Anticanonically balanced metrics and the Hilbert–Mumford criterion for the -invariant of Fujita–Odaka
Abstract.
We prove that the stability condition for Fano manifolds defined by Saito–Takahashi, given in terms of the sum of the Ding invariant and the Chow weight, is equivalent to the existence of anticanonically balanced metrics. Combined with the result by Rubinstein–Tian–Zhang, we obtain the following algebro-geometric corollary: the -invariant of Fujita–Odaka satisfies if and only if the Fano manifold is stable in the sense of Saito–Takahashi, establishing a Hilbert–Mumford type criterion for . We also extend this result to the Kähler–Ricci -solitons and the coupled Kähler–Einstein metrics, and as a by-product we obtain a formula for the asymptotic slope of the coupled Ding functional in terms of multiple test configurations.
1. Introduction
1.1. Background
Canonical metrics on Fano manifolds have been a focus of intensive studies in recent years, particularly in relation to the stability notions in Geometric Invariant Theory (GIT) [MFK]. There are many important results, but we mention here only the ones that are directly related to the results in this paper. The existence of Kähler–Einstein metrics on a Fano manifold with no nontrivial holomorphic vector fields is equivalent to the stability condition called the uniform Ding stability [BBJ, Theorem A]. This stability condition is given in terms of objects called the test configurations, which is a certain class of degenerations of Fano manifolds, and plays the role of the -action in the Hilbert–Mumford criterion of stability [MFK]. The uniform Ding stability can be characterised by an invariant called the -invariant introduced by Fujita–Odaka [fo18], in the sense that it is equivalent to by [bj20, Fujita2019, fo18]. In a recent paper, K. Zhang [Zhang21] directly proved that implies the existence of Kähler–Einstein metrics, without using the uniform Ding stability itself and based instead on a finite dimensional approximation (often called quantisation) which is briefly reviewed below; indeed, all the objects mentioned above have finite dimensional approximations in an appropriate sense.
Donaldson [donproj1] proved a foundational theorem that a Kähler metric of constant scalar curvature (such as Kähler–Einstein metrics) can be approximated by a sequence of Fubini–Study metrics called the balanced metrics, as long as the automorphism group is discrete. Combined with the theorem due to H. Luo [Luo] and S. Zhang [zhang96] (see also Phong–Sturm [PS03]), which proves that a balanced metric exists if and only if the manifold is Chow stable, Donaldson’s theorem implies that a Kähler manifold admitting a constant scalar curvature Kähler metric is asymptotically Chow stable [donproj1, Corollary 4]. The asymptotic Chow stability can be regarded as a finite dimensional approximation of the -stability, which has a well-understood relationship to the Ding stability, in the sense that the Donaldson–Futaki invariant can be written as the limit of a sequence of Chow weights.
For Fano manifolds, we have a variant of balanced metrics that is called the anticanonically balanced metrics, which was introduced by Donaldson [donnum09, §2.2.2]. The analogue of Donaldson’s theorem [donproj1] above was established by Berman–Witt Nyström [BWN14], who proved that the existence of Kähler–Einstein metrics (resp. Kähler–Ricci -solitons) implies that we can find a sequence of anticanonically balanced metrics that converges to the Kähler–Einstein metric (resp. the Kähler–Ricci -soliton), in the sense of currents; see also [tak15] for the case of solitons. The convergence can in fact be improved to the smooth convergence by [tak19, Theorem 1.3 with ] and [Ioos20, Ioos21]. From the point of view of stability, Saito–Takahashi [st19] defined a notion of stability that can be regarded as an anticanonical version of the Chow stability, and proved that it is implied by the existence of anticanonically balanced metrics.
The -invariant of Fujita–Odaka also has a finite dimensional approximation called the -invariant, which originally appeared as an intermediate object for the definition of the -invariant. Recently, Rubinstein–Tian–Zhang [rtz] proved that the -invariant characterises the existence of anticanonically balanced metrics. The theorem of K. Zhang [Zhang21] mentioned above relies on this result.
While many foundational works so far established a deep understanding of the uniform Ding stability, the -invariant, and the Kähler–Einstein metrics, the relationship between the finite dimensional analogues of these concepts does not seem to be complete in the sense that no GIT stability condition, given in terms of a Hilbert–Mumford type criterion involving test configurations, has been proved to fully characterise or the anticanonically balanced metrics. This is the question that is addressed in this paper.
1.2. Statement of the results
The main result of this paper is the following, which can be regraded as the anticanonical version of the theorem by H. Luo [Luo] and S. Zhang [zhang96], and establishes the required correspondence between the anticanonically balanced metrics and the GIT stability.
Theorem 1.1.
Let be large enough such that is very ample. A Fano manifold admits an anticanonically balanced metric at level , which is unique up to , if and only if it satisfies the following stability condition: for any very ample test configuration for of exponent we have , with equality if and only if is product.
One direction of the above result, i.e. the existence of anticanonically balanced metrics implying the stated stability condition, was proved by Saito–Takahashi [st19, Theorem 1.2]. Thus the main point of the above theorem is the stability implying the anticanonically balanced metrics, although the proof that we give in this paper easily establishes both directions.
The main application of the above theorem, combined with Rubinstein–Tian–Zhang [rtz, Theorem 2.3], is the following result.
Corollary 1.2.
Suppose that a Fano manifold has no nontrivial holomorphic vector fields. For large enough such that is very ample, the -invariant of Fujita–Odaka satisfies if and only if for any nontrivial very ample test configuration for of exponent .
While the above is a result in algebraic geometry, it seems that no purely algebro-geometric proof is known at the moment of writing this paper; the proof that we give in §5.1 relies on Theorem 1.1 and [rtz, Theorem 2.3] which concern the anticanonically balanced metrics in differential geometry. Note also that, in the above corollary, the triviality of test configurations is defined in a way that is not commonly used recently; see Remark 3.9.
For the definitions of the terminologies that arise in the above results, the reader is referred to §2.2, §3.2, and §A.1.
We also extend these results to the Kähler–Ricci -solitons (Theorem 5.6 and Corollary 5.8) and the coupled Kähler–Einstein metrics (Theorem 5.11 and Corollary 5.12). While the main argument of the proof carries over almost word by word for both cases, it turns out that we need to strengthen the stability condition for the coupled Kähler–Einstein case proposed by Hultgren–Witt Nyström [HWN19]. For this purpose, we first define the notion of a test configuration generated by the -actions of multiple test configurations (Definition 3.15). We then define a strengthened version of the coupled Ding invariant (Definition 3.16), and prove that it naturally arises as the asymptotic slope of the coupled Ding functional (Theorem 5.9). It seems natural to expect that this result can be applied to give further results for the coupled Kähler–Einstein metrics, as pointed out at the end of §3.4, but we shall only consider its implications to the anticanonically balanced metrics in this paper. The case of Kähler–Ricci -solitons is also treated similarly, but the analogue of Corollary 1.2 is weaker than the full characterisation of (see Corollary 5.8 and §A.2) because of nontrivial holomorphic vector fields, which is analogous to the well-known phenomenon that varieties with nontrivial holomorphic vector fields are never (uniformly) Ding stable.
Remark 1.3.
We point out how Theorem 1.1 relates to some known results for toric Fano manifolds. Yotsutani [Yotsu2017] proved that the asymptotic Chow semistability implies the Ding polystability for toric Fano manifolds, where we note that there are various results (e.g. [Ono2011, Yotsu2016]) available for the Chow semistability of toric Fano manifolds. Combined with Theorem 1.1, we immediately find that asymptotically Chow semistable toric Fano manifolds admit infinitely many anticanonically balanced metrics, by noting that the Chow weight must be zero for product test configurations under such hypotheses (cf. [st19, Proposition 5.4] or the proof of Lemma 5.5); this is not a new result, however, as it also follows from [BWN14, Theorem 1.7] and [WZ04, Theorem 1.1] since the higher Futaki invariants [Futaki04] vanish by the Chow semistability [st19, Theorem 5.5].
1.3. Organisation of the paper
We start by reviewing the differential-geometric preliminaries in §2. While most of the materials in §2 are well-known, Lemma 2.18 for the coupled Ding functional seems to be a new result that plays an important role later. Algebro-geometric preliminaries are recalled in §3; again this is mostly a review of well-known results, but in §3.4 we define the notion of a test configuration generated by the -actions of multiple test configurations, and define the strengthened version of the coupled Ding invariant (Definition 3.16) which seems to be new. The relationship between these analytic and algebraic concepts are reviewed in §4, which is a summary of many well-established foundational results.
The proof of the main results is given in §5; we note that, almost as a by-product of the proof for the coupled version, we obtain a formula (Theorem 5.9) for the asymptotic slope of the coupled Ding functional along a coupled psh ray that does not seem to have been considered before and seems appropriate for the study of the coupled Kähler–Einstein metrics. While the invariants and are important objects that appear in Corollary 1.2, we only review them in Appendix A since the main body of this paper does not quite depend on these invariants.
Acknowledgements. The author thanks Kento Fujita, Tomoyuki Hisamoto, Eiji Inoue, Yuji Odaka, and Ryosuke Takahashi for helpful discussions. This work is partially supported by JSPS KAKENHI (Grant-in-Aid for Early-Career Scientists), Grant Number JP19K14524.
2. Differential-geometric preliminaries
2.1. Kähler–Einstein metrics and Ding functional
Let be a Fano manifold of complex dimension , polarised by the anticanonical bundle. Throughout this paper, we use the additive notation for the tensor product of line bundles and write for . We work with the very ample line bundle , by choosing to be sufficiently large; we shall further assume that is sufficiently divisible for the coupled Kähler–Einstein case in §2.4. We fix a reference hermitian metric on , rather than , and write for the associated Kähler metric re-scaled by . This reference metric is assumed to satisfy various extra hypotheses according to the situation under consideration; we further assume to be a Fubini–Study metric defined in §2.2 for convenience, and moreover to be -invariant when we consider the Kähler–Ricci -solitons in §2.3. The coupled Kähler–Einstein case §2.4 is slightly more complicated as there will be an auxiliary reference metric (16), but the one in (18) is the relevant one which we denote by . In any case, without loss of generality we may assume that satisfies all these required properties and fix the notation once and for all to streamline the notational convention.
We define
for the space of smooth Kähler metrics in . Note that a hermitian metric on , with , corresponds to the Kähler metric .
An elementary yet important observation is that a hermitian metric on naturally defines a volume form on ; more precisely, a hermitian metric on is a smooth positive section of , which corresponds to the one of , i.e. a volume form. To clarify the notation, we shall write for the volume form on defined by the hermitian metric on with ; note that we have
(1) |
It is convenient to re-scale by a nonzero constant if necessary so that .
Another notational convention that we use is
for an integrable function on , noting that this is just a re-scaling so as to have .
We recall the following definition.
Definition 2.1.
The Ding functional is defined by
where are defined respectively as
and
A straightforward computation reveals that a critical point of is precisely the metric that satisfies , which is equivalent to the Kähler–Einstein equation
An important result due to Berndtsson [Ber09a, ber15] is that is convex along psh (plurisubharmonic) rays in , which we recall later (Theorem 4.2) in the form that is necessary for the proof of our main results. Note that Berndtsson’s convexity implies that the critical point, i.e. the Kähler–Einstein metric, is unique [ber15, Theorems 1.2 and 5.1], giving an alternative proof of the result originally obtained by Bando–Mabuchi [BanMab] that can be generalised to more singular situations.
Note finally that the convention implies .
2.2. Anticanonically balanced metrics
An important subset of is the Fubini–Study metrics given in terms of the Kodaira embedding
defined as follows. Suppose that we have a positive definite hermitian form on . This naturally induces a hermitian metric on the hyperplane bundle over , and hence on by pullback. By taking the -th root, we get a hermitian metric on and write for the corresponding Kähler potential in . Noting that we may write for some , the set of positive definite hermitian forms on can be identified with the right coset space
(2) |
where . Thus, the construction as above defines the Fubini–Study map [donproj2, §2]
which is injective [Lempert2021, Theorem 1.1]. We write for its image, and the elements of are called the Fubini–Study metrics. We also note that we have the Hilbert map [donnum09, §2.2],
defined by associating to the (re-scaled) -inner product on .
We can write down the Fubini–Study metric more explicitly as follows. We choose a reference hermitian form once and for all, and we define the reference metric on to be the Fubini–Study metric defined by . More precisely, writing for the hermitian metric on the hyperplane bundle over defined by , we write
(3) |
With this reference metric chosen, the Fubini–Study metric defined by can be written as
(4) |
where is any -orthonormal basis for . Note that can be characterised as the unique element in such that satisfies over .
Remark 2.2.
In what follows, stands for a fixed -orthonormal basis for , which we shall refer to as the reference basis, and will often be regarded as the identity matrix with respect to it. For each , we write for the -th entry of the matrix representing with respect to the reference basis, unless otherwise stated. The hermitian conjugate of will henceforth be assumed to be with respect to ; we write for the hermitian conjugate with respect to another hermitian form specified in the context.
We observe that is a Riemannian symmetric space with respect to the natural bi-invariant metric. An important object is a one-parameter family in defined by the geodesic in with respect to the bi-invariant metric, defined more explicitly as follows.
Definition 2.3.
The Bergman geodesic ray emanating from is a family of positive definite hermitian forms defined by
(5) |
for an -hermitian endomorphism .
By abuse of terminology, the resulting family emanating from is also called the Bergman geodesic ray. The formula (4) immediately yields
(6) |
where is any -orthonormal basis for , which we may of course take to be the reference basis, by noting that is an -orthonormal basis.
We recall the following functional defined by Berman–Witt Nyström [BWN14, §4.2.2], which “quantises” the Ding functional.
Definition 2.4.
The quantised Ding functional is defined as
where
The computation of the asymptotic slope of along Bergman geodesic rays will be of crucial importance in what follows, and hence we record an elementary result for the derivative of .
Lemma 2.5.
Proof.
The first formula is obvious from
and the equation (6). The second is also immediate from the definition. ∎
Note that the above lemma immediately implies
(7) |
Recall that the Bergman function (also called the distortion function in [BBGZ, §7.3]) is defined as follows: writing for an orthonormal basis for with respect to , we define
(8) |
where . The following well-known result is contained in [BBGZ, §7.3], and also stated slightly implicitly in [st19, tak19].
Proposition 2.6.
The following are equivalent for .
-
(i)
There exists an -hermitian such that and that for all we have
where is the Kronecker delta.
-
(ii)
The Bergman function is constant over .
-
(iii)
.
-
(iv)
is a critical point of .
Proof.
Definition 2.7.
A Fubini–Study metric is said to be anticanonically balanced at level if it satisfies one of the equivalent conditions in Proposition 2.6.
The item (i) of Proposition 2.6 can be regarded as the “zero of the moment map” condition, and can be regarded as the Kempf–Ness type functional. It is thus natural to expect that the existence of the anticanonically balanced metric can be characterised by a Hilbert–Mumford type criterion in Geometric Invariant Theory. The appropriate criterion, as it turns out, is the -stability defined by Saito–Takahashi [st19] that we review in Definition 3.8. For more details on the anticanonically balanced metrics, the reader is referred to [BBGZ, §7].
Remark 2.8.
Note that the functionals and are translation invariant, in the sense that they satisfy and for any , which follows immediately from their definitions.
2.3. Kähler–Ricci -solitons and balanced metrics
We start with the preliminary materials on the automorphism group of Fano manifolds. We write for the identity component of the automorphism group of . First observe that is a linear algebraic group, since the action naturally lifts to the anticanonical bundle, which is ample since is Fano. This in turn implies that we have the action which preserves the image by the equivariant embedding theorem [Kambayashi] (see also [CG, §5.1]), for any such that is very ample. More precisely, for large enough there exists a faithful rational representation
(9) |
which is unique up to the choice of the linearisation (i.e. an overall constant multiple by ), such that it is equivariant with respect to , i.e. for any and we have
We observe that an element of which preserves must be contained in the image of above.
Lemma 2.9.
The group action given by the representation (9) as
(10) |
where is the hermitian conjugate of with respect to , is an isometry with respect to the bi-invariant metric on which is consistent with the natural action .
Proof.
In what follows, we shall mostly regard as a closed subgroup of by (9), and suppress in the notation. Likewise, its Lie algebra will be regarded as a Lie subalgebra of . We define a maximal compact subgroup of , where the unitarity is defined with respect to the reference hermitian form . Note that is the isometry group of the reference Kähler metric by Lemma 2.9 and [Lempert2021, Theorem 1.1]. We also define a reductive subgroup of by its complexification, and note that can be written as a semidirect product of its unipotent radical and by the Jordan–Chevalley decomposition. We write for the Lie algebra of , and note that if is -hermitian then it must be contained in .
For any connected subgroup of , we define
where we identified with a hermitian endomorphism with respect to the reference basis. Note that we have for all and , with the action given by (10), since for all by , noting that agrees with the -hermitian conjugate since commutes with . Defining for the set of Kähler potentials that are invariant under the -action and setting , we thus get by Lemma 2.9. Just as in (2), we can write as a right coset space
where is the centraliser of in and is its complexification. In particular, is a Riemannian symmetric space with respect to the bi-invariant metric.
We now define the Kähler–Ricci -solitons, following [BWN14, §2.2] (see also [rtz, §6.2]). Let be a (compact) real torus in , and suppose that admits a Hamiltonian (with respect to ) -action which is also holomorphic; note that this necessarily implies that is a subgroup of . We write for the complexification of , for the elements in that commute with , and for its Lie algebra. Just as in Lemma 2.9, we have a natural action of on which is an isometry with respect to the bi-invariant metric and consistent with the natural action on . As before, we define its reductive subgroup by the complexification of , whose Lie algebra is denoted by .
The action , with the Kähler form (), defines a moment map
and its image is a compact convex polytope in known as the Delzant polytope. The Duistermaat–Heckman measure is the measure on , supported on , defined by
which is known to be absolutely continuous and independent of [DuiHec82].
Definition 2.10.
For a -invariant Kähler potential and a smooth function , the -Monge–Ampère measure is a smooth volume form on defined by
We can define for a more general singular potential as in [BWN14, §2.2] but we only consider the smooth case. Note that the definition of means that we have the volume normalisation
Definition 2.11.
Let be a moment map for the torus action with respect to the Kähler form , and be a smooth function. We say that is a Kähler–Ricci -soliton if it satisfies
An equivalent way of writing down the above equation is
where is the Ricci potential, which is the unique (-invariant) smooth function on which satisfies
The above description in terms of the -Monge–Ampère measure can be easily extended to allow for more singular solutions, as explained in [BWN14, §2.2].
Remark 2.12.
The Kähler–Ricci -soliton reduces to the usual Kähler–Ricci soliton for an appropriate choice of (see [BWN14, §2.3], [Hisamotomab, (2.35)]) when we take to be the Hamiltonian function for the real part of the soliton vector field (i.e. the holomorphy potential of the soliton vector field); recall that the soliton vector field is a holomorphic vector field uniquely determined by the volume minimisation, as proved by Tian–Zhu [TianZhu2002, Lemma 2.2]. We may assume that contains this soliton vector field, as it provides the most interesting examples, although it is not necessary for the proof of the results in this paper. Note also that the holomorphy potential is a real function as long as the Kähler metrics under consideration are -invariant. The Kähler–Ricci -solitons also include the Mabuchi soliton, which was defined by Mabuchi [Mab2001] and seems to attract renewed attention after the work of Y. Yao [Yaomab], by taking to be as in [Hisamotomab, (2.32)].
Remark 2.13.
Han–Li [HanLi20] (and Hisamoto [Hisamotomab] for the case of Mabuchi solitons) proved that the existence of Kähler–Ricci -solitons is equivalent to a version of uniform stability.
Following [BWN14, §2.6], we define a functional by
where is defined by its first variation as
(11) |
That is well-defined is proved by Berman–Witt Nyström [BWN14, Lemma 2.14], where the case of the Kähler–Ricci solitons was originally proved by X. Zhu [Zhu2000, Lemma 3.1]. It then follows that is a critical point of if and only if it is a Kähler–Ricci -soliton. See [BWN14, §2.4] for more details.
The above functional can be “quantised”, as proposed by [BWN14, §4]. First we write
It is well-known that , as in [Lah19, Lemma 13]. We have the weight decomposition
(12) |
where acts with weight on . We also write
and
Definition 2.14.
The quantised Ding functional for the Kähler–Ricci -soliton is a map defined by
where is defined by
An anticanonically -balanced metric at level is a critical point of .
Note that, for the Bergman geodesic ray as defined in (5), we have
(13) |
Just as we saw in Proposition 2.6, we can characterise the critical point of by the “zero of the moment map” condition. Suppose that we write for an -orthonormal basis for each , noting that the weight subspaces are orthogonal to each other with respect to which is -invariant. Then is a critical point of if and only if
for all and all ; note that preserves the weight decomposition (12) as . We can also characterise the above as the metric for which the -Bergman function [BWN14, §4.2.1] is constant, by arguing exactly as in Proposition 2.6.
Just as we pointed out for in §2.2, a critical point of is necessarily the global minimum over ; in fact it attains the global minimum over , as pointed out in [rtz, Proof of Theorem 2.11].
2.4. Coupled Kähler–Einstein metrics and balanced metrics
Suppose that we have a -tuple of ample -line bundles over a Fano manifold such that
We also write for the above data.
Coupled Kähler–Einstein metrics were introduced by Hultgren–Witt Nyström [HWN19] as a generalisation of the Kähler–Einstein metrics which is compatible with the above “decomposition” of , and have been actively studied recently. We recall here some basic results established in [HWN19], and also its relationship to the geometric quantisation as given by Takahashi [tak19]; in fact we will complement it by adding some new materials that were not discussed in [tak19], which turns out to be important later.
We choose a positive integer to be sufficiently large and divisible so that each of , is a very ample line bundle and that the natural multiplication map
is surjective (see e.g. [LazarsfeldI, Example 1.2.22]). An elementary observation, which follows from taking the dual of the above, is that we have a sequence of embeddings
(14) |
which turns out to be important. We write for the composition of the two embeddings above. Note that the hyperplane bundle over is pulled back by to since the second embedding is linear.
On the other hand, since are very ample, for each we have the Kodaira embedding . For each we fix a reference hermitian form for , and define to be the Fubini–Study metric on with respect to , which is pulled back to a hermitian metric on by , entirely analogously to (3) in §2.2. We write for the associated Kähler metric, scaled by to be in . As in (4), for a general positive definite hermitian form on we define
(15) |
where is any -orthonormal basis for and we wrote
We pick an auxiliary reference hermitian metric on to be
(16) |
with the associated volume form which we may assume has unit volume over by re-scaling; a slightly subtle point is that, while this is a metric on that is naturally determined by the reference hermitian metrics on , we need another reference metric on , defined later in (18).
With the reference metrics chosen as above, we define the space of “coupled” Kähler potentials defined as
where for each we define
Definition 2.15.
Suppose . A -tuple of Kähler metrics , for , is said to be coupled Kähler–Einstein if
Hultgren–Witt Nyström [HWN19, Proposition 2.8] proved (see also Remark 2.17 below) that the above metric is precisely the critical point of the following functional.
Definition 2.16.
The coupled Ding functional is a map defined by
where
Note that Pingali [Pin18] reduced the existence of coupled Kähler–Einstein metrics to a priori -estimates.
Remark 2.17.
The choice of the reference metric is in fact a slightly subtle point, as it is used to show that the Euler–Lagrange equation for is exactly the coupled Kähler–Einstein equation [HWN19, Lemma 2.1 and Proposition 2.8]. In [HWN19, §2.1] the reference hermitian metric on is chosen to be the volume form (normalised to have unit volume over ) given by a Kähler metric satisfying
which exists by Yau’s theorem [Yau78]. This is in fact the same as our choice of the reference (16) since ; note that the Kähler metric associated to , re-scaled to be in , satisfies
which immediately implies since and both volume forms have unit volume over .
Just as we did in §2.2, for each we define the right coset space
which is the set of positive definite hermitian forms on . We further set
which is a Riemannian symmetric space with the bi-invariant metric, and define by
So far we mostly considered -tuples of Fubini–Study metrics associated to the very ample line bundles . On the other hand, we have the embedding
given by (14). Recalling that we fixed a reference hermitian form for each , we can define a reference hermitian form
on . Just as in Remark 2.2, we fix a reference basis for as an -orthonormal basis which we write as ; the multi-index here is such that
and
(17) |
where is an -orthonormal basis for . Recalling also that the hyperplane bundle is pulled back to by , we see that defines a hermitian metric on the hyperplane bundle over which defines a hermitian metric
(18) |
on , with the associated volume form . We take this to be the reference hermitian metric on . Writing for the associated Kähler metric (scaled by ), we take to be the reference Kähler metric for the Kähler class , and write
continuing with the notation so far.
For a general element , we define for the positive definite hermitian form on . We also write for the associated orthonormal basis, where
and is an -orthonormal basis for . The Fubini–Study metric defined by and is given by
(19) |
just as in the usual case (4).
Thus, we find that a -tuple of hermitian forms gives rise to a -tuple of Kähler potentials and also an additional Kähler potential . An intriguing relationship satisfied by these metrics is the following lemma, which turns out to be useful later.
Lemma 2.18.
With the notation as above, we have
In particular,
Proof.
We can now define the following “quantised” functional.
Definition 2.19.
The quantised coupled Ding functional is defined for as
where
A coupled anticanonically balanced metric at level is a critical point of .
The original definition given by Takahashi [tak19, §3.1.2] was
but Lemma 2.18 ensures that it is exactly the same as the one above. We can also write down the “zero of the moment map” definition for the coupled anticanonically balanced metric, but for the detailed discussions we refer the reader to [tak19, Proof of Proposition 3.4 and also Definition 3.1]; the condition for the Bergman function, analogously to Proposition 2.6, can be established equally easily (cf. [tak19, §4.1]).
Again as pointed out for in §2.2, a critical point of is necessarily the global minimum over .
3. Algebro-geometric preliminaries
3.1. Test configurations
We recall the basics of test configurations that will be used later.
Definition 3.1.
A very ample test configuration of exponent for a Fano manifold is a scheme endowed with a flat projective morphism , which is -equivariant with respect to the natural -action on , with a relatively very ample Cartier divisor to which the action linearises, such that and . The preimage of , written , is called the central fibre.
We say that is product if is isomorphic to , and trivial if it is -equivariantly isomorphic to (i.e. and acts trivially on ).
Remark 3.2.
It is not common in the literature to assume to be relatively very ample, and often important to consider the case when is merely semiample on . In this paper, however, we restrict to very ample test configurations unless otherwise stated, since all test configurations of interest arise as a subscheme of a fixed projective space. The notion of the trivial test configuration as stated above is also rather uncommon recently, but the one above turns out to be the appropriate definition for this paper; see Remark 3.9.
The reason for considering very ample test configurations is that we can write down its “matrix generator”, which is defined as the generator of the one-parameter subgroup associated to the -action; throughout the text, we decree that a one-parameter subgroup is always algebraic, i.e. a morphism between algebraic groups. More precisely, we have the following result by Ross–Thomas [rt07] which is important later in connecting differential-geometric and algebro-geometric arguments.
Proposition 3.3.
(see [rt07, Proposition 3.7] and also [bhj1, §2.3]) Let be a very ample test configuration of exponent . Then there exists a one-parameter subgroup , with the generator , such that can be realised as the Zariski closure of the orbit of under the -action given by ; in other words is isomorphic to
(20) |
where the bar denotes the Zariski closure, is the second projection, and the polarisation (denoted by ) is given by the restriction of the hyperplane bundle.
Conversely, the Zariski closure as above, with the polarisation , defines a very ample test configuration of exponent if is diagonalisable with integral eigenvalues.
Note that the endomorphism in (20) is exactly the generator of the -action on , as we can see from the proof of [rt07, Proposition 3.7] (see also [bhj1, Proposition 1.3 and §2.3]). Note also that is required to be diagonalisable with integral eigenvalues so that the one-parameter subgroup is a morphism of algebraic groups (rather than complex Lie groups), which is necessary for us to stay in the category of varieties and schemes.
Finally, we note that we can compactify a test configuration to form a family over (see also [bhj1, §2.2]).
Definition 3.4.
Let be a very ample test configuration for a Fano manifold . The compactification of is defined by gluing together and along their respective open subsets and , identified by the canonical -equivariant isomorphism . The line bundle is a natural line bundle over constructed from and the procedure for the compactification as above.
3.2. Ding invariant and Chow weight
We collect some definitions that are standard in the literature; see [Fujita18, Definition 3.1], [Fujita2019, Definition 2.3], and also [Berman16, §3] for more details on the following.
Definition 3.5.
Let be a very ample test configuration for of exponent , and be its normalisation with , whose compactification over is written as . Let be a -divisor on , whose support is contained in , such that is a Cartier divisor corresponding to ; it is well-known that such a -divisor exists uniquely. The Ding invariant of is a real number defined by
where stands for the intersection product over , and is the log canonical threshold of with respect to , as in Definition A.1, noting that is an effective Cartier divisor on by the flatness of .
Note that there are several alternative definitions for the Ding invariant, including the version which is given in terms of the infimum over valuations; see [BBJ, bhj1, bhj2] for more details.
Definition 3.6.
Let be a very ample test configuration for of exponent , which we realise as the Zariski closure of the orbit of under the -action generated by by Proposition 3.3. The Chow weight is a rational number defined by
Ding polystability and Chow polystability can be defined by the nonnegativity of the Ding invariant and the Chow weight respectively, with equality if and only if the test configuration is product. We decide not to elaborate on the details since they will not be used in what follows.
Remark 3.7.
Both these invariants are tightly connected to the Donaldson–Futaki invariant [dontoric, §2.1]. Indeed, Berman [Berman16, §3.1 and Corollary 3.9] proved that the Ding invariant agrees with the Donaldson–Futaki invariant for special test configurations. It is also well-known (see [dontoric, rt07]) that the limit of the Chow weight is the Donaldson–Futaki invariant in the sense that
where we note that is a very ample test configuration for of exponent , if is of exponent .
We recall the following stability condition defined by Saito–Takahashi [st19, Definition 3.4].
Definition 3.8.
A Fano manifold is said to be -semistable at level if for any very ample test configuration of exponent for we have
is -stable if it is -semistable and the equality holds if and only if is trivial, and -polystable if it is -semistable with equality if and only if is product.
Remark 3.9.
In the above, we recall that a test configuration was defined to be trivial if it is -equivariantly isomorphic to ; note that, in terms of matrix generators, this amounts to saying that with being a constant multiple of the identity matrix.
Recall that this is not exactly the same as requiring (or equivalently the minimum norm being zero), which is another widely used definition for the trivial test configurations, because of the phenomenon first observed by Li–Xu [lx14]; see [bhj1, dertwisted] for more details.
Definition 3.8 is slightly different from the one defined in [st19, Definition 3.4], where the Donaldson–Futaki invariant, instead of the Ding invariant, was used. Note also that the invariant agrees with the quantised Futaki invariant introduced by Berman–Witt Nyström [BWN14, §4.4] if is a special test configuration; this is proved in [st19, Lemma 3.2], where we recall [Berman16] that the Ding invariant agrees with the Donaldson–Futaki invariant for the special test configurations (Remark 3.7). Finally, while the Ding invariant is more inherently defined for the non-Archimedean metrics [bhj1, §7.7], and hence its value unchanged under the normalisation, the Chow weight and the Donaldson–Futaki invariant are not. It is well-known, however, that these invariants decrease under the normalisation; see [rt07, Proposition 5.1] for the Chow weight and [bhj1, Proposition 3.15] for the Donaldson–Futaki invariant. This point is also mentioned in [st19, Lemma 3.5].
Remark 3.10.
All the invariants above are translation invariant, in the sense that they remain unchanged when the linearisation of the -action on is twisted by the character for some ; note that the twist of the test configuration by is [bhj1, page 763]. In the formalism of Proposition 3.3, this amounts to saying that the invariants for remain unchanged when we replace by .
3.3. Kähler–Ricci -solitons case
Stability conditions for the Kähler–Ricci -solitons must be modified appropriately, as we describe below. Let be an algebraic torus of automorphisms. We first need the definition below, following [sze2007, Definition 2.1].
Definition 3.11.
Let be an algebraic torus contained in . A very ample test configuration for a Fano manifold is said to be -equivariant if the action extends to in such a way that it commutes with the -action of .
We observe the following, by noting that is not contained in any proper linear subspace of .
Lemma 3.12.
The version of -stability for the Kähler–Ricci -solitons is as follows.
Definition 3.13.
Let be a -equivariant very ample test configuration for of exponent , which we realise as the Zariski closure of the -orbit of generated by that commutes with as in the above lemma. We define an invariant
We say that is -semistable in the sense of -solitons at level if for any -equivariant very ample test configuration of exponent for we have
-stability and -polystability in the sense of -solitons can be defined entirely analogously to Definition 3.8.
Note that the second term of is precisely the slope of along Bergman geodesic rays by (13).
Remark 3.14.
The following point was communicated to the author by Ryosuke Takahashi. Han–Li [HanLi20, Definition 5.3] defined an invariant for any very ample test configuration (more precisely they defined it for any positive non-Archimedean metric). Using this invariant and defining
and
for a very ample test configuration of exponent , just as we defined the Chow weight in Definition 3.6, we may write
analogously to the strategy in [st19]. This could be a more natural invariant since is related to the “quantisation” of (defined in (11)) by [BWN14, Proposition 4.5], and can be identified with the asymptotic slope of the functional as
for the Bergman geodesic ray, by [HanLi20, Proposition 5.8], analogously to the results in Theorem 4.3 which we review later.
3.4. Coupled Ding invariant
For the coupled Kähler–Einstein metrics, the relevant stability condition was introduced by Hultgren–Witt Nyström [HWN19, Definition 1.14]. It was adapted to the balanced metrics by Takahashi [tak19, Definition 3.10] who defined the coupled version of the -polystability. Takahashi’s definition, however, does not seem strong enough to be equivalent to the existence of coupled anticanonically balanced metrics, as suggested by the argument in §5.3. Thus we define a more stringent version of stability, which turns out to involve modifying the “coupled” test configurations defined by Hultgren–Witt Nyström [HWN19, Definition 1.11]; see Remark 3.18 for more details on the comparison with their original definition.
Definition 3.15.
Let be a very ample test configuration for of exponent , for , defined as the Zariski closure of under the one-parameter subgroup generated by , as in Proposition 3.3. Recall also that we have the embedding
by (14). We say that a very ample test configuration is generated by the -actions of , if is defined as the Zariski closure of in , with the reduced scheme structure, under the natural (dual) tensor product action of the one-parameter subgroup
on , and . Note that is a very ample test configuration for of exponent since .
The author believes that there should be a better way of formulating the above test configuration , hopefully in terms of non-Archimedean metrics. For example, it would be good if we can define what it means for a non-Archimedean metric on to be generated by the -actions of non-Archimedean metrics on . This does not seem obvious at all from the above definition, since a priori depends on a particular choice of very ample test configurations and even their exponents: may change when we change to for and for each . Moreover, all being product does not seem to necessarily imply that is product unless these test configurations are all generated by the same holomorphic vector field, while it is easy to see that is trivial if and only if are all trivial (in the sense of Remark 3.9). Still, Definition 3.15 suffices for the purposes in this paper in which all test configurations arise as a subscheme of a fixed projective space.
Definition 3.16.
Suppose that is a -tuple of very ample test configurations, respectively for , each of exponent . Let be a very ample test configuration generated by the -actions of . Let be the normalisation of and . We define the coupled Ding invariant by
where is the log canonical threshold of with respect to , which is defined exactly as in Definitions 3.5 and A.1.
It turns out that this invariant arises as the asymptotic slope of the coupled Ding functional (Theorem 5.9). It is natural to define a stability condition as follows.
Definition 3.17.
A Fano manifold with the decomposition is said to be coupled Ding stable if for any and any -tuple of very ample test configurations respectively for , each of exponent , we have
with equality if and only if is trivial for each .
The appropriate condition for the equality case could be for all (cf. Remark 3.9), or may even be , but we decide not to discuss this stability condition any further as it will not be used in the rest of this paper. The one that we use in this paper is its -stability version, which will be stated later in Theorem 5.11 and Corollary 5.12.
Remark 3.18.
In the original definition [HWN19, Definition 1.10] by Hultgren–Witt Nyström (and also its -stability version of Takahashi [tak19, Definition 3.10]), they further assume and as a definition of the coupled test configurations, which may be too stringent (hence leading to a weaker stability condition) as suggested by the computation for the balanced metrics that we provide in §5.3. They also assume that is a normal -Gorenstein variety and consider the -stability as opposed to the Ding stability, but this seems to be a minor difference. While the author believes that the stability condition in Definition 3.17, or its appropriately modified version, is a useful one in studying the coupled Kähler–Einstein metrics, it is important to note that none of the results in [DelHul, FutZha2019, FutZha2020, Hultgren, HWN19, Nakamura, tak19] seems to be affected when we adopt Definition 3.17 as the relevant notion of stability. The works [DelHul, FutZha2019, FutZha2020, Hultgren, Nakamura], from the point of view of stability, essentially consider the case when are all product and generated by the same holomorphic vector field, and hence we have ; [DelHul, Hultgren] also consider multiple holomorphic vector fields but in this case the equation in question seems different. Definition 3.17 does not affect the result in [HWN19] (resp. [tak19]) which proves that the existence of coupled Kähler–Einstein metrics implies their weaker version of coupled -stability (resp. its -stability version [tak19, §3.2]). It also seems interesting to compare the above definition with the version for the constant scalar curvature Kähler metrics in [DatPin].
Given the above definition for the coupled Ding invariant, it is natural to consider the uniform coupled Ding stability, following the definition of [bhj1, dertwisted] (and also [szethesis]), and the -uniform coupled Ding stability when the automorphism group is nondiscrete [Hisamotosl, Li19G]. Moreover, given recent results for the Kähler–Einstein metrics and the Kähler–Ricci -solitons [BBJ, HanLi20, Hisamotomab, Li19G], it seems natural to expect that the -uniform coupled Ding stability is equivalent to the existence of coupled Kähler–Einstein metrics. We decide not to discuss these problems any further in this paper; related results may appear elsewhere.
4. Psh rays, convexity, and the slope formulae
We now recall several foundational results that connect the asymptotic slope of the functionals to the algebro-geometric invariants defined above. We start by recalling the following facts that are surely well-known to the experts.
Lemma 4.1.
The following hold for the Bergman geodesic ray (6).
-
(i)
The Bergman geodesic ray is a psh (plurisubharmonic) ray of linear growth.
-
(ii)
Suppose that in (6) is -hermitian with integral eigenvalues. Writing for the minimum eigenvalue of , the Bergman geodesic ray defined by admits as non-Archimedean limit, where is the positive non-Archimedean metric on represented by the very ample test configuration of exponent .
In the above, a psh ray is as defined in [BBJ, Definition 1.3], which is also called a “subgeodesic” in [bhj2, §3.1] and many other papers. Recall also that a positive non-Archimedean metric on is a certain equivalence class of semiample test configurations for (see [bhj1, Definition 6.2]), and the notions of psh rays and non-Archimedean limits are as defined in [bhj2, Definition 3.1]. We refer the reader to [bhj1, bhj2] for more details on non-Archimedean metrics and non-Archimedean limits, and do not give a detailed review of them in this paper as it is rather technical. The only remark here is that the re-scaling in (ii) does not change the total space of the test configuration and only results in a difference in linearising the -action on the polarisation, as we saw in Remark 3.10.
Proof.
Ascertaining both claims is an easy exercise in checking the definitions given in [BBJ, Definition 1.3 and (4.1)] for the first item, and [bhj2, §3.1] for the second. Writing for the natural projection, the required semipositivity for the first item is a consequence of the well-known inequality which follows from e.g. [donsymm, Proposition 3] and [donproj2, page 351]. To see that it is of linear growth, we only need to note, from (6),
where is the largest modulus of the eigenvalues of .
For the second item, by replacing the reference basis by an -unitarily equivalent basis if necessary, we may diagonalise , , and hence, for , we have
Then the metric indeed extends to a smooth metric on over as , where we recall our notational convention (3); note that this metric may be degenerate on the central fibre of . Thus we get the statement [bhj2, Definition 3.1] that we needed to prove.∎
We recall the convexity result due to Berndtsson [ber15] which plays a very important role in the proof, which we can apply to the Bergman geodesic rays by Lemma 4.1 (see also [BBGZ, Lemmas 6.5 and 7.2]).
Theorem 4.2.
(Berndtsson [ber15, Theorems 1.1 and 1.2]) is convex along the Bergman geodesic rays. More precisely, we have
for the Bergman geodesic ray (6), and the equality holds only if there exists a holomorphic vector field on with the flow such that
We further recall the following foundational theorem, which is a collection of the results proved in [BBJ, Theorem 5.4], [Berman16, Proposition 3.8], [bhj1, Proposition 7.29], and [bhj2, Theorems 3.6 and 3.7], summarised for our purposes in this paper.
Theorem 4.3.
(see [Berman16, BBJ, bhj1, bhj2]) Suppose that an -hermitian matrix has rational eigenvalues, and choose so that has integral eigenvalues. Writing for the Bergman geodesic ray and for the test configuration associated to as in Proposition 3.3, we have
and
In particular,
The equality is a direct consequence of Berndtsson’s convexity, and the corresponding statement for follows from the well-known fact that is convex along the Bergman geodesic rays (see [donproj2, Proposition 1]). We also observe
for , and similarly for and . To get the same result, we can also consider the pullback by the base change () as in [bhj1, §6.3], combined with [bhj2, Proposition 3.5 and Theorem 3.7]. Note also that and are not translation invariant, but their difference (and also ) is (cf. Remark 2.8).
Remark 4.4.
For an -hermitian , not necessarily of rational eigenvalues, we can show that the asymptotic slopes of the functionals are well-defined real numbers since the Bergman geodesic ray is a psh ray of linear growth by Lemma 4.1; see [BBJ, Theorem 5.4] for the proof for , and e.g. [BBJ, Proposition 4.1], [BDL17, Proposition 4.1] for . In particular, the asymptotic slopes for are well-defined real numbers even when does not have rational eigenvalues.
5. Proof of the main results
5.1. Proof of Theorem 1.1 and Corollary 1.2
We pick a basis for that is dual to the reference basis in Remark 2.2, and identify with in what follows. We write for the homogeneous coordinates for . The Fano manifold is considered to be embedded in by , and we observe that the embedded variety is not contained in any proper linear subspace of .
Recall first that for any , which will be assumed to be -hermitian in what follows, and the embedded variety , the flat limit (or the limit in the Hilbert scheme)
(21) |
is a well-defined projective scheme in defined by, in a down-to-earth terminology, the homogeneous ideal generated by the limit of the defining homogeneous polynomials for (see e.g. [szebook, Definition 6.3]). We write for the reduced part of , which, again in a down-to-earth terminology, is equal to as an algebraic set in but has the reduced scheme structure (note that can have multiple components). We also write for the regular locus of the reduced part of .
Remark 5.1.
The family defined as in (20) above is not a test configuration if has non-integral eigenvalues, but is still flat (see [szebook, §6.2] for more details). In fact we do not need the flatness later, and we only need for the later argument. This result is also a consequence of [hk18, proof of Lemma 3.15] which constructs a test configuration that has the flat limit (21) as its central fibre.
Recalling also the variable in §3.1, we have a change of variables
(22) |
so that the limit of as corresponds to ; a subtlety may be that while , but this does not affect the description of the flat limit up to a difference in unitarily rotating the embedding inside , since the unitary group is compact (see also [donlb, Lemma 2]). This correspondence allows us to compare the asymptotic behaviour of the (differential-geometric) energy functionals and algebro-geometric invariants given in terms of the central fibre of test configurations.
For the -hermitian endomorphism we perform a unitary change of basis for , i.e. replace the reference basis (resp. homogeneous coordinates ) by an -unitarily equivalent one which is still written as (resp. ) by abuse of notation, so that with , with respect to this new basis. We first prove the following lemma.
Lemma 5.2.
Suppose that we write and consider the flat family as in (20), whose central fibre is the flat limit defined by as in (21). Writing for the hyperplane bundle over which is embedded in, and for the Fubini–Study metric on defined by the reference hermitian form , the fibrewise -th root defines a volume form on which may be degenerate.
Proof.
Recalling the second item of Lemma 4.1, we find that is a smooth hermitian metric on which is allowed to be degenerate on . For any point we pick an open set (in the Euclidean topology) with .
We observe that there exists a holomorphic coordinate system of around which can be perturbed to give a holomorphic coordinate system of a point in a nearby noncentral fibre, as follows. We first pick a set of homogeneous polynomials defining near and choose smooth coordinates by the implicit function theorem. By the definition of the flat limit we can pick a point in such that and is close to in in the Euclidean topology, and we can choose to be sufficiently close to so that the set of defining homogeneous polynomials remain nondegenerate to satisfy the hypothesis of the implicit function theorem. Then the parameter-dependent implicit function theorem (see e.g. [Gloeckner, Theorem 2.3]) implies that the holomorphic coordinates near thus chosen converge to the ones near at least continuously with respect to the Euclidean topology of .
Writing , we find that defines a smooth family of -forms on , since at each point we have for the anticanonically embedded Fano manifold , by recalling the correspondence explained in §2.1. Since is a smooth hermitian metric over we may extend the positive -form to a semipositive -form on by continuity, noting that the resulting form on can be written explicitly in terms of the homogeneous coordinates and the homogeneous ideal defining , or equivalently the homogeneous coordinate system that can be perturbed to the one for the nearby point, as discussed above. Finally, we have by the flatness of , and hence a semipositive -form on defines a volume form which may be degenerate. ∎
The key proposition, which we prove by adapting the strategy of [donlb, §4], is the following.
Proposition 5.3.
Let be -hermitian with eigenvalues . We have
for some real numbers , with , which depends only on the flat limit as defined in (21) and the -orthonormal basis that diagonalises .
Recall that by Remark 4.4 we already know that the above asymptotic slope is a well-defined real number.
Proof.
We consider the embedded variety as before. As in the previous lemma, defines a hermitian metric on the line bundle and hence a volume form on . With this understood, we can re-write Lemma 2.5 as
where for the least eigenvalue of . While the effect of re-scaling cancels out between the denominator and the numerator, it is chosen so that the hermitian metric extends to a smooth metric over which may be degenerate along the central fibre, as we saw in the proof of Lemmas 4.1 and 5.2.
We take the limit of the domain of the integration, in the sense of the integral currents, as in [donlb, §4]. We write for the algebraic cycle defined by , which we may write as , using a finite -linear combination of algebraic cycles defined by the reduced and irreducible components of (). By Lemma 5.2, defines a -form (and hence a volume form) on , which naturally defines an absolutely continuous measure on each reduced and irreducible component of , since is a smooth (in particular bounded) metric over and hence has no singular part that is supported on a Zariski closed subset. Thus, the definition of the flat limit (21) implies that we can write the limit of the above integral as
We claim that each summand on the right hand side is a well-defined real number which depends only on the flat limit and the homogeneous coordinates . We first claim that the denominator is a well-defined nonzero real number. To prove this claim, pick the homogeneous coordinate corresponding to the eigenvector associated to the least eigenvalue of . Since is not contained in any proper linear subspace of , there exists at least one point where is nonzero at . Taking the limit , which is a (well-defined) point in that is fixed by the -action induced by (by the definition of the flat limit (21)), there exists at least one point where is nonzero at by continuity. With the scaling of as above, we find that the volume form on some Euclidean open set in containing , given by Lemma 5.2, is nondegenerate. Outside this Euclidean open set, remains bounded over the whole of (an important point being that we allow it to be zero), again by the scaling that we chose for . By extending as an absolutely continuous measure over , we thus find that the total volume over is finite for all and nonzero for some , since is compact in the Euclidean topology. It is immediate from the discussions so far that each summand depends only on the flat limit , and not on the particular generator which defines (see also Remark 3.10).
Thus we find that for each ,
is a well-defined real number depending only on the flat limit and the homogeneous coordinates which correspond to the reference basis , as required; it is obvious from the above that we have . ∎
We now begin the proof of Theorem 1.1. Lemma 5.2 and Proposition 5.3 give us the necessary ingredients to pursue the strategy introduced by Keller and the author for the -balanced metrics in [hk18, §3.2], while some additional arguments are necessary to deal with the nontrivial holomorphic vector fields.
Proof of Theorem 1.1.
Suppose that is -polystable at level . We first show that
(23) |
for all Bergman geodesic rays , as defined in (5), with equality if and only if ; recall that is convex along by (7) and Theorem 4.2.
Suppose that is -hermitian and has rational eigenvalues. Following the idea of Saito–Takahashi [st19], we write . Then Lemma 2.5, Definition 3.6, and Theorem 4.3 imply that, for some such that has integral eigenvalues, we have
(24) |
where is a test configuration as defined in Proposition 3.3. The above quantity is nonnegative, and zero if and only if is product, by the -polystability.
For a general -hermitian , by passing to a basis that is -unitarily equivalent to the reference basis if necessary, we write
with . We then have
by Proposition 5.3, where is the flat limit (21) defined by . We now take an approximation of by -hermitian matrices with rational eigenvalues, as in [hk18, Lemma 3.15], so that the following hold: as (say in the Hilbert–Schmidt norm), and the flat limit (21) defined by is equal to (i.e. the one defined by ) for all large enough . Writing , and for the eigenvalues of , again by Proposition 5.3 we find
where an important point is that the flat limit remains unchanged for when is large enough. Since as , we get
(25) |
for any -hermitian .
We prove that the inequality (25) is strict unless . Suppose for contradiction that there exists , -hermitian, such that
(26) |
holds for the Bergman geodesic ray as defined in (5). By applying the argument in [hk18, proof of Lemma 3.17], we can write as a sum
(27) |
of two -hermitian matrices such that, in the diagonalising basis for , we have
-
(i)
with for all and ,
-
(ii)
with for all and ,
-
(iii)
the flat limit (21) defined by , , and , are all equal.
We define and . The properties above, together with Proposition 5.3, imply that we have
(28) |
Now (26), combined with (25) and (28), necessarily implies
We again take so that has integral eigenvalues, and write for the test configuration associated to . We further note
which implies that must be product by the -polystability. Thus is isomorphic to and its central fibre , which is the flat limit (21) defined by , must be isomorphic to . Noting that must be invariant under the action of , we find by the equivariant embedding theorem (9) and hence since is -hermitian. Recall that was defined in such a way that its flat limit agrees with that of , which is . Noting that acts on we find , again by (9), but this implies and contradicts our original hypothesis . Thus, we need to have
for all -hermitian endomorphisms that are not contained in .
We now prove that is invariant under the -action. Recalling in the notation of §2.3, we first show that for any and any we have for the family defined by the action (10). Noting that is diagonalisable, if has integral eigenvalues we find that the family (which may not be associated to a geodesic emanating from with respect to the bi-invariant metric, unless is hermitian with respect to ) admits as its non-Archimedean limit (cf. Lemma 4.1) by Lemma 2.9, up to scaling if necessary, where is the product test configuration generated by . We thus find, recalling Remark 2.8, that
by the -polystability; Theorem 4.3 is stated only for the Bergman geodesic rays but the result above holds since is a psh ray (which is in fact a geodesic in induced by the holomorphic vector field by Lemma 2.9) that admits as its non-Archimedean limit (see also the proof of Lemma 5.5 presented later). We now observe the following: for any and the associated family , writing for an -orthonormal basis and for the hermitian metric on the hyperplane bundle over with respect to , we have
(29) |
where all the matrices are represented with respect to and is the hermitian conjugate of with respect to , by recalling the proof of Lemma 2.5. We thus find that, for a general and the associated family , we have
for all , by approximating by an -hermitian sequence with rational eigenvalues and converging to , by using [hk18, Lemma 3.15] as before, noting that the associated flat limits are all equal to . Note moreover that, for any and any , by replacing (resp. ) by (resp. ) in the above we have
again by the -polystability, as admits (rotated by in ) as its non-Archimedean limit if has integral eigenvalues. This proves the claimed -invariance of by the global Cartan decomposition for , since we have for all and all by applying (29) to (otherwise it contradicts the compactness of ).
The conclusion of the argument so far is that is a smooth function on that is convex along the Bergman geodesic rays emanating from and invariant under the action of , with a strictly positive asymptotic slope along a Bergman geodesic ray not contained in the -orbit (or equivalently the -orbit, as long as we consider the Bergman geodesic rays emanating from that are by definition generated by the -hermitian endomorphisms). Since is a complete Riemannian manifold with respect to the bi-invariant metric (whose geodesics are precisely the Bergman geodesics) on which acts isometrically by Lemma 2.9, this implies that admits a critical point which is unique modulo the action of . In fact the critical point of is unique modulo the action of ; this can be seen by considering (29) for a general and the family emanating from the critical point of , for which the term inside the bracket is zero by Proposition 2.6.
For the proof of the reverse direction, suppose that admits an anticanonically balanced metric at level which is unique up to the -action. This in particular implies that must be bounded below over by convexity (Theorem 4.2), which in turn implies that must be invariant under the group action , as otherwise there would exist an -orbit along which tends to , as we saw above in (29). Since is strictly convex along the Bergman geodesic rays not contained in the -orbit by Theorem 4.2, we find that for any and any Bergman geodesic ray emanating from we have
(30) |
with equality if and only if is contained in the -orbit of ; this is a consequence of being proper modulo the -action over , which in turn follows from the existence of the unique global minimum of over up to . Suppose that we have a very ample test configuration of exponent , where is the generator of the one-parameter subgroup as in Proposition 3.3. We take a basis for such that is diagonal (with integral eigenvalues), and define to be the positive definite hermitian form such that is -orthonormal. Arguing as in (24), we find (by Theorem 4.3)
which is nonnegative by (30), with equality if and only if , i.e. is product. This establishes the -polystability as required. ∎
We now note that the uniqueness of anticanonically balanced metrics modulo automorphism, if they exist, can also be proved directly from the second statement of Theorem 4.2 by Berndtsson.
Proposition 5.4.
If are both critical points of , then there exists such that .
We omit the proof, which follows from Theorem 4.2, Lemma 2.9, and [Lempert2021, Theorem 1.1]; the details are also written in [tak19, Proof of Proposition 3.3]. We are now ready to prove Corollary 1.2.
Proof of Corollary 1.2.
Since is assumed to be trivial, a test configuration is product if and only if it is trivial. Then easily follows from the -stability by Theorem 1.1 and Rubinstein–Tian–Zhang [rtz, Theorem 2.3 (ii)]. Conversely, if then there exists an anticanonically balanced metric at level by Rubinstein–Tian–Zhang [rtz, Theorem 2.3 (i)], which is unique by Proposition 5.4 since is trivial. Thus the claimed -stability follows from Theorem 1.1. ∎
We finally comment on the following fact, which is clearly well-known to the experts but we provide a proof as it will be referred to later.
Lemma 5.5.
If is -stable at level then is trivial.
Proof.
Suppose . By taking a rational approximation as in the proof of Theorem 1.1, there exists a nonzero with integral eigenvalues (i.e. the generator of a one-parameter subgroup in the category of algebraic groups), which gives rise to a product test configuration . We then observe and for the product test configuration generated by ; the first equality holds since in this case the Ding invariant, which is the asymptotic slope of along a holomorphic vector field as we saw in the proof of Theorem 1.1, is equal to the classical Futaki invariant (see the original formula in [Futaki83], or [Berman16, (3.4)] and [dontoric, Proposition 2.2.2]), and the second equality follows since the Chow weight is the (genuine, finite dimensional) GIT weight of acting on the Chow point represented by (see e.g. [rt07, Futaki12] for more details). Thus it is impossible for all the invariants above to be strictly positive. ∎
Note that the above proof is also related to the vanishing of the higher Futaki invariants [Futaki04], as discussed in e.g. [st19, Proposition 5.4].
5.2. Extension to Kähler–Ricci -solitons
We now prove a similar result for the Kähler–Ricci -soliton case. First note that we have, from Theorem 4.3 and (13),
for a Bergman geodesic ray emanating from , generated by an -hermitian matrix with integral eigenvalues and commuting with the -action. Given this formula, it is straightforward to adapt the proof of Theorem 1.1 to the -soliton case.
Theorem 5.6.
A Fano manifold admits a -invariant anticanonically -balanced metric at level , which is unique up to , if and only if it is -polystable in the sense of -solitons at level .
Proof.
The proof is almost the same as that of Theorem 1.1, since the difference is linear in ; we may even assume that is constantly equal to zero, by using the translation invariance of the functional (cf. Remark 2.8). The only subtlety is that the domain of is rather than , but the argument works word by word since we only need to consider the matrices that commute with (i.e. preserve the weight decomposition of) , and we can construct the rational approximation that also commutes with the -action (recall also Lemma 3.12); this can be done by noting that can be diagonalised preserving the weight decomposition (12), since is assumed to commute with the -action, and so we can repeat the previous argument which explicitly deals with the eigenvalues. We finally recall that is a Riemannian symmetric space with respect to the bi-invariant metric, as pointed out in §2.3. ∎
Remark 5.7.
The fact mentioned in Lemma 5.5 applies to the -solitons, by observing
and arguing exactly the same as before, by noting that the last two terms clearly change the sign when is replaced by . In particular, if is -stable in the sense of -solitons at level then must be trivial; an important difference to Lemma 5.5 is that can never be trivial if is nontrivial. Thus cannot be -stable in the sense of -solitons if is nontrivial.
Note that the above balanced metric is never unique if is nontrivial, and unique only up to automorphisms that commute with . This is a well-documented phenomenon and follows also from Remark 5.7; for there to be a balanced metric must be bounded below by convexity, but this forces to be invariant under (the proof is exactly the same as the one for Theorem 1.1). Note furthermore that the analogue of Proposition 5.4 holds: if are both critical points of , then there exists such that . Indeed, we connect and by a Bergman geodesic path in , and write for some that is hermitian with respect to and commutes with . We find exactly as in the proof of Proposition 5.4, and hence as it commutes with .
With the above remark in mind we get the following corollary, by combining the above theorem with [rtz, Theorem 6.13]; see §A.2 for the definition of .
Corollary 5.8.
If is -polystable in the sense of -solitons then . If then is -polystable in the sense of -solitons at level .
Note that Rubinstein–Tian–Zhang proved for and [rtz, Corollary 7.2].
5.3. Extension to coupled Kähler–Einstein metrics
We now prove the analogue of Theorem 1.1 for the coupled Kähler–Einstein case. We first prove the following result, which can be considered as an analogue of the argument that appears in [HWN19, §5], in which we do not necessarily assume or (see Remark 3.18).
Theorem 5.9.
Let be a -tuple of Bergman geodesic rays generated by , which defines a -tuple of psh rays in . Suppose that is hermitian, with integral eigenvalues, with respect to the reference hermitian form for each , corresponding to a -tuple of very ample test configurations of exponent . Then we have
Proof.
First recall that we have as in (5), and we define
Writing for the reference basis for , as in (17), and defining
we find that is an -orthonormal basis, where the action is the natural tensor product action on . After an appropriate scaling if necessary, we find by Lemma 4.1 that the Bergman geodesic ray admits a non-Archimedean metric on as non-Archimedean limit, where is represented by the very ample test configuration defined as the Zariski closure of under the one-parameter subgroup , by recalling the identification (and the sign change by taking the dual) as in (22). The resulting test configuration is exactly the one that is generated by the -actions of , which is denoted by .
The above theorem immediately implies the following.
Lemma 5.10.
Let be a -tuple of Bergman geodesic rays defined exactly as in Theorem 5.9. Then
Proof.
We now prove the following coupled version of Theorem 1.1.
Theorem 5.11.
admits a coupled anticanonically balanced metric at level , which is unique up to , if and only if
holds for any -tuple of very ample test configurations for respectively, each of exponent , with equality if and only if the test configuration generated by their -actions is product.
Proof.
The proof in §5.1 applies almost word by word: for each we choose an -orthonormal basis for such that is diagonal, for , and argue as before. The only nontrivial point, however, is the following: when we choose a rational approximation of such that the associated flat limit defined by is the same as the one defined by for all large enough , the flat limit defined by is also the same as the one defined by for all large enough . This is indeed true, since the weight of on , with , is given by the sum (and hence a -linear combination) of these weights as ( and ); thus the proof of [hk18, Lemmas 3.15 and 3.17], which was used in the proof of Theorem 1.1, applies word by word. Likewise, when we choose and as (27) in the proof of Theorem 1.1, we can show that the flat limits defined by , , and are all equal. This ensures that the proof given in §5.1 applies word by word. ∎
Corollary 5.12.
Suppose that is trivial. Then if and only if
holds for any -tuple of very ample test configurations for respectively, each of exponent and none of which are trivial.
Appendix A The -invariant of Fujita–Odaka and its extensions
A.1. Original invariant
We recall the invariants and , following [bj20, fo18]. We start by quickly recalling the log canonical thresholds, following the exposition in [Fujita18, §2.3].
Definition A.1.
Let be a normal variety and be an -divisor on such that is -Cartier, where is not necessarily effective. The pair is said to be sub log canonical if holds for any proper birational morphism with normal and any prime divisor on , where . We say that is log canonical if it is sub log canonical and is effective.
For the pair as above, and for a nonzero effective -Cartier divisor on , the log canonical threshold of with respect to is defined as
if is not sub log canonical for any , we set .
If is further assumed to be -Fano, i.e. is an ample -Cartier divisor and has at worst log terminal singularities, and is an effective -Cartier divisor on , we further define the log canonical threshold of along as
While it is good to have the above general definitions, in this appendix we apply them exclusively to the case when the variety in question is a smooth Fano variety. As in the body of the text, stands for a Fano manifold of complex dimension .
Definition A.2.
Let be a Fano manifold and be a positive integer, and define . We say that a divisor on is of -basis type if there exists a basis for such that
Definition A.3.
Let be a Fano manifold and be a positive integer. The -invariant of Fujita–Odaka is defined by
where the infimum is taken over all divisors on that are of -basis type. The -invariant is defined by
Blum–Jonsson [bj20] provided a valuative formulation of the above invariants, which we now recall.
Definition A.4.
is said to be a prime divisor over if there exists a normal variety and a proper birational morphism such that is a reduced irreducible Weil divisor on .
Writing
for the log discrepancy of along a prime divisor over , where is the relative canonical bundle, it is well-known (see e.g. [bj20, §1.8] and [bhj1, §1.5]) that we can write
where the infimum is taken over all prime divisors over with .
For a prime divisor over , with and a birational morphism , we write
where we observe that all but finitely many summands are zero. A formula in [fo18, proof of Lemma 2.2] shows
where the supremum is taken over all -basis type divisors; in fact, [fo18, proof of Lemma 2.2] also shows that the supremum is attained by an -basis type divisor which is compatible with the filtration of defined by . Moreover [fo18, proof of Theorem 2.1] shows
where . Blum–Jonsson [bj20, Proposition 4.3] proved that
where the infimum is taken over all prime divisors over . They moreover proved [bj20, Theorem 4.4] that the limit exists, and that
where the infimum is again taken over all prime divisors over .
A.2. Kähler–Ricci -solitons version
The invariants for the Kähler–Ricci -solitons were defined by Rubinstein–Tian–Zhang [rtz, Definition 6.4].
Definition A.5.
Suppose that an algebraic torus acts on , which induces a weight decomposition
as in §2.3, where is the character lattice and acts by the character on . We say that is an -basis divisor if there exists a basis for each such that
The invariant is defined by
where the infimum is over all -basis divisors. The invariant is defined by
Analogues of the results in §A.1 are also given in [rtz]. They define
for a -invariant prime divisor over , where is the subspace of consisting of sections that vanish along with order at least . We then have, by [rtz, Lemma 6.5],
where the infimum is over all -invariant prime divisors over .
Setting
and defining
we have, by [rtz, Proposition 6.14],
where the infimum is over all -invariant prime divisors over .
K. Zhang [Zhang21, Remark 5.3] recently proved that implies the existence of Kähler–Ricci -solitons.
A.3. Coupled Kähler–Einstein version
The coupled version of the -invariant was defined by Rubinstein–Tian–Zhang [rtz, Definition A.2] as follows.
Definition A.6.
The coupled -invariant is defined by
where the infimum is over a -tuple of divisors such that is an -basis divisor for each . The coupled -invariant is defined by
Rubinstein–Tian–Zhang [rtz] considers a more general definition in which ’s are allowed to have different exponents, i.e. being an -basis divisor for possibly distinct integers , but it is not necessary for the results in this paper.
The valuative formula for and naturally generalises to the coupled case. For a prime divisor over , with a proper birational morphism , we define
We have [rtz, Lemma A.3]
where the infimum runs over all prime divisors over ; the proof is exactly the same as above, by noting
Likewise, repeating the argument in [bj20, Proof of Theorem 4.4] immediately implies that the limit exists, and equals
where the infimum is over all prime divisors over and
It was proved by K. Zhang [Zhang21, Remark 5.3] that implies the existence of coupled Kähler–Einstein metrics.