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11institutetext: Akhtar Khan (Corresponding author) 22institutetext: School of Mathematical Sciences, Rochester Institute of Technology, Rochester, New York, 14623, USA. 22email: [email protected] 33institutetext: Jinlu Li 44institutetext: Department of Mathematics, Shawnee State University, Portsmouth, Ohio 45662, USA. 44email: [email protected])

Approximating Properties of Metric and Generalized Metric Projections in Uniformly Convex and Uniformly Smooth Banach Spaces

Akhtar A. Khan    Jinlu Li
(Received: date / Accepted: date)
Abstract

This note conducts a comparative study of some approximating properties of the metric projection, generalized projection, and generalized metric projection in uniformly convex and uniformly smooth Banach spaces. We prove that the inverse images of the metric projections are closed and convex cones, but they are not necessarily convex. In contrast, inverse images of the generalized projection are closed and convex cones. Furthermore, the inverse images of the generalized metric projection are neither a convex set nor a cone. We also prove that the distance from a point to its projection at a convex set is a weakly lower semicontinuous function for all three notions of projections. We provide illustrating examples to highlight the different behavior of the three projections in Banach spaces.

Keywords:
Generalized projection metric projection generalized metric projectioninverse images..
MSC:
41A10, 41A50, 47A05, 58C06.

1 Introduction

The notion of projection onto closed and convex sets has been extensively explored due to its wide-ranging applications. The projection map is equipped with immensely valuable properties in a Hilbert space, making it an indispensable tool in optimization, approximation theory, inverse problems, variational inequalities, image processing, neural networks, machine learning, and others. On the other hand, many critical applications require that projection maps be studied theoretically and computationally in Banach spaces. An important example is the inverse problem of identifying discontinuous parameters where the regularized problem is formulated in a Banach space. As a consequence, many researchers have studied projections in Banach spaces. Unfortunately, in this setting, metric projection loses many essential features. For an overview of these details and some of the related developments, see BalGol12 ; BalMarTei21 ; Bau03 ; BorDruChe17 ; Bou15 ; Bro13 ; BroDeu72 ; Bui02 ; Bur21 ; CheGol59 ; ChiLi05 ; Den01 ; DeuLam80 ; DutShuTho17 ; GJKS21 ; Ind14 ; FitPhe82 ; KonLiuLiWu22 ; KroPin13 ; Li04 ; Li04a ; LiZhaMa08 ; Nak22 ; Osh70 ; Pen05 ; PenRat98 ; QiuWan22 ; Ric16 ; Sha16 ; ShaZha17 ; ZhaZhoLiu19 , and the cited references.

Motivated by the shortcomings of the metric projection in Banach spaces, generalized projection, and generalized metric projection were proposed and used heavily in a Banach space framework, see Alb93 ; Alb96 . Although there are exceptions (see Li04a ; Li05 ), the two notions are mainly studied in Banach spaces with favorable topological structures, such as uniformly convex and uniformly smooth Banach spaces. The basic properties of the generalized projection and the generalized metric projection and their connections are largely unknown in general Banach spaces. Inspired by this, we recently focused on studying generalized projection and generalized metric projection in the framework of Banach spaces. In KhaLiRwi22 attempts were made to understand the similarities and differences in the three notions of projections in Banach spaces: the metric projection, the generalized projection, and the generalized metric projection. A comparative study of these projection should help shed some light on their utility and their strengths and weaknesses in various applications.

The main motivation of this research is to strengthen further the understanding of the relationship between the three notions of projections. Surprisingly, it turns out that all three projections exhibit different behaviors in computing inverse images. These results are related to a well-known result given in a Hilbert space setting by Zarantonello (Zar71, , Lemma 1.5), see also (GJKS21, , Theorem 3.1.3). We present several illustrating examples involving the computations of the duality map in finite-dimensional Banach spaces.

The contents of this paper are organized into three sections. After a brief introduction in Section 1, we recall various notions of projections and give new results concerning normalized duality mapping. The main results concerning the approximating properties of various projections are given in Section 3.

2 Preliminaries

2.1 The Normalized Duality Map and new characterizations

Let XX be a real Banach space with norm X\|\cdot\|_{X}, let XX^{*} be the topological dual of XX with norm X\|\cdot\|_{X^{*}}, and let ,\langle\cdot,\cdot\rangle be the duality pairing between XX^{*} and XX. Let BXB_{X} and BXB_{X^{*}} be the closed unit balls in XX and XX^{*}, respectively. For details on the notions recalled in this section, see Tak00 .

Given a uniformly convex and uniformly smooth Banach space XX with dual space XX^{*}, the normalized duality map J:XXJ:X\to X^{*} is a single-valued mapping defined by

Jx,x=JxXxX=xX2=JxX2,for anyxX.\langle Jx,x\rangle=\|Jx\|_{\text{\tiny{\emph{X}}}^{*}}\|x\|_{\text{\tiny{\emph{X}}}}=\|x\|_{\text{\tiny{\emph{X}}}}^{2}=\|Jx\|_{\text{\tiny{\emph{X}}}^{*}}^{2},\quad\text{for any}\ x\in X.

We recall that the modulus of smoothness of the Banach space XX, denoted by ρX\rho_{X}, is defined by

ρX(t)=sup{x+yX+xyX21:x,yX,xX=1,yX=t},fort>0.\rho_{X}(t)=\sup\left\{\frac{\|x+y\|_{X}+\|x-y\|_{X}}{2}-1:\ x,y\in X,\ \|x\|_{X}=1,\ \|y\|_{X}=t\right\},\quad\text{for}\ t>0.

The modulus of convexity of XX is the function δX:[0,2][0,1]\delta_{X}:[0,2]\to[0,1] defined by

δX(ε)=inf{1x+y2:x,yBX,xyXε},for anyε[0,2].\delta_{X}(\varepsilon)=\inf\left\{1-\left\|\frac{x+y}{2}\right\|:\ x,y\in B_{X},\ \|x-y\|_{X}\geq\varepsilon\right\},\ \text{for any}\ \varepsilon\in[0,2].
Lemma 2.1.

Let XX be a uniformly convex and uniformly smooth Banach space, and let XX^{*} be the dual of XX. Then, the normalized map JX:XXJ_{X}:X\to X^{*} has the following properties:

(J1J_{1})

JX:XXJ_{X}:X\to X^{*} is one-to-one, onto, continuous and homogeneous.

(J2J_{2})

JXJ_{X} is uniformly continuous on each bounded subset of XX.

(J3J_{3})

For any x,yXx,y\in X, let R=max{xX,yX}R=\max\{\|x\|_{X},\|y\|_{X}\} and let ΓX\Gamma_{X} be the Figiel’s constant of XX. Then,

JXxJXy,xy\displaystyle\langle J_{X}x-J_{X}y,x-y\rangle R22ΓXδX(xyX2R),\displaystyle\geq\frac{R^{2}}{2\Gamma_{X}}\delta_{X}\left(\frac{\|x-y\|_{X}}{2R}\right),
JXxJXyX\displaystyle\|J_{X}x-J_{X}y\|_{X^{*}} R22ΓXxyXσX(16ΓXxyXR).\displaystyle\leq\frac{R^{2}}{2\Gamma_{X}\|x-y\|_{X}}\sigma_{X}\left(\frac{16\Gamma_{X}\|x-y\|_{X}}{R}\right).

The following example will be repeatedly used in this work.

Example 2.2.

Let X=3X=\mathds{R}^{3} be equipped with the 33-norm 3\|\cdot\|_{3} defined for any z=(z1,z2,z3)X,z=(z_{1},z_{2},z_{3})\in X, by

z3=|z1|2+|z2|3+|z3|33.\|z\|_{3}=\sqrt[3]{|z_{1}|^{2}+|z_{2}|^{3}+|z_{3}|^{3}}.

Then (X,3)(X,\|\cdot\|_{3}) is a uniformly convex and uniformly smooth Banach space (and is not a Hilbert space). The dual space of (X,3)(X,\|\cdot\|_{3}) is (X,32)(X^{*},\|\cdot\|_{\frac{3}{2}}) so that for any ψ=(ψ1,ψ2,ψ2)\psi=(\psi_{1},\psi_{2},\psi_{2})^{*}, we have

ψ32=(|ψ1|32+|ψ2|32+|ψ3|32)23.\|\psi\|_{\frac{3}{2}}=\left(|\psi_{1}|^{\frac{3}{2}}+|\psi_{2}|^{\frac{3}{2}}+|\psi_{3}|^{\frac{3}{2}}\right)^{\frac{2}{3}}.

The normalized duality mappings JJ and JJ^{*} satisfy the following conditions. For any z=(z1,z2,z3)Xz=(z_{1},z_{2},z_{3})\in X with z0z\neq 0, we have

Jz=(|z1|2sign(z1)z3,|z2|2sign(z2)z3,|z3|2sign(z3)z3).Jz=\left(\frac{|z_{1}|^{2}\text{sign}(z_{1})}{\|z\|_{3}},\frac{|z_{2}|^{2}\text{sign}(z_{2})}{\|z\|_{3}},\frac{|z_{3}|^{2}\text{sign}(z_{3})}{\|z\|_{3}}\right). (1)

Moreover, for any ψ=(ψ1,ψ2,ψ3)X\psi=(\psi_{1},\psi_{2},\psi_{3})\in X^{*} with ψ0\psi\neq 0, we have

Jψ=(|ψ1|321sign(ψ1)(ψ32)322,|ψ2|321sign(ψ2)(ψ32)322,|ψ3|321sign(ψ3)(ψ32)322).J^{*}\psi=\left(\frac{|\psi_{1}|^{\frac{3}{2}-1}\text{sign}(\psi_{1})}{\left(\|\psi\|_{\frac{3}{2}}\right)^{\frac{3}{2}-2}},\frac{|\psi_{2}|^{\frac{3}{2}-1}\text{sign}(\psi_{2})}{\left(\|\psi\|_{\frac{3}{2}}\right)^{\frac{3}{2}-2}},\frac{|\psi_{3}|^{\frac{3}{2}-1}\text{sign}(\psi_{3})}{\left(\|\psi\|_{\frac{3}{2}}\right)^{\frac{3}{2}-2}}\right). (2)

We have the following new characteristic of the normalized duality map.

Proposition 2.3.

Let XX be a uniformly convex and uniformly smooth Banach space. Let θyX.\theta\neq y\in X. Then, the set

{xX:JXx,y0},\left\{x\in X:\ \langle J_{X}x,y\rangle\geq 0\right\},

is a closed cone with vertex at θ\theta in XX. However, in general, it is not convex.

Proof.

Since the normalized duality map JxJx is continuous and homogeneous, it follows at once that the set {xX:JXx,y0}\left\{x\in X:\ \langle J_{X}x,y\rangle\geq 0\right\} is a closed cone with vertex at the origin. We construct a counterexample to show that the set {xX:JXx,y0}\left\{x\in X:\ \langle J_{X}x,y\rangle\geq 0\right\} is not convex.

Let X=3X=\mathds{R}^{3} be as given in Example 2.2 We take v=(3,2,1)v=(3,-2,-1), w=(1,3,2)w=(1,-3,2), and y=(25,37,77)y=(25,37,77). Then v3=w3\|v\|_{3}=\|w\|_{3}. By Example 2.2, we have

JXv\displaystyle J_{X}v =(9v3,4v3,1v3),\displaystyle=\left(\frac{9}{\|v\|_{3}},\frac{-4}{\|v\|_{3}},\frac{-1}{\|v\|_{3}}\right),
JXw\displaystyle J_{X}w =(1w3,9w3,4w3),\displaystyle=\left(\frac{1}{\|w\|_{3}},\frac{-9}{\|w\|_{3}},\frac{4}{\|w\|_{3}}\right),

which gives

JXv,y=0,andJXw,y=0.\langle J_{X}v,y\rangle=0,\quad\text{and}\quad\langle J_{X}w,y\rangle=0. (3)

We take a convex combination of vv and ww by

g=23v+13w=(73,73,0),g=\frac{2}{3}v+\frac{1}{3}w=\left(\frac{7}{3},-\frac{7}{3},0\right),

which gives g3=7323\|g\|_{3}=\frac{7}{3}\sqrt[3]{2}. By Example 2.2, we calculate JXg=7323(1,1,0),J_{X}g=\frac{7}{3\sqrt[3]{2}}(1,-1,0), which yields

JXg,y=1443<0,\langle J_{X}g,y\rangle=-14\sqrt[3]{4}<0, (4)

proving that g{xX:JXx,y0},g\notin\{x\in X:\,\langle J_{X}x,y\rangle\geq 0\}, and hence {xX:JXx,y0}\left\{x\in X:\ \langle J_{X}x,y\rangle\geq 0\right\} is not convex. ∎

A simple extension of the above result is the following variant.

Proposition 2.4.

Let XX be a uniformly convex and uniformly smooth Banach space. Let θyX\theta\neq y\in X. Then the set

{xX:JXx,y0},\left\{x\in X:\ \langle J_{X}x,y\rangle\leq 0\right\},

is a closed cone with vertex at θ\theta in XX. However, in general, it is not convex.

By similar arguments used in the proof of Proposition 2.3, we prove the following result.

Proposition 2.5.

Let XX be a uniformly convex and uniformly smooth Banach space. For θyX\theta\neq y\in X and θψX\theta\neq\psi\in X^{*}, the set

{xX:JXxψ,y0},\left\{x\in X:\ \langle J_{X}x-\psi,y\rangle\geq 0\right\},

is closed. However, in general, it is not convex.

Proof.

By the properties of the normalized duality map, it follows that {xX:JXxψ,y0}\left\{x\in X:\ \langle J_{X}x-\psi,y\rangle\geq 0\right\} is closed. To show that it is not convex, we modify the counterexample given in Proposition 2.3.

Let v=(3,2,1)v=(3,-2,-1), w=(1,3,2)w=(1,-3,2) and y=(25,37,77)y=(25,37,77). For β>0\beta>0, we take ψ=(β,β,β)\psi=(-\beta,-\beta,-\beta) with β<1443139\beta<\frac{14\sqrt[3]{4}}{139}. Then,

JXvψ,y\displaystyle\langle J_{X}v-\psi,y\rangle =ψ,y=139β>0,\displaystyle=\langle-\psi,y\rangle=139\beta>0,
JXwψ,y\displaystyle\langle J_{X}w-\psi,y\rangle =ψ,y=139β>0.\displaystyle=\langle-\psi,y\rangle=139\beta>0.

For g=23v+13wg=\frac{2}{3}v+\frac{1}{3}w, as in Proposition 2.3, we have JXgψ=1443+139β<0,\langle J_{X}g-\psi\rangle=-14\sqrt[3]{4}+139\beta<0, which proves that g{xX:JXxψ,y0}g\notin\{x\in X:\langle J_{X}x-\psi,y\rangle\geq 0\}, and hence {xX:JXxψ,y0}\{x\in X:\langle J_{X}x-\psi,y\rangle\geq 0\} is not convex. ∎

A modification of Proposition 2.5 proves the following result.

Proposition 2.6.

Let XX be a uniformly convex and uniformly smooth Banach space. For θyX\theta\neq y\in X and θψX\theta\neq\psi\in X^{*}, the set

{xX:JXxψ,y0},\left\{x\in X:\ \langle J_{X}x-\psi,y\rangle\leq 0\right\},

is closed. However, in general, it is not convex.

Before our next result, we recall notions of some specific sets in Banach spaces. Given any Banach space XX, for any u,vXu,v\in X with uvu\neq v, we write

(aa)

[v,u]={tv+(1t)u: 0t1}.[v,u]=\{tv+(1-t)u:\ 0\leq t\leq 1\}.

(bb)

[v,u={tv+(1t)u: 0t<}.[v,u\lceil=\{tv+(1-t)u:\ 0\leq t<\infty\}.

(cc)

u,v={tv+(1t)u:<t<}.\rceil u,v\lceil=\{tv+(1-t)u:\ \infty<t<\infty\}.

The set [v,u][v,u] is a closed segment with end points uu and vv. The set [v,u[v,u\lceil is a closed ray in XX with initial point vv with direction uvu-v, which is a closed convex cone with vertex at vv and is a special case of cones in XX. The set u,v\rceil u,v\lceil is a line in XX passing through points vv and uu.

We have the following result concerning the images of segments, rays, and lines under the normalized duality map.

Proposition 2.7.

Let XX be a uniformly convex and uniformly smooth Banach space. Let u,vXu,v\in X with uv.u\neq v. If uu and vv are linearly dependent, that is, θu,v\theta\in\rceil u,v\lceil, then we have

(aa)

J[v,u]=[Jv,Ju]J[v,u]=[Jv,Ju], which is a closed segment in XX^{*} with end points JvJv and JuJu.

(bb)

J[v,u=[Jv,JuJ[v,u\lceil=[Jv,Ju\lceil, which is a closed ray in XX^{*} with end points JvJv and JuJu.

(cc)

Ju,v=Ju,JvJ\rceil u,v\lceil=\rceil Ju,Jv\lceil, which is a 1-d subspace in XX^{*} through point JvJv and direction JuJvJu-Jv.

Furthermore, if uu and vv are linearly independent, that is, θu,v\theta\notin\rceil u,v\lceil, then we have

(dd)

J[v,u]J[v,u] is a closed curve in XX^{*} with end points JvJv and JuJu; it may not be a segment.

(ee)

J[v,uJ[v,u\lceil is a closed curve in XX^{*} with end point JvJv and through JuJu; it may not be a ray.

(ff)

Ju,vJ\rceil u,v\lceil is a closed curve in XX^{*} through JvJv and JuJu; it may not be a line.

Proof.

Suppose that uu and vv are linearly dependent, then we can assume that there is a real number a0a\neq 0 such that u=avu=av. It follows that

[v,u]={tv+(1t)u: 0t1}={(t+(1t)a)v: 0t1},[v,u]=\{tv+(1-t)u:\ 0\leq t\leq 1\}=\{(t+(1-t)a)v:\ 0\leq t\leq 1\},

Furthermore, by the homogeneity of JJ, we have

J[v,u]\displaystyle J[v,u] ={J(tv+(1t)u): 0t1}\displaystyle=\{J(tv+(1-t)u):\ 0\leq t\leq 1\}
={(t+(1t)a)Jv: 0t1}\displaystyle=\{(t+(1-t)a)Jv:\ 0\leq t\leq 1\}
={tJv+(1t)J(av): 0t1}\displaystyle=\{tJv+(1-t)J(av):\ 0\leq t\leq 1\}
={(tJv+(1t)Ju: 0t1}\displaystyle=\{(tJv+(1-t)Ju:\ 0\leq t\leq 1\}
=[Jv,Ju],\displaystyle=[Jv,Ju],

which completes the proof of (a). Parts (b) and (c) can be proved by analogous arguments.

For (d), we note that since XX is a uniformly convex and uniformly smooth Banach space, the duality map JJ is one-to-one and continuous mapping from XX into XX^{*}. It follows that J[v,u]J[v,u] is a closed curve in XX^{*} with end points JvJv and JuJu. We construct a counterexample to show that J[v,u]J[v,u] is not a segment.

Let (X,3)(X,\|\cdot\|_{3}) be the uniformly convex and uniformly smooth Banach space with dual space (X,32)(X^{*},\|\cdot\|_{\frac{3}{2}}). Take u=(0,1,1)u=(0,-1,1) and v=(1,1,0)v=(-1,1,0) in XX. Then,we have

Ju\displaystyle Ju =123(0,1.1)X\displaystyle=\frac{1}{\sqrt[3]{2}}(0,-1.1)\in X^{*}
Jv\displaystyle Jv =123(1,1,0)X.\displaystyle=\frac{1}{\sqrt[3]{2}}(-1,1,0)\in X^{*}.

We take a convex combination ψ\psi of JuJu and JvJv by

ψ=14Ju+34Jv=123(34,24,14)=1423(3,2,1).\psi=\frac{1}{4}Ju+\frac{3}{4}Jv=\frac{1}{\sqrt[3]{2}}\left(-\frac{3}{4},\frac{2}{4},\frac{1}{4}\right)=\frac{1}{4\sqrt[3]{2}}(-3,2,1).

Since JvJv and JuJu are both in J[v,u]J[v,u], to prove that it is not a segment, we need to prove that

J[v,u][Ju,Jv].J[v,u]\neq[Ju,Jv]. (5)

Since ψ[Jv,Ju]\psi\in[Jv,Ju], it is sufficient to show that ψJ[v,u]\psi\notin J[v,u]. Since JJ^{*} is homogeneous, we have

Jψ=1423J(3,2,1)=332+232+13423(3,2,1).J^{*}\psi=\frac{1}{4\sqrt[3]{2}}J^{*}(-3,2,1)=\frac{\sqrt[3]{3^{\frac{3}{2}}+2^{\frac{3}{2}}+1}}{4\sqrt[3]{2}}\left(-\sqrt{3},\sqrt{2},1\right).

Next we prove that J[v,u]J^{*}\notin[v,u]. If possible, assume that Jψ[v,u]J^{*}\psi\in[v,u]. Then, there exists β[0,1]\beta\in[0,1] such that

332+232+13423(3,2,1)=βv+(1β)u=(β,1+2β,1β)\frac{\sqrt[3]{3^{\frac{3}{2}}+2^{\frac{3}{2}}+1}}{4\sqrt[3]{2}}\left(-\sqrt{3},\sqrt{2},1\right)=\beta v+(1-\beta)u=(-\beta,-1+2\beta,1-\beta)

which implies

332+232+13423×3=1332+232+13423\frac{\sqrt[3]{3^{\frac{3}{2}}+2^{\frac{3}{2}}+1}}{4\sqrt[3]{2}}\times\sqrt{3}=1-\frac{\sqrt[3]{3^{\frac{3}{2}}+2^{\frac{3}{2}}+1}}{4\sqrt[3]{2}}

which is a contradiction. Hence we have shown that Jψ[v,u]J^{*}\psi\notin[v,u]

Since XX is uniformly convex and uniformly smooth, both JJ and JJ^{*} are one-to-one and onto mappings, which are inverse of each other. Then, we have ψ=J(Jψ)J[v,u]\psi=J(J^{*}\psi)\notin J[v,u] which implies (5). Parts (e) and (f) follow from (d) immediately. ∎

Corollary 2.8.

Let XX be a uniformly convex and uniformly smooth Banach space and let KK be a closed cone in XX with vertex at vXv\in X.

(i)

If v=θv=\theta, then JKJK is a closed cone in XX^{*} with vertex at θ=Jθ.\theta^{*}=J\theta. However, JKJK is not necessarily convex even if KK is convex.

(ii)

If vθv\neq\theta or KK is a ray with θK\theta\notin\overset{\leftrightarrow}{K}, then JKJK is not a cone. Here K\overset{\leftrightarrow}{K} is a line containing the ray KK.

Proof.

Since XX is uniformly convex and uniformly smooth, JJ is continuous and positive homogeneous, and hence JKJK is a closed cone in XX^{*} with vertex at θ=Jθ.\theta=J\theta. To show that the convexity of KK does not imply the convexity of JKJK, we construct a counterexample. Let X=3X=\mathds{R}^{3} be as in Example 2.2. We take ϕ=(1,1,1)X\phi=(1,1,1)\in X^{*} and define

K={wX:ϕ,w=0}.K=\{w\in X:\ \langle\phi,w\rangle=0\}. (6)

Then KK is a closed subspace of XX which is a closed and convex cone in XX with vertex θ\theta. We claim that JKJK is not convex.

We take two points u,vXu,v\in X given by u=(0,1,1)u=(0,-1,1) and v=(1,1,0).v=(-1,1,0). Then, ϕ,u=0\langle\phi,u\rangle=0 and ϕ,v=0\langle\phi,v\rangle=0 From Proposition 2.7, we have Jv=123(1,1,0)Jv=\frac{1}{\sqrt[3]{2}}(-1,1,0) and Jv=123(0,1,1)Jv=\frac{1}{\sqrt[3]{2}}(0,-1,1). We define

ψ=34Jv+14Ju=1423(3,2,1).\psi=\frac{3}{4}Jv+\frac{1}{4}Ju=\frac{1}{4\sqrt[3]{2}}(-3,2,1).

Then, we have

Jψ=332+232+13423(3,2,1),J^{*}\psi=\frac{\sqrt[3]{3^{\frac{3}{2}}+2^{\frac{3}{2}}+1}}{4\sqrt[3]{2}}\left(-\sqrt{3},\sqrt{2},1\right),

which implies

ϕ,Jψ=332+232+13423(3+2+1)>0\langle\phi,J^{*}\psi\rangle=\frac{\sqrt[3]{3^{\frac{3}{2}}+2^{\frac{3}{2}}+1}}{4\sqrt[3]{2}}\left(-\sqrt{3}+\sqrt{2}+1\right)>0

and hence JψK.J^{*}\psi\notin K. As before, this implies that ψ=JJψJK\psi=JJ^{*}\psi\notin JK, proving that JKJK is not convex. The remaining part can be proved as Proposition 2.7. ∎

2.2 Projections in Banach Spaces

Let XX be a uniformly convex and uniformly smooth Banach space and let CC be a nonempty, closed, and convex subset of XX. We define a Lyapunov function V:X×XV:X^{*}\times X\to\mathds{R} by the formula:

V(ψ,x)=ψX22ψ,x+xX2,for anyψX,xX.V(\psi,x)=\|\psi\|^{2}_{X^{*}}-2\langle\psi,x\rangle+\|x\|_{X}^{2},\quad\text{for any}\ \psi\in X^{*},\ x\in X.

We shall now recall useful notions of projections in Banach spaces.

Definition 2.9.

Let XX be a uniformly convex and uniformly smooth Banach space, let XX^{*} be the dual of XX, and let CC be a nonempty, closed, and convex subset of XX.

1.

The metric projection PC:XCP_{C}:X\to C is a single-valued defined by

xPCxXxzX,for allzC.\|x-P_{C}x\|_{X}\leq\|x-z\|_{X},\quad\text{for all}\ z\in C.
2.

The generalized projection πC:XC\pi_{C}:X^{*}\to C is a single-value map that satisfies

V(ψ,πCψ)=infyCV(ψ,y),for anyψX.V(\psi,\pi_{C}\psi)=\inf_{y\in C}V(\psi,y),\quad\text{for any}\ \psi\in X^{*}. (7)
3.

The generalized metric projection ΠC:XC\Pi_{C}:X\to C is a single-valued map defined by

ΠCx\displaystyle\Pi_{C}x =πc(JXx),for anyxX,\displaystyle=\pi_{c}(J_{X}x),\quad\text{for any}\ x\in X,
πC(ψ)\displaystyle\pi_{C}(\psi) =ΠC(JXψ),for anyψX.\displaystyle=\Pi_{C}(J_{X^{*}}\psi),\quad\text{for any}\ \psi\in X^{*}.

The following result collects some of the basic properties of the metric projection defined above.

Proposition 2.10.

Let XX be a uniformly convex and uniformly smooth Banach space and let CC be a nonempty, closed, and convex subset of XX.

1.

The metric projection PC:XCP_{C}:X\to C is a continuous map that enjoys the following variational characterization:

u=PC(x)JX(xu),uz0,for allzC.u=P_{C}(x)\quad\Leftrightarrow\quad\langle J_{X}(x-u),u-z\rangle\geq 0,\quad\text{for all}\ z\in C. (8)
2.

The generalized projection πC:XC\pi_{C}:X^{*}\to C enjoys the following variational characterization: For any ψX\psi\in X^{*} and yC,y\in C,

y=πC(ψ),if and only if,ψJXy,yz0,for allzC.y=\pi_{C}(\psi),\quad\text{if and only if},\quad\langle\psi-J_{X}y,y-z\rangle\geq 0,\quad\text{for all}\ z\in C. (9)
3.

The generalized metric projection πC:XC\pi_{C}:X^{*}\to C enjoys the following variational characterization: For any ψX\psi\in X^{*} and yC,y\in C,

y=ΠC(x),if and only if,JXxJXΠCx,ΠCxz0,for allzC.y=\Pi_{C}(x),\quad\text{if and only if},\quad\langle J_{X}x-J_{X}\Pi_{C}x,\Pi_{C}x-z\rangle\geq 0,\quad\text{for all}\ z\in C. (10)

To be specific, we show that a certain inverse image of the metric projection is a closed and convex cone, but it is not necessarily convex (Theorem 3.1). In contrast, inverse images of the generalized projection are closed and convex cones (Theorem 3.4). On the other hand, the inverse images of the generalized metric projection are neither a convex set nor a cone (Theorem 3.6). We also prove, for all three notions of projections, that the distance from a point to its projection at a convex set is a weakly lower semicontinuous function.

3 Approximating Properties of the Projections

3.1 Approximating Properties of the Metric projection

Theorem 3.1.

Let XX be a uniformly convex and uniformly smooth Banach space and let CC a nonempty, closed, and convex subset of XX. For any yC,y\in C, let xX\Cx\in X\backslash C be such that y=PCxy=P_{C}{x}. We define the inverse image of yy under the metric projection PC:XCP_{C}:X\to C by

PC1(y)={uX:PC(u)=y}.P_{C}^{-1}(y)=\{u\in X:\ P_{C}(u)=y\}.

Then PC1(y)P_{C}^{-1}(y) is a closed cone with vertex at yy in XX. However, PC1(y)P_{C}^{-1}(y) is not convex, in general.

Proof.

Since PCP_{C} is continuous, PC1P_{C}^{-1} is closed. To show that PC1(y)P_{C}^{-1}(y) is a cone with vertex at yy, note that for any uPC1(y)u\in P_{C}^{-1}(y) with uyu\neq y, and for any t0t\geq 0, by the fact JXJ_{X} is homogeneous, we have

JX(y+t(uy)y),yz=tJX(uy),yz0,for allzC.\langle J_{X}(y+t(u-y)-y),y-z\rangle=t\langle J_{X}(u-y),y-z\rangle\geq 0,\ \text{for all}\ z\in C.

Thus, by (8), we get y+t(uy)PC1(y)y+t(u-y)\in P_{C}^{-1}(y), ensuring that PC1(y)P_{C}^{-1}(y) is a cone with vertex at yy.

We will construct a counter-example to show that the set PC1(y)P_{C}^{-1}(y) is not convex. Let X=3X=\mathds{R}^{3} be the uniformly convex and uniformly smooth Banach space equipped with the 3\|\cdot\|_{3}-norm as defined in Proposition 2.3. We take y=(25,37,77)Xy=(25,37,77)\in X. We define the closed segment in XX with θ\theta and yy as the end points by

C={tyX:t[0,1]}.C=\{ty\in X:\ t\in[0,1]\}.

For v=(3,2,1)v=(3,-2,-1), w=(1,3,2)w=(1,-3,2), we define

x=v+y=(28,35,76)andz=w+y=(26,34,79).x=v+y=(28,35,76)\quad\text{and}\quad z=w+y=(26,34,79).

Then, as in Proposition 2.3, for any tyCty\in C with t[0,1]t\in[0,1], we have

JX(xy),yty=(1t)JXv,y=0,for anytyC.\langle J_{X}(x-y),y-ty\rangle=(1-t)\langle J_{X}v,y\rangle=0,\quad\text{for any}\ ty\in C.

By (8), this implies that xPC1(y)x\in P_{C}^{-1}(y). We can similarly prove that zPC1(y)z\in P_{C}^{-1}(y). Next, we define

g\displaystyle g =23v+13w=(73,73,0),\displaystyle=\frac{2}{3}v+\frac{1}{3}w=\left(\frac{7}{3},-\frac{7}{3},0\right),
h\displaystyle h =23x+13z=23v+23w+y=g+y,\displaystyle=\frac{2}{3}x+\frac{1}{3}z=\frac{2}{3}v+\frac{2}{3}w+y=g+y,

and compute for tyCty\in C with t[0,1]:t\in[0,1]:

JX(hy),yty=JX(23x+13zy),yty=JX(g),yty=(1t)JXg,y=1443(1t)<0.\langle J_{X}(h-y),y-ty\rangle=\langle J_{X}\left(\frac{2}{3}x+\frac{1}{3}z-y\right),y-ty\rangle=\langle J_{X}(g),y-ty\rangle=(1-t)\langle J_{X}g,y\rangle=-14\sqrt[3]{4}(1-t)<0.

Again, by (8), we have PChyP_{C}h\neq y, that is hPC1(y)h\notin P_{C}^{-1}(y), and hence it is not convex. ∎

Remark 3.2.

Theorem 3.1 can be proved without using the basic variational principle of the metric projection.

Theorem 3.3.

Let XX be a uniformly convex and uniformly smooth Banach space and let CC be a nonempty, closed, and convex subset of XX. Then the distance from a point to its projection at CC is a weakly lower semicontinuous function. That is, for any {xn}X\{x_{n}\}\subset X and xXx\in X, we have

xnxxPCxXlim infnxnPcxnX.x_{n}\rightharpoonup x\quad\Rightarrow\quad\|x-P_{C}x\|_{X}\leq\liminf_{n\to\infty}\|x_{n}-P_{c}x_{n}\|_{X}.
Proof.

Since the claim is trivial for xC,x\in C, we assume that xC.x\notin C. For every nn\in\mathds{N}, since PCxnC,P_{C}x_{n}\in C, by the variational characterization (8) of the metric projection, we have

JX(xPCx),PCxPCxn0,\langle J_{X}(x-P_{C}x),P_{C}x-P_{C}x_{n}\rangle\geq 0,

which can be rearranged as

JX(xPCx),xnPCxnJX(xPCx),xPCx+JX(xPCx),xnx,\langle J_{X}(x-P_{C}x),x_{n}-P_{C}x_{n}\rangle\geq\langle J_{X}(x-P_{C}x),x-P_{C}x\rangle+\langle J_{X}(x-P_{C}x),x_{n}-x\rangle,

and subsequently

JX(xPCx)XxnPCxnxPCx)2+JX(xPCx),xnx.\|J_{X}(x-P_{C}x)\|_{X^{*}}\|x_{n}-P_{C}x_{n}\|\geq\|x-P_{C}x)\|^{2}+\langle J_{X}(x-P_{C}x),x_{n}-x\rangle.

Since xPCxx\neq P_{C}x, we obtain

JX(xPCx)X=xPCxX>0,\|J_{X}(x-P_{C}x)\|_{X^{*}}=\|x-P_{C}x\|_{X}>0,

which implies

xnPCxnxPCxX+JX(xPCx),xnxxPCxX,n.\|x_{n}-P_{C}x_{n}\|\geq\|x-P_{C}x\|_{X}+\frac{\langle J_{X}(x-P_{C}x),x_{n}-x\rangle}{\|x-P_{C}x\|_{X}},\quad n\in\mathds{N}.

Taking lim inf\liminf in the above inequality, yields the desired result. Note that here we used the fact that for JX(xPCx)X,J_{X}(x-P_{C}x)\in X^{*}, we have JX(xPCx),xnx0asn.\langle J_{X}(x-P_{C}x),x_{n}-x\rangle\to 0\ \text{as}\ n\to\infty. The proof is complete. ∎

3.2 Approximating Properties of the Generalized projection

Theorem 3.4.

Let XX be a uniformly convex and uniformly smooth Banach space and let CC be a nonempty, closed, and convex subset of XX. For any yCy\in C, and any ψX\psi\in X^{*} with ψJXy\psi\neq J_{X}y such that y=πC(ψ)y=\pi_{C}(\psi), we define the inverse image of yy under the generalized projection πC\pi_{C} in XX^{*} by

πC1(y)={ϕX:πC(ϕ)=y}.\pi_{C}^{-1}(y)=\{\phi\in X^{*}:\ \pi_{C}(\phi)=y\}.

Then πC1(y)\pi_{C}^{-1}(y) is a X\|\cdot\|_{X^{*}}-closed and convex cone with vertex at JXyJ_{X}y in XX^{*}.

Proof.

Let ψ,ϕπC1(y)\psi,\phi\in\pi_{C}^{-1}(y) and α[0,1]\alpha\in[0,1] be arbitrary. Then

(αψ+(1α)ϕ)JXy,yz=αψJXy,yz+(1α)ϕJXy,yz0,for allzC,\langle(\alpha\psi+(1-\alpha)\phi)-J_{X}y,y-z\rangle=\alpha\langle\psi-J_{X}y,y-z\rangle+(1-\alpha)\langle\phi-J_{X}y,y-z\rangle\geq 0,\quad\text{for all}\ z\in C,

which due to the variational characterization (9) implies that πC(αψ+(1α)ϕ)=y\pi_{C}(\alpha\psi+(1-\alpha)\phi)=y and hence (αψ+(1α)ϕ)πC1(y)(\alpha\psi+(1-\alpha)\phi)\in\pi_{C}^{-1}(y). Thus, proving the convexity of πC1(y)\pi_{C}^{-1}(y).

Moreover, since for any ψπC1(y)\psi\in\pi_{C}^{-1}(y) and for any t0,t\geq 0, we have

(JXy+t(ψJXy))JXy,yz=tψJXy,yz0,for allzC,\langle(J_{X}y+t(\psi-J_{X}y))-J_{X}y,y-z\rangle=t\langle\psi-J_{X}y,y-z\rangle\geq 0,\quad\text{for all}\ z\in C,

by appealing to (9) once again, we obtain πC(JXy+t(ψJXy))=y\pi_{C}(J_{X}y+t(\psi-J_{X}y))=y, and hence JXy+t(ψJXy)πC1(y),J_{X}y+t(\psi-J_{X}y)\in\pi_{C}^{-1}(y), proving πC1(y)\pi_{C}^{-1}(y) is a cone with vertex at JXyJ_{X}y in XX^{*}.

Finally, we prove that πC1(y)\pi_{C}^{-1}(y) is X\|\cdot\|_{X^{*}}-closed in XX^{*}. Let {ψn}πC1(y)\{\psi_{n}\}\subset\pi_{C}^{-1}(y) be a sequence converging to ψ.\psi. We note that for an arbitrary and fixed zCz\in C and for a fixed yy, we have

|ψJXy,yzψnJXy,yz|ψψnXyzX0asn,|\langle\psi-J_{X}y,y-z\rangle-\langle\psi_{n}-J_{X}y,y-z\rangle|\leq\|\psi-\psi_{n}\|_{X^{*}}\|y-z\|_{X}\to 0\ \text{as}\ n\to\infty,

and since ψnJXy,yz0\langle\psi_{n}-J_{X}y,y-z\rangle\geq 0 for zCz\in C, we infer that

ψJXy,yz0,for anyzC,\langle\psi-J_{X}y,y-z\rangle\geq 0,\quad\text{for any}\ z\in C,

which implies that πC(ψ)=y\pi_{C}(\psi)=y and hence ψπC1(y)\psi\in\pi_{C}^{-1}(y), proving that πC1(y)\pi_{C}^{-1}(y) is indeed closed. ∎

If XX is a uniformly convex and uniformly smooth Banach space and CXC\subset X is nonempty, closed, and convex, then the mapping πC:XC\pi_{C}:X^{*}\to C is continuous. We have the following stronger result:

Theorem 3.5.

Let XX be a uniformly convex and uniformly smooth Banach space and let CC be a nonempty, closed, and convex subset of XX. Let {ψn}X\{\psi_{n}\}\subset X^{*}, ψX\psi\in X^{*}, and yCy\in C. Assume that the following conditions are satisfied:

(a)

ψnψ\psi_{n}\rightharpoonup\psi weak as nn\to\infty.

(b)

{ψn}\{\psi_{n}\} is X\|\cdot\|_{X^{*}} bounded.

(c)

limnπC(ψn)=y.\displaystyle\lim_{n\to\infty}\pi_{C}(\psi_{n})=y.

Then y=πC(ψ).y=\pi_{C}(\psi).

Proof.

By the variational characterization (9), for each nn\in\mathds{N}, we have

ψnJX(πC(ψn)),πC(ψn)z0.\langle\psi_{n}-J_{X}(\pi_{C}(\psi_{n})),\pi_{C}(\psi_{n})-z\rangle\geq 0. (11)

For any arbitrary zCz\in C, we have

|\displaystyle|\langle ψnJX(πC(ψn)),πC(ψn)zψJX(y),yz|\displaystyle\psi_{n}-J_{X}(\pi_{C}(\psi_{n})),\pi_{C}(\psi_{n})-z\rangle-\langle\psi-J_{X}(y),y-z\rangle|
|ψnJX(πC(ψn)),πC(ψn)zψnJX(πCψn),yz|\displaystyle\leq|\langle\psi_{n}-J_{X}(\pi_{C}(\psi_{n})),\pi_{C}(\psi_{n})-z\rangle-\langle\psi_{n}-J_{X}(\pi_{C}\psi_{n}),y-z\rangle|
+|ψnJX(πC(ψn)),yzψJX(y),yz|\displaystyle+|\langle\psi_{n}-J_{X}(\pi_{C}(\psi_{n})),y-z\rangle-\langle\psi-J_{X}(y),y-z\rangle|
=|ψnJX(πC(ψn)),πC(ψn)y|+|+ψnJX(πC(ψn)(ψJX(y))),yz|\displaystyle=|\langle\psi_{n}-J_{X}(\pi_{C}(\psi_{n})),\pi_{C}(\psi_{n})-y\rangle|+|+\langle\psi_{n}-J_{X}(\pi_{C}(\psi_{n})-(\psi-J_{X}(y))),y-z\rangle|
ψnJX(πC(ψn))XπC(ψn)yX+|+ψnJX(πC(ψn)(ψJX(y))),yz|.\displaystyle\leq\|\psi_{n}-J_{X}(\pi_{C}(\psi_{n}))\|_{X^{*}}\|\pi_{C}(\psi_{n})-y\|_{X}+|+\langle\psi_{n}-J_{X}(\pi_{C}(\psi_{n})-(\psi-J_{X}(y))),y-z\rangle|. (12)

The imposed conditions imply that ψnJX(πC(ψn))XπC(ψn)yX0\|\psi_{n}-J_{X}(\pi_{C}(\psi_{n}))\|_{X^{*}}\|\pi_{C}(\psi_{n})-y\|_{X}\to 0 and by the continuity of JXJ_{X}, we have limnJX(πC(ψn))=JXy,\lim_{n\to\infty}J_{X}(\pi_{C}(\psi_{n}))=J_{X}y, and hence

(ψnJX(πC(ψn)))(ψJXy),weak,asn.(\psi_{n}-J_{X}(\pi_{C}(\psi_{n})))\rightharpoonup(\psi-J_{X}y),\quad\text{weak}^{*},\ \text{as}\ n\to\infty. (13)

Then, for any fixed zC,z\in C, we have

ψnJX(πC(ψn))(ψJXy),yz0.\langle\psi_{n}-J_{X}(\pi_{C}(\psi_{n}))-(\psi-J_{X}y),y-z\rangle\to 0. (14)

Combining (11), (12), (13), and (14) it follows that

|ψnJX(πC(ψn)(ψJX(y)))),yz|0,|\langle\psi_{n}-J_{X}(\pi_{C}(\psi_{n})-(\psi-J_{X}(y)))),y-z\rangle|\to 0,

and hence

ψJXy,yz0,for arbitraryzC.\langle\psi-J_{X}y,y-z\rangle\geq 0,\quad\text{for arbitrary}\ z\in C.

It follows by the variational characterization (9) that y=πC(ψ).y=\pi_{C}(\psi).

3.3 Approximating Properties of the Generalized Metric projection

Theorem 3.6.

Let XX be a uniformly convex and uniformly smooth Banach space and let CC be a nonempty, closed, and convex subset of XX. For any yCy\in C, and xXx\in X with xyx\neq y and y=ΠC(x)y=\Pi_{C}(x), we define the inverse image of yy under the generalized metric projection ΠC\Pi_{C} in XX by

ΠC1(y)={uX|ΠCu=y}.\Pi_{C}^{-1}(y)=\{u\in X|\ \Pi_{C}u=y\}.

Then, we have

ΠC1(y)=JX(πC1y).\Pi_{C}^{-1}(y)=J_{X^{*}}(\pi_{C}^{-1}y).

Furthermore, in general, ΠC1(y)\Pi_{C}^{-1}(y) is nether a convex set nor a cone.

Proof.

Suppose yCy\in C and xXx\in X with xyx\neq y such that y=ΠC(x)y=\Pi_{C}(x). By the definition of ΠC:XC\Pi_{C}:X\to C, we have

πC(JXx)=ΠCx=y.\pi_{C}(J_{X}x)=\Pi_{C}x=y.

Since JXJ_{X} is a one-to-one, onto, and single-valued, from xyx\neq y, it follows that JXxJXyJ_{X}x\neq J_{X}y. Recall that πC1y\pi_{C}^{-1}y is a closed and convex cone with vertex at JXyJ_{X}y in XX^{*}. Notice that for any ψX\psi\in X^{*}, we have πCψ=ΠC(JXψ)\pi_{C}\psi=\Pi_{C}(J_{X^{*}}\psi). It follows that

ΠC1y={xX:ΠCx=y}={JXψX:ψXwithΠC(JXψ)=πCψ=y}=JX(πC1y).\Pi_{C}^{-1}y=\{x\in X:\ \Pi_{C}x=y\}=\{J_{X^{*}}\psi\in X:\psi\in X^{*}\ \text{with}\ \Pi_{C}(J_{X^{*}}\psi)=\pi_{C}\psi=y\}=J_{X^{*}}(\pi_{C}^{-1}y).

For any yCy\in C and xXx\in X with xyx\neq y, we have y=ΠCxy=\Pi_{C}x, if and only if, y=πC(JXx)y=\pi_{C}(J_{X}x). That is, xΠC1yx\in\Pi_{C}^{-1}y, if and only if, JXx=πC1y.J_{X}x=\pi_{C}^{-1}y.

Since JX=JX1,J_{X^{*}}=J_{X}^{-1}, it follows that

πC1(y)=JX(ΠC1y),andΠC1y=JX(πC1y).\pi_{C}^{-1}(y)=J_{X}(\Pi_{C}^{-1}y),\quad\text{and}\ \Pi_{C}^{-1}y=J_{X^{*}}(\pi_{C}^{-1}y).

Following Theorem 3.4, the proof of the first claim is complete.

We construct a counter-example to show that ΠC1(y)\Pi_{C}^{-1}(y) is not convex. Let X=3X=\mathds{R}^{3} be the uniformly convex and uniformly smooth Banach space equipped with the 3\|\cdot\|_{3} norm. We take y=(133,133,133)X.y=\left(\frac{1}{\sqrt[3]{3}},\frac{1}{\sqrt[3]{3}},\frac{1}{\sqrt[3]{3}}\right)\in X. Then y3=1\|y\|_{3}=1, and hence JXy,y=1.\langle J_{X}y,y\rangle=1. As before, we define a convex subset CC by C={tyX:t[0,1]}C=\{ty\in X:\ t\in[0,1]\}.

Let v=(1.66,1,1)v=(1.66,1,-1), w=(1,1,1.66)w=(-1,1,1.66). We calculate

JXv=(1.662,1,1)1.663+1+13=(2.7556,1,1)6.5742963,J_{X}v=\frac{(1.66^{2},1,-1)}{\sqrt[3]{1.66^{3}+1+1}}=\frac{(2.7556,1,-1)}{\sqrt[3]{6.574296}},

which gives Jxv,y>1.\langle J_{x}v,y\rangle>1.

Then, using Jxv,y>1\langle J_{x}v,y\rangle>1 and Jxy,y=1,\langle J_{x}y,y\rangle=1, we have JXvJXy,y>0\langle J_{X}v-J_{X}y,y\rangle>0, which implies that

JXvJXy,yty=(1t)JXvJXy,y0,for anytyC,t[0,1].\langle J_{X}v-J_{X}y,y-ty\rangle=(1-t)\langle J_{X}v-J_{X}y,y\rangle\geq 0,\quad\text{for any}\ ty\in C,\ t\in[0,1].

The above inequality, due to (9) implies that vΠC1(y)v\in\Pi_{C}^{-1}(y). Analogously, wΠC1(y).w\in\Pi_{C}^{-1}(y).

We take h=12v+12w=(0.33,1,0.33)h=\frac{1}{2}v+\frac{1}{2}w=(0.33,1,0.33). Since,

Jhh=(0.332,1,0.332)0.333+1+0.3333,J_{h}h=\frac{(0.33^{2},1,0.33^{2})}{\sqrt[3]{0.33^{3}+1+0.33^{3}}},

we obtain

JXh,y=(0.332,1,0.332)1.0718743,(133,133,133)=1.21783.2156223<1.\langle J_{X}h,y\rangle=\left\langle\frac{(0.33^{2},1,0.33^{2})}{\sqrt[3]{1.071874}},\left(\frac{1}{\sqrt[3]{3}},\frac{1}{\sqrt[3]{3}},\frac{1}{\sqrt[3]{3}}\right)\right\rangle=\frac{1.2178}{\sqrt[3]{3.215622}}<1. (15)

By the above equation and Jxy,y=1,\langle J_{x}y,y\rangle=1, we have

JXhJXy,y=1.21783.21562231<0.\langle J_{X}h-J_{X}y,y\rangle=\frac{1.2178}{\sqrt[3]{3.215622}}-1<0. (16)

Furthermore, the above estimates, for any tyCty\in C with t[0,1)t\in[0,1) yields

JXhJXy,yty=(1t)JXh,y=(1t)(1.21783.21562231)<0.\langle J_{X}h-J_{X}y,y-ty\rangle=(1-t)\langle J_{X}h,y\rangle=(1-t)\left(\frac{1.2178}{\sqrt[3]{3.215622}}-1\right)<0.

Using (9), we deduce that ΠChy,\Pi_{C}h\neq y, that is, hΠC1(y)h\notin\Pi_{C}^{-1}(y), and hence ΠC1(y)\Pi_{C}^{-1}(y)it is not convex.

Finally, since yΠC1(y)Cy\in\Pi_{C}^{-1}(y)\cap C, it suffices to prove that ΠC1(y)\Pi_{C}^{-1}(y) is not a cone with vertex yy.

We take

y=(133,133,133)Xy=\left(\frac{1}{\sqrt[3]{3}},\frac{1}{\sqrt[3]{3}},\frac{1}{\sqrt[3]{3}}\right)\in X

and C={tyX:t[0,1]}C=\left\{ty\in X:\ t\in[0,1]\right\}. Let

u=(233,133,133)X.u=\left(\frac{2}{\sqrt[3]{3}},-\frac{1}{\sqrt[3]{3}},\frac{1}{\sqrt[3]{3}}\right)\in X.

Then

JXu,y=431033>1.\langle J_{X}u,y\rangle=\frac{\frac{4}{3}}{\sqrt[3]{\frac{10}{3}}}>1. (17)

Furthermore,

JXuJXy,y=4310331>0,\langle J_{X}u-J_{X}y,y\rangle=\frac{\frac{4}{3}}{\sqrt[3]{\frac{10}{3}}}-1>0,

which implies that

JXuJXy,yty=(1t)JXuJXy,y0,for anytyC,wheret[0,1].\langle J_{X}u-J_{X}y,y-ty\rangle=(1-t)\langle J_{X}u-J_{X}y,y\rangle\geq 0,\quad\text{for any}\ ty\in C,\ \text{where}\ t\in[0,1]. (18)

The above inequality, due to (9) implies that uΠC1(y)u\in\Pi_{C}^{-1}(y). Now, let

g=12(uy)+y=12u+12y=(3233,0,133),g=\frac{1}{2}(u-y)+y=\frac{1}{2}u+\frac{1}{2}y=\left(\frac{3}{2\sqrt[3]{3}},0,\frac{1}{\sqrt[3]{3}}\right),

which results in

JXg,y=1363533<1.\langle J_{X}g,y\rangle=\frac{\frac{13}{6}}{\sqrt[3]{\frac{35}{3}}}<1. (19)

Then,

JXgJXy,y<0.\langle J_{X}g-J_{X}y,y\rangle<0.

Combining the above equations, we have

JXgJXy,yty=(1t)JXgJXy,y<0,for anytyC,t[0,1).\langle J_{X}g-J_{X}y,y-ty\rangle=(1-t)\langle J_{X}g-J_{X}y,y\rangle<0,\quad\text{for any}\ ty\in C,\ t\in[0,1).

By (9), we have gΠC1(y)g\not\in\Pi_{C}^{-1}(y). This proves that ΠC1(y)\Pi_{C}^{-1}(y) is not a cone with vertex at yy. ∎

If XX is a uniformly convex and uniformly smooth Banach space and CXC\subset X is nonempty, closed, and convex, then the mapping ΠC:XC\Pi_{C}:X\to C is continuous. Next, we prove a stronger result.

Theorem 3.7.

Let XX be a uniformly convex and uniformly smooth Banach space and let CC be a nonempty, closed, and convex subset of XX. Let {xn}X\{x_{n}\}\subset X, xXx\in X, and yCy\in C. Assume that the following conditions are satisfied:

(a)

JXxnJXx,J_{X}x_{n}\rightharpoonup J_{X}x, weakly , as n.n\to\infty.

(b)

{xn}\{x_{n}\} is X\|\cdot\|_{X} bounded.

(c)

limnΠC(xn)=y.\displaystyle\lim_{n\to\infty}\Pi_{C}(x_{n})=y.

Then y=ΠC(x).y=\Pi_{C}(x).

Proof.

By (9), we have

JXxnJX(ΠC(xn)),ΠC(xn)z0,for allzC.\langle J_{X}x_{n}-J_{X}(\Pi_{C}(x_{n})),\Pi_{C}(x_{n})-z\rangle\geq 0,\quad\text{for all}\ z\in C.

Similar to the arguments used to above, for any zC,z\in C, we obtain

JXxJXy,yz0,\langle J_{X}x-J_{X}y,y-z\rangle\geq 0,

which implies that y=ΠC(x).y=\Pi_{C}(x).

We recall that we denote the modulus of convexity and the modulus of smoothness of a Banach space XX by δX\delta_{X} and ρX\rho_{X}.

Theorem 3.8.

Let XX be a uniformly convex and uniformly smooth Banach space and let CC be a nonempty, closed, and convex subset of XX. Let {xn}X\{x_{n}\}\subset X and let xX.x\in X. Let R=max{xX,ΠCxX}R=\max\{\|x\|_{X},\|\Pi_{C}x\|_{X}\}. Then there is a number KR(0,1]K_{R}\in(0,1] such that

xnx,KRxΠCxXlim infnxnΠCxnX.x_{n}\rightharpoonup x,\quad\Rightarrow K_{R}\|x-\Pi_{C}x\|_{X}\leq\liminf_{n\to\infty}\|x_{n}-\Pi_{C}x_{n}\|_{X}.
Proof.

Since the proof is trivial for x=ΠCxx=\Pi_{C}x, we assume that xΠCx.x\neq\Pi_{C}x. For every nn\in\mathds{N}, due to the variational characterization (9), we have

JXxJXΠCx,ΠCxΠCxn0,\langle J_{X}x-J_{X}\Pi_{C}x,\Pi_{C}x-\Pi_{C}x_{n}\rangle\geq 0,

which can be rearranged as follows

JXxJXΠCx,xnΠCxnJXxJXΠCx,xΠCx+JXxJXΠCx,xnx.\langle J_{X}x-J_{X}\Pi_{C}x,x_{n}-\Pi_{C}x_{n}\rangle\geq\langle J_{X}x-J_{X}\Pi_{C}x,x-\Pi_{C}x\rangle+\langle J_{X}x-J_{X}\Pi_{C}x,x_{n}-x\rangle.

Let RR be as given and let ΓX(1,1.7)\Gamma_{X}\in(1,1.7) be the Figiel’s constant. Then, we have

JXxJXΠCx,xΠCx\displaystyle\langle J_{X}x-J_{X}\Pi_{C}x,x-\Pi_{C}x\rangle R22ΓXδx(xΠCxX2R),\displaystyle\geq\frac{R^{2}}{2\Gamma_{X}}\delta_{x}\left(\frac{\|x-\Pi_{C}x\|_{X}}{2R}\right),
JXxJXΠCxX\displaystyle\|J_{X}x-J_{X}\Pi_{C}x\|_{X^{*}} R22ΓXxΠCxXρX(16ΓXxΠCxXR).\displaystyle\leq\frac{R^{2}}{2\Gamma_{X}\|x-\Pi_{C}x\|_{X}}\rho_{X}\left(\frac{16\Gamma_{X}\|x-\Pi_{C}x\|_{X}}{R}\right).

Then,

R22ΓXxΠCxXρX\displaystyle\frac{R^{2}}{2\Gamma_{X}\|x-\Pi_{C}x\|_{X}}\rho_{X} (16ΓXxΠCxXR)xnΠCxnX\displaystyle\left(\frac{16\Gamma_{X}\|x-\Pi_{C}x\|_{X}}{R}\right)\|x_{n}-\Pi_{C}x_{n}\|_{X}
JXxJXΠCxXxnΠCxnX\displaystyle\geq\|J_{X}x-J_{X}\Pi_{C}x\|_{X^{*}}\|x_{n}-\Pi_{C}x_{n}\|_{X}
JXxJXΠCx,xnΠCxn\displaystyle\geq\langle J_{X}x-J_{X}\Pi_{C}x,x_{n}-\Pi_{C}x_{n}\rangle
JXxJXΠCx,xΠCx+JXxJXΠCx,xnx\displaystyle\geq\langle J_{X}x-J_{X}\Pi_{C}x,x-\Pi_{C}x\rangle+\langle J_{X}x-J_{X}\Pi_{C}x,x_{n}-x\rangle
R22ΓXδx(xΠCxX2R)+JXxJXΠCx,xnx,\displaystyle\geq\frac{R^{2}}{2\Gamma_{X}}\delta_{x}\left(\frac{\|x-\Pi_{C}x\|_{X}}{2R}\right)+\langle J_{X}x-J_{X}\Pi_{C}x,x_{n}-x\rangle,

which can be written as

xnΠCxnXδX(xΠCx2R)ρX(16ΓXxΠCxXR)xΠCxX+JXxJXΠCx,xnxR22ΓXxΠCxXρX(16ΓXxΠCxXR).\|x_{n}-\Pi_{C}x_{n}\|_{X}\geq\frac{\delta_{X}\left(\frac{\|x-\Pi_{C}x\|}{2R}\right)}{\rho_{X}\left(\frac{16\Gamma_{X}\|x-\Pi_{C}x\|_{X}}{R}\right)}\|x-\Pi_{C}x\|_{X}+\frac{\langle J_{X}x-J_{X}\Pi_{C}x,x_{n}-x\rangle}{\frac{R^{2}}{2\Gamma_{X}\|x-\Pi_{C}x\|_{X}}\rho_{X}\left(\frac{16\Gamma_{X}\|x-\Pi_{C}x\|_{X}}{R}\right)}.

We define a positive number KRK_{R} by

KR:=δX(xΠCx2R)ρX(16ΓXxΠCxXR).K_{R}:=\frac{\delta_{X}\left(\frac{\|x-\Pi_{C}x\|}{2R}\right)}{\rho_{X}\left(\frac{16\Gamma_{X}\|x-\Pi_{C}x\|_{X}}{R}\right)}.

Since xΠCx,x\neq\Pi_{C}x, we have

xnΠCxnXKRxΠCx+JXxJXΠCx,xnxR22ΓXxΠCxXρX(16ΓXxΠCxXR).\|x_{n}-\Pi_{C}x_{n}\|_{X}\geq K_{R}\|x-\Pi_{C}x\|+\frac{\langle J_{X}x-J_{X}\Pi_{C}x,x_{n}-x\rangle}{\frac{R^{2}}{2\Gamma_{X}\|x-\Pi_{C}x\|_{X}}\rho_{X}\left(\frac{16\Gamma_{X}\|x-\Pi_{C}x\|_{X}}{R}\right)}. (20)

For the fixed JXxJXΠCxX,J_{X}x-J_{X}\Pi_{C}x\in X^{*}, we have

JX(xPCx).xnx0.\langle J_{X}(x-P_{C}x).x_{n}-x\rangle\to 0. (21)

However, since KR1,K_{R}\leq 1, letting lim inf\liminf in (20) and using (21), we get the desired result. ∎

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