorem 3.1]:
- (1)
-
(2)
There is a -equivariant isomorphism .
-
(3)
The component group is identified with the -module .
-
(4)
If is -rational, then there is a smooth projective (not necessarily connected) curve over such that is a principally polarized direct factor of .
For each class , its inverse image in is a(n étale) -torsor. The quotient map is a group homomorphism, so we have an equality of -torsors
for any .
Hassett–Tschinkel, over [HT21b], and Benoist–Wittenberg, over arbitary fields [BW23], (see also [HT21a] for ) observed that these intermediate Jacobian torsors can be used to refine the rationality obstruction (4). We call their refined obstruction the intermediate Jacobian torsor obstruction to rationality. For simplicity, we state a special case of this obstruction, which is enough for our application:
Theorem 2.9 (Special case of [BW23, Theorem 3.11]).
For as above, assume that there exists an isomorphism of principally polarized abelian varieties for some smooth, projective, geometrically connected curve of genus . If is -rational, then for every there exists an integer such that and are isomorphic as -torsors.
3. Fano schemes of linear spaces and hyperbolic reductions of pencils of quadrics
In this section, we construct the hyperbolic reduction of a pencil of quadrics with respect to a linear subspace in the base locus . We show several properties about the hyperbolic reductions, relating them to linear spaces on , and we prove Theorems 1.1, 1.3, and 1.4.
3.1. Construction of and its properties
Throughout Section 3.1, we will work in the following setting. Fix an arbitrary field of characteristic and an integer . Let be a smooth complete intersection of two quadrics in , and let be the associated pencil of quadrics. Let . By Lemma 2.1, the Fano scheme of -planes on is non-empty. We will assume in what follows.
Choose . The projection away from induces diagrams
To be more precise, choose homogeneous coordinates for so that
Then there exist forms with such that
Choosing a section whose zero set equals the divisor , there exist homogeneous coordinates for such that , and
where are in . We also have
We now define
The first projection defines a -bundle , which restricts to a quadric hypersurface fibration . (By convention, and .) Furthermore, define
and let be the projection.
Lemma 3.1.
satisfies the following properties.
-
(1)
is the hyperbolic reduction of with respect to .
-
(2)
is smooth of dimension . If , is geometrically connected.
-
(3)
induces an embedding over , whose image is the relative Fano scheme of isotropic -planes of containing .
-
(4)
The restriction induces an isomorphism
-
(5)
If , the -birational equivalence class of does not depend on .
-
(6)
If , is -birational to . If for some , is of dimension zero and length . If for some , is -isomorphic to the curve of genus obtained as the Stein factorization of .
-
(7)
If , has a -cycle of degree , in other words, the index of is .
-
(8)
If , has a -point.
Proof.
(1): For , corresponds to the symmetric matrix
where is the Jacobian matrix for and is the Hessian matrix for . This in turn shows that
and the hyperbolic reduction of with respect to equals .
(2): The degeneracy locus of is the same as that of , defined by a separable polynomial of degree (Section 2.2). Hence is smooth by Lemma 2.3. Moreover, we deduce from (1) that we have . This implies that is a complete intersection of ample divisors in . So if , then is geometrically connected.
(3), (4): Using the equations for and , we may observe that is a -bundle whose fibers are the -planes of containing . The induced morphism over is an isomorphism onto its image because the blow-up of along yields the inverse map.
Similarly, using the equations for and , it is direct to see that
is the union of all linear spaces on containing , and that over the complement of the proper closed subscheme , the morphism is a -bundle whose fibers are the -planes on such that and . The induced morphism
is an isomorphism because the blow-up of along yields the inverse map.
(5): It is enough for us to show that the -isomorphism class of the generic fiber of does not depend on . For , denote by the corresponding hyperbolic reductions. Letting denote a split quadric, we have
The Witt cancellation theorem [EKM08, Theorem 8.4] then shows .
(6): If , then is -birational to the image of under the projection away from a -point on , hence -birational to . If for some , is a complete intersection of divisors of type and a divisor of type in , hence is of dimension zero and length . If for some , the composition is an isomorphism over since the double covers and are both branched over the degeneracy locus of .
(7): Since is a complete intersection of divisors of type and a divisor of type in , the zero-cycle is of degree .
(8): If , then is non-empty by a dimension count. Using the equations for and the fact that are linear forms, has a -point. This concludes the proof. ∎
The following result is well-known to the experts; see [CTSSD87, Remark 3.4.1(a)] and [HT22, Section 6.1], where a special case is stated.
Proposition 3.2.
The following conditions are equivalent:
-
(1)
;
-
(2)
has a relative -plane containing ;
-
(3)
has a section.
If any of these equivalent conditions holds, then is -rational.
Proof.
For (1)(2), the Amer–Brumer theorem [Lee07, Theorem 2.2] shows that if and only if ; by the Witt extension theorem [EKM08, Theorem 8.3], the latter is equivalent to the existence of an -plane on , containing , and defined over . Next, the equivalence (2)(3) follows from Lemma 3.1(3). Finally, if (3) holds, then the generic fiber of is a smooth quadric with a -point, so is -rational. ∎
Remark 3.3.
If we allow to be singular and assume that is entirely contained in the smooth locus of , most of the results in this section, after some suitable fixes, still hold. An analogue of Proposition 3.2 is also true. The point is that if is singular, then is singular, but any singular quadric contains a rational point. We do not state and prove results in this generality in this paper because it is not necessary for our purposes.
3.2. Proofs of Theorems 1.1, 1.3, and 1.4
Proof of Theorem 1.3.
Under the assumptions of Theorem 1.3, choose so that is defined. For , not necessarily a -point, we say that is general with respect to if: (1) ; and (2) is defined by two quadrics which, over an algebraic closure of the residue field of and for some choice of coordinates, correspond to symmetric matrices of the form
where is diagonal with distinct diagonal entries. By Lemma 2.8, property (2) is equivalent to separability of a certain polynomial associated to and . Define
is a priori only defined over , but it actually descends to as is defined over . Clearly, is open in , and moreover, it is non-empty by Lemma 2.5. For every , Lemma 2.6 implies that the (singular) intersection contains exactly distinct -planes that intersect along an -plane. Using the isomorphism in Lemma 3.1(4), we now define a morphism
The morphism is defined over by the same reasoning as above. Moreover, is one-to-one onto its image on the level of -points because we have and is the unique -plane on that is disjoint from . Since by Lemma 3.1(2) and factors through the smooth locus of , it then follows that is an open immersion. If , then and are both geometrically integral by Lemmas 2.1 and 3.1, so is -birational to .
It remains to consider the case . Set . We have . In this case, Lemma 2.7 shows that if satisfies property (1), then property (2) is automatic. Hence coincides with the subscheme of parametrizing -planes on disjoint from . It remains to show that gives an isomorphism between and the subscheme of parametrizing -tuples of distinct points of . The former is of length by the analysis on the configuration of the -planes on due to Reid [Rei72, Theorem 3.8], and the latter is also of length by Lemma 3.1(6). The claim thus follows, and this concludes the proof of the theorem. ∎
Proof of Theorem 1.1.
Proof of Theorem 1.4.
First we address the case of and arbitrary . For this, by Theorem 1.3 and [Mat69], it is enough to show that if then is separably -unirational. We show this statement by induction on . By [BW23, Lemma 4.9], we may and will assume that is infinite.
As for the base case , by Lemma 3.1(8), has a -point. Since is a conic bundle with singular fibers, a result of Kollár–Mella [KM17, Theorem 7] shows that is -unirational with a degree dominant rational map . Since is of characteristic , is separably -unirational.
For , choose and consider a general pencil of hyperplane sections containing . By the proof of [CT24, Lemma A.4], a general member of the pencil is smooth, hence the resolution of the indeterminacy has a smooth generic fiber. The induced pencil yields the resolution of the indeterminacy , whose generic fiber is the hyperbolic reduction of the generic fiber of with respect to the line and is separably -unirational by induction. This implies that is separably -unirational, so is . This completes the proof for .
Remark 3.4.
A potential strategy for further extending Theorem 1.4 to for arbitrary over arbitrary fields would be to reduce to showing separable -unirationality of the surface for . Nevertheless, for , it is not even clear whether has a -point. The difficulty lies in the fact that a conic bundle over with a -cycle of degree does not necessarily have a -point, as first observed by Colliot-Thélène–Coray [CTC79].
3.3. Rationality results for over certain fields
In this section, we give some consequences of Theorems 1.1 and 1.3 over some specific fields . First, we prove the following result, which generalizes the case due to Colliot-Thélène–Sansuc–Swinnerton-Dyer [CTSSD87, Theorem 3.4]. Note that over -adic fields, for , our bound is , while their bound is .
Corollary 3.5.
Over a field of characteristic , let be a smooth complete intersection of two quadrics in .
-
(1)
If is a -field for some , then, for every , is -rational. In particular, if is algebraically closed, then is rational for all .
-
(2)
If is a -adic field, then, for every , is -rational.
-
(3)
If is a totally imaginary number field, then, for every , is -rational.
Proof.
(1): The function field is a -field by the Lang–Nagata theorem. Since the morphism is a fibration into quadrics in variables, the assumption implies it has a section. Hence, is -rational, so is -rational by Theorem 1.3.
(2): Let be a -adic field. By theorems of Parimala–Suresh [PS10, Theorem 4.6] and Leep [Lee13, Theorem 3.4] on the -invariant of quadratic forms over -adic function fields, any quadric bundle of relative dimension over a curve defined over has a section. Applying this to , together with Theorem 1.3, yields the result.
If is a finite field, the case of Corollary 3.5(1) applies, so the only case when -rationality of is undetermined is when . When is odd, we show -rationality for the remaining case.
Corollary 3.6.
Let be a finite field of characteristic . Fix , and let be a smooth complete intersection of two quadrics in . Then, for every , is -rational.
Proof.
When is even, the analogue of Corollary 3.6 does not hold: the second maximal Fano scheme is not necessarily rational over finite fields. Indeed, for , over any finite field there exist degree 4 del Pezzo surfaces that are not -rational [Ryb05, Theorem 3.2].
Finally, over an algebraically closed field of characteristic , let be a hyperelliptic curve of genus . One can then associate to a smooth complete intersection of two quadrics in , uniquely determined up to isomorphism, such that the Stein factorization of yields . In [Ram81], Ramanan established an isomorphism between various moduli spaces of orthogonal and spin bundles on and the Fano schemes of linear spaces on . More precisely, let be the hyperelliptic involution on and fix an -invariant line bundle of degree on . For , let be the moduli space of -invariant orthogonal bundles of rank with -structure such that, for every Weierstrass point , the eigenspace associated to the eigenvalue on has dimension . Here is a certain subgroup of the group of units of the Clifford algebra introduced in [Ram81, Section 2]. The moduli space is isomorphic to by [Ram81, Theorem 3], so using Corollary 3.5(1), we obtain:
Corollary 3.7.
Over an algebraically closed field of characteristic , let be a hyperelliptic curve of genus . Then, for every , the moduli space is rational.
Remark 3.8.
Corollary 3.9.
Over a field of characteristic , let be a smooth complete intersection of two quadrics in . Let . Then is surjective.
Proof.
A conjecture of Colliot-Thélène states that the Brauer–Manin obstruction is the only obstruction to the Hasse principle for smooth projective rationally connected varieties over a number field. By Corollary 3.9, the conjecture predicts the Hasse principle for rational points on for smooth complete intersections of two quadrics and .
4. The odd-dimensional case
We now focus on the odd-dimensional case and prove Theorem 1.2. Throughout this section, fix and let be a smooth complete intersection of two quadrics in . By Lemma 2.1, the maximal linear subspaces on are -planes. The Stein factorization of the relative Fano scheme yields a hyperelliptic curve of genus . Before starting the proof of Theorem 1.2, we outline the main ideas.
For arbitrary , the hyperbolic reduction is a threefold. We show its intermediate Jacobian (Section 2.4) is the Jacobian of . A key result we need to prove is to identify with an intermediate Jacobian torsor given by a certain algebraic curve class on (Proposition 4.10), which we do by studying actions of correspondences coming from hyperbolic reductions. Using the explicit description of the curve classes on , we prove directly that (Proposition 4.7 is an important step toward this). To prove Theorem 1.2, if the threefold is -rational, then the vanishing of the intermediate Jacobian torsor obstruction over (Theorem 2.9) implies that the torsor is for some . Combining this with the property that shows .
When , is -birational to the threefold . In this case, Hassett–Tschinkel and Benoist–Wittenberg showed that -rationality of implies [HT21b, BW23]. In their case, the universal line on can be used to show that is an intermediate Jacobian torsor, and a result of Wang shows that as torsors [Wan18]. In the present paper, we do not rely on Wang’s result to prove Theorem 1.2, as we give a direct argument that . In fact, using Wang’s result does not significantly simplify the proof of Theorem 1.2, because we still need to prove that is an intermediate Jacobian torsor for arbitrary (Proposition 4.10).
4.1. Preparation for the proof of Theorem 1.2
First, we consider the Fano scheme of maximal linear spaces. By [Wan18, Theorem 1.1], is a torsor under . The following weaker statement, which follows from a theorem of Reid [Rei72, Theorem 4.8], is enough for our application.
Lemma 4.1 (Corollary of [Rei72, Theorem 4.8]).
is a torsor under . In particular, .
Proof.
We will show that the natural map is an isomorphism. (See [Wit08, Section 2] for the definition and basic properties of the Albanese torsor .) By the universality of the map , it is enough for us to show that is isomorphic to an abelian variety over . This follows from the fact that is isomorphic to by [Rei72, Theorem 4.8]. ∎
For the remainder of this section, fix and assume . Choose , and let and be as defined in Section 3.1. We study the action on algebraic cycles. For this purpose, it is useful to regard the hyperbolic reduction with respect to as iterations of the hyperbolic reduction with respect to a point, as follows.
Choose -points with and coordinate points for that extend , so that we get coordinate expressions of the key varieties as in Section 3. For each , let
where the linear forms are in , and let be the hyperbolic reduction of with respect to . We have a blow-up diagram (see [KS18, Remark 2.6])
where is the exceptional divisor of and is the projection.
Lemma 4.2.
The following statements hold.
-
(1)
as correpondences.
-
(2)
For every , there is an isomorphism
The inverse, which we denote by , is given by .
Proof.
(1): Using Lemma 3.1(3) to identify with the relative Fano scheme of isotropic -planes of containing , we may regard as a subscheme of as follows:
Similarly, identifying with the relative Fano scheme of isotropic lines of containing , we may regard as a subscheme of as follows:
A line on a fiber of and containing corresponds to an -plane on a fiber of and containing , so . Since , we have .
(2): For , the blow-up formula for Chow groups implies
where and respectively define the projectors onto and . For , we have the same decomposition except that does not appear due to dimension reasons. Finally, note that since is a projective bundle over . ∎
In particular, Lemma 4.2 implies:
Corollary 4.3.
There is an isomorphism
with inverse given by .
4.2. Proof of Theorem 1.2
In the following, we assume . For any , Lemma 3.1(2) and (5) show that is a smooth projective geometrically connected threefold, whose -birational equivalence class does not depend on . We start by showing that the -isomorphism class of the intermediate Jacobian (see Section 2.4) does not depend on .
Lemma 4.4.
For , let denote the corresponding hyperbolic reductions of , and let denote the exceptional subschemes. Then the composition induces an isomorphism of abelian varieties
Proof.
Setting , we will show that the morphisms
are inverse to each other. By Corollary 4.3, the compositions and are the identities on the groups and , respectively. Since the intermediate Jacobian of a geometrically rational threefold geometrically agrees with Murre’s intermediate Jacobian [BW23, Theorem 3.1(vi)], the universal property [Mur85, Section 1.8] implies that and are automorphisms of the abelian varieties and . This concludes the proof. ∎
Lemma 4.5.
.
Proof.
By passing to a finite extension of , we may assume . Using Lemma 4.4, we may further assume that is contained in some . Choosing a -point in , by Lemma 3.1(6) and the blow-up formula of Benoist–Wittenberg [BW23, Proposition 3.10], we have an isomorphism of (principally polarized) abelian varieties
We conclude . ∎
Lemma 4.6.
The inclusion induces an isomorphism
In particular, if denote the classes defined by and , we have .
Proof.
Over , let denote the class of a section of the quadric surface fibration (which exists by Tsen’s theorem), and let denote the class of a -line on a fiber of . We show that
(1) |
is an isomorphism. Since is an isotropic quadric, is generated by the image of . Moreover, the Chow group of -cycles on any fiber of is generated by the classes of -lines on it. The localization exact sequence then yields that every class may be written as
where and are -lines on fibers of . Since is a -bundle over , we have in and the map (1) is surjective. The injectivity of (1) follows from the fact that the images of in are linearly independent. Finally, this implies is an isomorphism because and freely generate . ∎
Now we can describe the intermediate Jacobian and the torsor associated to the class .
Proposition 4.7.
There exists an isomorphism of principally polarized abelian varieties
which underlies an isomorphism of torsors
Proof.
Denote , and let be the universal family. Let be the morphism induced by the Stein factorization of the natural morphism , and let be the hyperelliptic involution. We have morphisms of torsors
which induce morphisms of abelian varieties
Since is geometrically a -bundle, is an isomorphism of abelian varieties. It now remains for us to show that the composition is an isomorphism of principally polarized abelian varieties. For this, we may assume that is an algebraically closed. We have the following diagram.
The composition is equal to , and thus is an isomorphism. Since Lemma 4.5 shows , all the arrows in the above diagram are isomorphisms of abelian varieties. To show that respects the principal polarizations on and , consider the following diagram of -adic cohomology where all arrows are isomorphisms.
For ,
where we have used that the pullback on is equal to multiplication by . The characterization of the principal polarization on the intermediate Jacobian in [BW20, Property 2.4, the following comments, and Identity (2.9)] then concludes the proof. ∎
Next, we will use the following lemmas to relate to the intermediate Jacobian .
Lemma 4.8.
Let be the class of a -plane on . Then there exists such that
in , where and are the classes defined in Lemma 4.6.
Proof.
On the generic fiber level, each corresponds to taking the intersection with the tangent hyperplane to at and then projecting to the base of the cone . Hence a linear space on maps to a linear space of one dimension lower on . In particular, under , a -plane on maps to a -point on . (Note: since we are interested in algebraic equivalence classes over , we may assume that a linear space on a quadric in question does not contain a blown-up point.) ∎
We will also need the following variant of Lemma 4.8.
Lemma 4.9.
Proof.
Fix a -plane on such that . Choose -points such that and . We inductively show that for every
in , where is the subvariety of corresponding to , and are the pull-backs of on respectively. This is a consequence of Lemma 4.2 and the equalities
which may be directly verified. Note that the last two formulas also hold for . Finally, using that there is a unique point such that ,
and we get the desired formula with
∎
We are now ready to identify with an intermediate Jacobian torsor of .
Proposition 4.10.
For the integer in Lemma 4.8, there exists an isomorphism of -schemes
Proof.
Let denote the universal family associated to . By Lemma 4.8, induces a morphism of -schemes
We aim to show that this is an isomorphism. By Lemma 4.1, it is enough for us to show that
is an isomorphism of abelian varieties. To verify this, we may assume is algebraically closed. As in the proof of Lemma 4.5, we may assume that is contained in some -plane on , and choosing a point in yields an isomorphism of principally polarized abelian varieties
Moreover, Lemma 3.1(4) yields a morphism , which induces
We claim that the composition
which by Lemma 4.2 equals the composition
(2) |
is times the identity, hence an isomorphism. Since by Lemma 4.1, this will conclude the proof.
We may identify a given point of with a -plane on such that , and also with a -plane on a fiber of and containing , where they correspond by . The map in (2) is well-defined on the Picard group of , and by Lemma 4.9, the map may be described as
where is a constant divisor class on . The see-saw theorem then shows that the map in (2) is induced by a correspondence of the form
where . (See also [Rei72, Corollary 4.12].) Since and act trivially on , this finishes the proof. ∎
The following shows that the obstruction to the existence of a -plane over is of order .
Lemma 4.11.
The following statements hold.
-
(1)
The cokernel of is generated by and is isomorphic to . The equivalence holds in this cokernel.
-
(2)
As torsors, and are -isomorphic, and is split over .
Proof.
Finally, we are ready to prove Theorem 1.2.
Proof of Theorem 1.2.
The backward direction follows from Proposition 3.2, applied for . We show the forward direction. If is -rational, then Theorem 2.9 and Propositions 4.7 and 4.10 imply that there exists such that
(3) |
On the other hand, by Propositions 4.7 and 4.10, Lemma 4.11(2), and additivity of -torsors (see Section 2.4), we have
which in turn implies
(4) |
. Since the parities of and are distinct, the equalities (3) and (4) imply , i.e. has a -point, completing the proof. ∎
Remark 4.12.
Let be the Brauer class associated to the even Clifford algebra of . Such Brauer classes of even Clifford algebras arise in the context of derived categories and rationality problems, see e.g. [ABB14]. We now state and prove another version of Theorem 1.2 involving this class :
Theorem 4.13.
Over a field of characteristic , fix , and let be a smooth complete intersection of two quadrics in . The following conditions are equivalent:
-
(1)
;
-
(2)
in ;
-
(3)
and is -rational;
-
(4)
and has a section;
-
(5)
and has a section.
Proof.
Theorem 1.2 shows that (1)(3), and (1)(4) holds by Proposition 3.2. Next, (4)(5) follows from the following geometric argument. If is a section for , then the variety of isotropic lines of intersecting gives a section for . Conversely, if is a section for , define a rational map as follows. Recall that denotes the hyperelliptic involution on . For each (-)line in a smooth fiber of , we send to the intersection point . This map is defined over because the involution is, and the image of gives a section for .
We show (5)(2). By [ABB14, Proposition B.6], equals the Brauer class corresponding to the smooth conic fibration . Since the vanishing of the latter class is equivalent to the existence of the section, (5) is equivalent to:
-
(6)
and in .
Clearly, we have (6)(2), hence the implication that we want.
It remains for us to show (2)(1). To achieve this, we use the “generic point” trick (see [CT24, Théorème 5.10]). First, if we assume , then by (1)(5)(6), we get . For the general case, we consider the base change to the function field of . Then the previous case implies that contains a -plane over ; equivalently, the torsor splits over . Since is -rational by Corollary 3.5(1), the map is injective, and hence is split over . This completes the proof. ∎
Remark 4.14.
By Theorem 1.2 and Theorem 1.3, the converse to Theorem 1.1 for would imply that -rationality of is equivalent to -rationality of its th symmetric power. Constructing counterexamples to this latter statement seems to be a subtle problem. For instance, for any Severi–Brauer variety of dimension over , is -rational [KS04, Theorem 1.4]. However, we can show that is not birational to any non-trivial Severi–Brauer variety. Indeed, by Lemma 3.1(7), there exists a zero-cycle of degree on . Since non-trivial Severi–Brauer varieties never admit a zero-cycle of degree , it is now enough to note that the existence of a zero-cycle of degree is a birational invariant of smooth projective varieties over a field.
5. The even-dimensional case over
In this section, we focus on the case of even-dimensional defined over the real numbers . First, we prove Theorem 1.5. Then, in Section 5.2, we recall an isotopy invariant of Krasnov [Kra18] that was previously used in [HT21b, HKT22] to study -rationality of . In Section 5.3, we use this invariant to observe several consequences that the isotopy class has for linear subspaces on . Finally, we use this to prove Corollary 1.6 and give examples.
5.1. Rationality criterion for
The maximal linear subspaces that contains over are -planes. We first study the -rationality of the Fano scheme of second maximal linear subspaces, by proving the following more precise version of Theorem 1.5.
Theorem 5.1.
Over the real numbers, fix , and let be a smooth complete intersection of two quadrics in . The following are equivalent:
-
(1)
is -rational;
-
(2)
is non-empty and connected;
-
(3)
is non-empty and is -rational;
-
(4)
is non-empty and is non-empty and connected.
One key difference between the even- and odd-dimensional cases is that here is a surface, whereas it is a threefold when is odd (Section 3.1). As one might expect, the conclusion of Theorem 5.1 fails when has odd dimension (see Example 5.10 and the preceding discussion). To prove Theorem 5.1, we will use properties of -rationality for surfaces. We will first need several lemmas about the images of real points under quadric fibrations.
Lemma 5.2.
Let be a quadric fibration of positive relative dimension over . Then is connected if and only if the image of the induced map is connected.
Proof.
The forward direction is immediate. As for the backward direction, assume that is disconnected and let be two disjoint non-empty open subsets that cover and disconnect . For every in the image of , the fiber is connected, hence is either fully contained in or in . This shows and are disjoint. Moreover, is a closed map since is proper, so and are open in the image of . We conclude that the image of is disconnected by and . ∎
Lemma 5.3.
Let be a quadric fibration over . If the image of the induced map on -points is disconnected, then so is the image of the induced map on real points of the symmetric powers for any . In particular, is disconnected.
Proof.
Let be the induced morphism on the symmetric powers, and let be the quotient by the symmetric action. Let be the connected components of the complement of the image of in , and let denote the image of under .
First, we claim that the image of is equal to the complement . For this, let . If , then the fiber of over is a finite product of -varieties, where each component either is the fiber over a real point or is the Weil restriction for some . In both cases, these varieties have -points, so the fiber has an -point. On the other hand, if , then the fiber over is a finite product of -varieties, where at least one component is of the form for some , and hence the fiber has no -points.
It remains to show that is disconnected. For this, choose points . For , since is an open interval, it deformation retracts to . Let be the image of under . Each is the real locus of a hyperplane, and deformation retracts to . Since the complement is disconnected, we see that is as well. This implies that the image of is disconnected, since the image of is contained in this latter set and intersects each of the two connected components. (For this latter claim, we may reduce to the case. Then for any , the image of under the quotient is a line tangent to the image of the diagonal, so this line properly intersects both and if .) ∎
Proof of Theorem 5.1.
We may assume throughout the proof that . First, since is a surface, a result of Comessatti [Com13, pages 54–55] shows that (3)(4).
We next show the implications (1)(2)(3)(1). First, (1)(2) is [DK81, Theorem 13.3]. For (2)(3), assume is irrational over . Then [Com13] implies is disconnected, so Lemmas 5.2 and 5.3 applied to imply that is disconnected. The Hilbert–Chow morphism is a resolution of singularities [Fog68], and the image of intersects every connected component of , so the real locus is disconnected. The number of real connected components is a birational invariant of smooth projective varieties [DK81, Theorem 13.3], so by Theorem 1.3 this implies is disconnected. Finally, (3)(1) by Theorem 1.3 and [Mat69]. ∎
5.2. Krasnov’s isotopy classification for real complete intersections of quadrics
In this section, we recall an invariant studied by Krasnov to give an isotopy classification of real complete intersections of two quadrics in for any [Kra18] (see also [HT21b, Section 11.2] and [HKT22, Section 4.1]).
Over , let be a smooth complete intersection of two quadrics. The degeneracy locus of the pencil contains real points for some integer . Consider the -valued function defined by the signatures of the real quadratic forms
as varies counterclockwise over the unit circle . This function has points of discontinuity, given by the preimage of under the quotient . At each of these points, the number of positive eigenvalues either increases (denoted by ) or decreases (denoted by ) by exactly 1. This gives an odd partition
where each is the length of a maximal sequence of consecutive ’s. Following [HKT22], we call the sequence the Krasnov invariant of . It is well defined up to cyclic permutations and reversal of the order. This invariant determines the rigid isotopy class of :
Theorem 5.4 ([Kra11, Theorem 1.1], see also [DIK00, Appendix A.4.2]).
For , isotopy classes of smooth complete intersections of two real quadrics in correspond to equivalence classes of odd decompositions where is an integer with parity equal to .
In particular, for each as above, there exist smooth complete intersections of quadrics with this given Krasnov invariant.
Definition 5.5.
In the above setting, for the Krasnov invariant , [Kra18, Section 2] defines to be the minimum number of negative eigenvalues that occurs for on the unit circle . We define the height , and we define the frequency to be the number of distinct intervals, i.e. components of after removing the preimage of , where is achieved.
One can check that the Krasnov invariant uniquely (up to cyclic permutations and order reversal) determines the following sign sequence
where the subscripts are modulo , so and in Definition 5.5 are well defined.
Notice that if and only if the Krasnov invariant is .
5.3. Consequences of the isotopy class for linear subspaces
Hassett–Kollár–Tschinkel and Krasnov observed that Krasnov invariant determines when , , and have -points [HKT22, Proposition 5.1], [Kra18, Theorems 3.1 and 3.6]. We extend their analysis to all linear subspaces on :
Lemma 5.6.
Over , let be a smooth complete intersection of two quadrics in .
-
(1)
if and only if .
-
(2)
Assume . Then is non-empty and connected if and only if either or .
Proof.
(1): For , the Amer–Brumer theorem [Lee07, Theorem 2.2] shows that if and only if has a section; this is further equivalent to surjectivity of the induced map on real points by a result of Witt [Wit37, Satz 22]. The latter happens exactly when neither nor appears as the signature of a real fiber of , which is equivalent to . For , Proposition 3.2 and [Wit37, Satz 22] show that if and only if and is surjective. Surjectivity of happens exactly when never appear as the signatures of real fibers of , which is equivalent to .
(2): If , then (1) shows . Hence is defined, and by Lemma 3.1(7). If , then by (1), so by Proposition 3.2, is -rational and in particular has nonempty and connected real locus by [DK81, Theorem 13.3]. Finally, if , then appears as the signature of a real fiber of , and the induced map on real points is not surjective. By Lemma 5.2, is connected if and only if the image of is connected, and the latter is equivalent to . ∎
Lemma 5.6 and (the proof of) Theorem 1.4 show that the Krasnov invariant determines -unirationality for Fano schemes of non-maximal linear subspaces and the corresponding hyperbolic reductions. That is, for and , the -unirationality of (resp. ) is determined by the isotopy class of .
Furthermore, in the case when is even and , Theorem 5.1 and Lemma 5.6 imply that the isotopy class further determines the following -(uni)rationality properties. In particular, we can find the isotopy classes of even-dimensional violating the conclusion of Theorem 1.2.
Corollary 5.7.
Over , fix , and let be a smooth complete intersection of two quadrics in .
-
(1)
Then -rationality of (resp. ) is determined by the isotopy class of .
-
(2)
, , and is -rational if and only if and .
-
(3)
is -unirational but not -rational if and only if and .
In particular, for any , there exist smooth complete intersections of quadrics with Krasnov invariant by Theorem 5.4, so examples satisfying Corollary 5.7(2) exist in any even dimension.
Remark 5.8.
In general, for , it is not known whether the isotopy class of determines -rationality of . See [HKT22, Section 6.2] for an isotopy class in the case where the -rationality of its members is unknown.
As a sample application of Lemma 5.6, for the case we show the following properties for the Fano schemes , extending the analysis in [HKT22]. One could similarly carry out an analysis for any .
Corollary 5.9.
Over , let be a smooth complete intersection of two quadrics in .
-
(1)
is non-empty if and only if the Krasnov invariant is one of , , , or .
-
(2)
is non-empty and is non-empty and connected if and only if the Krasnov invariant is one of those listed in item 1, or is , , or .
-
(3)
is non-empty if and only if Krasnov invariant is one of those listed in item 2, or is , , , or .
-
(4)
is non-empty and is non-empty and connected if and only if the Krasnov invariant is one of those listed in item 3, or is , , or .
-
(5)
is non-empty if and only if the Krasnov invariant is one of those listed in item 4 or is .
Proof.
Proof of Corollary 1.6.
Finally, we end the paper by returning to odd-dimensional . For any , Theorem 1.2 and Lemma 5.6(2) imply that Krasnov invariants with and correspond to where has nonempty and connected real locus but is irrational over . In particular, applying Theorem 5.4 to the isotopy class , we see that Theorem 1.5 fails in every odd dimension. For concreteness, we list the possible Krasnov invariants here for :
Example 5.10.
For and , the Krasnov invariants with and are , , and . For and , the Krasnov invariants with and are , , , , , and . For each of these, is connected but , so is irrational over .
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