An X-ray Luminosity-dependent “Changing-look” Phenomenon in UGC 3223
Abstract
The nature of the rare “Changing-look” (CL) phenomenon in active galactic nuclei (AGNs) is still under debate at current stage. We here present Swift/XRT and UVOT follow-up observations of UGC 3223, a newly discovered repeat CL-AGN with type transitions of occurring in a period of about 30 years. By comparing the values previously reported in the ROSAT All-sky Survey and in the second Swift-XRT Point Source catalog, we clearly find that the X-ray flux tightly follows the optical spectral transition, in which a spectral type closer to a Seyfert 1 type is associated with a higher X-ray flux. An invariable X-ray spectral shape is, however, found in the CL phenomenon of the object. An extremely low Eddington ratio of can be obtained from the X-ray luminosity for its Seyfert 2 state, which suggests a favor of the disk-wind broad-line region model in explaining the CL phenomenon. A variation of the total UV emission is not revealed when compared to the previous GALEX NUV observation, since the UVOT images indicate that % UV emission comes from the intensive star formation in the host galaxy.
1 Introduction
A present hot topic is the nature of the rare “changing-look” active galactic nuclei (CL-AGNs) that manifest themselves a spectral type transition between type I, intermediate type, and type II within a timescale of an order of years to decades. Up to now, there are only CL-AGNs identified by multi-epoch spectroscopy (e.g., MacLeod et al. 2010, 2016; Shapovalova et al. 2010; Shappee et al. 2014; LaMassa et al. 2015; McElroy et al. 2016; Ruan et al. 2016; Runnoe et al. 2016; Parker et al. 2016; Gezari et al. 2017; Sheng et al. 2017, 2020; Stern et al. 2018; Yang et al. 2018; Wang et al. 2018, 2019, 2020; Frederick et al. 2019; Trakhtenbrot et al. 2019; Yan et al. 2019; Ai et al. 2020; Graham et al. 2020; Kollatschny et al. 2018, 2020). Although almost all the CL-AGNs are identified by a dramatic variation of their Balmer emission lines, Guo et al. (2019) recently reported the first Mg II CL-AGN: SDSS J152533.60+292012.1. The discovery of the CL-AGNs challenges the widely accepted AGN paradigm, not only in the orientation-based unified model (e.g., Antonucci 1993), but also in the standard disk model in terms of the viscosity crisis (e.g., Lawrence 2018 and references therein).
The physical origin of CL-AGNs is still under debate, although some progress has been achieved in past a couple of years. Based on the light echo in middle infrared (Sheng et al. 2017) and spectropolarimetry (e.g., Hutsemekers et al. 2019), there is evidence suggesting that a variation of the accretion power of a supermassive black hole (SMBH) is a plausible explanation of the rare CL phenomenon. The statistical study in MacLeod et al. (2019) and case study in Wang et al. (2020) recently argue that the CL phenomenon can be possibly understood in the context of the disc-wind broad-line region (BLR) model (e.g., Elitzur & Ho 2009; Nicastro 2000; Elitzur & Shlosman 2006), in which a critical Eddington ratio (, is the Eddington luminosity) of () is predicted for an (dis)appearance of broad emission lines.
Ruan et al. (2019) recently found an anti-correlation between UV-to-X-ray spectral index and in some CL-AGNs, which suggests a linkage between the accretion state transition occurring in X-ray binaries (XRBs) and the CL phenomenon observed in AGNs. This linkage was subsequently reinforced by Ai et al. (2020 and references therein) who identified a relation between spectral type transition and variation of X-ray hardness in a small sample of CL-AGNs, i.e., a well-established V-shape correlation between X-ray hardness and .
Wang et al. (2020) recently identified a new nearby CL-AGN, UGC 3223 (1RXS J045909.6+045831, ), with a repeat type transition. So far, repeat type transitions have been only identified in a few nearby Seyfert galaxies and quasars (e.g., Parker et al. 2019; Marin et al. 2019 and references therein). Based on the spectrum taken by Stirpe (1990) in 1987, our spectroscopic observations of the object over the course of 18 yr enable us to witness its type transition from 1.52.01.8 over 32 yr. Our latest spectroscopy in 2020/02 suggests the object is now still in the “turn-on” state with a Seyfert 1.8 spectrum.
In this paper, we report Swift/XRT and UVOT follow-up observations, taken at the “turn-on” state, of this interesting object, and explore the origin of its CL phenomenon by examining the variation of its X-ray and UV emission by comparing with previous results extracted from literature. The paper is organized as follows. Section 2 describes Swift/XRT and UVOT follow-up observations and data reductions. The variation of its X-ray and UV emission is studied in Section 3. Section 4 shows the conclusion and discussion. A CDM cosmology with parameters , and is adopted throughout the paper.
2 Observations and Data Reductions
We proposed X-ray and ultraviolet follow-up observations for the object in 2020 by using the Neil Gehrels Swift Observatory (Gehrels et al. 2004) X-ray telescope (XRT) and Ultraviolet/Optical Telescope (UVOT) . The object was targeted three times (ObsID=00049202002, 00049202003 and 00049202004) by XRT and UVOT simultaneously on 2020 March 31, April 6 and April 10. The log of these observations is shown in Table 1.
2.1 XRT X-ray Spectrum
We reduced the XRT data taken in the Photon Counting (PC) mode by the HEASOFT version 6.27.2, along with the corresponding CALDB version 20190910. All the three XRT exposures were at first stacked to enhance the signal-to-noise (S/N) ratio. The source spectrum was then extracted from the stacked image by a circular region with a radius of 23.5″. The corresponding background spectrum was extracted from an adjacent region free of any sources. The corresponding ancillary response file was produced by the task xrtmkarf. In fact, the XRT count rates in 0.3-10keV are , and for the three exposures, which suggests a stable count rate level within the period.
The stacked X-ray spectrum was then modeled by XSPEC (v12.11, Arnaud 1996) in terms of four models. The best fitting and best-fit parameters are shown in Figure 1 and Table 2, respectively. All the uncertainties quoted in the table correspond to a 90% significance level.
We first modeled the spectrum by a simple model expressed as over the 0.3-10keV in terms of the C-statistic (Cash 1979; Humphrey et al. 2009; Kaastra 2017), where the Galactic hydrogen column density is fixed to be (Kalberla et al. 2005). Although the fitting is acceptable with a C-statistic of 1.283, it returns a quite hard spectrum with a photon index of . This unusually hard spectrum implies either an existence of strong excess absorption, or else a significant starburst contribution, although the latter is unlikely (see Section 4).
In order to include a potential local absorption, a model of was then used to reproduce the observed spectrum. However, the best-fit returns a zero value of the intrinsic hydrogen column density when it is set as a free parameter in the modeling. A fixed value of was therefore adopted in our modeling. With the fixed intrinsic , a softer powerlaw with can be obtained from the best fit. We determine the from either H I 21cm observation or extinction determined from the Balmer decrement as follows.
We estimate the intrinsic from the total H I mass as , where and are the major and minor radius of the host galaxy, respectively. Given the standard way of estimating from the observed H I 21cm line flux (Roberts 1962), the intrinsic can be calculated from
(1) |
where both and are in units of arcsecond, and is related with the observed 21cm line flux as (Giovanelli et al. 1994). Using the measured (Courtois et al. 2009) enables us to estimate intrinsic to be . We alternatively estimate from the standard relationship between and extinction : , where can be determined from the the observed Balmer decrement of the narrow emission lines. With the standard Case B recombination, an extinction of mag can be inferred from the spectroscopy reported in Wang et al. (2020), which finally leads to a .
The spectrum can be also reproduced by a model of by including a neutral partially covering absorber. This modeling results in a little better C-statistic of 0.868 and a photon index of that is close to the mean value of AGNs of .
Taking into account the intensive star formation activity occurring in the host disk (see Section 2.2), the spectrum is found to be best reproduced by a model including an emission from hot, diffuse gas (Raymond & Smith 1977), i.e., . In this case, we obtain a photon index of and a plasma electronic temperature of keV, along with a C-statistic of 1.023.
2.2 UVOT Images
The UVOT images were reduced by the HEASOFT and corresponding CALDB version 20170922. Again, we at first co-add the multi-exposures to enhance the S/N ratio for each filter. The corresponding exposure maps of the co-added images were generated by the uvotexpmap task. Figure 2 displays the co-added UVOT images in the three used filters, i.e., , and from left to right. The object is spatially resolved in all the UVOT filters. One can see from the three images that the UV emission is dominantly contributed from a ring and a spot in the host disk, rather than the nucleus, which indicates an intensive star formation activity occurring in the host disk. We argue that the revealed ring structure in UV with an extent of about 30″ is most likely due to the large scale dust lane that was identified in the HST WFPC2 image by Deo et al. (2006).
An elliptical aperture with a radius of 36.4″, which is twice the effective radius reported in Bai et al. (2015), was adopted to measure its total brightness. Again, the corresponding background level was determined from an adjacent region free of any sources. The Galactic extinction is corrected by using the Galactic Reddening Map (Schlegel et al. 1998) and the Galactic extinction curve in Cardelli et al. (1989). The results of our photometry in the AB magnitude system are mag, mag and mag, where the reported magnitude errors include both statistical and system uncertainties.
ObsID | Obs start time | XRT exposure in PC mode | UVOT exposure | UVOT filters |
---|---|---|---|---|
seconds | seconds | |||
(1) | (2) | (3) | (4) | (5) |
00049202002 | 2020-03-31 21:19:34 | 857.5 | 845.1 | |
00049202003 | 2020-04-06 23:56:35 | 268.3 | 261.7 | |
00049202004 | 2020-04-10 06:08:35 | 818.3 | 808.0 |

Parameter | Value | Units | Description |
(1) | (2) | (3) | (4) |
Model 1 - | |||
Powerlaw index | |||
Unabsored flux | |||
Cash statistics | 7.70/7=1.100 | ||
Model 2 - | |||
0.24 | Local column density (fixed) | ||
Powerlaw index | |||
Unabsored flux | |||
Cash statistics | 10.77/7=1.539 | ||
Model 3 - | |||
Local equivalent column density | |||
Dimensionless covering fraction | |||
Powerlaw index | |||
Unabsored flux | |||
Cash statistics | 4.23/5=0.868 | ||
Model 4 - | |||
Local column density (free) | |||
Powerlaw index | |||
keV | Temperature of hot, diffuse gas | ||
Unabsored flux of the powerlaw | |||
Cash statistics | 4.09/4=1.023 |

3 Analysis and Results
After the modeling of the new XRT spectrum and the photometries of the new UVOT images, we examine the potential relation between the identified spectral type transitions and variations of both X-ray and UV emission by comparing the new measurements with previously reported ones .
3.1 X-ray Emission
UGC 3223 was reported as a bright source in the ROAST All-sky Survey (RASS, Voges et al. 1999). The spectrum taken by Stirpe (1990) in 1987 indicates the object was a Seyfert 1.5 galaxy when the RASS was conducted in 1990-1991. The object is also included in the second Swift-XRT Point Source (2SXP) catalog (Evans et al. 2020) that contains 206,335 point sources detected by the Swift/XRT in the 0.3-10 keV energy range in the PC mode between 2005/01/01 and 2018/08/01. For the case of UGC 3223, the observations used to build the catalog were performed between 2013/07/22 and 2014/04/12. The spectroscopy taken by Wang et al. (2020) shows that the object was changed to be a Seyfert 2 galaxy with a complete disappearance of its broad Balmer line emission at that time.
Table 3 compares the results extracted from RASS, 2SXP and the new XRT observations performed in 2020. Columns (3) and (4) list the observed fluxes in 0.1-2.4keV () and 0.3-10keV (), respectively. For the 2020 observation, is provided by following RASS by assuming a powerlaw with a fixed photon index of associated with a Galactic absorption (Zimmermann et al. 2001). While, in order to compare the value in 2SXP, the tabulated is obtained from our fitting with the model of , in which both and are free parameters. Columns (5) and (6) list the ROSAT hardness ratios: HR1 and HR2111The ROSAT hardness ratios are defined as the count rates ratios: and , where : 0.1-0.4keV, : 0.5-20.keV, : 0.5-0.9keV and : 0.9-2.0keV.. Columns (7) and (8) are the hardness ratios HR1 and HR2222The Swift hardness ratios HR1 and HR2 are defined as: and , where , , and are the count rates in 0.3-1keV, 1-2keV and 2-10keV energy bands respectively. defined in Evans et al. (2020) for the Swift mission. All the uncertainties shown in the table correspond to a 90% significant level, after taking into account the proper error propagation.
Figure 3 shows the long term variation of the X-ray flux of the object, which is accompanied with its spectral type transitions. One can see from the figure that the X-ray flux tightly follows the optical spectral transition. The closer the spectral type is to Type I, the higher the X-ray flux. Compared to the previous Swift observations carried out in 2013-2014 when the object was classified as a Seyfert 2 galaxy, the 0.3-10keV flux obtained from the new 2020 observation increased by an order of magnitude when the object returns to a Seyfert 1.8 galaxy. The 0.1-2.4keV flux of the new 2020 Swift observation is still lower than that of ROSAT by more than one order of magnitude when the object shows a Seyfert 1.5 spectrum with an evident broad H emission line (Stirpe 1990).
In contrast to the X-ray-brightness-dependent spectral type transitions, the calculated hardness ratios are found to be constant in both “turn-on” and “turn-off” spectral types, which suggests an invariable X-ray spectral shape during the CL phenomenon.
Mission | Date of Obs. | Sp. type | Reference | ||||||
---|---|---|---|---|---|---|---|---|---|
(1) | (2) | (3) | (4) | (5) | (6) | (7) | (8) | (9) | (10) |
ROSAT | 1990-1991 | 15.50 | S1.5 | 1 | |||||
Swift | 2013-2014 | S2 | 2 | ||||||
Swift | 2020.04 | S1.8 | this work |

3.2 UV Emission
Bai et al. (2015) reported an integrated GALEX D25 ellipse near-ultraviolet (NUV) magnitude of mag (AB) for the object, where only the statistical uncertainties are included. Among the three Swift/UVOT filters, the filter is most tightly related with the GALEX NUV filter with a color correction of only 0.013 mag. Taking into account of the systematic zero point uncertainty of NUV of 0.15 mag, the measured integrated brightness of suggests a consistence with the GALEX result, although the object was observed by GALEX by 2013. We argue that the consistence is not hard to understand since the UV emission of the object is found to be dominated by the outer host disk. A crude aperture photometry with an aperture size of 5″ at the center of the object returns a nuclear brightness of mag, which suggests that the UV emission from the nucleus is only 10% of the total emission.
4 Conclusion and Discussion
Based on the new Swift/XRT observations of the nearby repeat CL-AGN UGC 3223, a comparison with previous observations enables us to identify a linkage between X-ray luminosity level and its optical spectral type. The object shows the lowest X-ray luminosity level when it was at the “turn-off” state with a Seyfert 2 spectrum. While the highest (moderate) X-ray luminosity level is found when the object was a Seyfert 1.5 (1.8) galaxy. An invariable X-ray spectral shape is, however, found in the spectral type transitions due to its invariable X-ray hardness ratios. In addition, the new Swift /UVOT observations indicate that a fraction of % UV emission is contributed from an intensive star formation activity occurring in the disk of the host galaxy. No variation of its integrated brightness in NUV is detected during the optical type transitions, which is likely an observational bias due to the low contrast between the host and nucleus.
4.1 Star Formation Contribution
We here demonstrate that the X-ray emission contributed by the host star formation activity has negligible effect on our study. It is known that star formation activity is also an X-ray emitter due to the collective emission of the XRB population (see review in Fabbiano 2006). The X-ray emission can be used as a good tracer of recent star formation activity because the evolutionary time-scale of high-mass X-ray binaries (HMXBs) is not longer than yr (e.g., Bauer et al. 2002; Grimm et al. 2003; Ranalli et al. 2003; Persic & Rephaeli 2007; Lehmer et al. 2010). At the beginning, we estimate the star formation rate (SFR) from its NUV and infrared333The object is an IRAS bright source: IRAS 04565+0454. luminosities basing upon the calibration of (Hao et al. 2011), which yields an estimation of . Given the relationship of (Mineo et al. 2012), a is predicted by assuming a powerlaw with . This predicted luminosity is far lower than the observed lowest X-ray emission level by almost 2 orders of magnitude.
4.2 Physics of CL Phenomenon in UGC 3223
Taking into account the revealed major role of accretion luminosity on the optical spectral type transitions, we propose here that the CL Phenomenon in UGC 3223 can be understood by two effects, i.e., either a luminosity-dependent BLR or a luminosity-dependent dust-torus obscuration, though we can not distinguish which one has more (or equal) impact on the CL Phenomenon at current stage.
Luminosity-dependent BLR. With the multi-epoch observations in X-ray, we argue that the observed optical type transitions in UGC 3223 can be well explained by the disk-wind BLR model proposed in Nicastro (2000). Based on a critical radius of the accretion disk where the power deposited into the vertical outflow is the maximum, a critical is predicted for disappearance of the BLR. The unaborbed X-ray luminosity in 2-10keV is estimated to be for the 2020 Swift/XRT observations. Adopting a bolometric correction of and a BH mass of yields an Eddington ratio of , which is highly consistent with the value estimated from the broad H line emission (Wang et al. 2020). Given the variation of its X-ray flux and the invariable hardness ratios, a is predicted when the object shows a Seyfert 2 spectrum with a complete disappearance of its broad Balmer emission lines. This value is clearly lower than the critical one of predicted in the disk-wind model (Nicastro 2000) by an order of magnitude.
Luminosity-dependent Obscuration. Although the classical obscuring scenario has been excluded by Sheng et al. (2017, and see also in Ai et al. (2020)) by considering the fact that the crossing time of the torus is much larger than the variation time scale of the mid-infrared emission, a luminosity-dependent obscuring scenario has been proposed to explain some observed CL cases (e.g., Kishimoto et al. 2013; Oknyansky et al. 2017, 2019, 2020). It has been known for a long time that the inner most radius of the torus is determined by the hottest dust temperature that is limited by sublimation of the dust (i.e., 1500-2000K, e.g., Huffman 1977; Salpeter 1977; Baskin & Laor 2018). A more luminous AGN is therefore predicted to have a larger inner most radius of the torus, which leads to a simple global relation of between the inner radius of the torus and AGN luminosity (Barvainis 1987, 1992). This prediction has been confirmed by myriad near-infrared reverberation mapping projects (e.g., Nelson 1996; Glass 2004; Minezaki et al. 2006, 2019; Koshida et al. 2014). By depending on the average luminosity rather than the instantaneous one, a breath of the inner most radius of the torus was, in fact, revealed in two nearby CL-AGNs: NGC 1566 and NGC 4151 (e.g., Kishimoto et al. 2009; Oknyansky et al. 2019). An updated analysis indicates a dust recovery time of yrs for NGC 4151 (Kishimoto et al. 2013), which is shorter than the observed CL timescale of UGC 3223 of 30 years.
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