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institutetext: 1School of Natural Sciences, Institute for Advanced Study,
1 Einstein Drive, Princeton, NJ 08540 USA
institutetext: 2Center for Theoretical Physics and Department of Physics, University of California,
Berkeley, CA 94720 USA

Algebras and States in JT Gravity

Geoff Penington1,2 and Edward Witten1
Abstract

We analyze the algebra of boundary observables in canonically quantised JT gravity with or without matter. In the absence of matter, this algebra is commutative, generated by the ADM Hamiltonian. After coupling to a bulk quantum field theory, it becomes a highly noncommutative algebra of Type II with a trivial center. As a result, density matrices and entropies on the boundary algebra are uniquely defined up to, respectively, a rescaling or shift. We show that this algebraic definition of entropy agrees with the usual replica trick definition computed using Euclidean path integrals. Unlike in previous arguments that focused on 𝒪(1){\mathcal{O}}(1) fluctuations to a black hole of specified mass, this Type II algebra describes states at all temperatures or energies. We also consider the role of spacetime wormholes. One can try to define operators associated with wormholes that commute with the boundary algebra, but this fails in an instructive way. In a regulated version of the theory, wormholes and topology change can be incorporated perturbatively. The bulk Hilbert space bulk{\mathcal{H}}_{\mathrm{bulk}} that includes baby universe states is then much bigger than the space of states bdry{\mathcal{H}}_{\mathrm{bdry}} accessible to a boundary observer. However, to a boundary observer, every pure or mixed state on bulk{\mathcal{H}}_{\mathrm{bulk}} is equivalent to some pure state in bdry{\mathcal{H}}_{\mathrm{bdry}}.

1 Introduction

JT gravity in two dimensions Jackiw ; Teitelboim with negative cosmological constant provides a simple and much-studied model of a two-sided black hole (for example, see AP ; Malda ; MoreOnJT ; MT ; KS ; ZY ; HJ ). JT gravity coupled to additional matter fields, described by a quantum field theory, has also been much studied, especially in the case that the matter theory is conformally invariant JT-CFT . The essential simplicity of the model is retained as long as there is no direct coupling of the dilaton of JT gravity to other matter fields.

In the present article, we will study JT gravity from the point of view of understanding the algebra of observables accessible to a boundary observer living on one side of the system. It is believed that in JT gravity with or without additional matter fields, it is not possible to define a one-sided black hole Hilbert space, but it is certainly possible to define a two-sided Hilbert space {\mathcal{H}}, as studied for example in HJ ; ZY ; KS ; MLZ ; JK ; Lin . We will analyze the algebra 𝒜{\mathcal{A}} of operators acting on {\mathcal{H}} that can be defined on, say, the left boundary of the system.

The analogous problem for more complicated systems in higher dimensions has been studied recently. Those analyses have involved a large NN limit and quantum fields propagating in a definite spacetime, a black hole of prescribed mass. The starting point has been a Type III1 algebra of bulk quantum fields outside the black hole horizon, which can be interpreted as an algebra of single-trace boundary operators LL ; LL2 . Upon including in the algebra the generator of time translations, either by including certain corrections of order 1/N1/N or by going to a microcanonical description, the Type III1 algebra becomes a Type II algebra GCP ; CPW . This Type III1 or Type II algebra describes fluctuations about a definite spacetime, namely the black hole spacetime that served as input.

The simplicity of JT gravity is such that it is possible to describe an algebra of boundary observables for JT gravity coupled to a definite QFT, without taking any sort of large NN limit. One obtains an algebra 𝒜{\mathcal{A}} of Type II that is equally valid for any value of the black hole temperature or mass. The trace in this algebra is the expectation value in the high temperature limit of the thermofield double state.111This role of the high temperature limit has also been noted in the context of a double-scaled version of the SYK model Lin ; in that context, the algebra is of Type II1. A description of double-scaled SYK in which the high temperature limit is conveniently accessible had been developed in Naro . At high temperatures, the fluctuations in the bulk spacetime are small, and as in LL ; LL2 ; GCP ; CPW , the operators in 𝒜{\mathcal{A}} can be given a bulk interpretation. At low temperatures, the fluctuations in the bulk spacetime are large and 𝒜{\mathcal{A}} cannot be usefully approximated as an algebra of bulk operators; it has to be understood as an algebra of boundary operators.

The fact that the algebra 𝒜{\mathcal{A}} can be defined in the case of JT gravity without choosing a reference temperature means that it is “background independent.” That is not the case for existing constructions of an algebra of observables outside a black hole horizon in more complicated models in higher dimensions. In those constructions, background independence is lost when one subtracts the thermal expectation value of an operator so as to get an algebra of operators that have a large NN limit. In JT gravity coupled to matter, since we define the algebra without considering any large NN limit for the matter system, background independence is retained.

The Type II algebra 𝒜{\mathcal{A}} that describes JT gravity coupled to matter is a “factor,” meaning that its center consists only of cc-numbers. Accordingly, 𝒜{\mathcal{A}} has a trace that is uniquely determined up to an overall multiplicative constant. A multiplicative constant in the trace leads to an additive constant in the entropy, so a state of the algebra 𝒜{\mathcal{A}} has an entropy that is uniquely defined up to a state-independent additive constant. By contrast, in JT gravity without matter, the algebra of boundary observables is commutative – generated by the ADM Hamiltonian. Therefore, in the absence of matter, the algebraic structure alone does not determine a unique trace or an appropriate definition of entropy. We will see that when matter is present so that the algebra is of Type II, the entropy of a state of the Type II algebra agrees with the entropy computed via Euclidean path integrals GH ; LM ; M2 up to an overall additive constant. Similar results were obtained previously in analyses based on large NN limits CPW . In contrast, previous attempts at understanding entanglement entropy in canonically quantised JT gravity focused on JT gravity without matter. As a result, they relied on the introduction of additional ingredients into the theory, such as the defect operators considered in KS ; JK , that were “fine-tuned” to match the Euclidean path integral results.

The bulk Hilbert space bulk{\mathcal{H}}_{\mathrm{bulk}} and the algebra 𝒜{\mathcal{A}} can be naturally-defined in a “no-wormhole” version of the theory in which the spacetime topology is assumed to be a Lorentzian strip (or equivalently a disc in Euclidean signature), and this is quite natural for everything that we have said up to this point. However, it is also interesting to ask what happens if we incorporate wormholes and baby universes. In pure JT gravity, there is no difficulty in studying wormhole contributions order by order in the genus of spacetime or equivalently in eSe^{-S}, where SS is the entropy. (The expansion in powers of eSe^{-S} will break down at low temperatures.) One can even understand the theory nonperturbatively via a dual matrix model SSS . When the theory is coupled to matter, however, the perturbative wormhole contributions diverge because the negative matter Casimir energy in a closed universe leads to a divergent contribution from small wormholes. In fact this divergence plays a crucial and illustrative role in ensuring the consistency of the “no-wormhole” story described above. It does so by avoiding the presence of “baby universe operators,” similar to those in MM , whose eigenvalues would be classical α\alpha-parameters Coleman ; Giddings .

In a more complete theory, we might expect that the Casimir divergence should be regulated. In the SYK model, for example, the divergence is suspected to be regulated by something similar to the Hawking-Page-like phase transition described in MQ ; see Section 6.1 of SSS for discussion on this point. As a result, we proceed somewhat formally and attempt to understand what happens to the boundary algebras and the Hilbert space in such a regulated theory. The analysis of the algebra 𝒜{\mathcal{A}} gives no major surprises: it is corrected order by order in the wormhole expansion, but remains an algebra of Type II. The analysis of the Hilbert space is more subtle and involves an interesting difference between the no-wormhole theory and the theory with wormholes included. With or without wormholes, a Hilbert space bdry{\mathcal{H}}_{\mathrm{bdry}} can be defined from a boundary point of view by first introducing states that have a reasonable Euclidean construction, then using the bulk path integral to compute inner products among these states, and finally dividing out null vectors and taking a completion to get a Hilbert space. The inner products that enter this construction have wormhole corrections, but wormholes do not affect the “size” of bdry{\mathcal{H}}_{\mathrm{bdry}}. On the other hand, from a bulk point of view, once we include wormholes, to define a Hilbert space we have to include closed “baby universes.” The resulting Hilbert space bulk{\mathcal{H}}_{\mathrm{bulk}} is then much “bigger” than it would be in the absence of wormholes. There is a fairly simple natural definition of bdry{\mathcal{H}}_{\mathrm{bdry}} and a fairly simple natural definition of bulk{\mathcal{H}}_{\mathrm{bulk}}, but it is less obvious how to relate them. We make a sort of gauge choice that enables us to define a map 𝒲:bdrybulk{\mathcal{W}}:{\mathcal{H}}_{\mathrm{bdry}}\to{\mathcal{H}}_{\mathrm{bulk}} that preserves inner products, embedding bdry{\mathcal{H}}_{\mathrm{bdry}} as a rather “small” subspace of bulk{\mathcal{H}}_{\mathrm{bulk}}. States in bulk{\mathcal{H}}_{\mathrm{bulk}} that are orthogonal to 𝒲(bdry){\mathcal{W}}({\mathcal{H}}_{\mathrm{bdry}}) are inaccessible to a boundary observer. The map 𝒲:=bdrybulk{\mathcal{W}}:{\mathcal{H}}={\mathcal{H}}_{\mathrm{bdry}}\to{\mathcal{H}}_{\mathrm{bulk}} is awkward to describe explicitly even for states that have a simple Euclidean construction. This map is likely far more difficult to describe for states that do not have such a simple construction – for example, states that arise from Lorentz signature time evolution starting from states with a simple Euclidean construction.

One of the main results of our study of wormholes is to learn that, from the point of view of the boundary observer, at least to all orders in eSe^{-S} (since our analysis is based on an expansion in this parameter), any pure or mixed state on the bulk Hilbert space bulk{\mathcal{H}}_{\mathrm{bulk}} is equivalent to a pure state in the much smaller Hilbert space bdry{\mathcal{H}}_{\mathrm{bdry}}. Classically, one might describe this by saying that although bulk{\mathcal{H}}_{\mathrm{bulk}} is much bigger than bdry{\mathcal{H}}_{\mathrm{bdry}}, the extra degrees of freedom in bulk{\mathcal{H}}_{\mathrm{bulk}} are beyond the observer’s horizon.

Another generalization is as follows. Instead of a world with a single open universe component and possible closed baby universes, we can consider a world with two open universe components or in general any number of them, plus baby universes. In the absence of wormholes, this adds nothing essentially new: a Hilbert space for two open universes would be trivially constructed from single-universe Hilbert spaces. With wormholes included, distinct open universes can interact with each other via wormhole exchange. However, we can ask the following question: can an observer with access to only one asymptotic boundary of spacetime know how many other boundaries there are? We show that the answer to this question is “no,” at least to all orders in eSe^{-S}, in the following sense. Let bdry{\mathcal{H}}_{\mathrm{bdry}} be the boundary Hilbert space for the case of a single open universe component (and any number of closed universes), and let 𝒜{\mathcal{A}} be the algebra of boundary operators acting on bdry{\mathcal{H}}_{\mathrm{bdry}}. The same algebra 𝒜{\mathcal{A}} also acts on the bulk Hilbert space bulk,[n]{\mathcal{H}}_{{\mathrm{bulk}},[n]} with any number nn of open universe components (and, again, any number of closed universes), and every pure or mixed state on bulk,[n]{\mathcal{H}}_{{\mathrm{bulk}},[n]} is equivalent, for a boundary observer, to some pure state in bdry{\mathcal{H}}_{\mathrm{bdry}}. Classically, one would interpret this by saying that an observer at one asymptotic end has no way to know how many other asymptotic ends there are because they are all beyond a horizon. Quantum mechanically, that language does not apply in any obvious way but the conclusion is valid.

In section 2, we review aspects of JT gravity and discuss from a bulk point of view the Hilbert space of JT gravity coupled to a quantum field theory. In section 3, we construct the algebra 𝒜{\mathcal{A}} of operators accessible to an observer outside the horizon. We define this algebra both directly within the canonically quantised theory, and via a natural alternative definition using Euclidean path integrals, which we argue is equivalent. This equivalence justifies the use of Euclidean path integrals to compute entropies in the context of JT gravity with matter. In section 4, we attempt to define “baby universe operators” that would commute with the boundary algebras, and show that this fails in an instructive fashion. In section 5, we consider wormhole corrections both to the Hilbert space constructed in section 2 and to the algebra constructed in section 3. As already noted, once wormholes are included, the Hilbert space that is natural from a boundary point of view is a “small” and difficult to characterize subspace of the Hilbert space that is natural from a bulk point of view. In section 6, we consider a further generalization to a spacetime with multiple asymptotic boundaries. As already explained, a primary conclusion of studying these generalizations is to learn that they are undetectable by an observer at infinity in one asymptotic region.

The algebras discussed in the present article have been analyzed from a different point of view in DK . This paper contains, in particular, a precise argument for the important claim that the centers of the left and right algebras 𝒜L{\mathcal{A}}_{L} and 𝒜R{\mathcal{A}}_{R} consist only of cc-numbers. Among other things, this paper also contains illuminating and useful explicit formulas and a further analysis of the exotic traces that we discuss in section 4. The author of DK pointed out an error in section 4 of the original version of this article. The error has been corrected in the present version. The conclusions are largely unchanged, but one important point is not very clear, as explained in section 4.

2 The Bulk Hilbert Space

In this section, we first review some aspects of JT gravity – focussing on the bare minimum needed for the present article – and then we discuss from a bulk point of view the Hilbert space of pure JT gravity and of JT gravity coupled to a quantum field theory.

2.1 The Boundary Hamiltonian

The action of JT gravity with negative cosmological constant on a spacetime MM can be written, in the notation of HJ ; JK , as

IJT=Md2xgϕ(R+2)+2Mdt|γ|ϕ(K1)+,I_{JT}=\int_{M}{\mathrm{d}}^{2}x\sqrt{-g}\upphi(R+2)+2\int_{\partial M}{\mathrm{d}}t\sqrt{|\gamma|}\upphi(K-1)+\cdots, (1)

where gg is the bulk metric with curvature scalar RR, γ\gamma is the induced metric on the boundary, KK is the extrinsic curvature of the boundary, and we have omitted a topological invariant related to the classical entropy S0S_{0}. Upon integrating first over ϕ\upphi to impose the equation of motion R+2=0R+2=0, with a boundary condition that fixes the boundary value of ϕ\upphi, the action reduces to

IM=2Mdt|γ|ϕ(K1).I_{\partial M}=2\int_{\partial M}{\mathrm{d}}t\sqrt{|\gamma|}\upphi(K-1). (2)

The condition R+2=0R+2=0 implies that MM is locally isomorphic to a portion of AdS2{\mathrm{AdS}}_{2}, a homogeneous manifold of constant curvature 2-2. AdS2{\mathrm{AdS}}_{2} is the universal cover of what we will call AdS2(0){\mathrm{AdS}}_{2}^{(0)}, namely the quadric X2+Y2Z2=1X^{2}+Y^{2}-Z^{2}=1 with metric ds2=dX2dY2+dZ2{\mathrm{d}}s^{2}=-{\mathrm{d}}X^{2}-{\mathrm{d}}Y^{2}+{\mathrm{d}}Z^{2}. AdS2(0){\mathrm{AdS}}_{2}^{(0)} has an action of SL(2,){{SL}}(2,{\mathbb{R}}) generated by vector fields

j1\displaystyle j_{1} =XYYX\displaystyle=X\partial_{Y}-Y\partial_{X} (3)
j2\displaystyle j_{2} =YZ+ZY\displaystyle=Y\partial_{Z}+Z\partial_{Y} (4)
j3\displaystyle j_{3} =XZZX,\displaystyle=-X\partial_{Z}-Z\partial_{X}, (5)

satisfying [ja,jb]=ϵabcjc[j_{a},j_{b}]=\epsilon_{ab}^{c}j_{c}, where the metric on the Lie algebra is ηab=diag(1,1,1)\eta_{ab}=\mathrm{diag}(-1,1,1). Coordinates T,σT,\sigma with

X\displaystyle X =cosTcoshσ\displaystyle=\cos T\cosh\sigma (6)
Y\displaystyle Y =sinTcoshσ\displaystyle=\sin T\cosh\sigma (7)
Z\displaystyle Z =sinhσ\displaystyle=\sinh\sigma (8)

give a useful parametrization of the universal cover AdS2{\mathrm{AdS}}_{2}. In these coordinates, the metric is

ds2=dσ2cosh2σdT2,<σ,T<.{\mathrm{d}}s^{2}={\mathrm{d}}\sigma^{2}-\cosh^{2}\sigma\,{\mathrm{d}}T^{2},~{}~{}~{}~{}-\infty<\sigma,T<\infty. (9)

The vector fields (3) on AdS2(0){\mathrm{AdS}}_{2}^{(0)} lift to vector fields on AdS2{\mathrm{AdS}}_{2} that generate an action of SL~(2,)\widetilde{{SL}}(2,{\mathbb{R}}), the universal cover of SL(2,){{SL}}(2,{\mathbb{R}}).

AdS2{\mathrm{AdS}}_{2} has a “right” conformal boundary at σ+\sigma\to+\infty and a “left” conformal boundary at σ\sigma\to-\infty. In studies of JT gravity, MM is usually taken to be “almost all” of AdS2{\mathrm{AdS}}_{2} AP ; Malda . This is achieved as follows. First of all, the left and right boundaries could be defined simply by functions σL(T)\sigma_{L}(T), σR(T)\sigma_{R}(T). However, in “nearly AdS2{\mathrm{AdS}}_{2} holography,” one assumes that the boundary is parameterised by a distinguished parameter tt, the time of the boundary quantum mechanics, and one parametrizes the right boundary curve by functions σR(t)\sigma_{R}(t), TR(t)T_{R}(t), and similarly for the left boundary. To get nearly AdS2{\mathrm{AdS}}_{2} spacetime, one further imposes the boundary conditions

γtt=1ϵ2,ϕ|M=\textphibϵ,\gamma_{tt}=-\frac{1}{\epsilon^{2}},~{}~{}~{}\upphi|_{\partial M}=\frac{\text{\textphi}_{b}}{\epsilon}, (10)

with constant \textphib\text{\textphi}_{b} and with very small ϵ\epsilon. For small ϵ\epsilon, the condition γtt=1/ϵ2\gamma_{tt}=-1/\epsilon^{2} reduces to

eσR=2ϵ1T˙R,eσL=2ϵ1T˙L,e^{\sigma_{R}}=\frac{2}{\epsilon}\frac{1}{\dot{T}_{R}},~{}~{}e^{-\sigma_{L}}=\frac{2}{\epsilon}\frac{1}{\dot{T}_{L}}, (11)

where dots represent derivatives with respect to tt. Thus, the left and right boundary curves lie, for small ϵ\epsilon, at very large negative or positive σ\sigma, and each of them is determined by a single function TL(t)T_{L}(t) or TR(t)T_{R}(t).

It is useful to define

eσR=2\textphibϵeσ~R,eσL=2\textphibϵeσ~L,e^{\sigma_{R}}=\frac{2\text{\textphi}_{b}}{\epsilon}e^{\widetilde{\sigma}_{R}},~{}~{}~{}e^{-\sigma_{L}}=\frac{2\text{\textphi}_{b}}{\epsilon}e^{-\widetilde{\sigma}_{L}}, (12)

where (in view of eqn. (11)) σ~L\widetilde{\sigma}_{L}, σ~R\widetilde{\sigma}_{R} remain finite for ϵ0\epsilon\to 0. Here σ~L\widetilde{\sigma}_{L}, σ~R\widetilde{\sigma}_{R} are renormalized length parameters, in the sense that, for ϵ0\epsilon\to 0, the length of a geodesic between the left and right boundaries is

=σ~Rσ~L+constant.\ell=\widetilde{\sigma}_{R}-\widetilde{\sigma}_{L}+{\mathrm{constant}}. (13)

The constant depends only on TL,TRT_{L},\,T_{R} and not on σ~L,σ~R\widetilde{\sigma}_{L},\,\widetilde{\sigma}_{R}.

With a small calculation, one finds that for ϵ0\epsilon\to 0, the boundary action (2) becomes

IM=\textphibdt(T˙R2+(T¨RT˙R)2)+\textphibdt(T˙L2+(T¨LT˙L)2),I_{\partial M}=\text{\textphi}_{b}\int{\mathrm{d}}t\left(-{\dot{T}_{R}}^{2}+\left(\frac{\ddot{T}_{R}}{\dot{T}_{R}}\right)^{2}\right)+\text{\textphi}_{b}\int{\mathrm{d}}t\left(-{\dot{T}_{L}}^{2}+\left(\frac{\ddot{T}_{L}}{\dot{T}_{L}}\right)^{2}\right), (14)

which is known as the Schwarzian action because it is a linear combination of the Schwarzian derivatives {TR,t}\{T_{R},t\} and {TL,t}\{T_{L},t\}.

However, there is another convenient way to describe the problem KS ; ZY . One term in the boundary action (2) is just 2ϕL-2\upphi L, where LL is the length of M\partial M; using the boundary condition on ϕ\upphi, this is 2\textphibϵL-\frac{2\text{\textphi}_{b}}{\epsilon}L. The other term involving the integral of KK can be expressed, using the Gauss-Bonnet theorem, in terms of Md2xgR\int_{M}{\mathrm{d}}^{2}x\sqrt{g}R (together with a topological invariant, the Euler characteristic of MM); since R=2R=-2, this is just 2A-2A, with AA the area of MM. Thus the boundary action is

IM=2\textphibϵ(AL)+constant.I_{\partial M}=\frac{2\text{\textphi}_{b}}{\epsilon}\left(A-L\right)+{\mathrm{constant}}. (15)

The area form of AdS2{\mathrm{AdS}}_{2} is gdσdT=coshσdσdT=d(sinhσdT)\sqrt{-g}{\mathrm{d}}\sigma{\mathrm{d}}T=\cosh\sigma{\mathrm{d}}\sigma{\mathrm{d}}T={\mathrm{d}}(\sinh\sigma{\mathrm{d}}T), so

A=dt(sinhσRdTRdtsinhσLdTLdt).A=\int{\mathrm{d}}t\left(\sinh\sigma_{R}\frac{{\mathrm{d}}T_{R}}{{\mathrm{d}}t}-\sinh\sigma_{L}\frac{{\mathrm{d}}T_{L}}{{\mathrm{d}}t}\right). (16)

As for the length term, the sum over all paths of length LL is a random walk of that length. A random walk on a manifold describes a process of diffusion which can also be described by the heat kernel etΔe^{-t\Delta}, where Δ\Delta is the Laplacian (or its Lorentz signature analog). On a general Riemannian manifold, if we take for the action the usual kinetic energy of a nonrelativistic particle, Ikin=12dtgijx˙ix˙jI_{\mathrm{kin}}=\frac{1}{2}\int{\mathrm{d}}tg_{ij}\dot{x}^{i}\dot{x}^{j}, then the corresponding Hamiltonian is Δ/2\Delta/2, appropriate to describe diffusion. The upshot is that the LL term in the action can be replaced by an action of the form IkinI_{\mathrm{kin}}. The resulting action for the right boundary is then

IR=\textphibdt(σ˙R2cosh2σRT˙R2)+2\textphibϵdtsinhσRT˙R,I_{R}=\text{\textphi}_{b}\int{\mathrm{d}}t\left(\dot{\sigma}_{R}^{2}-\cosh^{2}\sigma_{R}\dot{T}_{R}^{2}\right)+\frac{2\text{\textphi}_{b}}{\epsilon}\int{\mathrm{d}}t\sinh\sigma_{R}\dot{T}_{R}, (17)

with a similar action for the left boundary. Proofs of the relationship222This relationship involves some renormalization, leading to a divergent additive constant in the Hamiltonian that will be dropped in the next paragraph. between (15) and (17) can be found in KS ; ZY , in part following chapter 9 of Polyakov .

For our purposes, we will just verify that333This derivation was explained to us by Z. Yang; a similar calculation in a different coordinate system can be found in ZY . (17) is equivalent to (14) in the limit ϵ0\epsilon\to 0 (apart from an additive constant that has to be dropped from the Hamiltonian). The canonical momenta deduced from IRI_{R} are pσR=2\textphibσ˙Rp_{\sigma_{R}}=2\text{\textphi}_{b}\dot{\sigma}_{R}, pTR=2\textphib(cosh2σRT˙R+1ϵsinhσR)p_{T_{R}}=2\text{\textphi}_{b}(-\cosh^{2}\sigma_{R}\dot{T}_{R}+\frac{1}{\epsilon}\sinh\sigma_{R}). The Hamiltonian is then

HR=pσR24\textphib14\textphibcosh2σR(pTR2\textphibϵsinhσR)2.H_{R}=\frac{p_{\sigma_{R}}^{2}}{4\text{\textphi}_{b}}-\frac{1}{4\text{\textphi}_{b}\cosh^{2}\sigma_{R}}\left(p_{T_{R}}-\frac{2\text{\textphi}_{b}}{\epsilon}\sinh\sigma_{R}\right)^{2}. (18)

Making the change of variables (12), where pσ~R=pσRp_{\widetilde{\sigma}_{R}}=p_{\sigma_{R}}, the ϵ0\epsilon\to 0 limit of the Hamiltonian comes out to be (after discarding an additive constant)

HR=12\textphib(12pσ~R2+pTReσ~R+12e2σ~R).H_{R}=\frac{1}{2\text{\textphi}_{b}}\left(\frac{1}{2}p_{\widetilde{\sigma}_{R}}^{2}+p_{T_{R}}e^{-\widetilde{\sigma}_{R}}+\frac{1}{2}e^{-2\widetilde{\sigma}_{R}}\right). (19)

The action of any Hamiltonian system has a canonical form Ican=dt(ipiq˙iH)I_{\mathrm{can}}=\int{\mathrm{d}}t(\sum_{i}p_{i}\dot{q}^{i}-H). In the present case, this is

Ican=dt(pσ~Rσ~˙R+pTRT˙R12\textphib(12pσ~R2+pTReσ~R+12e2σ~R)).I_{\mathrm{can}}=\int{\mathrm{d}}t\left(p_{\widetilde{\sigma}_{R}}\dot{\widetilde{\sigma}}_{R}+p_{T_{R}}\dot{T}_{R}-\frac{1}{2\text{\textphi}_{b}}\left(\frac{1}{2}p_{\widetilde{\sigma}_{R}}^{2}+p_{T_{R}}e^{-\widetilde{\sigma}_{R}}+\frac{1}{2}e^{-2\widetilde{\sigma}_{R}}\right)\right). (20)

Here, IcanI_{\mathrm{can}} is linear in pTRp_{T_{R}}, so pTRp_{T_{R}} behaves as a Lagrange multiplier setting eσ~R=2\textphibT˙Re^{-\widetilde{\sigma}_{R}}=2\text{\textphi}_{b}\dot{T}_{R}. After also integrating out pσ~Rp_{\widetilde{\sigma}_{R}}, which appears quadratically, by its equation of motion, we see that the action (20) is equivalent to the Schwarzian action444Introducing and simplifying the Hamiltonian has given an efficient way to do this calculation; however, one can reach the same conclusion by analyzing how the solutions of the equations of motion behave for small ϵ\epsilon. We will in any case need the formula for the Hamiltonian. (14).

In terms of the variables

χR=σ~R,χL=σ~L\chi_{R}=-\widetilde{\sigma}_{R},~{}~{}~{}~{}~{}~{}\chi_{L}=\widetilde{\sigma}_{L} (21)

used in JK , the Hamiltonian on the right boundary is

HR=12\textphib(12pχR2+pTReχR+12e2χR).H_{R}=\frac{1}{2\text{\textphi}_{b}}\left(\frac{1}{2}p_{\chi_{R}}^{2}+p_{T_{R}}e^{\chi_{R}}+\frac{1}{2}e^{2\chi_{R}}\right). (22)

By a similar derivation, the Hamiltonian on the left boundary is555In this derivation, a minus sign in the formula (16) for the area is compensated by a relative minus sign in the definitions of χR,χL\chi_{R},~{}\chi_{L}.

HL=12\textphib(12pχL2+pTLeχL+12e2χL).H_{L}=\frac{1}{2\text{\textphi}_{b}}\left(\frac{1}{2}p_{\chi_{L}}^{2}+p_{T_{L}}e^{\chi_{L}}+\frac{1}{2}e^{2\chi_{L}}\right). (23)

The renormalized geodesic length between the left and right boundaries is

=χRχL+log(1+cos(TLTR)2).\ell=-\chi_{R}-\chi_{L}+\log\left(\frac{1+\cos(T_{L}-T_{R})}{2}\right). (24)

2.2 The Hilbert Space of Pure JT Gravity

The left and right boundaries of MM are thus described by variables TL,χL,TR,χRT_{L},\chi_{L},T_{R},\chi_{R} and their canonical conjugates. Quantum mechanically, we can describe these boundaries by a Hilbert space 0{\mathcal{H}}_{0} consisting of L2L^{2} functions Ψ(TL,χL,TR,χR)\Psi(T_{L},\chi_{L},T_{R},\chi_{R}).

However HJ ; KS ; ZY ; MLZ ; JK , 0{\mathcal{H}}_{0} is not the appropriate bulk Hilbert space for JT gravity, for two reasons. One reason involves causality, and the second reason involves the gauge constraints. We will discuss causality first. Classically, one can describe a solution of JT gravity by specifying a pair of functions TL(t)T_{L}(t), TR(t)T_{R}(t) that satisfy the equations of motion derived from the Schwarzian action (14). Not all pairs of solutions are allowed, however; one wants the two pairs of boundaries to be spacelike separated. For the metric (9), the condition for this is that

|TL(t)TR(t)|<π|T_{L}(t)-T_{R}(t^{\prime})|<\pi (25)

for all real t,tt,t^{\prime}. Quantum mechanically, the observables TR(t)T_{R}(t) at different times are noncommuting operators that cannot be simultaneously specified; the same applies for TL(t)T_{L}(t). So we cannot directly impose the condition (25) at all times. Fortunately, one can check that in the classical theory it is sufficient to impose the condition (25) at one pair of times t,tt,t^{\prime}. As we discuss briefly below, the classical dynamics then ensure that (25) holds at all times so long as the the two trajectories have vanishing total SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) charge – i.e. the solution satisfies the gauge constraints. We will define the quantum theory in the same way: we impose the condition |TL(t)TR(t)|<π|T_{L}(t)-T_{R}(t^{\prime})|<\pi at some chosen times, say t=t=0t=t^{\prime}=0, and then hope that after imposing the gauge constraints the quantum dynamics lead to a causal answer. We impose this initial condition by refining the definition of the Hilbert space 0{\mathcal{H}}_{0} to say that it consists of L2L^{2} functions Ψ(TL,χL,TR,χR)\Psi(T_{L},\chi_{L},T_{R},\chi_{R}) whose support is at |TLTR|<π|T_{L}-T_{R}|<\pi.

Having made this definition, we then have to ask whether it leads to quantum dynamics that are consistent with causality. For JT gravity with matter, we will eventually get a fairly satisfactory answer, along the following lines. We will define algebras 𝒜L{\mathcal{A}}_{L}, 𝒜R{\mathcal{A}}_{R} of observables on the left and right boundaries, respectively. 𝒜L{\mathcal{A}}_{L} and 𝒜R{\mathcal{A}}_{R} will contain, respectively, all quantum fields inserted on the left or right boundary at arbitrary values of the quantum mechanical time. The two algebras will commute with each other, and this will be a reasonable criterion for saying at the quantum level that the two boundaries are out of causal contact. For JT gravity without matter, an explanation along those lines is unfortunately not available, since there are not enough boundary observables. However the fact we end up with sensible boundary Hamiltonians on a Hilbert space constructed from wavefunctions with |TLTR|<π|T_{L}-T_{R}|<\pi is itself evidence that the boundaries remain out of causal contact at all times.

Even after imposing the condition |TLTR|<π|T_{L}-T_{R}|<\pi, 0{\mathcal{H}}_{0} is not the physical Hilbert space of JT gravity, because we have to impose the constraints. Since we are interested in the intrinsic geometry of MM, not in how it is identified with a portion of AdS2{\mathrm{AdS}}_{2}, we have to regard two sets of variables TL,χL,TR,χRT_{L},\chi_{L},T_{R},\chi_{R} that differ by the action on AdS2{\mathrm{AdS}}_{2} of SL~(2,)\widetilde{{SL}}(2,{\mathbb{R}}) to be equivalent. In other words, we have to treat SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) as a group of constraints.

The constraint operators are

Ja=JaL+JaR,J_{a}=J_{a}^{L}+J_{a}^{R}, (26)

where JaLJ_{a}^{L} and JaRJ_{a}^{R} are the generators of SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) acting on the right and left boundaries, namely

J1R\displaystyle J_{1}^{R} =pTR\displaystyle=p_{T_{R}}
J2R\displaystyle J_{2}^{R} =(cosTR)pTR(sinTR)pχR+eχRcosTR+i2sinTR\displaystyle=(\cos T_{R})p_{T_{R}}-(\sin T_{R})p_{\chi_{R}}+e^{\chi_{R}}\cos T_{R}+\frac{{\mathrm{i}}}{2}\sin T_{R} (27)
J3R\displaystyle J_{3}^{R} =(sinTR)pTR+(cosTR)pχR+eχRsinTRi2cosTR.\displaystyle=(\sin T_{R})p_{T_{R}}+(\cos T_{R})p_{\chi_{R}}+e^{\chi_{R}}\sin T_{R}-\frac{{\mathrm{i}}}{2}\cos T_{R}.

and666The formulas for JaLJ_{a}^{L} used in JK differ from these by TLTL±πT_{L}\to T_{L}\pm\pi, reversing the signs of J2LJ_{2}^{L} and J3LJ_{3}^{L}. We will not make this change of variables as that would make the discussion of causality less transparent.

J1L\displaystyle J_{1}^{L} =pTL\displaystyle=p_{T_{L}} (28)
J2L\displaystyle J_{2}^{L} =(cosTL)pTL+(sinTL)pχLeχLcosTLi2sinTL\displaystyle=-(\cos T_{L})p_{T_{L}}+(\sin T_{L})p_{\chi_{L}}-e^{\chi_{L}}\cos T_{L}-\frac{{\mathrm{i}}}{2}\sin T_{L} (29)
J3L\displaystyle J_{3}^{L} =(sinTL)pTL(cosTL)pχLeχLsinTL+i2cosTL.\displaystyle=-(\sin T_{L})p_{T_{L}}-(\cos T_{L})p_{\chi_{L}}-e^{\chi_{L}}\sin T_{L}+\frac{{\mathrm{i}}}{2}\cos T_{L}. (30)

These operators are self-adjoint and obey [JaR,JbR]=iϵabJcRc[J_{a}^{R},J_{b}^{R}]={\mathrm{i}}\epsilon_{ab}{}^{c}J_{c}^{R}, [JaL,JbL]=iϵabJcLc[J_{a}^{L},J_{b}^{L}]={\mathrm{i}}\epsilon_{ab}{}^{c}J_{c}^{L}. Here ϵabc\epsilon_{abc} is completely antisymmetric with ϵ123=1\epsilon_{123}=1; Lie algebra indices are raised and lowered with the metric ηab=diag(1,1,1)\eta_{ab}=\mathrm{diag}(-1,1,1).

The derivation of the formulas (2.2), (28) can be understood as follows. The terms in JaL,JbRJ_{a}^{L},J_{b}^{R} that are linear in the momenta give the σ±\sigma\to\pm\infty limit of the group action on the AdS2 coordinates (σ,T)(\sigma,T) generated by the vector fields (3). The imaginary terms in JaLJ_{a}^{L}, JbRJ_{b}^{R} are there simply to make those operators self-adjoint. Finally, the terms proportional to eχRe^{\chi_{R}} and eχLe^{\chi_{L}} are neccessary to give the correct action on the conjugate momenta pχR,pTRp_{\chi_{R}},p_{T_{R}} and pχL,pTLp_{\chi_{L}},p_{T_{L}}. This action can be computed from the SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}})-invariant action (17) by taking the ϵ0\epsilon\to 0 limit. However, it is somewhat easier to instead derive the SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) charges in the Hamiltonian description. In this description, symmetry group generators must commute with HLH_{L} and HRH_{R}, which we have already determined. This forces the inclusion of the terms proportional to eχRe^{\chi_{R}}, eχLe^{\chi_{L}}. Actually, HRH_{R} and HLH_{L} are essentially the quadratic Casimir operators for the action of SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) on the right and left boundary degrees of freedom:

2\textphibHR=12(ηabJaRJbR14),2\textphibHL=12(ηabJaLJbL14).2\text{\textphi}_{b}H_{R}=\frac{1}{2}\left(\eta^{ab}J_{a}^{R}J_{b}^{R}-\frac{1}{4}\right),~{}~{}~{}~{}~{}2\text{\textphi}_{b}H_{L}=\frac{1}{2}\left(\eta^{ab}J_{a}^{L}J_{b}^{L}-\frac{1}{4}\right). (31)

Before discussing how to impose these constraints at the quantum level, we first describe how they are implemented in classical JT gravity. The classical phase space procedure for dealing with a gauge symmetry is known as a symplectic quotient, and involves a two-step procedure. The starting point is a g\text{{\teneurm g}}^{*}-valued function called a “moment map” where g is the Lie algebra of the gauge group and g\text{{\teneurm g}}^{*} is its dual. This moment map should generate the gauge group action via Poisson brackets. In our case, the moment map is just the total SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) charge Ja=JaL+JaRJ_{a}=J_{a}^{L}+J_{a}^{R}, where the conserved charges JaLJ_{a}^{L} and JaRJ_{a}^{R} are given by the formulas (2.2) and (28) above, except that the imaginary terms can be dropped because we are in the classical limit. To take a symplectic quotient, we first consider the subspace of phase space on which the moment map is zero. To recover a symplectic manifold (i.e. a sensible phase space), we then also identify points on this constrained space that are related by the action of the gauge group. Each of these two steps reduces the phase space dimension by the dimension of the gauge group. In our case, the unconstrained phase space is eight dimensional, and the group SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) is three dimensional, so the physical phase space will be two dimensional.

The qualitative properties of a classical orbit depend on whether the Casimir ηabJaRJbR\eta^{ab}J^{R}_{a}J^{R}_{b} is positive, negative, or zero. If ηabJaRJbR<0\eta^{ab}J^{R}_{a}J^{R}_{b}<0, then up to an SL(2,)SL(2,{\mathbb{R}}) rotation, we can assume that J1R0J^{R}_{1}\not=0, J2R=J3R=0J^{R}_{2}=J^{R}_{3}=0. The conditions J2R=J3R=0J^{R}_{2}=J^{R}_{3}=0 imply via eqn. (2.2) that pχR=0p_{\chi_{R}}=0 and eχR=pTRe^{\chi_{R}}=-p_{T_{R}}, so that we must have J1R=pTR<0J_{1}^{R}=p_{T_{R}}<0. The SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) constraint implies that the left boundary particle has JaL=JaRJ^{L}_{a}=-J^{R}_{a}, and now the conditions J2L=J3L=0J^{L}_{2}=J^{L}_{3}=0 lead to J1L=pTL=eχL<0J_{1}^{L}=p_{T_{L}}=-e^{\chi_{L}}<0. But as J1R,J1LJ_{1}^{R},J_{1}^{L} are then both negative, it is impossible to satisfy the constraint J1R+J1L=0J_{1}^{R}+J_{1}^{L}=0. So orbits with ηabJaRJbR<0\eta^{ab}J^{R}_{a}J^{R}_{b}<0 cannot satisfy the constraints. A similar analysis shows that the same is true of orbits with ηabJaRJbR=0\eta^{ab}J^{R}_{a}J^{R}_{b}=0.

Thus, we have to consider orbits with ηabJaRJbR>0\eta^{ab}J_{a}^{R}J_{b}^{R}>0. Any such orbit is related by SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) to one with J2R>0J_{2}^{R}>0 and J1R=J3R=0J_{1}^{R}=J_{3}^{R}=0; again, the SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) constraint requires JaL=JaRJ_{a}^{L}=-J_{a}^{R}. The conditions J1R=J1L=0J_{1}^{R}=J_{1}^{L}=0 give pTR=pTL=0p_{T_{R}}=p_{T_{L}}=0 and the other conditions can be solved to give

eχR\displaystyle e^{\chi_{R}} =J2RcosTR\displaystyle=J_{2}^{R}\cos T_{R}
eχL\displaystyle e^{\chi_{L}} =J2LcosTL=J2RcosTL.\displaystyle=-J_{2}^{L}\cos T_{L}=J_{2}^{R}\cos T_{L}. (32)

Any orbit of this type therefore has

2πnRπ/2<TR<2πnR+π/2,2πnLπ/2<TL<2πnL+π/22\pi n_{R}-\pi/2<T_{R}<2\pi n_{R}+\pi/2,~{}~{}~{}~{}2\pi n_{L}-\pi/2<T_{L}<2\pi n_{L}+\pi/2 (33)

for some integers nL,nRn_{L},n_{R}. An element of the center of SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) will shift nL,nRn_{L},n_{R} by a common integer, so only the difference nRnLn_{R}-n_{L} is invariant. If this difference vanishes, then |TL(t)TR(t)|<π|T_{L}(t)-T_{R}(t^{\prime})|<\pi for all t,tt,t^{\prime} and two boundaries are spacelike separated at all times. If the difference is nonzero, then |TL(t)TR(t)|>π|T_{L}(t)-T_{R}(t^{\prime})|>\pi always, and the two boundaries are timelike separated at all times. Thus it is necessary to impose a condition that the two boundaries are spacelike separated, and if this condition is imposed at one time, it remains valid for all times.

At this stage, we have reduced the phase space to a three-dimensional space parameterised by the value of J2RJ_{2}^{R}, or equivalently of the Hamiltonians HL=HR=14\textphib(J2R)2116\textphibH_{L}=H_{R}=\frac{1}{4\text{\textphi}_{b}}(J_{2}^{R})^{2}-\frac{1}{16\text{\textphi}_{b}}, along with the locations of the two boundary particles along their trajectories. To complete our analysis, we note that the gauge symmetry generator J2=J2L+J2RJ_{2}=J_{2}^{L}+J_{2}^{R} preserves the gauge charges and hence preserves the two boundary trajectories. In fact (up to an energy-dependent rescaling), it generates forwards time-translation of the right boundary and backwards time-translation of the left boundary. After quotienting by this action, we obtain the final two-dimensional phase space HJ parameterised by the boundary energy HL=HRH_{L}=H_{R} along with the “timeshift” between the two boundary trajectories.

Let us now discuss what happens in the quantum theory. Because the constraint group SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) is non compact, imposing the constraints on quantum states is somewhat subtle. Suppose that a group GG acts on a Hilbert space 0{\mathcal{H}}_{0}, with inner product (,)(~{},~{}), and one wishes to impose GG as a group of constraints. In our case, G=SL~(2,)G={\widetilde{{SL}}}(2,{\mathbb{R}}) and 0{\mathcal{H}}_{0} was defined earlier. Naively, one imposes the constraints by restricting to the GG-invariant subspace of 0{\mathcal{H}}_{0}. This is satisfactory if GG is compact, but if GG is not compact, this procedure can be problematical because GG-invariant states are typically not normalizable, so there may be few or no GG-invariant states in 0{\mathcal{H}}_{0}. A procedure that often works better for a noncompact group and that has been extensively discussed in the context of gravity (see for example MarolfReview ; marolf ) is to define a Hilbert space of coinvariants of the GG action, rather than invariants. This means that one considers any state Ψ0\Psi\in{\mathcal{H}}_{0} to be physical, but one imposes an equivalence relation ΨgΨ\Psi\cong g\Psi for any gGg\in G. The equivalence classes are called the coinvariants of GG. GG acts trivially on the space of coinvariants, since by definition Ψ\Psi and gΨg\Psi are in the same equivalence class for any Ψ0\Psi\in{\mathcal{H}}_{0}, gGg\in G. Thus, the coinvariants are annihilated by GG, even if they cannot be represented by invariant vectors in the original Hilbert space 0{\mathcal{H}}_{0}. If (as in the case of SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}})) the group GG has a left and right invariant measure dμ{\mathrm{d}}\mu, one can try to define an inner product on the space of coinvariants by integration over GG:

Ψ|Ψ=Gdμ(Ψ,R(g)Ψ).\langle\Psi^{\prime}|\Psi\rangle=\int_{G}{\mathrm{d}}\mu~{}(\Psi^{\prime},R(g)\Psi). (34)

Here R(g)R(g) is the operator by which gGg\in G acts on 0{\mathcal{H}}_{0}. If the integral in eqn. (34) is convergent (as is the case for the states that will be introduced presently in eqn. (35)), then Ψ|Ψ\langle\Psi^{\prime}|\Psi\rangle depends only on the equivalence classes of Ψ\Psi and Ψ\Psi^{\prime}, so the formula defines an inner product on the space of coinvariants and enables us to define the Hilbert space {\mathcal{H}} of coinvariants.

The general procedure to impose constraints is really BRST quantization, or its BV generalization. Both the space of invariants and the space of coinvariants are special cases of what is natural in BRST-BV quantization. See shvedov or Appendix B of CLPW for background. BRST-BV quantization in general (see Henneaux for an introduction) permits one to define something intermediate between the space of invariants and the space of coinvariants. For example, in perturbative string theory, where one wants to impose the Virasoro generators LnL_{n} as contraints, one usually imposes a condition LnΨ=0L_{n}\Psi=0, n0n\geq 0, on physical states, and also an equivalence relation ΨΨ+Lnχ\Psi\cong\Psi+L_{n}\chi, n<0n<0. This means that one takes invariants of the subalgebra generated by LnL_{n} for n0n\geq 0 and coinvariants of the subalgebra generated by LnL_{n}, n<0n<0. BRST quantization generates this mixture in a natural way. Such a mixture is also natural, in general, in gauge theory and gravity.

In the case of JT gravity, such refinements are not necessary. We can just define the Hilbert space {\mathcal{H}} of JT gravity to be the space of coinvariants of the action of SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) on 0{\mathcal{H}}_{0}. We will see that this definition leads to efficient derivations of useful results, some of which have been deduced previously by other methods. In fact, JT gravity is simple enough that it is possible, as shown in the literature, to get equivalent results, sometimes with slightly longer derivations, by working with unnormalizable SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) invariant states and correcting the inner product by formally dividing by the infinite volume of SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}).

To minimize clutter, we henceforth write just T,T,χ,χT,T^{\prime},\chi,\chi^{\prime} for TR,TL,χR,χLT_{R},T_{L},\chi_{R},\chi_{L}. For any T,T,χ,χT,T^{\prime},\chi,\chi^{\prime} satisfying the causality constraint |TT|<π|T-T^{\prime}|<\pi, there is always a unique element of SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) that sets T=T=0T=T^{\prime}=0, χ=χ\chi=\chi^{\prime}. This means that the space of coinvariants is generated by wavefunctions of the form

Ψ=δ(T)δ(T)δ(χχ)ψ(χ).\Psi=\delta(T)\delta(T^{\prime})\delta(\chi-\chi^{\prime})\psi(\chi). (35)

Such wavefunctions are highly unnormalizable in the inner product of 0{\mathcal{H}}_{0}, but in the natural inner product (34) of the space {\mathcal{H}} of coinvariants, we have simply

Ψ,Ψ=dχψ¯ψ.\langle\Psi,\Psi\rangle=\int_{-\infty}^{\infty}{\mathrm{d}}\chi\,\overline{\psi}\psi. (36)

The form (35) of the wavefunction is preserved by the operator χ\chi, acting by multiplication, along with p~χ=pχ+pχ=i(χ+χ)\widetilde{p}_{\chi}=p_{\chi}+p_{\chi^{\prime}}=-{\mathrm{i}}(\partial_{\chi}+\partial_{\chi^{\prime}}). Of course, [p~χ,χ]=i[\widetilde{p}_{\chi},\chi]=-{\mathrm{i}}. In short, the physical Hilbert space {\mathcal{H}} can be viewed as the space of square-integrable functions of χ\chi (or χ\chi^{\prime}), and the algebra of operators acting on {\mathcal{H}} is generated by the conjugate operators χ\chi and p~χ\widetilde{p}_{\chi}.

Now we can evaluate the left and right Hamiltonians HLH_{L} and HRH_{R} as operators on {\mathcal{H}}. In doing so, we note that by definition any Ψ\Psi\in{\mathcal{H}} is annihilated by the constraint operators Ja=JaL+JaRJ_{a}=J_{a}^{L}+J_{a}^{R}. This statement is just the derivative at g=1g=1 of the equivalence relation ΨgΨ\Psi\cong g\Psi, gSL~(2,)g\in{\widetilde{{SL}}}(2,{\mathbb{R}}). Acting on a state of the form given in eqn. (35), we have

J1Ψ\displaystyle J_{1}\Psi =(pT+pT)Ψ\displaystyle=(p_{T}+p_{T^{\prime}})\Psi
J2Ψ\displaystyle J_{2}\Psi =(pTpT)Ψ\displaystyle=(p_{T}-p_{T^{\prime}})\Psi
J3Ψ\displaystyle J_{3}\Psi =(pχpχ)Ψ.\displaystyle=(p_{\chi}-p_{\chi^{\prime}})\Psi. (37)

So as operators on {\mathcal{H}}, pTp_{T} is equivalent to (J1+J2)/2(J_{1}+J_{2})/2 and hence can be set to zero, and pχp_{\chi} is equivalent to 12p~χ+12J3\frac{1}{2}\widetilde{p}_{\chi}+\frac{1}{2}J_{3} and so can be replaced by 12p~χ\frac{1}{2}\widetilde{p}_{\chi}. Likewise pTp_{T^{\prime}} can be replaced by 0 and pχp_{\chi^{\prime}} by 12p~χ-\frac{1}{2}\widetilde{p}_{\chi}. With these substitutions, we get

2\textphibHL=2\textphibHR=p~χ28+e2χ2.2\text{\textphi}_{b}H_{L}=2\text{\textphi}_{b}H_{R}=\frac{\widetilde{p}_{\chi}^{2}}{8}+\frac{e^{2\chi}}{2}. (38)

From eqn. (24) (with χL=χR=χ\chi_{L}=\chi_{R}=\chi, and after absorbing a constant shift in \ell), the renormalized length \ell of the geodesic between the two boundaries is =2χ\ell=-2\chi, so alternatively

2\textphibHL=2\textphibHR=p22+12e.2\text{\textphi}_{b}H_{L}=2\text{\textphi}_{b}H_{R}=\frac{p_{\ell}^{2}}{2}+\frac{1}{2}e^{-\ell}. (39)

As noted in JK , before imposing the SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) constraints, the operators HLH_{L}, HRH_{R} are not positive-definite. On the other hand, after imposing the constraints, we have arrived at manifestly positive formulas for HLH_{L} and HRH_{R}; the negative energy states have all been removed by the constraints. This is the quantum analogue of our observation that, in classical JT gravity, orbits with ηabJaRJbR<0\eta^{ab}J^{R}_{a}J^{R}_{b}<0 cannot satisfy the constraints.

The fact that HL=HRH_{L}=H_{R} after imposing constraints is analogous to the fact that in higher dimensions, the ADM mass of an unperturbed Schwarzschild spacetime is the same at either end. It can be deduced directly from the relation (31) between the Hamiltonians and the Casimir operators. We have

2\textphib(HRHL)=12(ηabJaRJbRηabJaLJaR)=12ηab(JaR+JaL)(JbRJbL).2\text{\textphi}_{b}(H_{R}-H_{L})=\frac{1}{2}\left(\eta^{ab}J_{a}^{R}J_{b}^{R}-\eta^{ab}J_{a}^{L}J_{a}^{R}\right)=\frac{1}{2}\eta^{ab}(J_{a}^{R}+J_{a}^{L})(J_{b}^{R}-J_{b}^{L}). (40)

The operator on the right hand side annihilates physical states, since any operator of the general form aJaXa\sum_{a}J_{a}X^{a}, where JaJ_{a} are the constraint operators and XaX^{a} are any operators, annihilates {\mathcal{H}}. Hence HRHL=0H_{R}-H_{L}=0 as an operator on {\mathcal{H}}. Once we know this, it follows easily that HRH_{R} and HLH_{L} are positive after imposing the constraints. Since HR=HLH_{R}=H_{L} as operators on {\mathcal{H}}, if one of them is negative, so is the other. From eqns. (22) and (23), we see that for this to happen, pTp_{T} and pTp_{T^{\prime}} must be negative, but in this case J1=pT+pTJ_{1}=p_{T}+p_{T^{\prime}} is negative, contradicting the fact that J1J_{1} annihilates physical states.

2.3 Including Matter Fields

It is pleasantly straightforward to include matter fields in this construction. As we will see, HLH_{L} and HRH_{R} remain positive.

As in many recent papers, we add to JT gravity a “matter” quantum field theory that does not couple directly to the dilaton field ϕ\upphi of JT gravity. Quantized in AdS2{\mathrm{AdS}}_{2}, such a theory has a Hilbert space matt{\mathcal{H}}^{\mathrm{matt}}. Since SL~(2,)\widetilde{{SL}}(2,{\mathbb{R}}) acts on AdS2{\mathrm{AdS}}_{2} as a group of isometries, any relativistic field theory on AdS2{\mathrm{AdS}}_{2}, whether conformally invariant or not, is SL~(2,)\widetilde{{SL}}(2,{\mathbb{R}})-invariant. Hence the group SL~(2,)\widetilde{{SL}}(2,{\mathbb{R}}) acts naturally on matt{\mathcal{H}}^{\mathrm{matt}}, say with generators JamattJ_{a}^{\mathrm{matt}}, obeying the SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) commutation relations.

In the context of coupling to JT gravity, the matter system should be formulated on a large piece MM of AdS2{\mathrm{AdS}}_{2}, not on all of AdS2{\mathrm{AdS}}_{2}. However, in the limit ϵ0\epsilon\to 0 that was reviewed in section 2.1, this distinction is unimportant because the boundary of MM is, in the relevant sense, near the conformal boundary of AdS2{\mathrm{AdS}}_{2}. Hence we can think of the matter theory as “living” on all of AdS2{\mathrm{AdS}}_{2}. Therefore, prior to imposing constraints, we can take the Hilbert space of the combined system to be 0matt{\mathcal{H}}_{0}\otimes{\mathcal{H}}^{\mathrm{matt}}, where 0{\mathcal{H}}_{0} is defined as in section 2.2.

On this we have to impose the SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) constraints. The relevant constraint operators are now the sum of the constraint operators of the gravitational sector and the matter system:

Ja=JaR+JaL+Jamatt.J_{a}=J_{a}^{R}+J_{a}^{L}+J_{a}^{\mathrm{matt}}. (41)

Now it is straightforward to impose the constraints and construct the physical Hilbert space {\mathcal{H}}. We define {\mathcal{H}} to be the space of coinvariants of the action of SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) on 0matt{\mathcal{H}}_{0}\otimes{\mathcal{H}}^{\mathrm{matt}}. As before, because SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) can be used to fix T=T=0T=T^{\prime}=0, χ=χ\chi=\chi^{\prime} in a unique fashion, the coinvariants are generated by states of the form

Ψ=δ(T)δ(T)δ(χχ)ψ(χ).\Psi=\delta(T)\delta(T^{\prime})\delta(\chi-\chi^{\prime})\psi(\chi). (42)

The only difference is that ψ(χ)\psi(\chi), instead of being complex-valued, is now valued in the matter Hilbert space matt{\mathcal{H}}^{\mathrm{matt}}. Evaluation of the inner product (34) now gives

Ψ,Ψ=dχ(ψ(χ),ψ(χ)),\langle\Psi,\Psi\rangle=\int_{-\infty}^{\infty}{\mathrm{d}}\chi\,\,(\psi(\chi),\psi(\chi)), (43)

where here (,)(~{},~{}) is the inner product on matt{\mathcal{H}}^{\mathrm{matt}}. So the Hilbert space of coinvariants is =L2()matt{\mathcal{H}}=L^{2}({\mathbb{R}})\otimes{\mathcal{H}}^{\mathrm{matt}}, where L2()L^{2}({\mathbb{R}}) is the space of L2L^{2} functions of χ\chi. The algebra of operators on {\mathcal{H}} is generated by χ\chi, p~χ,\widetilde{p}_{\chi}, and the operators on matt{\mathcal{H}}^{\mathrm{matt}}.

Now we want to identify the boundary Hamiltonians HRH_{R} and HLH_{L} as operators on {\mathcal{H}}. To do this, we just have to generalize eqn. (2.2) to include JamattJ_{a}^{\mathrm{matt}}. On a state of the form (42), the constraint operators JaJ_{a} act by

J1Ψ\displaystyle J_{1}\Psi =(pT+pT+J1matt)Ψ\displaystyle=(p_{T}+p_{T^{\prime}}+J_{1}^{\mathrm{matt}})\Psi
J2Ψ\displaystyle J_{2}\Psi =(pTpT+J2matt)Ψ\displaystyle=(p_{T}-p_{T^{\prime}}+J_{2}^{\mathrm{matt}})\Psi
J3Ψ\displaystyle J_{3}\Psi =(pχpχ+J3matt)Ψ.\displaystyle=(p_{\chi}-p_{\chi^{\prime}}+J_{3}^{\mathrm{matt}})\Psi. (44)

With the aid of these formulas, one finds that as operators on {\mathcal{H}},

2\textphibHR\displaystyle 2\text{\textphi}_{b}H_{R} =18(p~χJ3matt)212(J1matt+J2matt)eχ+12e2χ\displaystyle=\frac{1}{8}(\widetilde{p}_{\chi}-J_{3}^{\mathrm{matt}})^{2}-\frac{1}{2}(J_{1}^{\mathrm{matt}}+J_{2}^{\mathrm{matt}})e^{\chi}+\frac{1}{2}e^{2\chi}
2\textphibHL\displaystyle 2\text{\textphi}_{b}H_{L} =18(p~χ+J3matt)212(J1mattJ2matt)eχ+12e2χ.\displaystyle=\frac{1}{8}(\widetilde{p}_{\chi}+J_{3}^{\mathrm{matt}})^{2}-\frac{1}{2}(J_{1}^{\mathrm{matt}}-J_{2}^{\mathrm{matt}})e^{\chi}+\frac{1}{2}e^{2\chi}. (45)

The operators (p~χ±J3matt)2(\widetilde{p}_{\chi}\pm J_{3}^{\mathrm{matt}})^{2}, e2χe^{2\chi}, and eχe^{\chi} are manifestly positive, and in a moment, we will show that the operators (J1matt±J2matt)-(J_{1}^{\mathrm{matt}}\pm J_{2}^{\mathrm{matt}}) are non-negative. So HLH_{L} and HRH_{R} are positive as operators on the physical Hilbert space {\mathcal{H}}. One can also verify using eqn. (2.3) that [HL,HR]=0[H_{L},H_{R}]=0, as expected since this is true even before imposing the constraints.

To understand the statement that the operators (J1matt±J2matt)-(J_{1}^{\mathrm{matt}}\pm J_{2}^{\mathrm{matt}}) are non-negative, we need to discuss in more detail the meaning of the constraints. Let Φ\Phi be one of the matter fields that can be inserted on the boundary of AdS2{\mathrm{AdS}}_{2}, say on the right side. The constraints are supposed to commute with boundary insertions such as Φ(T(t))\Phi(T(t)), while reparameterising TT. Since J1R=pT=iTJ_{1}^{R}=p_{T}=-{\mathrm{i}}\partial_{T}, we have [J1R,T(t)]=i[J_{1}^{R},T(t)]=-{\mathrm{i}}. To get [J1R+J1matt,Φ(T(t))]=0[J_{1}^{R}+J_{1}^{\mathrm{matt}},\Phi(T(t))]=0, we then need [J1matt,Φ(T)]=+iTΦ(T)[J_{1}^{\mathrm{matt}},\Phi(T)]=+{\mathrm{i}}\partial_{T}\Phi(T). Comparing to the standard quantum mechanical formula [H,Φ(T)]=iTΦ[H,\Phi(T)]=-{\mathrm{i}}\partial_{T}\Phi, where HH is the Hamiltonian, we conclude that actually J1matt=HJ_{1}^{\mathrm{matt}}=-H. In quantum field theory in AdS2{\mathrm{AdS}}_{2}, HH is non-negative and annihilates only the SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}})-invariant ground state. So therefore J1mattJ_{1}^{\mathrm{matt}} is non-positive. For 1<a<1-1<a<1, the operator J1matt+aJ2mattJ_{1}^{\mathrm{matt}}+aJ_{2}^{\mathrm{matt}} is conjugate in SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) to a positive multiple of J1mattJ_{1}^{\mathrm{matt}}, so it is again non-positive. Taking the limit |a|1|a|\to 1, the operators J1matt±J2mattJ_{1}^{\mathrm{matt}}\pm J_{2}^{\mathrm{matt}} are likewise non-positive, and therefore (J1matt±J2matt)-(J_{1}^{\mathrm{matt}}\pm J_{2}^{\mathrm{matt}}) is non-negative, as claimed in the last paragraph.

More generally, the operators JaRJ_{a}^{R} act on T(t)T(t) by

[JaR,T]=ifa(T),[J_{a}^{R},T]=-{\mathrm{i}}f_{a}(T), (46)

where fa(T)=(1,cosT,sinT)f_{a}(T)=(1,\cos T,\sin T), and the same logic implies that

[Jamatt,Φ(T)]=+ifa(T)TΦ(T).[J_{a}^{\mathrm{matt}},\Phi(T)]=+{\mathrm{i}}f_{a}(T)\partial_{T}\Phi(T). (47)

One might worry that the relative sign between eqn. (47) and eqn. (46) would spoil the SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) commutation relations, but actually this sign is needed for the commutation relations to work out correctly.777Concretely, we have [Jamatt,[Jbmatt,Φ(T)]]=fbT(faTΦ)[J_{a}^{\mathrm{matt}},[J_{b}^{\mathrm{matt}},\Phi(T)]]=-f_{b}\partial_{T}(f_{a}\partial_{T}\Phi), leading to [Jamatt,[Jbmatt,Φ(T)]][Jbmatt,[Jamatt,Φ(T)]]=+(faTfbfbTfa)TΦ(T).[J_{a}^{\mathrm{matt}},[J_{b}^{\mathrm{matt}},\Phi(T)]]-[J_{b}^{\mathrm{matt}},[J_{a}^{\mathrm{matt}},\Phi(T)]]=+(f_{a}\partial_{T}f_{b}-f_{b}\partial_{T}f_{a})\partial_{T}\Phi(T). By contrast, [JaR,[JbR,T]][JbR,[JaR,T]]=(faTfbfbTfa).[J_{a}^{R},[J_{b}^{R},T]]-[J_{b}^{R},[J_{a}^{R},T]]=-(f_{a}\partial_{T}f_{b}-f_{b}\partial_{T}f_{a}). The commutation relations are satisfied, since the signs on the right hand sides of those two formulas are opposite, like the signs on the right hand sides of (46) and (47).

We will describe in a little more detail the relation of boundary operators of the matter system to bulk quantum fields. Typically in the AdS/CFT correspondence, with a metric along the boundary of the local form 1r2(dT2+dr2)\frac{1}{r^{2}}(-{\mathrm{d}}T^{2}+{\mathrm{d}}r^{2}), if a bulk field ϕ(r,T)\phi(r,T) vanishes for r0r\to 0 as rΔr^{\Delta}, then a corresponding boundary operator ΦΔ\Phi_{\Delta} of dimension Δ\Delta is defined by

ΦΔ(T)=limr0rΔϕ(r,T).\Phi_{\Delta}(T)=\lim_{r\to 0}r^{-\Delta}\phi(r,T). (48)

In the context of JT gravity coupled to matter, we want to view both rr and TT as functions of the time tt of the boundary quantum mechanics. Moreover, since the SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) symmetry is spontaneously broken along the boundary by the cutoff field χ\chi, it is possible to define the boundary operator to have dimension 0, not dimension Δ\Delta. The starting point in our present derivation was the AdS2{\mathrm{AdS}}_{2} metric dσ2cosh2σdT2{\mathrm{d}}\sigma^{2}-\cosh^{2}\sigma\,{\mathrm{d}}T^{2}, which for σ\sigma\to\infty can be approximated as 1r2(dT2+dr2)\frac{1}{r^{2}}(-{\mathrm{d}}T^{2}+{\mathrm{d}}r^{2}) with r=2eσ=ϵ\textphibeχr=2e^{-\sigma}=\frac{\epsilon}{\text{\textphi}_{b}}e^{\chi}. So rΔϕ(r,T)=(ϵ\textphib)ΔeΔχ(t)ϕ(χ(t),T(t)).r^{-\Delta}\phi(r,T)=\left(\frac{\epsilon}{\text{\textphi}_{b}}\right)^{-\Delta}e^{-\Delta\chi(t)}\phi(\chi(t),T(t)). Since eΔχ(t)e^{-\Delta\chi(t)} is already one of the observables in the boundary description (before imposing constraints), we can omit this factor and define

Φ(t)=(ϵ\textphib)Δϕ(χ(t),T(t))\Phi(t)=\left(\frac{\epsilon}{\text{\textphi}_{b}}\right)^{-\Delta}\phi(\chi(t),T(t)) (49)

as a boundary observable. The advantage is that Φ(t)\Phi(t) defined this way is SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}})-invariant.

Before imposing constraints, it is manifest that the left Hamiltonian HLH_{L} commutes with operators inserted on the right boundary, and vice-versa. The same is therefore also true after imposing constraints. Explicitly, at TR=0T_{R}=0,

[J1matt,ϕ(χ(t),T(t))]=[J2matt,ϕ(χ(t),T(t))]=+iTϕ(χ(t),T(t)),\displaystyle[J_{1}^{\mathrm{matt}},\phi(\chi(t),T(t))]=[J_{2}^{\mathrm{matt}},\phi(\chi(t),T(t))]=+i\partial_{T}\phi(\chi(t),T(t)), (50)

while

[p~χ,ϕ(χ(t),T(t))]=[J3matt,ϕ(χ(t),T(t))]=iΔϕ(χ(t),T(t)).\displaystyle[\widetilde{p}_{\chi},\phi(\chi(t),T(t))]=-[J_{3}^{\mathrm{matt}},\phi(\chi(t),T(t))]=-i\Delta\,\phi(\chi(t),T(t)). (51)

HLH_{L} is constructed from p~χ+J3matt\widetilde{p}_{\chi}+J_{3}^{\mathrm{matt}}, J1mattJ2mattJ_{1}^{\mathrm{matt}}-J_{2}^{\mathrm{matt}}, and eχe^{\chi}, all of which commute with ϕ(χ(t),T(t))\phi(\chi(t),T(t)). So [HL,ϕ(χ(t),T(t))]=0[H_{L},\phi(\chi(t),T(t))]=0.

3 The Algebra

In the rest of this paper, we will study the algebra of observables in JT gravity, in general coupled to a matter theory.

In quantum field theory in a fixed spacetime MM, one can associate an algebra 𝒜𝒰{\mathcal{A}}_{\mathcal{U}} of observables to any open set 𝒰{\mathcal{U}} in spacetime. In a theory of gravity, one has to be more careful, since spacetime is fluctuating and in general it is difficult to specify a particular region in spacetime. To the extent that fluctuations in the spacetime are small, one has an approximate notion of a spacetime region and a corresponding algebra. In JT gravity, however, at low temperatures or energies, the spacetime fluctuations are not small, so we cannot usefully define an algebra associated to a general bulk spacetime region.

Instead, as in the AdS/CFT correspondence, we can define an algebra of boundary observables. In the AdS/CFT correspondence, this would be an algebra of observables of the conformal field theory (CFT) on the boundary, possibly restricted to a region of the boundary. In favorable cases, one has some independent knowledge of the boundary CFT. In JT gravity coupled to a two-dimensional quantum field theory, there is not really a full-fledged boundary quantum mechanics, since there is no one-sided Hilbert space. But one can nevertheless define an algebra of boundary observables. More precisely, one can define algebras 𝒜R{\mathcal{A}}_{R} and 𝒜L{\mathcal{A}}_{L} of observables on the right and left boundaries. These will be the main objects of study in the rest of this article.

3.1 Warm up: Pure JT Gravity

Before considering theories with matter, it is helpful to first study the simpler case of pure JT gravity. As we saw in section 2.2, even in pure JT gravity, imposing the SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) constraints on the Hilbert space required working with coinvariants. At the level of operators, however, imposing the constraints simply means restricting to operators that commute with the group of constraints.

We would like to associate subalgebras 𝒜R\mathcal{A}_{R} and 𝒜L\mathcal{A}_{L} of gauge-invariant operators to the right and left boundaries. Classically, in JT gravity without matter, an observable on the right boundary is an SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}})-invariant function on the unconstrained phase space ΦR\varPhi_{R} of the right boundary. Here ΦR\varPhi_{R} is four-dimensional, and the constraint group is three-dimensional, so the quotient ΛR=ΦR/SL~(2,)\Lambda_{R}=\varPhi_{R}/{\widetilde{{SL}}}(2,{\mathbb{R}}) is one-dimensional. So classically, the algebra of SL(2,){{SL}}(2,{\mathbb{R}})-invariant functions on ΦR\varPhi_{R} is generated by a single function that parametrizes ΛR\Lambda_{R}. For this function, we can choose the Hamiltonian HRH_{R}. Similarly, the algebra of invariant functions on the left boundary is generated by HLH_{L}. HRH_{R} and HLH_{L} are equal in classical JT gravity without matter after imposing the constraints HJ ; KS ; ZY ; MLZ ; JK .

All of these statements remain valid quantum mechanically. The only gauge-invariant right and left boundary operators are functions of the Hamiltonians HRH_{R} and HLH_{L} respectively, which are equal as operators on the constrained Hilbert space (as we saw in section 2.2). Thus in JT gravity without matter, the boundary algebras 𝒜L{\mathcal{A}}_{L} and 𝒜R{\mathcal{A}}_{R} are commutative and equal and generated only by H=HR=HLH=H_{R}=H_{L}. Because HH has a nondegenerate spectrum, any operator that commutes with HH is actually a function of HH and is contained in both 𝒜L{\mathcal{A}}_{L} and 𝒜R{\mathcal{A}}_{R}. So the algebras 𝒜L{\mathcal{A}}_{L} and 𝒜R{\mathcal{A}}_{R} are commutants, meaning that 𝒜R{\mathcal{A}}_{R} is the algebra of operators that commute with 𝒜L{\mathcal{A}}_{L}, and vice-versa.

Given any algebra 𝒜{\mathcal{A}}, “states” on 𝒜{\mathcal{A}} are defined to be normalized, positive linear functionals – linear maps from 𝒜{\mathcal{A}} to complex-valued “expectation values” such that positive operators have real positive expectation values and the expectation value of the identity is 1. Because the algebra 𝒜R{\mathcal{A}}_{R} is classical, these states are in fact in one-to-one correspondence with probability distributions p(HR)p(H_{R}), where the expectation value of a function f(HR)f(H_{R}) is

f(HR)p=0𝑑HRp(HR)f(HR).\displaystyle\langle f(H_{R})\rangle_{p}=\int_{0}^{\infty}dH_{R}\,p(H_{R})f(H_{R}). (52)

It is natural to ask whether one can define a notion of entropy for such states, and indeed one can. An obvious definition is the continuous (or differential) Shannon entropy

S(p)=0𝑑HRp(HR)logp(HR).\displaystyle S(p)=-\int_{0}^{\infty}dH_{R}\,p(H_{R})\log p(H_{R}). (53)

There are two problems with this definition, however. The first problem is that it gives completely different answers to those given by Euclidean path integral computations. The second, related problem is that the continuous Shannon entropy is not invariant under reparameterisations where HRH_{R} is replaced by H~R=g(HR)\widetilde{H}_{R}=g(H_{R}) for some arbitrary invertible function gg. The probability distribution p~(H~R)\widetilde{p}(\widetilde{H}_{R}) for H~R\widetilde{H}_{R} by definition satisfies

f(HR)p=𝑑HRp(HR)f(HR)=𝑑H~Rp~(H~R)f(g1(H~R)).\displaystyle\langle f(H_{R})\rangle_{p}=\int dH_{R}\,p(H_{R})f(H_{R})=\int d\widetilde{H}_{R}\,\widetilde{p}(\widetilde{H}_{R})f(g^{-1}(\widetilde{H}_{R})). (54)

However, this means that the continuous Shannon entropy

S~(p)=𝑑H~Rp~(HR)logp~(HR)=𝑑HRp(HR)log([dgdHR]1p(HR))\displaystyle\widetilde{S}(p)=-\int d\widetilde{H}_{R}\,\widetilde{p}(H_{R})\log\widetilde{p}(H_{R})=-\int dH_{R}\,p(H_{R})\log\left(\left[\frac{dg}{dH_{R}}\right]^{-1}p(H_{R})\right) (55)

defined using H~R\widetilde{H}_{R} does not agree with the entropy (53) defined using HRH_{R}. In fact this second problem mildly ameliorates the first: if we choose gg to be the integral of the Euclidean density of states then one obtains the “correct” Euclidean answer for the entropy. However there is nothing within the canonically quantised theory that picks out this choice of gg. Without additional input from Euclidean path integral calculations, any other choice appears equally valid.

The origin of this ambiguity can be understood as follows. A state pp is a linear functional on an algebra 𝒜{\mathcal{A}}. However to define an entropy we need to associate to this state an operator ρ𝒜\rho\in{\mathcal{A}} that is normally called the density matrix of pp. The state pp and the density matrix ρ\rho are related by

𝖺p=Tr[ρ𝖺].\displaystyle\langle{\sf a}\rangle_{p}={\mathrm{Tr}}\,[\rho{\sf a}]. (56)

for any 𝖺𝒜{\sf a}\in{\mathcal{A}}. Here the trace Tr{\mathrm{Tr}} on the algebra 𝒜{\mathcal{A}} is some faithful positive linear functional888Here faithful means that the trace of any nonzero positive operator is nonzero. This condition is required to ensure the existence and uniqueness of ρ\rho. on 𝒜{\mathcal{A}} such that

Tr[𝖺𝖻]=Tr[𝖻𝖺]\displaystyle{\mathrm{Tr}}[{\sf a}\sf b]={\mathrm{Tr}}[\sf b{\sf a}] (57)

for all a,b𝒜a,b\in{\mathcal{A}}. The entropy is then defined by the usual formula

S(p)=Tr[ρlogρ]=logρp\displaystyle S(p)=-{\mathrm{Tr}}[\rho\log\rho]=-\langle\log\rho\rangle_{p} (58)

However, for a commutative algebra such as 𝒜R{\mathcal{A}}_{R}, the condition (57) is trivial. As a result, any faithful positive linear functional is a valid choice of trace. The particular trace being used needs to be specified as part of the definition of the entropy S(p)S(p). For example, if we define the trace by

Tr[f(HR)]=𝑑HRf(HR),\displaystyle{\mathrm{Tr}}[f(H_{R})]=\int dH_{R}f(H_{R}), (59)

then the density matrix of a state pp is simply the probability distribution ρ=p(HR)\rho=p(H_{R}) viewed as an operator in 𝒜R{\mathcal{A}}_{R}. We find that S(p)S(p) is the continuous Shannon entropy with respect to HRH_{R}. If (59) is replaced by some other positive linear functional (e.g. by replacing HRH_{R} by H~R\widetilde{H}_{R}), then one can obtain other definitions of entropy (one for each choice of functional), including e.g. the Euclidean definition. In the absence of a preferred choice of trace included as an independent element of the theory, all of these definitions are equally natural.999From an algebraic perspective, the defect operators of KS ; JK play exactly this role; they are additional structure added to the theory that picks out a preferred choice of trace.

3.2 Definition using canonical quantisation

The fact that the boundary algebras in pure JT gravity have a nontrivial center in the intersection 𝒜L𝒜R{\mathcal{A}}_{L}\cap{\mathcal{A}}_{R} is in contrast with the general expectation in AdS/CFT that each asymptotic boundary constitutes an independent set of degrees of freedom; it has therefore been dubbed the factorisation problem HJ .101010We are using a convention here suggested by Henry Maxfield where different spellings are used to contrast this problem with the (related) factorization problem, where spacetime wormholes cause partition functions not to factorize on a set of disconnected asymptotic spacetime boundaries. As we shall now see, adding matter to the theory replaces the commutative boundary algebras by Type II von Neumann factors. The center is thus rendered trivial, although, because the algebras are Type II rather than Type I, the Hilbert space does not factorize into a tensor product of Hilbert spaces on each boundary, as would be expected in full AdS/CFT at finite NN,

On the right boundary, we have the Hamiltonian HRH_{R} and also the QFT observables Φ(t)\Phi(t) at an arbitrary value of the quantum mechanical time tt, inserted at the corresponding point (χ(t),T(t))(\chi(t),T(t)) on the right boundary. These operators generate the right algebra 𝒜R{\mathcal{A}}_{R}. Of course, HRH_{R} generates the evolution in tt:

Φ(t)=eiHRtΦ(0)eiHRt.\Phi(t)=e^{{\mathrm{i}}H_{R}t}\Phi(0)e^{-{\mathrm{i}}H_{R}t}. (60)

However, in order to make possible simple general statements, we want to define 𝒜R{\mathcal{A}}_{R} as a von Neumann algebra, acting on the Hilbert space {\mathcal{H}} that was analyzed in sections 2.2, 2.3. For this, we should consider not literally HRH_{R} and Φ(t)\Phi(t) but bounded functions of those operators. Examples of bounded functions of HRH_{R} are eiHRte^{{\mathrm{i}}H_{R}t} and (since HR0H_{R}\geq 0) exp(βHR)\exp(-\beta H_{R}), with t,β>0t\in{\mathbb{R}},\,\beta>0. For Φ(t)\Phi(t), matters are more subtle. Experience with ordinary quantum field theory (in the absence of gravity) indicates that expressions such as Φ(t)\Phi(t) are really operator-valued distributions, which first have to be smeared to define an operator (a densely defined unbounded operator, to be precise); then one can consider bounded functions of such operators. One can smear in real time, defining

Φf=dtf(t)Φ(t),\Phi_{f}=\int{\mathrm{d}}t\,f(t)\Phi(t), (61)

where f(t)f(t) is a smooth function of compact support, or one can smear by imaginary time evolution, defining Φϵ(t)=exp(ϵHR)Φ(t)exp(ϵHR),\Phi_{\epsilon}(t)=\exp(-\epsilon H_{R})\Phi(t)\exp(-\epsilon H_{R}), ϵ>0\epsilon>0.

Similarly, the left boundary 𝒜L{\mathcal{A}}_{L} is generated by bounded functions of HLH_{L} and matter operators ΦL(t)\Phi_{L}(t), inserted at the position (χ(t),T(t))(\chi^{\prime}(t),T^{\prime}(t)) of the left boundary at quantum mechanical time tt.

We would like to establish a few basic facts about these algebras:

(1) They commute with each other; more specifically the commutant of 𝒜L{\mathcal{A}}_{L}, which is defined as the algebra 𝒜L{\mathcal{A}}_{L}^{\prime} of all bounded operators on {\mathcal{H}} that commute with 𝒜L{\mathcal{A}}_{L}, satisfies 𝒜L=𝒜R{\mathcal{A}}_{L}^{\prime}={\mathcal{A}}_{R}, and likewise 𝒜R=𝒜L{\mathcal{A}}_{R}^{\prime}={\mathcal{A}}_{L}.

(2) In the absence of matter, 𝒜R{\mathcal{A}}_{R} and 𝒜L{\mathcal{A}}_{L} were commutative, with the single generators HL=HRH_{L}=H_{R}. However, after coupling to a matter QFT that satisfies reasonable conditions, we expect that 𝒜R{\mathcal{A}}_{R} and 𝒜L{\mathcal{A}}_{L} become “factors,” meaning that their centers are trivial, and consist only of complex scalars.

(3) In the presence of matter, 𝒜R{\mathcal{A}}_{R} and 𝒜L{\mathcal{A}}_{L} are algebras of Type II. (In the absence of matter, they are, as just noted, commutative, and therefore are direct integrals of Type I factors.)

Some of these assertions are most transparent in the context of a Euclidean-style construction of the algebras which we present in section 3.3. Here we will make some general remarks.

𝒜L{\mathcal{A}}_{L} is generated by left boundary operators at time zero, together with HLH_{L}. We do not need to include Φ(t)\Phi(t) for t0t\not=0 as an additional generator, since it is obtained from Φ(0)\Phi(0) by conjugation by eitHLe^{{\mathrm{i}}tH_{L}}. Similarly, 𝒜R{\mathcal{A}}_{R} is generated by right boundary operators at time zero together with HRH_{R}. But at time zero, the matter operators and Hamiltonian on the left boundary commute with the matter operators and the Hamiltonian on the right boundary, and vice-versa. This statement is true even before imposing constraints. So 𝒜L{\mathcal{A}}_{L} and 𝒜R{\mathcal{A}}_{R} commute, a statement that is conveniently written [𝒜L,𝒜R]=0[{\mathcal{A}}_{L},{\mathcal{A}}_{R}]=0. As was already explained in section 2.2, the assertion [𝒜L,𝒜R]=0[{\mathcal{A}}_{L},{\mathcal{A}}_{R}]=0 is a statement of causality, a quantum version of the statement that the left and right boundaries are out of causal contact.

The sharper statement 𝒜L=𝒜R{\mathcal{A}}_{L}={\mathcal{A}}_{R}^{\prime}, 𝒜R=𝒜L{\mathcal{A}}_{R}={\mathcal{A}}_{L}^{\prime} means that the set of operators generated by 𝒜L{\mathcal{A}}_{L} and 𝒜R{\mathcal{A}}_{R} together is complete, in the sense that the algebra B()B({\mathcal{H}}) of all bounded operators on {\mathcal{H}} is the same as the algebra 𝒜L𝒜R{\mathcal{A}}_{L}\vee{\mathcal{A}}_{R} generated by 𝒜L{\mathcal{A}}_{L} and 𝒜R{\mathcal{A}}_{R} together. Semiclassically, one might think that this is not the case, since JT gravity coupled to matter can describe long wormholes, and one might think that operators acting deep in the interior of the long wormhole, far from the horizons of an observer on the left or right side, would not be contained in 𝒜L𝒜R{\mathcal{A}}_{L}\vee{\mathcal{A}}_{R}. Entanglement wedge reconstruction, however, motivates the idea that the algebra 𝒜L𝒜R{\mathcal{A}}_{L}\vee{\mathcal{A}}_{R} is nevertheless complete, with 𝒜L{\mathcal{A}}_{L} accounting for operators that act to the left of the RT or HRT surface, and 𝒜R{\mathcal{A}}_{R} accounting for operators that act to the right. But entanglement wedge reconstruction is really only formulated and understood in semiclassical situations, that is, under the assumption that there is a definite semiclassical spacetime, to a good approximation. In JT gravity coupled to matter, at low temperatures or energies, that is far from being the case. Thus the statement 𝒜L=𝒜R{\mathcal{A}}_{L}^{\prime}={\mathcal{A}}_{R}, 𝒜R=𝒜L{\mathcal{A}}_{R}^{\prime}={\mathcal{A}}_{L} can be viewed as being at least a partial counterpart of entanglement wedge reconstruction that holds even without a semiclassical picture of spacetime.

The relation to entanglement wedge reconstruction – which is a very subtle, nonclassical statement in the case that a long wormhole is present – suggests that there will be no immediate, direct argument to show that 𝒜L=𝒜R{\mathcal{A}}_{L}^{\prime}={\mathcal{A}}_{R}, 𝒜R=𝒜L{\mathcal{A}}_{R}^{\prime}={\mathcal{A}}_{L}. However, these facts will be evident in the Euclidean-style approach.

Now we discuss the question of the centers of the algebras 𝒜R{\mathcal{A}}_{R}, 𝒜L{\mathcal{A}}_{L}. For it to be true that these algebras have trivial center after coupling to a bulk QFT, it has to be the case that the QFT itself does not have any boundary operators that are central. (A non-trivial condition is needed, because abstractly we could tensor a matter QFT on AdS2{\mathrm{AdS}}_{2} with a topological field theory that lives only on the conformal boundary of AdS2{\mathrm{AdS}}_{2} and that might have central operators.) For example, we expect that there are no central boundary operators if all boundary operators Φ(t)\Phi(t) of the QFT are limits of bulk operators ϕ(r,T)\phi(r,T) by the limiting procedure described in eqn. (49). In that case, operator products such as Φ(t)Φ(t)\Phi(t)\cdot\Phi(t^{\prime}) will inherit short distance singularities from the singularities of bulk operator products ϕ(r1,T1)ϕ(r2,T2)\phi(r_{1},T_{1})\cdot\phi(r_{2},T_{2}), and so Φ(t)\Phi(t) will be non-central. These short distance singularities also imply that Φ(t)\Phi(t) depends nontrivially on tt, implying after coupling to JT gravity that HRH_{R} does not commute with Φ(t)\Phi(t) and is non-central.

Of course, one might ask whether 𝒜R\mathcal{A}_{R} contains some other more complicated operator that is central. We do not have a formal proof that no such operator exists (other than cc-numbers), but we find the possibility that one does highly implausible on general physical grounds. The dynamics of JT gravity are chaotic, which should mean that there are no conserved charges except for obvious ones. A central operator would be much more special than a new conserved quantity, since a conserved quantity only needs to commute with the Hamiltonian, while a central operator has to commute with every element of the algebra. A more precise argument can be made in the high-energy limit, where the fluctuations of the boundary particle become small. In that limit, the algebra 𝒜R{\mathcal{A}}_{R} becomes the crossed product of the algebra of bulk QFT operators in the boundary causal wedge by its modular automorphism group GCP ; CPW . And one can prove that this crossed product algebra has trivial center whenever the bulk QFT algebra is a Type III1 von Neumann factor. As a result, any hypothetical central operator in 𝒜R{\mathcal{A}}_{R} would have to act trivially at high energies.

Finally we discuss the assertion that in the presence of matter, 𝒜R{\mathcal{A}}_{R} and 𝒜L{\mathcal{A}}_{L} are of Type II. Once one knows that 𝒜R{\mathcal{A}}_{R} or 𝒜L{\mathcal{A}}_{L} is a factor, to assert that it is of Type II means that on this algebra one can define a trace which is positive but is not defined for all elements of the algebra.111111𝒜R{\mathcal{A}}_{R} and 𝒜L{\mathcal{A}}_{L} are not of Type I, since in JT gravity coupled to matter, there is no one-sided Hilbert space. Here a trace on an algebra 𝒜{\mathcal{A}} is a complex-valued linear function Tr:𝒜{\mathrm{Tr}}:{\mathcal{A}}\to{\mathbb{C}} such that Tr𝖺𝖺=Tr𝖺𝖺{\mathrm{Tr}}\,{\sf a}{\sf a}^{\prime}={\mathrm{Tr}}\,{\sf a}^{\prime}{\sf a}, 𝖺,𝖺𝒜{\sf a},{\sf a}^{\prime}\in{\mathcal{A}}; the trace is called positive if Tr𝖺𝖺>0{\mathrm{Tr}}\,{\sf a}{\sf a}^{\dagger}>0 for all 𝖺0{\sf a}\not=0.

We can argue as follows that the algebras 𝒜R{\mathcal{A}}_{R} and 𝒜L{\mathcal{A}}_{L} do have such a trace. For this, we consider first the thermofield double state of the two-sided system at inverse temperature β\beta. Although JT gravity coupled to matter does not have a one-sided Hilbert space, there is a natural definition in this theory of thermal expectation values of boundary operators. For an operator 𝖺𝒜R{\sf a}\in{\mathcal{A}}_{R} (or 𝒜L{\mathcal{A}}_{L}), its thermal expectation value at inverse temperature β\beta, denoted 𝖺β\langle{\sf a}\rangle_{\beta}, is defined by evaluating a Euclidean path integral on a disc whose boundary has a renormalized length β\beta, with an insertion of the operator 𝖺{\sf a} on the boundary. Alternatively, there is a thermofield double state ΨTFD(β)\Psi_{\mathrm{TFD}}(\beta) such that thermal expectation values are equal to expectation values in the thermofield double state:

ΨTFD(β)|𝖺|ΨTFD(β)=𝖺β.\langle\Psi_{\mathrm{TFD}}(\beta)|{\sf a}|\Psi_{\mathrm{TFD}}(\beta)\rangle=\langle{\sf a}\rangle_{\beta}. (62)

In the case of JT gravity with or without matter, the thermofield double description is not obtained by doubling anything, since there is no one-sided Hilbert space. However, in the two-sided Hilbert space of JT gravity, there is a state ΨTFD(β)\Psi_{\mathrm{TFD}}(\beta) that satisfies eqn. (62) HJ ; ZY ; KS ; Saad . It can be defined by a path integral on a half-disc with an asymptotic boundary of renormalized length β/2\beta/2 (and a geodesic boundary on which the state is defined; see section 3.3). Defined this way, ΨTFD(β)\Psi_{\mathrm{TFD}}(\beta) is not in general normalized, but satisfies ΨTFD(β)|ΨTFD(β)=Z(β)\langle\Psi_{\mathrm{TFD}}(\beta)|\Psi_{\mathrm{TFD}}(\beta)\rangle=Z(\beta) where Z(β)Z(\beta) is the Euclidean partition function on a disc with renormalized boundary length β\beta. Because this Euclidean path integral has no matter operator insertions, any matter fields present are in the SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}})-invariant ground state Ψgs\Psi_{\mathrm{gs}}. Therefore, the thermofield double state in the presence of matter is simply the tensor product of the thermofield double state ΨTFD(β)\Psi_{\mathrm{TFD}}(\beta) for pure JT gravity with Ψgsmatt\Psi_{\mathrm{gs}}\in{\mathcal{H}}^{\mathrm{matt}}.

As in the case of an ordinary quantum system, expectation values in the thermofield double state satisfy a KMS condition:

ΨTFD(β)|Φ(t)Φ(t)|ΨTFD(β)=ΨTFD(β)|Φ(t)Φ(t+iβ)|ΨTFD(β).\langle\Psi_{\mathrm{TFD}}(\beta)|\Phi(t)\Phi(t^{\prime})|\Psi_{\mathrm{TFD}}(\beta)\rangle=\langle\Psi_{\mathrm{TFD}}(\beta)|\Phi(t^{\prime})\Phi(t+{\mathrm{i}}\beta)|\Psi_{\mathrm{TFD}}(\beta)\rangle. (63)

More generally, for any 𝖺,𝖺𝒜R{\sf a},{\sf a}^{\prime}\in{\mathcal{A}}_{R}, with the definition 𝖺(t)=eiHRt𝖺eiHRt{\sf a}(t)=e^{{\mathrm{i}}H_{R}t}{\sf a}e^{-{\mathrm{i}}H_{R}t}, we have

ΨTFD(β)|𝖺𝖺|ΨTFD(β)=ΨTFD|𝖺𝖺(iβ)|ΨTFD(β).\langle\Psi_{\mathrm{TFD}}(\beta)|{\sf a}{\sf a}^{\prime}|\Psi_{\mathrm{TFD}}(\beta)\rangle=\langle\Psi_{\mathrm{TFD}}|{\sf a}^{\prime}{\sf a}({\mathrm{i}}\beta)|\Psi_{\mathrm{TFD}}(\beta)\rangle. (64)

We define Tr𝖺=limβ0ΨTFD(β)|𝖺|ΨTFD(β){\mathrm{Tr}}\,{\sf a}=\lim_{\beta\to 0}\langle\Psi_{\mathrm{TFD}}(\beta)|{\sf a}|\Psi_{\mathrm{TFD}}(\beta)\rangle for any 𝖺𝒜R{\sf a}\in{\mathcal{A}}_{R} such that this limit exists. The limit certainly does not exist for all 𝖺{\sf a}; for example, if 𝖺=1{\sf a}=1, then ΨTFD(β)|𝖺|ΨTFD(β)\langle\Psi_{\mathrm{TFD}}(\beta)|{\sf a}|\Psi_{\mathrm{TFD}}(\beta)\rangle is equal to the partition function Z(β)Z(\beta), which diverges for β0\beta\to 0. But it is equally clear that there exist 𝖺𝒜R{\sf a}\in{\mathcal{A}}_{R} such that the limit does exist. For example, for 𝖺=eϵHR{\sf a}=e^{-\epsilon H_{R}}, ϵ>0\epsilon>0, we get limβ0ΨTFD(β)|𝖺|ΨTFD(β)=limβ0Z(β+ϵ)=Z(ϵ)\lim_{\beta\to 0}\langle\Psi_{\mathrm{TFD}}(\beta)|{\sf a}|\Psi_{\mathrm{TFD}}(\beta)\rangle=\lim_{\beta\to 0}Z(\beta+\epsilon)=Z(\epsilon), so 𝖺{\sf a} (and similarly any operator regularized by a factor such as exp(ϵHR)\exp(-\epsilon H_{R})) has a well-defined trace. For operators such that the limits exist, the β0\beta\to 0 limit of the KMS condition shows that the function Tr{\mathrm{Tr}} satisfies the defining property of a trace. As for positivity, one has

ΨTFD(β)|𝖺𝖺|ΨTFD(β)=𝖺ΨTFD(β)|𝖺ΨTFD(β)0,\langle\Psi_{\mathrm{TFD}}(\beta)|{\sf a}^{\dagger}{\sf a}|\Psi_{\mathrm{TFD}}(\beta)\rangle=\langle{\sf a}\Psi_{\mathrm{TFD}}(\beta)|{\sf a}\Psi_{\mathrm{TFD}}(\beta)\rangle\geq 0, (65)

with vanishing if and only if 𝖺ΨTFD(β)=0{\sf a}\Psi_{\mathrm{TFD}}(\beta)=0. Since HLH_{L} commutes with 𝖺,𝖺𝒜R{\sf a},{\sf a}^{\dagger}\in{\mathcal{A}}_{R}, and e(β2β1)HL/2ΨTFD(β1)=ΨTFD(β2)e^{-(\beta_{2}-\beta_{1})H_{L}/2}\Psi_{\mathrm{TFD}}(\beta_{1})=\Psi_{\mathrm{TFD}}(\beta_{2}), we have

ΨTFD(β2)|𝖺𝖺|ΨTFD(β2)\displaystyle\langle\Psi_{\mathrm{TFD}}(\beta_{2})|{\sf a}^{\dagger}{\sf a}|\Psi_{\mathrm{TFD}}(\beta_{2})\rangle =ΨTFD(β1)|𝖺exp((β2β1)HL)𝖺|ΨTFD(β1)\displaystyle=\langle\Psi_{\mathrm{TFD}}(\beta_{1})|{\sf a}^{\dagger}\exp(-(\beta_{2}-\beta_{1})H_{L}){\sf a}|\Psi_{\mathrm{TFD}}(\beta_{1})\rangle
ΨTFD(β1)|𝖺𝖺|ΨTFD(β1)\displaystyle\leq\langle\Psi_{\mathrm{TFD}}(\beta_{1})|{\sf a}^{\dagger}{\sf a}|\Psi_{\mathrm{TFD}}(\beta_{1})\rangle (66)

for β2>β1\beta_{2}>\beta_{1}. Hence (65) is a monotonically decreasing function of β\beta. Thus as β0\beta\to 0, (65) always either converges to a finite positive limit or tends to positive infinity. We conclude that Tr(𝖺𝖺)[0,+]{\mathrm{Tr}}({\sf a}^{\dagger}{\sf a})\in[0,+\infty] is in fact well defined in the extended positive real numbers for any positive operator 𝖺𝖺{\sf a}^{\dagger}{\sf a}. We will argue in section 3.3 that the algebras 𝒜R,𝒜L{\mathcal{A}}_{R},{\mathcal{A}}_{L} are cyclic-separating for ΨTFD(β)\Psi_{\mathrm{TFD}}(\beta). As a result, 𝖺ΨTFD(β)=0{\sf a}\Psi_{\mathrm{TFD}}(\beta)=0 implies 𝖺=0{\sf a}=0 and the trace Tr{\mathrm{Tr}} is faithful. We should add that the existence of a faithful trace will anyway be perhaps more obvious in section 3.3.

There is an alternative definition of the trace Tr{\mathrm{Tr}} that was used in Appendix I of susywormholes to give an algorithm for computing Euclidean disc partition functions from canonically quantised pure JT gravity (although the interpretation as an algebraic trace on the boundary algebras was not noted there). In the high temperature limit, the wavefunction ΨTFD(β)\Psi_{\mathrm{TFD}}(\beta) becomes tightly peaked as a function of χ\chi around a saddle-point value χc\chi_{c} such that χc\chi_{c}\to\infty as β0\beta\to 0. Equivalently, it is peaked around a semiclassical renormalized geodesic length c=2χc\ell_{c}=-2\chi_{c} such that c\ell_{c}\to-\infty as β0\beta\to 0. As a result the trace of an operator 𝖺{\sf a} with matrix elements 𝖺(χ1,χ2)(matt){\sf a}(\chi_{1},\chi_{2})\in{\mathcal{B}}({\mathcal{H}}^{\mathrm{matt}}) is given by

Tr(𝖺)=limχexp(χ+8eχ)Ψgs|𝖺(χ,χ)|Ψgs.\displaystyle{\mathrm{Tr}}({\sf a})=\lim_{\chi\to\infty}\exp(\chi+8e^{\chi})\langle\Psi_{\mathrm{gs}}|{\sf a}(\chi,\chi)|\Psi_{\mathrm{gs}}\rangle. (67)

The correct scaling of the prefactor in (67) may be determined from the normalization of ΨTFD(β)\Psi_{\mathrm{TFD}}(\beta) as a function of the saddle-point value χc\chi_{c} as β0\beta\to 0. Alternatively, it may be determined by analyzing the universal decay as χ\chi\to\infty of the matrix elements of operators that e.g. project onto finite-energy states and hence should have finite trace.

Let us use this trace to compute the entanglement entropy of the thermofield double state ΨTFD(β)\Psi_{\mathrm{TFD}}(\beta), or, more precisely, of the normalized thermofield double state

Ψ^TFD(β)=ΨTFD(β)Z(β)1/2.\displaystyle\widehat{\Psi}_{\mathrm{TFD}}(\beta)=\frac{\Psi_{\mathrm{TFD}}(\beta)}{Z(\beta)^{1/2}}. (68)

It follows from the definition using path integrals (and can be verified explicitly using the formulas from ZY ) that

eβ1HR/2ΨTFD(β2)=ΨTFD(β1+β2).\displaystyle e^{-\beta_{1}H_{R}/2}\Psi_{\mathrm{TFD}}(\beta_{2})=\Psi_{\mathrm{TFD}}(\beta_{1}+\beta_{2}). (69)

As a result, for any 𝖺𝒜R{\sf a}\in{\mathcal{A}}_{R}, we have

ΨTFD(β)|𝖺|ΨTFD(β)\displaystyle\langle\Psi_{\mathrm{TFD}}(\beta)|{\sf a}|\Psi_{\mathrm{TFD}}(\beta)\rangle =limβ0ΨTFD(β)|eβHR/2𝖺eβHR/2|ΨTFD(β)\displaystyle=\lim_{\beta^{\prime}\to 0}\langle\Psi_{\mathrm{TFD}}(\beta^{\prime})|e^{-\beta H_{R}/2}{\sf a}e^{-\beta H_{R}/2}|\Psi_{\mathrm{TFD}}(\beta^{\prime})\rangle (70)
=Tr[eβHR/2𝖺eβHR/2]=Tr[eβHR𝖺].\displaystyle={\mathrm{Tr}}[e^{-\beta H_{R}/2}{\sf a}e^{-\beta H_{R}/2}]={\mathrm{Tr}}[e^{-\beta H_{R}}{\sf a}]. (71)

We therefore conclude that the density matrix of the normalized thermofield double state Ψ^TFD(β)\widehat{\Psi}_{\mathrm{TFD}}(\beta) on 𝒜R{\mathcal{A}}_{R} is ρ=eβHR/Z(β)\rho=e^{-\beta H_{R}}/Z(\beta). The entropy of this state is

S(ρ)=logρ=βHR+logZ(β),\displaystyle S(\rho)=-\langle\log\rho\rangle=\langle\beta H_{R}\rangle+\log Z(\beta), (72)

which matches the Euclidean answer.

Crucially, unlike in JT gravity without matter, we did not need to add any additional ingredients by hand in order to obtain this result: if the algebra 𝒜R{\mathcal{A}}_{R} is a von Neumann factor, that is, its center is trivial, then the trace (if it exists) is unique up to rescaling.121212More precisely, on a Type I or II factor, the trace is unique if one requires it to be normal and semifinite; see the discussion at the end of section 4 for details. Consequently, the entropy formula derived here is unique up to an additive constant. Even though we used Euclidean path integrals as a convenient way of discovering the trace, the definition itself was forced upon us by the structure of the algebra.

Since the algebra is Type II, there is no canonical choice of normalization for the trace, and hence no canonical choice for the additive constant in the definition of entropy. There is a similar additive ambiguity in Euclidean path integral entropy computations. The JT gravity action includes a topological term that evaluates to S0χ-S_{0}\chi where χ\chi is the Euler characteristic of the spacetime manifold. To remove contributions from higher genus spacetimes containing wormholes, one needs to take the limit S0S_{0}\to\infty. This leads to a state-independent infinite contribution S0S_{0} to the entanglement entropy, which describes the universal divergent entanglement of the Type II algebra. To define a finite renormalized entanglement entropy we need to subtract this piece, which leads to the same additive ambiguity that we found above from an algebraic perspective.

3.3 Definition using Euclidean path integrals

We now offer an alternative definition of the algebras 𝒜L{\mathcal{A}}_{L} and 𝒜R{\mathcal{A}}_{R} based on Euclidean path integrals. Although we will eventually argue that this definition is equivalent to the one given above, it is helpful because a) it makes certain expected properties of 𝒜R{\mathcal{A}}_{R} and 𝒜L{\mathcal{A}}_{L} (such as the fact that they are commutants) easier to justify, and b) it justifies the use of Euclidean replica trick computations for computing entropies on 𝒜R{\mathcal{A}}_{R} or 𝒜L{\mathcal{A}}_{L}.

Our starting point is a formal algebra 𝒜0{\mathcal{A}}_{0}, built out of strings of symbols, each of which is either eβHe^{-\beta H}, with some β>0\beta>0, or else one of the boundary operators Φα\Phi_{\alpha} of the matter system. The two types of symbol are required to alternate and the string is required to begin and end with a symbol of the type eβHe^{-\beta H}. Thus here are some examples of allowed strings:

eβH\displaystyle e^{-\beta H}
eβHΦeβH\displaystyle e^{-\beta H}\Phi e^{-\beta^{\prime}H}
eβ1HΦ1eβ2HΦ2eβ3H.\displaystyle e^{-\beta_{1}H}\Phi_{1}e^{-\beta_{2}H}\Phi_{2}e^{-\beta_{3}H}. (73)

Strings are multiplied in an obvious way by joining them end to end and using the relation eβHeβH=e(β+β)He^{-\beta H}e^{-\beta^{\prime}H}=e^{-(\beta+\beta^{\prime})H}. Thus for example if 𝖲1=eβ1HΦ1eβ2H{\sf S}_{1}=e^{-\beta_{1}H}\Phi_{1}e^{-\beta_{2}H} and 𝖲2=eβ3HΦ2eβ4H{\sf S}_{2}=e^{-\beta_{3}H}\Phi_{2}e^{-\beta_{4}H}, then 𝖲1𝖲2=eβ1HΦ1e(β2+β3)HΦ2eβ4H{\sf S}_{1}{\sf S}_{2}=e^{-\beta_{1}H}\Phi_{1}e^{-(\beta_{2}+\beta_{3})H}\Phi_{2}e^{-\beta_{4}H}. Eventually, we will reinterpret these strings as the Hilbert space operators that these expressions usually represent, but to begin with we consider them as formal symbols.

We can define an algebra 𝒜0{\mathcal{A}}_{0} whose elements are complex linear combinations of strings, multiplied as just explained. This is an algebra without an identity element; we could add an identity element as an additional generator of 𝒜0{\mathcal{A}}_{0} but this will not be convenient.

Refer to caption
Figure 1: (a) The path integral on a disc that computes Tr𝖲{\mathrm{Tr}}\,{\sf S} with 𝖲=eβ1HΦ1eβ2HΦ2eβ3H{\sf S}=e^{-\beta_{1}H}\Phi_{1}e^{-\beta_{2}H}\Phi_{2}e^{-\beta_{3}H}. The boundary of the disc is made of three segments with renormalized lengths β1\beta_{1}, β2,\beta_{2}, and β3\beta_{3}. At two junctions of segments, operators Φ1\Phi_{1} and Φ2\Phi_{2} are inserted. At the third junction, the two ends of 𝖲{\sf S} are joined together. (b) The path integral on a disc that computes Tr𝖲1𝖲2{\mathrm{Tr}}\,{\sf S}_{1}{\sf S}_{2}. The boundary of the disc consists of two segments labeled respectively by 𝖲1{\sf S}_{1} and by 𝖲2{\sf S}_{2}. There is no intrinsic ordering of the two segments so Tr𝖲1𝖲2=Tr𝖲2𝖲1{\mathrm{Tr}}\,{\sf S}_{1}{\sf S}_{2}={\mathrm{Tr}}\,{\sf S}_{2}{\sf S}_{1}.

The Euclidean path integral on a disc can be used to define a trace on the algebra 𝒜0{\mathcal{A}}_{0}. In this article, a disc path integral, when not otherwise specified, is a path integral on a disc whose boundary is an asymptotic boundary on which the boundary quantum mechanics is defined. Thus, in the limit that the usual cutoff is removed, the boundary of the disc is at conformal infinity in AdS2{\mathrm{AdS}}_{2}. We do not assume time-reversal symmetry, so discs, and more general two-dimensional spacetimes considered later, are oriented, as are their boundaries. In the figures, the orientation runs counterclockwise along the boundary (thus, upwards or “forwards in imaginary time” on right boundaries and downwards or “backwards in imaginary time” on left boundaries).

To define Tr𝖲{\mathrm{Tr}}\,{\sf S} for a string 𝖲{\sf S}, we view 𝖲{\sf S}, with its ends sewn together, as a recipe to define a boundary condition on the boundary of the disc. For example (fig. 1(a)), for the case 𝖲=eβ1HΦ1eβ2HΦ2eβ3H{\sf S}=e^{-\beta_{1}H}\Phi_{1}e^{-\beta_{2}H}\Phi_{2}e^{-\beta_{3}H}, TrS{\mathrm{Tr}}\,S is computed by a path integral on a disc whose renormalized circumference is β=β1+β2+β3\beta=\beta_{1}+\beta_{2}+\beta_{3}, with insertions of the operators Φ1\Phi_{1} and Φ2\Phi_{2} at boundary points separated by imaginary time β2\beta_{2}. With this recipe, a simple rotation of the path integral picture shows that for any two strings 𝖲1{\sf S}_{1}, 𝖲2{\sf S}_{2}, we have Tr𝖲1𝖲2=Tr𝖲2𝖲1{\mathrm{Tr}}\,{\sf S}_{1}{\sf S}_{2}={\mathrm{Tr}}\,{\sf S}_{2}{\sf S}_{1} (fig. 1(b)). Hence Tr{\mathrm{Tr}} is indeed a trace.

So far the elements of 𝒜0{\mathcal{A}}_{0} are just symbols, However, we can extract more information from the path integral on a disc. First, we define the “adjoint” 𝖲{\sf S}^{\dagger} of a string 𝖲{\sf S}. 𝖲{\sf S}^{\dagger} is defined by reversing the order of the symbols in 𝖲{\sf S} and replacing each matter operator Φ\Phi with its adjoint Φ\Phi^{\dagger}. For example, the adjoint of 𝖲=eβ1HΦeβ2H{\sf S}=e^{-\beta_{1}H}\Phi e^{-\beta_{2}H} is 𝖲=eβ2HΦeβ1H{\sf S}^{\dagger}=e^{-\beta_{2}H}\Phi^{\dagger}e^{-\beta_{1}H}. So we can define a hermitian inner product on 𝒜0{\mathcal{A}}_{0} by 𝖲1,𝖲2=TrS1S2\langle{\sf S}_{1},{\sf S}_{2}\rangle={\mathrm{Tr}}\,S_{1}^{\dagger}S_{2}. We will see shortly that this inner product is positive semi-definite but has plenty of null vectors. If 𝒩{\mathcal{N}} is the subspace of null vectors, then 𝒜0/𝒩{\mathcal{A}}_{0}/{\mathcal{N}} is a vector space with a positive-definite hermitian inner product. It can therefore be completed to a Hilbert space.

Refer to caption
Figure 2: (a) The path integral on a half-disc that computes the map from a string 𝖲{\sf S} to a Hilbert space state Ψ𝖲\Psi_{\sf S}. The half-disc has an asymptotic boundary labeled by the string 𝖲{\sf S} and a geodesic boundary γ\gamma. (b) The path integral that computes 𝖲,𝖲\langle{\sf S}^{\prime},{\sf S}\rangle and can be used to demonstrate that the map 𝖲Ψ𝖲{\sf S}\to\Psi_{\sf S} from a string to a bulk state preserves inner products.

But in fact, this Hilbert space is none other than the Hilbert space {\mathcal{H}} of JT gravity plus matter, described in section 2.3. We recall that an element of {\mathcal{H}} is a square-integrable function Ψ(χ)\Psi(\chi) that is valued in the matter Hilbert space matt{\mathcal{H}}^{\mathrm{matt}}, where the renormalized length of a geodesic between the two boundaries is =2χ\ell=-2\chi; in other words, =mattL2(){\mathcal{H}}={\mathcal{H}}^{\mathrm{matt}}\otimes L^{2}({\mathbb{R}}), where χ\chi acts on L2()L^{2}({\mathbb{R}}) by multiplication. A path integral on what we will call a half-disc gives a linear map 𝖲Ψ𝖲{\sf S}\to\Psi_{\sf S}\in{\mathcal{H}}. By a half-disc, we mean a disc whose boundary consists of two connected components, one an asymptotic boundary on which the dual quantum mechanics is defined, and one an “interior” boundary at a finite distance. The structure of an asymptotic boundary is defined by a string. Interior boundaries are always assumed to be geodesics. With this understanding, the path integral on a half-disc can be used to define a linear map 𝖲Ψ𝖲{\sf S}\to\Psi_{\sf S}\in{\mathcal{H}} (fig 2(a)). We compute Ψ𝖲\Psi_{\sf S} by a path integral on a half-disc that has an asymptotic boundary determined by 𝖲{\sf S} and an interior geodesic boundary of renormalized length =2χ\ell=-2\chi. For given χ\chi, the output of this path integral is a state in matt{\mathcal{H}}^{\mathrm{matt}}, and letting χ\chi vary we get the desired state Ψ𝖲(χ)\Psi_{\sf S}(\chi)\in{\mathcal{H}}.

The map 𝖲Ψ𝖲{\sf S}\to\Psi_{\sf S} preserves inner products in the sense that

𝖲,𝖲=Ψ𝖲,Ψ𝖲,\langle{\sf S}^{\prime},{\sf S}\rangle=\langle\Psi_{{\sf S}^{\prime}},\Psi_{\sf S}\rangle, (74)

where the inner product on the left is the one on 𝒜0{\mathcal{A}}_{0}, and the inner product on the right is the one on {\mathcal{H}}. To justify eqn. (74), we simply consider (fig. 2(b)) the path integral that computes 𝖲,𝖲=Tr𝖲𝖲\langle{\sf S}^{\prime},{\sf S}\rangle={\mathrm{Tr}}\,{\sf S}^{\prime\dagger}{\sf S}. This is a path integral on a disc DD with an asymptotic boundary that consists of segments labeled respectively by 𝖲{\sf S} and by 𝖲{\sf S}^{\prime\dagger}, joined at their common endpoints pp, qq. In the standard procedure to analyze the path integral of JT gravity, possibly coupled to matter, the first step is to integrate over the dilaton field. This gives a delta function such that the metric on the disc becomes the standard AdS2{\mathrm{AdS}}_{2} metric of constant negative curvature (cut off near the conformal boundary, as reviewed in section 2.1). In this metric, there is a unique geodesic γ\gamma from pp to qq. This geodesic divides DD into a “lower” part DD_{-} and an “upper” part D+D_{+}. The path integral on DD_{-} computes the ket |Ψ𝖲|\Psi_{\sf S}\rangle, the path integral on D+D_{+} computes the bra Ψ𝖲|\langle\Psi_{{\sf S}^{\prime}}|, and the integral over degrees of freedom on γ\gamma sews these two states together and computes their inner product Ψ𝖲,Ψ𝖲\langle\Psi_{{\sf S}^{\prime}},\Psi_{\sf S}\rangle. So this establishes eqn. (74), which in particular confirms that the inner product ,\langle~{},~{}\rangle on 𝒜0{\mathcal{A}}_{0} is positive semi-definite,

As an example of this construction, let 𝖲=eβH/2{\sf S}=e^{-\beta H/2}. The corresponding state Ψ𝖲=|eβH/2\Psi_{\sf S}=|e^{-\beta H/2}\rangle is actually the thermofield double state of the two-sided system, at inverse temperature β\beta. Indeed, for this choice of 𝖲{\sf S}, the recipe to compute Ψ𝖲\Psi_{\sf S} is just the standard recipe to construct the thermofield double state by a path integral on a half-disc. The thermofield double state was already discussed in section 3.2.

The map 𝒜0{\mathcal{A}}_{0}\to{\mathcal{H}} is surjective, in the sense that states of the form Ψ𝖲\Psi_{\sf S}, 𝖲𝒜0{\sf S}\in{\mathcal{A}}_{0} suffice to generate {\mathcal{H}}. This is particularly clear if the matter theory is a conformal field theory (CFT). Let Ω\Omega be the CFT ground state. The operator-state correspondence says that any state in matt{\mathcal{H}}^{\mathrm{matt}} is of the form Φ|Ω\Phi|\Omega\rangle for some unique local CFT operator Φ\Phi. A consequence is that states Ψ𝖲\Psi_{\sf S} for 𝖲{\sf S} of the highly restricted form 𝖲=eβH/2ΦeβH/2{\sf S}=e^{-\beta H/2}\Phi e^{-\beta H/2} actually suffice to generate {\mathcal{H}}. Indeed, we can choose Φ\Phi to generate any desired state of the matter system, multiplied by a function of χ\chi that depends on β\beta.131313One has to be slightly careful here because the operators eβH/2e^{-\beta H/2} act nontrivially on the matter Hilbert space. As a result, the reduced state of Ψ𝖲\Psi_{\sf S} on matt{\mathcal{H}}^{\mathrm{matt}} will not necessarily be the state dual to Φ\Phi. However we do not expect this fact to alter the basic conclusion that a dense set of states in {\mathcal{H}} can be prepared using strings 𝖲{\sf S} of the form described above. Taking linear combinations of the states we get for different values of β\beta, we can approximate any desired function of χ\chi; consequently, states Ψ𝖲\Psi_{\sf S} for 𝖲{\sf S} of this restricted form suffice to generate {\mathcal{H}}. All of the other strings that we could have used, with more than one CFT operator, are therefore redundant in the sense that they do not enable us to produce any new states in {\mathcal{H}}. So the map 𝒜0{\mathcal{A}}_{0}\to{\mathcal{H}} has a very large space 𝒩{\mathcal{N}} of null vectors, as asserted earlier.

Refer to caption
Figure 3: Two views of a spacetime MM which is half of AdS2 (in Euclidean signature). Viewing AdS2 as a hyperbolic disc, half of AdS2 is the half-disc shown in (a); on the other hand, the AdS2 metric can be put in the static form dσ2+cosh2σdτ2{\mathrm{d}}\sigma^{2}+\cosh^{2}\sigma{\mathrm{d}}\tau^{2}, and in this form, half of AdS2 looks like a semi-infinite strip with τ0\tau\leq 0, as shown in (b).

Even if the matter system is not conformally invariant, the same idea applies, basically because the SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) symmetry of AdS2{\mathrm{AdS}}_{2} is the conformal group of the boundary. The relevant facts are actually familiar in the AdS/CFT correspondence, where typically the bulk theory is not at all conformally invariant but the boundary theory is conformally invariant, and any bulk state can be created by a local operator on the boundary. In our context, this reasoning applies to the matter sector, which possesses unbroken SL~(2,){\widetilde{{SL}}}(2,{\mathbb{R}}) symmetry (not to the full system including JT gravity). The basic setup is depicted in fig. 3, which shows two views of a spacetime MM that is half of Euclidean AdS2. For any matter QFT, the path integral in in (a) gives a map from a local operator OO inserted at on the conformal boundary, as shown, to a bulk state Ψ\Psi observed on the upper, geodesic boundary of MM. From (b), we can get a map in the opposite direction. Suppose that the state Ψ\Psi is an energy eigenstate with energy E0E_{0}. Cut off the strip by restricting to the range τ0τ0-\tau_{0}\leq\tau\leq 0 and input the state Ψ\Psi at the bottom of the strip. The path integral in the strip will then give back the same state Ψ\Psi at the top, multiplied by eτ0E0e^{-\tau_{0}E_{0}}. To compensate for this, multiply the path integral in the strip by e+τ0E0e^{+\tau_{0}E_{0}}. Then upon taking the limit τ0\tau_{0}\to\infty, the picture in (b) becomes equivalent to the one in (a), with a state inserted in the far past turning into a local operator OO inserted on the boundary.

Now we want to show that the quotient of 𝒜0{\mathcal{A}}_{0} by its subspace of null vectors, namely 𝒜1=𝒜0/𝒩{\mathcal{A}}_{1}={\mathcal{A}}_{0}/{\mathcal{N}}, is an algebra in its own right and has a trace. To show that the linear function Tr:𝒜0{\mathrm{Tr}}:{\mathcal{A}}_{0}\to{\mathbb{C}} makes sense as a function on 𝒜1{\mathcal{A}}_{1}, one needs to show that for 𝖲𝒜0{\sf S}\in{\mathcal{A}}_{0}, Tr𝖲{\mathrm{Tr}}\,{\sf S} is invariant under 𝖲𝖲+𝖲0{\sf S}\to{\sf S}+{\sf S}_{0} with 𝖲0𝒩{\sf S}_{0}\in{\mathcal{N}}. In other words, one has to show that Tr𝖲0=0{\mathrm{Tr}}\,{\sf S}_{0}=0. 𝖲0{\sf S}_{0} being null means (𝖲1,𝖲0)=0({\sf S}_{1},{\sf S}_{0})=0 for any 𝖲1{\sf S}_{1}. In particular, taking 𝖲1=eϵH{\sf S}_{1}=e^{-\epsilon H}, we have 0=eϵH,𝖲0=TreϵH𝖲00=\langle e^{-\epsilon H},{\sf S}_{0}\rangle={\mathrm{Tr}}\,e^{-\epsilon H}{\sf S}_{0}, and hence

0=limϵ0TreϵH𝖲0=Tr𝖲0,0=\lim_{\epsilon\to 0}{\mathrm{Tr}}\,e^{-\epsilon H}{\sf S}_{0}={\mathrm{Tr}}\,{\sf S}_{0}, (75)

as desired.

What is involved in showing that 𝒜1=𝒜0/𝒩{\mathcal{A}}_{1}={\mathcal{A}}_{0}/{\mathcal{N}} is an algebra in its own right? Consider two equivalence classes in 𝒜0/𝒩{\mathcal{A}}_{0}/{\mathcal{N}} that can be represented by elements 𝖲1,𝖲2𝒜0{\sf S}_{1},{\sf S}_{2}\in{\mathcal{A}}_{0}. To be able to consistently multiply equivalence classes, we need the condition that if we shift 𝖲1{\sf S}_{1} or 𝖲2{\sf S}_{2} in its equivalence class by 𝖲1𝖲1+𝖲0{\sf S}_{1}\to{\sf S}_{1}+{\sf S}_{0} or 𝖲2𝖲2+𝖲0{\sf S}_{2}\to{\sf S}_{2}+{\sf S}_{0} where 𝖲0{\sf S}_{0} is null, then 𝖲1𝖲2{\sf S}_{1}{\sf S}_{2} should shift by a null vector. In other words, the condition we need is that if 𝖲0{\sf S}_{0} is null, then 𝖲𝖲0{\sf S}{\sf S}_{0} and 𝖲0𝖲{\sf S}_{0}{\sf S} are null, for any 𝖲𝒜0{\sf S}\in{\mathcal{A}}_{0}.

Refer to caption
Figure 4: Depicted here is a half-disc D0D_{0} with an asymptotic boundary labeled by 𝖲0𝖲{\sf S}_{0}{\sf S} and a geodesic boundary (the horizontal line at the top). The path integral on D0D_{0} computes Ψ𝖲0𝖲\Psi_{{\sf S}_{0}{\sf S}}. γ\gamma is a geodesic that connects the endpoints p,rp,r of the boundary segment labeled by 𝖲0{\sf S}_{0}. If Ψ𝖲0=0\Psi_{{\sf S}_{0}}=0, then the path integral in the region D1D_{1} bounded by 𝖲0{\sf S}_{0} and γ\gamma vanishes, regardless of the fields on γ\gamma, and therefore Ψ𝖲0𝖲=0\Psi_{{\sf S}_{0}{\sf S}}=0.

To prove this, we consider the path integral on a half-disc D0D_{0} that computes Ψ𝖲0𝖲\Psi_{{\sf S}_{0}{\sf S}}. We want to show that if 𝖲0{\sf S}_{0} is null, this path integral is identically zero, regardless of 𝖲{\sf S} and regardless of the renormalized length of the geodesic boundary of D0D_{0}. The boundary of D0D_{0} consists of a geodesic, say with endpoints pp and qq, and an asymptotic boundary that is the union of two intervals labeled by 𝖲0{\sf S}_{0} and by 𝖲{\sf S}, which meet at a common endpoint rr (fig. 4). Let prpr be the segment labeled by 𝖲0{\sf S}_{0}. The points pp and rr are joined in D0D_{0} by a unique geodesic γ\gamma. This geodesic divides D0D_{0} into two pieces. One piece is a smaller half-disc D1D_{1} whose asymptotic boundary is labeled by 𝖲0{\sf S}_{0}, and which has γ\gamma for its geodesic boundary. Let D2D_{2} be the rest of D0D_{0}. The path integral on D0D_{0} can be evaluated by first evaluating separately the path integrals on D1D_{1} and on D2D_{2}, keeping fixed the fields on γ\gamma (χ\chi and the matter fields), and then at the end integrating over the fields on γ\gamma. The statement that 𝖲0{\sf S}_{0} is null means that the path integral on D1D_{1} vanishes, for any values of the fields on γ\gamma. Hence the path integral on D0D_{0} vanishes, showing that 𝖲0𝖲{\sf S}_{0}{\sf S} is null. By similar reasoning, 𝖲𝖲0{\sf S}{\sf S}_{0} is null if 𝖲0{\sf S}_{0} is null. Arguments similar to the one just explained will recur at several points in this article.

The function Tr:𝒜1{\mathrm{Tr}}:{\mathcal{A}}_{1}\to{\mathbb{C}} obeys the usual condition Tr𝖲1𝖲2=Tr𝖲2𝖲1{\mathrm{Tr}}\,{\sf S}_{1}{\sf S}_{2}={\mathrm{Tr}}\,{\sf S}_{2}{\sf S}_{1}, since this was already true on 𝒜0{\mathcal{A}}_{0}. Moreover, Tr{\mathrm{Tr}} is positive as a function on 𝒜1{\mathcal{A}}_{1}, in the sense that Tr𝖲𝖲>0{\mathrm{Tr}}\,{\sf S}^{\dagger}{\sf S}>0 for all 𝖲0{\sf S}\not=0, since we have disposed of null vectors in passing to 𝒜1{\mathcal{A}}_{1}.

We can now reinterpret strings as Hilbert space operators. If 𝖲,{\sf S}, 𝖳{\sf T} are strings, we say that 𝖲{\sf S} acts on the state Ψ𝖳\Psi_{\sf T} by 𝖲Ψ𝖳=Ψ𝖲𝖳{\sf S}\Psi_{\sf T}=\Psi_{{\sf S}{\sf T}}. This definition is consistent, since if 𝖳{\sf T} is null (so that Ψ𝖳=0\Psi_{\sf T}=0), then 𝖲𝖳{\sf S}{\sf T} is also null (so Ψ𝖲𝖳=0\Psi_{{\sf S}{\sf T}}=0). Since states Ψ𝖳\Psi_{\sf T} are dense in {\mathcal{H}} and the operators 𝖲{\sf S} defined this way are bounded, the rule 𝖲Ψ𝖳=Ψ𝖲𝖳{\sf S}\Psi_{\sf T}=\Psi_{{\sf S}{\sf T}} completely defines 𝖲{\sf S} as an operator on {\mathcal{H}}. Finally, since 𝖲Ψ𝖳=Ψ𝖲𝖳=0{\sf S}\Psi_{\sf T}=\Psi_{{\sf S}{\sf T}}=0 if 𝖲{\sf S} is null, the operator corresponding to 𝖲{\sf S} only depends on the equivalence class of 𝖲{\sf S} in 𝒜1=𝒜0/𝒩{\mathcal{A}}_{1}={\mathcal{A}}_{0}/{\mathcal{N}}. Thus we get an action of 𝒜1{\mathcal{A}}_{1} on the Hilbert space {\mathcal{H}}.

Refer to caption
Figure 5: (a) This figure shows the path integral that would be used to compute a matrix element Ψ|𝖲|Ψ\langle\Psi^{\prime}|{\sf S}|\Psi\rangle of a Hilbert space operator corresponding to a string 𝖲{\sf S} between initial and final states Ψ,Ψ\Psi,\Psi^{\prime} in the bulk Hilbert space {\mathcal{H}}. Ψ\Psi and Ψ\Psi^{\prime} are inserted on geodesic boundaries that asymptotically meet at a point on the right boundary. (b) In the special case that the initial state is Ψ=Ψ𝖳\Psi=\Psi_{\sf T}, by gluing onto (a) the path integral preparation of the state Ψ𝖳\Psi_{\sf T}, we get a representation of the matrix element Ψ|𝖲|Ψ𝖳\langle\Psi^{\prime}|{\sf S}|\Psi_{\sf T}\rangle. But this coincides with the path integral representation we would use for the inner product Ψ|Ψ𝖲𝖳\langle\Psi^{\prime}|\Psi_{{\sf S}{\sf T}}\rangle, showing that the standard interpretation of 𝖲{\sf S} as a Hilbert space operator is consistent with 𝖲Ψ𝖳=Ψ𝖲𝖳{\sf S}\Psi_{\sf T}=\Psi_{{\sf S}{\sf T}}. Note that this picture can also be read to show that if Ψ𝖳=0\Psi_{\sf T}=0 then Ψ𝖲𝖳=0\Psi_{{\sf S}{\sf T}}=0.

The operator that acts on {\mathcal{H}} by Ψ𝖳𝖲Ψ𝖳\Psi_{\sf T}\to{\sf S}\Psi_{\sf T} is actually the standard Hilbert space operator that one would associate to the string 𝖲{\sf S}, acting on the left boundary of a two-sided spacetime. That is true because the path integral rules that we have given agree with the standard recipe to interpret a string 𝖲{\sf S} as a Hilbert space operator. To define 𝖲{\sf S} as an operator between states in {\mathcal{H}}, we would consider according to the standard logic a path integral on a hyperbolic two-manifold with geodesic boundaries on which initial and final states in {\mathcal{H}} are inserted, and an asymptotic boundary labeled by 𝖲{\sf S} (fig. 5(a)). This path integral will compute a matrix element of 𝖲{\sf S} between initial and final states in {\mathcal{H}}. Now if we want to let 𝖲{\sf S} act on Ψ𝖳\Psi_{\sf T}, we just glue onto the lower geodesic boundary in fig 5(a) the path integral construction of the state Ψ𝖳\Psi_{\sf T}, adapted from fig. 2(a). The resulting picture (5(b)) is just the natural path integral construction of the state Ψ𝖲𝖳\Psi_{{\sf S}{\sf T}}. So the rule 𝖲Ψ𝖳=Ψ𝖲𝖳{\sf S}\Psi_{\sf T}=\Psi_{{\sf S}{\sf T}} agrees with the standard definition of a Hilbert space operator corresponding to 𝖲{\sf S}, acting on the left boundary of a two-sided state. To get operators acting on the right boundary, we would consider the operation Ψ𝖳Ψ𝖳𝖲\Psi_{\sf T}\to\Psi_{{\sf T}{\sf S}}. This gives the commutant or opposite algebra, as we discuss presently.

At this stage, in particular we know that 𝒜1=𝒜0/𝒩{\mathcal{A}}_{1}={\mathcal{A}}_{0}/{\mathcal{N}} is an algebra that acts on a Hilbert space {\mathcal{H}}. We can therefore complete 𝒜1{\mathcal{A}}_{1} to get a von Neumann algebra 𝒜{\mathcal{A}} that acts on {\mathcal{H}}. Although 𝒜1{\mathcal{A}}_{1} does not contain an identity element, 𝒜{\mathcal{A}} does. The reason for this is the following. Although 𝒜1{\mathcal{A}}_{1} does not contain an identity element, it does contain the elements eϵHe^{-\epsilon H} for arbitrary ϵ>0\epsilon>0. When we complete 𝒜1{\mathcal{A}}_{1} to get a von Neumann algebra, we have to include all operators on {\mathcal{H}} that occur as limits of operators in 𝒜1{\mathcal{A}}_{1}. In particular, we have to include the identity operator 𝟏{\mathbf{1}}, since it arises as limϵ0eϵH\lim_{\epsilon\to 0}e^{-\epsilon H}. The reason that we did not include an identity operator in 𝒜0{\mathcal{A}}_{0} at the beginning is that this would have prevented us from being able to define the map 𝖲Ψ𝖲{\sf S}\to\Psi_{\sf S}, since there is no Hilbert space state that corresponds to the identity operator 𝟏{\mathbf{1}}. Since the state that corresponds to eβH/2e^{-\beta H/2} is the thermofield double state at inverse temperature β\beta, a state |𝟏|{\mathbf{1}}\rangle corresponding to 𝟏=limβ0eβH/2{\mathbf{1}}=\lim_{\beta\to 0}e^{-\beta H/2} would be the infinite temperature limit of the thermofield double state. But there is no such Hilbert space state; its norm would be 𝟏,𝟏=limβ0TreβH=limβ0Z(β)=\langle{\mathbf{1}},{\mathbf{1}}\rangle=\lim_{\beta\to 0}{\mathrm{Tr}}\,e^{-\beta H}=\lim_{\beta\to 0}Z(\beta)=\infty. Rather, one can interpret |𝟏|{\mathbf{1}}\rangle as a “weight” of the von Neumann algebra 𝒜{\mathcal{A}}, which means roughly that it is an unnormalizable state that has well-defined inner products with a dense set of elements of 𝒜{\mathcal{A}}. Indeed, 𝟏,𝖲=Tr𝖲\langle{\mathbf{1}},{\sf S}\rangle={\mathrm{Tr}}\,{\sf S} is well-defined for any 𝖲𝒜1{\sf S}\in{\mathcal{A}}_{1}, and by definition 𝒜1{\mathcal{A}}_{1} is dense in 𝒜{\mathcal{A}}.

Since 𝒜1{\mathcal{A}}_{1} has a trace that is positive-definite, the same is true of its completion 𝒜{\mathcal{A}}. However, taking the completion adds to 𝒜1{\mathcal{A}}_{1} elements – such as the identity element 𝟏{\mathbf{1}} – with trace ++\infty. Since the trace in 𝒜{\mathcal{A}} is accordingly not defined for all elements of 𝒜{\mathcal{A}}, it follows that 𝒜{\mathcal{A}} is of Type II, not Type II1. 𝒜{\mathcal{A}} is not of Type I because there is no one-sided Hilbert space for it to act on. It is not of Type III because it has a trace.

Now we can analyze the commutant 𝒜{\mathcal{A}}^{\prime} of the algebra 𝒜{\mathcal{A}}. What makes this straightforward is the close relation between 𝒜{\mathcal{A}} and {\mathcal{H}}: they were both obtained by completing 𝒜1{\mathcal{A}}_{1}, albeit in slightly different ways. Let 𝖳{\sf T} be a linear operator on {\mathcal{H}} that commutes with 𝒜{\mathcal{A}}. Consider any 𝖲,𝖴𝒜1𝒜{\sf S},{\sf U}\in{\mathcal{A}}_{1}\subset{\mathcal{A}}. For 𝖳{\sf T} to commute with 𝖲{\sf S} as operators on {\mathcal{H}} implies in particular that 𝖲𝖳Ψ𝖴=𝖳𝖲Ψ𝖴=𝖳Ψ𝖲𝖴{\sf S}{\sf T}\Psi_{\sf U}={\sf T}{\sf S}\Psi_{\sf U}={\sf T}\Psi_{{\sf S}{\sf U}}. Now set 𝖴=eϵH{\sf U}=e^{-\epsilon H} and take the limit ϵ0\epsilon\to 0. In this limit, 𝖲𝖴𝖲{\sf S}{\sf U}\to{\sf S} and Ψ𝖴|𝟏\Psi_{\sf U}\to|{\mathbf{1}}\rangle, so we get 𝖳Ψ𝖲=𝖲𝖳|𝟏{\sf T}\Psi_{\sf S}={\sf S}{\sf T}|{\mathbf{1}}\rangle. We can approximate 𝖳|𝟏{\sf T}|{\mathbf{1}}\rangle arbitrarily well by Ψ𝖶\Psi_{\sf W} for some 𝖶𝒜1{\sf W}\in{\mathcal{A}}_{1}, since states Ψ𝖶\Psi_{\sf W} are dense in {\mathcal{H}}. Hence we learn that a dense set of operators in 𝒜{\mathcal{A}}^{\prime} are operators that act by 𝖳Ψ𝖲=𝖲Ψ𝖶=Ψ𝖲𝖶{\sf T}\Psi_{\sf S}={\sf S}\Psi_{\sf W}=\Psi_{{\sf S}{\sf W}} for some 𝖶𝒜1{\sf W}\in{\mathcal{A}}_{1}. This means that right multiplication in 𝒜1{\mathcal{A}}_{1} by 𝖲𝖲𝖶{\sf S}\to{\sf S}{\sf W} gives a dense set of operators in 𝒜{\mathcal{A}}^{\prime}. 𝒜{\mathcal{A}}^{\prime} is the closure of this set.

What is happening here is that there are always two commuting algebras that act on an algebra 𝒜{\mathcal{A}}. 𝒜{\mathcal{A}} can act on itself by left multiplication, and 𝒜{\mathcal{A}} acting on itself in this way commutes with another algebra 𝒜{\mathcal{A}}^{\prime} that acts on 𝒜{\mathcal{A}} by right multiplication. 𝒜{\mathcal{A}}^{\prime} is isomorphic to what is called the opposite algebra of 𝒜{\mathcal{A}}, sometimes denoted 𝒜op{\mathcal{A}}^{\mathrm{op}}. Elements of 𝒜op{\mathcal{A}}^{\mathrm{op}} are in one-to-one correspondence with elements of 𝒜{\mathcal{A}}, but they are multiplied in the opposite order. For 𝖲𝒜{\sf S}\in{\mathcal{A}}, write 𝖲op{\sf S}^{\mathrm{op}} for the corresponding element of 𝒜op{\mathcal{A}}^{\mathrm{op}}. Multiplication in 𝒜op{\mathcal{A}}^{\mathrm{op}} is defined by 𝖲op𝖳op=(𝖳𝖲)op{\sf S}^{\mathrm{op}}{\sf T}^{\mathrm{op}}=({\sf T}{\sf S})^{\mathrm{op}}, which agrees with right multiplication of 𝒜{\mathcal{A}} on itself, showing that 𝒜𝒜op{\mathcal{A}}^{\prime}\cong{\mathcal{A}}^{\mathrm{op}}. The mathematical statement here is called the commutation theorem for semifinite traces. It says that a von Neumann algebra 𝒜{\mathcal{A}} with semifinite trace Tr{\mathrm{Tr}} and the opposite algebra 𝒜op{\mathcal{A}}^{\mathrm{op}} acting on it from the right are commutants on the Hilbert space ={𝖺𝒜:Tr𝖺𝖺<}{\mathcal{H}}=\{{\sf a}\in{\mathcal{A}}:{\mathrm{Tr}}\,{\sf a}^{\dagger}{\sf a}<\infty\}.

If a string 𝖲{\sf S} corresponds to an invertible operator (even if the inverse is an unbounded operator affiliated to 𝒜{\mathcal{A}} rather than an element of 𝒜{\mathcal{A}}), the state Ψ𝖲\Psi_{\sf S} is cyclic-separating for 𝒜{\mathcal{A}} and 𝒜{\mathcal{A}}^{\prime}; an example is 𝖲=eβH/2{\sf S}=e^{-\beta H/2} with Ψ𝖲\Psi_{\sf S} the thermofield double state.

The intersection 𝒜𝒜{\mathcal{A}}\cap{\mathcal{A}}^{\prime} consists of operators that commute with 𝒜{\mathcal{A}} (since they are in 𝒜{\mathcal{A}}^{\prime}) and with 𝒜{\mathcal{A}}^{\prime} (since they are in 𝒜{\mathcal{A}}). So the intersection is the common center of 𝒜{\mathcal{A}} and 𝒜{\mathcal{A}}^{\prime}. Under hypotheses discussed in section 3.2, this common center is trivial, 𝒜𝒜={\mathcal{A}}\cap{\mathcal{A}}^{\prime}={\mathbb{C}}. Since 𝒜{\mathcal{A}} and 𝒜{\mathcal{A}}^{\prime} are von Neumann algebras that are commutants, a general theorem of von Neumann asserts that the algebra 𝒜𝒜{\mathcal{A}}\vee{\mathcal{A}}^{\prime} generated by 𝒜{\mathcal{A}} and 𝒜{\mathcal{A}}^{\prime} together is the whole algebra B()B({\mathcal{H}}) of bounded operators on {\mathcal{H}}. We will challenge this claim in section 4 by using baby universes to define what will appear to be operators on {\mathcal{H}} that commute with both 𝒜{\mathcal{A}} and 𝒜{\mathcal{A}}^{\prime}. This claim will turn out to fail in an instructive fashion.

To complete the story, we would like to show that the algebras 𝒜{\mathcal{A}} and 𝒜{\mathcal{A}}^{\prime} coincide with the algebras 𝒜L{\mathcal{A}}_{L} and 𝒜R{\mathcal{A}}_{R} that were defined in the Lorentz signature picture in section 3.2. In one direction, this is clear. 𝒜{\mathcal{A}} was defined as the smallest von Neumann algebra containing operators that correspond to the strings in eqn. (3.3), acting on the left side of a two-sided system. All these strings correspond to bounded operators built from HH and the matter operators Φ\Phi. 𝒜L{\mathcal{A}}_{L} was defined as the algebra of all bounded operators built from HLH_{L} and matter operators ΦL\Phi_{L}, acting on the left boundary. So 𝒜𝒜L{\mathcal{A}}\subset{\mathcal{A}}_{L}. Similarly 𝒜𝒜R{\mathcal{A}}^{\prime}\subset{\mathcal{A}}_{R}. Since 𝒜{\mathcal{A}} and 𝒜{\mathcal{A}}^{\prime} are commutants (meaning that they are each as large as they can be while commuting with the other), and [𝒜L,𝒜R]=0[{\mathcal{A}}_{L},{\mathcal{A}}_{R}]=0, it is impossible for 𝒜L{\mathcal{A}}_{L} to be bigger than 𝒜{\mathcal{A}} or for 𝒜R{\mathcal{A}}_{R} to be bigger than 𝒜{\mathcal{A}}^{\prime}. Thus 𝒜L=𝒜{\mathcal{A}}_{L}={\mathcal{A}}, 𝒜R=𝒜{\mathcal{A}}_{R}={\mathcal{A}}^{\prime}.

In this discussion, we started with an algebra 𝒜0{\mathcal{A}}_{0} of strings and then we formally defined a state Ψ𝖲\Psi_{\sf S} for every 𝖲𝒜0{\sf S}\in{\mathcal{A}}_{0}. At this level, then, there is trivially a state for every element 𝖲𝒜0{\sf S}\in{\mathcal{A}}_{0}. Then we took a completion of the space generated by the states Ψ𝖲\Psi_{\sf S} to get a Hilbert space {\mathcal{H}}, and a completion of 𝒜0{\mathcal{A}}_{0} to get the algebra 𝒜{\mathcal{A}}. One can ask whether after taking completions there is still a Hilbert space state for every element of the algebra. The answer to this question is “no,” because the state formally associated to an algebra element 𝗑{\sf x} might not be normalizable. For example, as we have already discussed, the state |𝟏|{\mathbf{1}}\rangle that would be formally associated to the identity element 𝟏𝒜{\mathbf{1}}\in{\mathcal{A}} is not normalizable and so is not an element of {\mathcal{H}}. But this is the only obstruction. Since the norm squared of a state |𝗑|{\sf x}\rangle corresponding to an algebra element 𝗑{\sf x} is supposed to satisfy 𝗑|𝗑=Tr𝗑𝗑\langle{\sf x}|{\sf x}\rangle={\mathrm{Tr}}\,{\sf x}^{\dagger}{\sf x}, the necessary condition for the existence of a state |𝗑|{\sf x}\rangle\in{\mathcal{H}} that corresponds to an algebra element 𝗑{\sf x} is simply

Tr𝗑𝗑<.{\mathrm{Tr}}\,{\sf x}^{\dagger}{\sf x}<\infty. (76)

If such a state |𝗑|{\sf x}\rangle does exist, then for every 𝖺𝒜{\sf a}\in{\mathcal{A}},

𝗑|𝖺|𝗑=Tr𝖺𝗑𝗑.\langle{\sf x}|{\sf a}|{\sf x}\rangle={\mathrm{Tr}}\,{\sf a}{\sf x}{\sf x}^{\dagger}. (77)

This formula says that the density matrix of the state |𝗑|{\sf x}\rangle on 𝒜R{\mathcal{A}}_{R} is ρ=𝗑𝗑\rho={\sf x}{\sf x}^{\dagger}. If 𝗑𝒜0{\sf x}\in{\mathcal{A}}_{0} is a string, then the string describing 𝗑𝗑{\sf x}{\sf x}^{\dagger} is formed by concatenating 𝗑{\sf x} with a reversed-ordered copy of itself. Similarly, Trρn=Tr(𝗑𝗑)n{\mathrm{Tr}}\,\rho^{n}={\mathrm{Tr}}\,({\sf x}{\sf x}^{\dagger})^{n} is computed by evaluating a Euclidean path integral on a disc with boundary formed by gluing together nn copies of 𝗑𝗑{\sf x}{\sf x}^{\dagger}. It should be clear that the rule we have just described for computing Trρn{\mathrm{Tr}}\,\rho^{n} using a Euclidean gravitational path integral is exactly the usual rule used in replica trick entropy computations in Euclidean gravity. This rule is usually justified either by appealing to the AdS/CFT dictionary to relate the gravitational path integral to microscopic CFT entropy computations LM ; M2 or, in settings where no explicit microscopic theory is known, simply by its success in giving sensible answers GH . In contrast, we started with an explicit asymptotic boundary algebra 𝒜R{\mathcal{A}}_{R} in a canonically quantised gravity theory. We argued that this algebra has (up to an additive constant) a unique definition of entropy. Finally, we showed that, given a state Ψ\Psi prepared by some Euclidean path integral, we can compute the entropy of Ψ\Psi on the algebra 𝒜R{\mathcal{A}}_{R} – in the canonically quantised theory – using the usual rules for replica trick Euclidean gravity computations.

4 Baby Universe “Operators”

Up to this point we have assumed the spacetime topology to be a disc (in Euclidean signature) or a strip (in Lorentz signature). But in a theory of gravity, it is natural to consider more general topologies. An obvious direction, which we explore starting in section 5, is to include wormholes and topology change in the dynamics. First, however, we will consider wormholes and closed baby universes as external probes. Via such probes, we can define what will appear at first sight to be operators with paradoxical properties. The paradox will be resolved in an instructive fashion.

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Figure 6: (a) A double trumpet. The boundary quantum mechanics is defined on the left boundary, and the boundary condition on the right boundary is chosen so the internal geodesic has circumference bb and the matter fields are in state Λ\Lambda. (b) Such pictures can be abbreviated by omitting a “trumpet” that connects to the external boundary (in this example, the omitted region is the portion to the right of the closed geodesic). The omitted region can always be glued back in a unique way, and this is always assumed. (c) A face-on view of the “trumpet” in (b), which topologically is an annulus. The inner boundary is a geodesic of circumference bb and the quantum mechanics is defined on the outer boundary. The outer boundary has been labeled by strings 𝖲{\sf S}, 𝖳{\sf T}^{\dagger}, separated by marked points p,qp,q. The path integral on this Euclidean spacetime computes Ψ𝖳|𝒪b,Λ|Ψ𝖲\langle\Psi_{\sf T}|{\mathcal{O}}_{b,\Lambda}|\Psi_{\sf S}\rangle.
Refer to caption
Figure 7: (a) To interpret the path integral in fig. 6(b) as a matrix element Ψ𝖳|Ob,Λ|Ψ𝖲\langle\Psi_{\sf T}|O_{b,\Lambda}|\Psi_{\sf S}\rangle, we introduce the indicated geodesics γ+\gamma_{+} and γ\gamma_{-} that go “below” and “above” the hole. (b) The operator 𝒪b,Λ{\mathcal{O}}_{b,\Lambda} is represented by the path integral in the “middle region” Σ0\Sigma_{0} between γ+\gamma_{+} and γ\gamma_{-}. The path integral in the region below γ\gamma_{-} prepares the ket |Ψ𝖲|\Psi_{\sf S}\rangle, and that in the region above γ+\gamma_{+} prepares the bra Ψ𝖳|\langle\Psi_{\sf T}|.

To use wormholes as probes, we adapt to the present context a construction made in MM . In Euclidean signature, instead of assuming spacetime to have just one asymptotic boundary on which the dual quantum mechanics is defined, we add a second asymptotic boundary that creates a closed baby universe. So the Euclidean spacetime becomes a “double trumpet” (fig. 6(a)). A hyperbolic metric on the double trumpet has a single real modulus, namely the circumference bb of the simple closed geodesic in its “core.” We assume that the boundary quantum mechanics is defined at the “left” end of the double trumpet (τ\tau\to-\infty); thus, at this end a cutoff of the usual type is imposed near the conformal boundary. Along the “right” boundary (τ+\tau\to+\infty), which we will call an “external” boundary, we do not place such a cutoff, but instead impose a condition on the asymptotic behavior of the metric which ensures that the circumference of the closed geodesic will be bb. Concretely, to do this, we observe that the hyperbolic metric of the double trumpet has a standard form

ds2=dτ2+cosh2τdϕ2,{\mathrm{d}}s^{2}={\mathrm{d}}\tau^{2}+\cosh^{2}\tau{\mathrm{d}}\phi^{2}, (78)

with ϕϕ+b\phi\cong\phi+b, <τ<-\infty<\tau<\infty. The closed geodesic that is homologous to the boundary is at τ=0\tau=0 and its circumference is bb. Setting y=b4πeτy=\frac{b}{4\pi}e^{-\tau}, σ=2πbϕ\sigma=\frac{2\pi}{b}\phi, the metric takes the form

ds2=dy2+dσ2+y2b28π2dσ2+𝒪(y4)y2,{\mathrm{d}}s^{2}=\frac{{\mathrm{d}}y^{2}+{\mathrm{d}}\sigma^{2}+y^{2}\frac{b^{2}}{8\pi^{2}}{\mathrm{d}}\sigma^{2}+{\mathcal{O}}(y^{4})}{y^{2}}, (79)

and we see that bb can indeed be encoded in the coefficient of a subleading term of the metric near the conformal boundary at y=0y=0. In pure JT gravity, the boundary condition that we want on the external boundary can be defined just by fixing a value of bb. In JT gravity coupled to matter, we additionally need a boundary condition on the matter fields. Such a boundary condition can be determined by any rotation-invariant state Λ\Lambda in the closed universe matter Hilbert space clmatt{\mathcal{H}}^{\mathrm{matt}}_{\mathrm{cl}}. By rotation invariance, we mean invariance under ϕϕ+constant\phi\to\phi+{\mathrm{constant}}.141414 If Λ\Lambda is not invariant under shifts of ϕ\phi, then in doing the path integral on the double trumpet, we will have to integrate over a twist of the left of the double trumpet relative to the right, and this will effectively replace Λ\Lambda by its rotation-invariant projection. In section 5.2, we describe the closed universe Hilbert space in a more leisurely fashion.

We can slightly simplify the following by “cutting” along the closed geodesic at τ=0\tau=0 and discarding the “exterior” piece (τ>0\tau>0). Upon doing so, Σ\Sigma becomes an ordinary trumpet (rather than a double trumpet) with a quantum boundary at big distances and a closed geodesic boundary of circumference bb on which the matter state Λ\Lambda is inserted (fig. 6(b)). Such truncations also exist and are convenient in cases discussed later with multiple external boundaries. In what follows, we always draw the truncated version of the spacetime.

In section 3.3, given a pair of strings 𝖲,𝖳{\sf S},{\sf T}, we defined inner products Ψ𝖳,Ψ𝖲\langle\Psi_{\sf T},\Psi_{\sf S}\rangle via a path integral on a disc with its boundary labeled by 𝖳𝖲{\sf T}^{\dagger}{\sf S}. An obvious idea now is to consider a similar path integral on a Riemann surface Σ\Sigma that is a disc with a hole labeled by some b,Λb,\Lambda (fig. 6(c)). Σ\Sigma has two marked points on its outer boundary, namely the endpoints p,qp,q of the seqment labeled by 𝖲{\sf S}.

A natural expectation is that this path integral can be interpreted as Ψ𝖳|𝒪b,Λ|Ψ𝖲\langle\Psi_{\sf T}|{\mathcal{O}}_{b,\Lambda}|\Psi_{\sf S}\rangle for some operator 𝒪b,Λ{\mathcal{O}}_{b,\Lambda}. To justify this expectation, we note (fig. 7(a)) that the points p,qp,q are connected by a unique embedded geodesic γ\gamma_{-} that goes “below” the hole and also by a unique embedded geodesic γ+\gamma_{+} that goes “above” the hole. These geodesics exist because on a hyperbolic two-manifold, there is always a unique geodesic in each homotopy class of paths; this is a fact that we will use repeatedly. Correspondingly, Σ\Sigma is the union of a portion Σ\Sigma_{-} below γ\gamma_{-}, a portion Σ+\Sigma_{+} above γ+\gamma_{+}, and a portion Σ0\Sigma_{0} in between. The path integral on Σ\Sigma_{-} computes |Ψ𝖲|\Psi_{\sf S}\rangle and the path integral on Σ+\Sigma_{+} computes Ψ𝖳|\langle\Psi_{\sf T}|, so to interpret the path integral on Σ\Sigma as a matrix element Ψ𝖳|𝒪b,Λ|Ψ𝖲\langle\Psi_{\sf T}|{\mathcal{O}}_{b,\Lambda}|\Psi_{\sf S}\rangle, the operator 𝒪b,Λ{\mathcal{O}}_{b,\Lambda} has to be represented by the path integral on Σ0\Sigma_{0}. In fact, let \ell_{-} and +\ell_{+} be the renormalized lengths of the geodesics γ\gamma_{-} and γ+\gamma_{+}. The path integral on Σ0\Sigma_{0} with specified values of \ell_{-} and +\ell_{+} computes the kernel 𝒪b,Λ(+,){\mathcal{O}}_{b,\Lambda}(\ell_{+},\ell_{-}) in the length basis. This kernel is an operator acting on the matter Hilbert space clmatt{\mathcal{H}}^{\mathrm{matt}}_{\mathrm{cl}}, though we do not indicate that explicitly in the notation.

The renormalized lengths +\ell_{+} and \ell_{-} are not uniquely determined by the complex structure of Σ0\Sigma_{0}; they depend also on the positions of the boundary particles or in other words on the cutoffs near the boundary points p,qp,q (the cutoff variables were called σL,σR\sigma_{L},\sigma_{R} or χL,χR\chi_{L},\chi_{R} in section 2.1). However, the difference Δ=+\Delta\ell=\ell_{+}-\ell_{-} does not depend on the cutoffs and is a modulus of the Riemann surface Σ0\Sigma_{0}. The positions of the boundary particles, together with one modulus that Σ0\Sigma_{0} has even if we neglect the boundary particles, determine the separate values of +\ell_{+} and \ell_{-}, and one additional length, which one can take to be the renormalized distance from the left boundary to the interior geodesic. To compute the kernel 𝒪b,Λ(+,){\mathcal{O}}_{b,\Lambda}(\ell_{+},\ell_{-}), we keep +\ell_{+} and \ell_{-} fixed and integrate only over the one additional modulus.

However, consideration of the 𝒪b,Λ{\mathcal{O}}_{b,\Lambda} leads to an apparent contradiction. As we explain momentarily, one can argue formally that the 𝒪b,Λ{\mathcal{O}}_{b,\Lambda} commute with the boundary algebras 𝒜L{\mathcal{A}}_{L}, 𝒜R{\mathcal{A}}_{R} that were introduced in section 3. In the absence of matter, there is no problem with this. In pure JT gravity without matter, the only relevant choice of Λ\Lambda is Λ=1\Lambda=1, so we drop Λ\Lambda from the notation and consider the baby universe operators 𝒪b{\mathcal{O}}_{b}. 𝒜L{\mathcal{A}}_{L} and 𝒜R{\mathcal{A}}_{R} in the absence of matter are commutative algebras, generated by the Hamiltonian, so 𝒪b{\mathcal{O}}_{b} commutes with 𝒜L{\mathcal{A}}_{L} and 𝒜R{\mathcal{A}}_{R} if and only if it is diagonal in the energy basis. Indeed, a computation in Saad (see eqn. (3.30) of that paper) shows that this is true.151515See also Appendix C of StanfordYang for a computation of 𝒪b,Λ(+,){\mathcal{O}}_{b,\Lambda}(\ell_{+},\ell_{-}) that more directly matches our discussion above. More specifically, in pure JT gravity, if ΨE\Psi_{E} is a state of energy EE, then

𝒪bΨE=2πcos(b2E)2Esinh(2π2E)ΨE.{\mathcal{O}}_{b}\Psi_{E}=\frac{{2\pi}\cos(b\sqrt{2E})}{\sqrt{2E}\,{\sinh(2\pi\sqrt{2E})}}\Psi_{E}. (80)

For JT gravity coupled to matter, things are completely different. In that case, the description of 𝒜L{\mathcal{A}}_{L} and 𝒜R{\mathcal{A}}_{R} in terms of left and right multiplication of an algebra 𝒜{\mathcal{A}} on itself makes it fairly clear that 𝒜L{\mathcal{A}}_{L} and 𝒜R{\mathcal{A}}_{R} are commutants – apart from cc-numbers, there are no operators on the Hilbert space {\mathcal{H}} of the theory that commute with both of them.

Refer to caption
Figure 8: (a) Adding a geodesic hole of circumference bb to the configuration of fig. 5(a), we get a Riemann surface that is a candidate for describing the kernel of the operator product 𝖲𝒪b,Λ{\sf S}{\mathcal{O}}_{b,\Lambda} or 𝒪b,Λ𝖲{\mathcal{O}}_{b,\Lambda}{\sf S} in the length basis. (b) and (c) By considering a geodesic that starts at the upper or lower corner of the diagram and goes below or above the hole, we decompose the picture of (a) in two pieces that respectively describe 𝖲{\sf S} and 𝒪b,Λ{\mathcal{O}}_{b,\Lambda}. This confirms that the picture in (a) does compute this operator product and that 𝖲𝒪b,Λ=𝒪b,Λ𝖲{\sf S}{\mathcal{O}}_{b,\Lambda}={\mathcal{O}}_{b,\Lambda}{\sf S}.

However, we can formally argue as follows that operators 𝒪b,Λ{\mathcal{O}}_{b,\Lambda} commute with 𝒜L{\mathcal{A}}_{L} and 𝒜R{\mathcal{A}}_{R}. Since operators associated to strings are dense in 𝒜L{\mathcal{A}}_{L}, to show that 𝒪b,Λ{\mathcal{O}}_{b,\Lambda} commutes with 𝒜L{\mathcal{A}}_{L}, it is enough to show that it commutes with the element of 𝒜L{\mathcal{A}}_{L} associated to any string 𝖲{\sf S} acting on the left. That 𝒪b,Λ{\mathcal{O}}_{b,\Lambda} commutes with 𝒜R{\mathcal{A}}_{R} is proved in the same way.

Given a string 𝖲{\sf S}, how would we compute a product of operators 𝖲𝒪b,Λ{\sf S}{\mathcal{O}}_{b,\Lambda} or 𝒪b,Λ𝖲{\mathcal{O}}_{b,\Lambda}{\sf S}? The obvious way is to add a hole to the Riemann surface that we would use to compute a matrix element of 𝖲{\sf S} between states of prescribed length (fig. 5(a)). The candidate spacetime to compute 𝖲𝒪b,Λ{\sf S}{\mathcal{O}}_{b,\Lambda} or 𝒪b,Λ𝖲{\mathcal{O}}_{b,\Lambda}{\sf S} in the length basis is shown in fig. 8(a). We note immediately that there is no natural ordering between 𝖲{\sf S} and 𝒪b,Λ{\mathcal{O}}_{b,\Lambda} in this spacetime, so if 𝖲𝒪b,Λ{\sf S}{\mathcal{O}}_{b,\Lambda} and 𝒪b,Λ𝖲{\mathcal{O}}_{b,\Lambda}{\sf S} can be computed in this fashion, these operators must commute. That is in fact the case, as we see by drawing an appropriate geodesic above or below the hole (figs. 8(b,c)). With one choice of geodesic, one learns that the path integral on this surface computes 𝒪b,Λ𝖲{\mathcal{O}}_{b,\Lambda}{\sf S}; with the other choice, one learns that the same path integral computes 𝖲𝒪b,Λ{\sf S}{\mathcal{O}}_{b,\Lambda}. The only modulus in either picture is the length of the intermediate geodesic.

Though some puzzles remain, as will be clear in what follows, it appears that what is wrong in the claim that the 𝒪b,Λ{\mathcal{O}}_{b,\Lambda} are operators that commute with 𝒜L{\mathcal{A}}_{L} and 𝒜R{\mathcal{A}}_{R} is simply that, in the presence of matter, the 𝒪b,Λ{\mathcal{O}}_{b,\Lambda} do not make sense as Hilbert space operators. They do make sense as quadratic forms, meaning that they have well-defined matrix elements between a dense set of Hilbert space states. For example, for strings 𝖲,𝖳{\sf S},{\sf T}, there is no problem in defining the matrix element Ψ𝖳|𝒪b,Λ|ΨS\langle\Psi_{\sf T}|{\mathcal{O}}_{b,\Lambda}|\Psi_{S}\rangle. However, to define a Hilbert space operator, one needs more. If an object 𝒪{\mathcal{O}} is supposed to act as an operator on a Hilbert space {\mathcal{H}}, there should be at a minimum a dense set of states Ψ\Psi\in{\mathcal{H}} such that 𝒪Ψ{\mathcal{O}}\Psi can be defined as a vector in {\mathcal{H}}. This condition requires |𝒪Ψ|2<|{\mathcal{O}}\Psi|^{2}<\infty or Ψ|𝒪𝒪|Ψ<\langle\Psi|{\mathcal{O}}^{\dagger}{\mathcal{O}}|\Psi\rangle<\infty. So in order for 𝒪b,Λ{\mathcal{O}}_{b,\Lambda} to be defined as a Hilbert space operator, the product 𝒪b,Λ𝒪b,Λ{\mathcal{O}}^{\dagger}_{b,\Lambda}{\mathcal{O}}_{b,\Lambda} should have a finite expectation value in a dense set of states. In fact, the adjoint of 𝒪b,Λ{\mathcal{O}}_{b,\Lambda} is 𝒪b,Λ¯{\mathcal{O}}_{b,\bar{\Lambda}}, where Λ¯\bar{\Lambda} is the 𝖢𝖯𝖳\sf{CPT} conjugate of Λ\Lambda. So we need the product 𝒪b,Λ¯𝒪b,Λ{\mathcal{O}}_{b,\bar{\Lambda}}{\mathcal{O}}_{b,\Lambda} to have finite matrix elements, in a dense set of states.

In pure JT gravity, the formula (80) shows that the 𝒪b,Λ{\mathcal{O}}_{b,\Lambda} are well-defined as Hilbert space operators. They are unbounded, because of the 1/E1/E singularity in eqn. (80). But they make sense as unbounded, self-adjoint operators whose domain includes any square-integrable state whose wavefunction in the energy basis vanishes sufficiently rapidly for E0E\to 0.

Refer to caption
Figure 9: (a) The configuration that intuitively is appropriate to compute, in the length basis, the matrix element of a product of baby universe operators. The upper and lower boundaries are geodesics that have been labeled by their renormalized lengths +\ell_{+} and \ell_{-}. (b) There is a unique closed geodesic γ\gamma^{*}, as shown, that circles around the two holes. We denote its length as bb^{*}. (c) In JT gravity coupled to matter, but not in pure JT gravity, the path integral that computes a matrix element of 𝒪b,Λ¯𝒪b,Λ{\mathcal{O}}_{b^{\prime},\bar{\Lambda}}{\mathcal{O}}_{b,\Lambda} diverges for b0b^{*}\to 0, because of what in string theory would be called a closed string tachyon.

What happens when matter is included? In fig. 9, we have sketched an argument showing that matrix elements of products of wormhole operators such as 𝒪b,Λ¯𝒪b,Λ{\mathcal{O}}_{b^{\prime},\bar{\Lambda}}{\mathcal{O}}_{b,\Lambda} are always divergent in JT gravity coupled to matter. First of all, an obvious guess is that to compute a matrix element of a product of baby universe operators, we should just add another hole in the spacetime of fig. 7(b), arriving at fig. 9(a). This is analogous to claims that we have made in other cases. Now we note a mathematical fact that will be used many times in the rest of this article: in a hyperbolic two-manifold Σ\Sigma, any embedded closed curve is homotopic to a unique embedded geodesic.161616 An analogous statement holds for embedded curves with specified endpoints at infinity, that is, on the conformal boundary of Σ\Sigma: any such curve is homotopic (keeping its endpoints fixed) to a unique embedded geodesic. This will be important at many points in this article, for example in the discussion of fig. 10. So in particular there is a unique closed geodesic γ\gamma^{*} that wraps once around the two holes (fig. 9(b)). The length bb^{*} of γ\gamma^{*} is a modulus of the spacetime of fig. 9, and to compute the amplitude associated to this spacetime, one must integrate over all values of bb^{*}. In pure JT gravity, there is no difficulty with this integral, which can be computed explicitly using the arguments of SSS and Saad . But in any conventional two-dimensional QFT, the path integral on this surface will diverge for b0b^{*}\to 0 because the ground state energy of a two-dimensional field theory on a small circle is always negative. For example, a CFT with central charge cc on a circle of circumference bb^{*} has a ground state energy πc/6b-\pi c/6b^{*}. Any QFT that is conformally invariant at short distances similarly has a negative ground state energy on a small circle. For small bb^{*}, the hyperbolic metric on Σ1\Sigma_{1} has a very long tube separating the part of Σ1\Sigma_{1} where the dual quantum mechanics is defined from the two holes (fig. 9(c)). Propagation of a negative energy ground state down that long tube will give a contribution that grows exponentially for b0b^{*}\to 0, leading to a divergence in the path integral that describes the product of two baby universe “operators.” This is a divergence that occurs in the limit that the intermediate geodesic of fig. 10 goes to infinity, t because a geodesic that goes above one of the two holes and below the other in fig. 10 must in fig. 9(c) go all the way up the tube and back again, so its length diverges for b0b^{*}\to 0. By analogy with familiar terminology in string theory, one might call this a divergence in the “closed universe channel.”

The conclusion, then, is that the objects 𝒪b,Λ{\mathcal{O}}_{b,\Lambda} make sense as quadratic forms, with well-defined matrix elements between suitable states, but they do not make sense as Hilbert space operators. In particular, the 𝒪b,Λ{\mathcal{O}}_{b,\Lambda} do not have eigenvectors and eigenvalues. If Ψ\Psi were an eigenvector of 𝒪b,Λ{\mathcal{O}}_{b,\Lambda}, say with eigenvalue ww, then we would have Ψ|𝒪b,Λ¯𝒪b,Λ|Ψ=|𝒪b,ΛΨ|2=|w|2|Ψ|2<\langle\Psi|{\mathcal{O}}_{b,\bar{\Lambda}}{\mathcal{O}}_{b,\Lambda}|\Psi\rangle=|{\mathcal{O}}_{b,\Lambda}\Psi|^{2}=|w|^{2}|\Psi|^{2}<\infty, contradicting the universal nature of the divergence in the 𝒪b,Λ¯𝒪b,Λ{\mathcal{O}}_{b,\bar{\Lambda}}{\mathcal{O}}_{b,\Lambda} product.171717It does not help to assume that 𝒪b,Λ{\mathcal{O}}_{b,\Lambda} has a continuous spectrum. Let Π\Pi be the projection operator onto states with |𝒪b,Λ|w|{\mathcal{O}}_{b,\Lambda}|\leq w, and let Ψ\Psi be in the image of Π\Pi. Then we would have |Ψ|𝒪b,Λ¯𝒪b,Λ|Ψ||w|2|Ψ|2|\langle\Psi|{\mathcal{O}}_{b,\bar{\Lambda}}{\mathcal{O}}_{b,\Lambda}|\Psi\rangle|\leq|w|^{2}|\Psi|^{2}, again contradicting the universal nature of the divergence in 𝒪b,Λ¯𝒪b,Λ{\mathcal{O}}_{b,\bar{\Lambda}}{\mathcal{O}}_{b,\Lambda}. Thus, in JT gravity coupled to matter, one cannot define α\alpha parameters as eigenvalues of the 𝒪b,Λ{\mathcal{O}}_{b,\Lambda}.

Since this phenomenon may seem unfamiliar, we will mention an elementary situation in which something similar occurs. Let ϕ\phi be a local operator in some quantum field theory in Minkowski spacetime MM of any dimension D2D\geq 2. Consider two complementary Rindler wedges in MM, with respective operator algebras 𝒜L{\mathcal{A}}_{L}, 𝒜R{\mathcal{A}}_{R}. According to the Bisognano-Wichman theorem BisWic , 𝒜L{\mathcal{A}}_{L} and 𝒜R{\mathcal{A}}_{R} have trivial center and are commutants. We can reach an apparent contradiction as follows. Let pp be a point in the bifurcation surface where the two wedges meet and consider the “operator” ϕ(p)\phi(p). One can formally argue that ϕ(p)\phi(p) commutes with181818 𝒜L{\mathcal{A}}_{L} or 𝒜R{\mathcal{A}}_{R} is generated by functions of smeared quantum fields. The smearing functions are smooth functions supported in the Rindler wedge. The interior of the Rindler wedge is spacelike separated from the point pp, so a nonzero commutator of such a smeared field with ϕ(p)\phi(p) must arise from a contribution on the boundary of the Rindler wedge. There is no such contribution, since a smooth function with support in the Rindler wedge vanishes to all orders near the boundary, killing any singularity that commutators of quantum fields may have along the diagonal or at null separation. 𝒜L{\mathcal{A}}_{L} and 𝒜R{\mathcal{A}}_{R}, seemingly contradicting the theorem. The resolution is that ϕ(p)\phi(p) makes sense as a quadratic form, since it has well-defined matrix elements between a suitable dense set of states, but does not make sense as an operator. For example, in free field theory, ϕ(p)\phi(p) has well-defined matrix elements between Fock space states. However, ϕ(p)\phi(p) does not make sense as an operator and does not have eigenvalues and eigenvectors, because if Ψ\Psi is any Hilbert space state, ϕ(p)Ψ\phi(p)\Psi is unnormalizable. The norm squared of ϕ(p)Ψ\phi(p)\Psi would equal limqpΨ|ϕ(q)ϕ(p)|Ψ\lim_{q\to p}\langle\Psi|\phi^{\dagger}(q)\phi(p)|\Psi\rangle, and this is divergent because the product ϕ(q)ϕ(p)\phi^{\dagger}(q)\phi(p) is singular for qpq\to p.

The 𝒪b,Λ{\mathcal{O}}_{b,\Lambda} would presumably be far more significant if they could be defined as operators, for then their eigenvalues (“α\alpha-parameters”) could be used to decompose the Hilbert space. Note that “operators” ϕ(p)\phi(p) on the bifurcation surface are not very useful in studying physics in the Rindler wedge.

Refer to caption
Figure 10: An embedded curve from pp to qq in this spacetime can always be deformed to an embedded geodesic in the same homotopy class. This implies the existence of geodesics γ\gamma and γ\gamma^{\prime} that go above one hole and below the other, or vice-versa, as sketched in (a) and (b).

While we believe that it is true that in the presence of matter, the 𝒪b,Λ{\mathcal{O}}_{b,\Lambda} do not make sense as Hilbert space operators, there is a puzzle that we have not been able to resolve. Let us return to the spacetime of fig. 9(a), which heuristically describes a matrix element of a product of baby universe operators 𝒪b,Λ𝒪b,Λ{\mathcal{O}}_{b,\Lambda}\cdot{\mathcal{O}}_{b^{\prime},\Lambda^{\prime}}. To try to prove that the interpretation is correct, we observe that in the figure, there exist embedded geodesics between the two “corners” pp and qq that go above one hole and below the other, or vice-versa (fig. 10). These geodesics exist and are unique in their homotopy classes by virtue of the general statement in footnote 16. The path integral with a given embedded geodesic that separates the two holes has a clear interpretation as a matrix element of a product of baby universe operators: the path integral in fig. 10(a) computes a matrix element of the product 𝒪b,Λ𝒪b,Λ{\mathcal{O}}_{b^{\prime},\Lambda^{\prime}}\cdot{\mathcal{O}}_{b,\Lambda} between states ,+\ell_{-},\ell_{+}, and the path integral in fig. 10(b) similarly computes a matrix element of the product 𝒪b,Λ𝒪b,Λ{\mathcal{O}}_{b,\Lambda}\cdot{\mathcal{O}}_{b^{\prime},\Lambda^{\prime}}. If, therefore, the separating geodesics γ\gamma and γ\gamma^{\prime} that are drawn in fig. 10(a,b) were unique, it would follow that the products 𝒪b,Λ𝒪b,Λ{\mathcal{O}}_{b^{\prime},\Lambda^{\prime}}\cdot{\mathcal{O}}_{b,\Lambda} and 𝒪b,Λ𝒪b,Λ{\mathcal{O}}_{b,\Lambda}\cdot{\mathcal{O}}_{b^{\prime},\Lambda^{\prime}} are equal, in other words these operators commute, and moreover that the path integral in fig. 9 does indeed compute the matrix element of either of these products.

However, γ\gamma and γ\gamma^{\prime} are only unique in their homotopy classes, and these homotopy classes are actually far from being unique. The reason for this is that in, say, fig. 10(a), for any integer nn, one can vary the spacetime Σ\Sigma by letting one hole move nn times around the other, returning to its original starting point. During this process, γ\gamma can be varied in such a way that it is always embedded. When the two holes return to their original positions, the original curve γ\gamma is replaced by a new embedded curve whose homotopy class depends on nn; in this homotopy class there is an embedded geodesic γ[n]\gamma_{[n]} that can play the same role as γ\gamma.

The path integrals with a particular choice of γ\gamma or γ\gamma^{\prime} really do compute the matrix elements of products 𝒪b,Λ𝒪b,Λ{\mathcal{O}}_{b^{\prime},\Lambda^{\prime}}\cdot{\mathcal{O}}_{b,\Lambda} or 𝒪b,Λ𝒪b,Λ{\mathcal{O}}_{b,\Lambda}\cdot{\mathcal{O}}_{b^{\prime},\Lambda^{\prime}}. Because there are infinitely many possible choices of γ\gamma or γ\gamma^{\prime}, the path integrals in fig. 10(a,b) should be divergent; these path integrals should be equivalent to that of fig. 9(a), multiplied by an infinite factor that counts the number of possible choices of γ\gamma or γ\gamma^{\prime}.

It may seem that we have reached a happy outcome, another way to show that operator products 𝒪b,Λ𝒪b,Λ{\mathcal{O}}_{b^{\prime},\Lambda^{\prime}}\cdot{\mathcal{O}}_{b,\Lambda} and 𝒪b,Λ𝒪b,Λ{\mathcal{O}}_{b,\Lambda}\cdot{\mathcal{O}}_{b^{\prime},\Lambda^{\prime}} are divergent. However, this argument seems to prove too much, because it does not depend on the presence of matter. The argument seems to show that products of baby universe operators 𝒪b𝒪b{\mathcal{O}}_{b^{\prime}}\cdot{\mathcal{O}}_{b} are divergent even in pure JT gravity without matter. But that conclusion seems to contradict the explicit formula of eqn. (80), which implies that on states of nonzero energy, we can act with baby universe operators any number of times.

There is not really a contradiction, because eqn. (80) only shows that the baby universe operators, and their products, are well-defined when acting on states that vanish sufficiently rapidly at zero energy. The length eigenstates that are considered as initial and final states in figs. 9 and 10 do not have that property. One can hope that given a linear combination of length eigenstates that vanishes sufficiently rapidly at zero energy, the corresponding linear combination of the path integrals of fig. 10(a,b) is actually finite, despite the infinite over-counting that seems to come from the choice of separating geodesic. We do not know how to demonstrate this. If it is true, demonstrating it probably depends on a careful analysis of conditionally convergent integrals.

Even if it is true that the 𝒪b,Λ{\mathcal{O}}_{b,\Lambda} make sense only as quadratic forms and not as operators, this is not the end of the story. One might still still worry about an apparent conflict with our claim in section 3 that the trace on a von Neumann factor is unique up to rescaling. Specifically, for each b,Λb,\Lambda, we can define a new “trace” Trb,Λ(𝖺){\mathrm{Tr}}_{b,\Lambda}({\sf a}) by evaluating a Euclidean path integral on the annulus shown in fig. 6 with boundary conditions at infinity defined using 𝖺{\sf a} as in section 3.3. By construction, this satisfies Trb,Λ(𝖺𝖺)=Trb,Λ(𝖺𝖺){\mathrm{Tr}}_{b,\Lambda}({\sf a}{\sf a}^{\prime})={\mathrm{Tr}}_{b,\Lambda}({\sf a}^{\prime}{\sf a}) for all 𝖺,𝖺𝒜{\sf a},{\sf a}^{\prime}\in{\mathcal{A}}. However, in contrast to the usual trace, there is no formal argument based on reflection positivity of the bulk path integral that Trb,Λ{\mathrm{Tr}}_{b,\Lambda} is positive on positive operators, and that is actually not true. If Λ\Lambda is the CFT ground state, then from eqn. (80) (eqn. (3.30) of Saad ), one can deduce that for any function f(H)f(H) of the Hamiltonian HH,

Trb,Λf(H)=0dEf(E)cos(b2E)π2E{\mathrm{Tr}}_{b,\Lambda}\,f(H)=\int_{0}^{\infty}{\mathrm{d}}Ef(E)\frac{\cos(b\sqrt{2E})}{\pi\sqrt{2E}} (81)

(up to a constant factor that depends on the regularization of the matter path integral), showing the lack of positivity. The same formula actually applies for any Λ\Lambda, since there is actually no coupling between the gravitational sector and the matter sector in the path integral that computes Trb,Λf(H){\mathrm{Tr}}_{b,\Lambda}\,f(H).

For any operator 𝖺𝒜{\sf a}\in{\mathcal{A}}, the operator eεH𝖺e^{-\varepsilon H}{\sf a} has a finite trace Trb,Λ(eεH𝖺){\mathrm{Tr}}_{b,\Lambda}(e^{-\varepsilon H}{\sf a}). Since eεH𝖺e^{-\varepsilon H}{\sf a} converges to 𝖺{\sf a} as ϵ0\epsilon\to 0, the trace Trb,Λ{\mathrm{Tr}}_{b,\Lambda} (just like the disc trace Tr{\mathrm{Tr}} defined in section 3) is finite on a dense set of operators. And it is not related to Tr{\mathrm{Tr}} by a rescaling.

To understand what is going on here, we need to be a bit more precise. A Type I or II von Neumann factor has a trace that is unique if one requires it to be normal and semifinite; more technically, one says that such a factor has a unique semifinite normal tracial weight. A weight is a linear map ϕ\phi from the positive elements191919A weight is defined only for positive elements to avoid difficulties that one would encounter with \infty-\infty if one attempts in an infinite von Neumann algebra to extend the definition of a typical weight to indefinite elements. of the algebra 𝒜{\mathcal{A}} to [0,][0,\infty]. It is tracial if ϕ(𝖺𝖻)=ϕ(𝖻𝖺)\phi({\sf a}\sf b)=\phi(\sf b{\sf a}) for all 𝖺,𝖻𝒜{\sf a},\sf b\in{\mathcal{A}}. We will briefly discuss semifiniteness at the end of this section. The important qualification for our purposes is that uniqueness depends on the trace being normal. Being “normal” is roughly a condition of continuity, but in an infinite von Neumann algebra, this has to be stated with care. A precise definition is that a weight ϕ\phi is normal if given an increasing sequence of positive operators 𝖺n𝒜{\sf a}_{n}\in{\mathcal{A}} that converge to 𝖺{\sf a}, we have limnϕ(𝖺n)=ϕ(𝖺)\lim_{n\to\infty}\phi({\sf a}_{n})=\phi({\sf a}). The reason for requiring the sequence 𝖺n{\sf a}_{n} to be increasing is that in an infinite von Neumann algebra – Type I or Type II – one can have, for example, projection operators pnp_{n} of arbitrarily large trace. So for a normal weight ϕ\phi, one could have a sequence of positive operators, say 𝖺n=𝖺+pn/n{\sf a}_{n}={\sf a}+p_{n}/n, with limn𝖺n=𝖺\lim_{n\to\infty}\,{\sf a}_{n}={\sf a} but limnϕ(𝖺n)>ϕ(𝖺)\lim_{n\to\infty}\,\phi({\sf a}_{n})>\phi({\sf a}). This is described by saying that ϕ\phi is lower semicontinuous; it can jump downward but not upward in a limit. In the case of an increasing sequence, lower semicontinuity becomes ordinary continuity.

An obvious example of a normal weight is the functional ϕ(𝖺)=Ψ|𝖺|Ψ\phi({\sf a})=\langle\Psi|{\sf a}|\Psi\rangle, where Ψ\Psi is any vector in a Hilbert space {\mathcal{H}} on which the algebra 𝒜{\mathcal{A}} acts. A positive functional of this kind (for any choices of Ψ\Psi and {\mathcal{H}}) is said to be “ultraweakly continuous.” A function f:f:{\mathbb{R}}\to{\mathbb{R}} is lower semicontinuous if and only if it can be written as the limit of a monotonically increasing sequence of continuous functions fnf_{n}. Similarly, a weight ϕ\phi is normal if and only if it can be written as the limit of a sequence of monotonically increasing ultraweakly continuous weights ϕn(𝖺)=Ψn|𝖺|Ψn\phi_{n}({\sf a})=\langle\Psi_{n}|{\sf a}|\Psi_{n}\rangle.

A Type II factor does have additional densely defined traces – such as we are finding with Trb,Λ{\mathrm{Tr}}_{b,\Lambda} – if one drops the conditions of normality and semifiniteness. For example the tensor product of a Dixmier trace on a Type I factor with the standard trace on a Type II1 factor gives a trace on a Type II factor that is densely defined and positive, but not normal. This example does not seem very similar to our Trb,Λ{\mathrm{Tr}}_{b,\Lambda}, however.

The uniqueness statement about traces is simpler in the case of an algebra of Type II1, because then there is an upper bound on the trace of a projector. In our context, we can transfer the discussion to an algebra of Type II1 by introducing the projection operator P0P_{0} onto states with energy less than some large cutoff energy E0E_{0}. Such a projection arose naturally in CLPW in the analysis of de Sitter space. As in that case, the projected algebra 𝒜~=P0𝒜P0\widetilde{\mathcal{A}}=P_{0}{\mathcal{A}}P_{0} is of Type II1. To prove this, one just observes that P0P_{0} is the identity in 𝒜~\widetilde{\mathcal{A}}, and TrP0<{\mathrm{Tr}}\,P_{0}<\infty, showing that 𝒜~\widetilde{\mathcal{A}} is of Type II1, not II.

A theorem about Type II1 factors202020For example, see Corollary 6.1.19 in VJ . asserts that the usual trace is the unique tracial, ultraweakly continuous linear functional on the algebra. Note that there is no assumption here that the functional must be positive. There is also no analog of semifiniteness; instead the trace is assumed to be defined for all elements of the algebra. A general (not necessarily positive) linear functional ϕ\phi on an algebra 𝒜{\mathcal{A}} is ultraweakly continuous if we can write it as ϕ(𝖺)=χ|𝖺|Ψ\phi({\sf a})=\langle\chi|{\sf a}|\Psi\rangle, where χ\chi, Ψ\Psi are vectors in some Hilbert space on which the algebra 𝒜{\mathcal{A}} acts. In our problem, for the usual trace, we can take {\mathcal{H}} to be the usual Hilbert space and assume χ=Ψ\chi=\Psi. The state

Ψ0=limβ0P0ΨTFD(β)\displaystyle\Psi_{0}=\lim_{\beta\to 0}\,P_{0}\Psi_{\mathrm{TFD}}(\beta) (82)

is normalizable. If 𝖺0{\sf a}_{0} is an element of 𝒜~\widetilde{\mathcal{A}}, then, as 𝖺0=P0𝖺0P0{\sf a}_{0}=P_{0}{\sf a}_{0}P_{0},

Tr𝖺0\displaystyle{\mathrm{Tr}}\,{\sf a}_{0} =limβ0ΨTFD(β)|𝖺0|ΨTFD(β)\displaystyle=\lim_{\beta\to 0}\langle\Psi_{\mathrm{TFD}}(\beta)|{\sf a}_{0}|\Psi_{\mathrm{TFD}}(\beta)\rangle
=limβ0ΨTFD(β)|P0𝖺0P0|ΨTFD(β)=Ψ0|𝖺0|Ψ0.\displaystyle=\lim_{\beta\to 0}\langle\Psi_{\mathrm{TFD}}(\beta)|P_{0}{\sf a}_{0}P_{0}|\Psi_{\mathrm{TFD}}(\beta)\rangle=\langle\Psi_{0}|{\sf a}_{0}|\Psi_{0}\rangle. (83)

So the usual trace Tr{\mathrm{Tr}} is indeed ultraweakly continuous on 𝒜~\widetilde{\mathcal{A}}.

Refer to caption
Figure 11: The path integral that computes Ψb,Λ\Psi_{b,\Lambda}.

What about Trb,Λ{\mathrm{Tr}}_{b,\Lambda}? One can try to write Trb,Λ(𝖺0)=Ψb,Λ|𝖺0|Ψ0{\mathrm{Tr}}_{b,\Lambda}({\sf a}_{0})=\langle\Psi_{b,\Lambda}|{\sf a}_{0}|\Psi_{0}\rangle where

Ψb,Λ=limβ0P0Ψb,Λ(β)\displaystyle\Psi_{b,\Lambda}=\lim_{\beta\to 0}\,P_{0}\Psi_{b,\Lambda}(\beta) (84)

and Ψb,Λ(β)\Psi_{b,\Lambda}(\beta) is prepared using a path integral (fig. 11) on an annulus with an asymptotic boundary of renormalized length β/2\beta/2, a geodesic boundary on which the state is defined, and an additional closed geodesic boundary labeled by (b,Λ)(b,\Lambda). However, Ψb,Λ|Ψb,Λ\langle\Psi_{b,\Lambda}|\Psi_{b,\Lambda}\rangle diverges for exactly the same reason that 𝒪b,Λ{\mathcal{O}}_{b,\Lambda} does not make sense as an operator. So Ψb,Λ\Psi_{b,\Lambda} is not a Hilbert space state and we do not succeed in proving that Trb,Λ{\mathrm{Tr}}_{b,\Lambda} is ultraweakly continuous. Hence there is no contradiction with 𝒜~\widetilde{\mathcal{A}} being a Type II1 factor.

We conclude by demonstrating that the trace Tr{\mathrm{Tr}} that we defined originally does indeed satisfy all the expected properties of the standard trace on the full Type II factor 𝒜{\mathcal{A}}. We already know that it is tracial. To see that it is normal, we note that the functional Fβ(𝖺)=ΨTFD(β)|𝖺|ΨTFD(β)F_{\beta}({\sf a})=\langle\Psi_{\mathrm{TFD}}(\beta)|{\sf a}|\Psi_{\mathrm{TFD}}(\beta)\rangle increases as β\beta tends to zero (since βeβE0\partial_{\beta}e^{-\beta E}\leq 0 for E0E\geq 0), so normality of the trace follows from Tr𝖺=limβ0ΨTFD(β)|𝖺|ΨTFD(β){\mathrm{Tr}}\,{\sf a}=\lim_{\beta\to 0}\langle\Psi_{\mathrm{TFD}}(\beta)|{\sf a}|\Psi_{\mathrm{TFD}}(\beta)\rangle. Finally, a weight is semifinite if for every nonzero positive operator 𝖺𝒜{\sf a}\in{\mathcal{A}} there exists a positive operator 𝖺𝖺{\sf a}^{\prime}\leq{\sf a} such that Tr[𝖺]{\mathrm{Tr}}[{\sf a}^{\prime}] is finite. For any positive 𝖺𝒜{\sf a}\in{\mathcal{A}}, the operator 𝖺1/2P0𝖺1/2𝖺{\sf a}^{1/2}P_{0}{\sf a}^{1/2}\leq{\sf a} converges to 𝖺{\sf a} in the strong operator topology as E0E_{0}\to\infty; consequently 𝖺1/2P0𝖺1/2{\sf a}^{1/2}P_{0}{\sf a}^{1/2} is nonzero for sufficiently large E0E_{0}. Since

Tr[𝖺1/2P0𝖺1/2]=Tr[P0𝖺P0]=Ψ0|𝖺|Ψ0\displaystyle{\mathrm{Tr}}[{\sf a}^{1/2}P_{0}{\sf a}^{1/2}]={\mathrm{Tr}}[P_{0}{\sf a}P_{0}]=\langle\Psi_{0}|{\sf a}|\Psi_{0}\rangle (85)

is finite, this gives us the desired result.

5 Wormhole Corrections

5.1 Overview

We will now explore what happens when one includes wormhole corrections to the analysis of section 3.3. In other words, we will allow for the possibility that spacetime is a (connected) oriented two-manifold MM with a specified boundary but otherwise with any topology.212121We do not assume time-reversal symmetry or equivalently (by the two-dimensional version of the CPT theorem) spatial reflection symmetry. If one does assume such symmetry, one should allow the possibility that MM is unorientable. On an unorientable two-manifold, the contribution of very small cross-caps is such that the path integral of JT gravity is divergent, even in the absence of matter SW . This divergence is somewhat analogous to the small bb divergence that occurs in the presence of matter in the orientable case. This means that the open universe Hilbert space that we have considered so far will be extended by including a Fock space of closed baby universes, as considered by a number of previous authors Giddings ; MM .

In JT gravity coupled to matter, we do not have a framework to discuss the wormhole contributions nonperturbatively. In JT gravity without matter, the matrix model gives such a framework, which has been exploited very successfully for some purposes JohnsonA ; JohnsonB , though it is not clear whether it is useful for the sort of questions that we consider in the present paper.

Still, whether matter is present or not, we can certainly study wormholes order by order in an expansion in the genus, which is a non-negative integer gg. In JT gravity with or without matter, a genus gg contribution is suppressed relative to the g=0g=0 contribution by a factor e2gSe^{-2gS}, where SS is the the black hole entropy. Assuming the classical contribution S0S_{0} to the black hole entropy is large, SS is large except at extremely low temperatures or energies, where the theory becomes strongly coupled and the genus expansion will break down. At moderate or high temperatures, the genus expansion is a reasonable framework for studying wormhole contributions, and we will work in that framework.

The wormhole expansion in JT gravity coupled to matter has a well-known technical problem, which we already encountered in section 4. In a path integral with a dynamical wormhole, one will have to integrate over the circumference bb of the wormhole, and the integral will diverge for b0b\to 0, because the ground state energy of a quantum field theory on a circle is negative and of order 1/b-1/b (it is πc/6b-\pi c/6b for a CFT with central charge cc). We will proceed formally, ignoring this issue. Since the divergence at small bb is an ultraviolet issue, one can reasonably hope that JT gravity with matter is an approximation to a better theory in which our general considerations are applicable and the wormhole contributions are convergent. Of course, in section 4, the divergence at b0b\to 0 was crucial to the left and right boundary operator algebras being commutants with trivial center. How that story is modified (or not) in a regulated theory with wormholes potentially depends on the details of the regulated theory. We discuss some possibilities at the end of section 5.6.

It is also true that the divergence in the wormhole amplitudes does not arise for JT gravity without matter. But we do not want to be limited to that case, since in that case the algebra of boundary observables is commutative and not so interesting.

In section 5.2, we discuss from a bulk point of view the Hilbert space of JT gravity coupled to matter in the presence of closed universes. In section 5.3, we analyze the natural Hilbert space from a boundary point of view. Purely from a boundary point of view, it is straightforward to include wormhole contributions to path integrals and thereby to generalize the definitions of a trace, a Hilbert space, and an algebra of observables that were given in section 3.3. In sections 5.4-5.5, we make contact between the boundary analysis and the bulk analysis. This is not nearly as straightforward as it was in section 3.3 in the absence of wormholes.

What we learn can be summarized as follows. With wormholes included, the algebra of boundary observables is modified but is still of Type II. In the theory with wormholes, the natural boundary Hilbert space bdry{\mathcal{H}}_{{\mathrm{bdry}}} is a small and hard to characterize subspace of a much bigger bulk Hilbert space bulk{\mathcal{H}}_{\mathrm{bulk}}. However, the difference is undetectable by a boundary observer, in the sense that every pure or mixed state on bulk{\mathcal{H}}_{\mathrm{bulk}} is equivalent, for a boundary observer, to some state on bdry{\mathcal{H}}_{\mathrm{bdry}}. In fact, the state on bdry{\mathcal{H}}_{\mathrm{bdry}} can be assumed to be pure. Roughly, not being able to see beyond the horizon, a boundary observer cannot detect the extra degrees of freedom described by bulk{\mathcal{H}}_{\mathrm{bulk}}.

5.2 The Hilbert Space From A Bulk Point Of View

In Lorentz signature, a (connected) closed universe with constant scalar curvature R=2R=-2 can be described by the metric

ds2=dτ2+cos2τdϕ2,{\mathrm{d}}s^{2}=-{\mathrm{d}}\tau^{2}+\cos^{2}\tau\,{\mathrm{d}}\phi^{2}, (86)

where ϕϕ+b\phi\cong\phi+b, with an arbitrary b>0b>0. Thus ϕ\phi parametrizes a circle SϕS_{\phi}. We will call this spacetime UbU_{b}. UbU_{b} has a big bang singularity at τ=π/2\tau=-\pi/2, and a big crunch at τ=π/2\tau=\pi/2. The interpretation of those singularities in quantum theory is obscure, to say the least, but they will not be too troublesome for the issues addressed in the present article.

We would like to describe a Hilbert space of quantum states for JT gravity possibly coupled to matter in such a closed universe. This is straightforward. The only modulus of the closed universe is bb. Quantizing the matter system on UbU_{b} gives a Hilbert space cl,bmatt{\mathcal{H}}^{\mathrm{matt}}_{{\mathrm{cl}},b}. The isometry group of the closed universe is just the group U(1)ϕU(1)_{\phi} of constant shifts of ϕ\phi. We have to impose U(1)ϕU(1)_{\phi} as a group of constraints. Let PP be the generator of U(1)ϕU(1)_{\phi} (the operator that measures the momentum around SϕS_{\phi}). Since the group U(1)ϕU(1)_{\phi} is compact, imposing the constraint means simply restricting to the subspace of cl,bmatt{\mathcal{H}}^{\mathrm{matt}}_{{\mathrm{cl}},b} with P=0P=0. We will call this subspace cl0,bmatt{\mathcal{H}}^{\mathrm{matt}}_{{\mathrm{cl}}_{0},b}.

In addition, we have to take into account the gravitational sector. The only dynamical variables of JT gravity in this closed universe are bb and its canonical momentum. Therefore, in addition to its dependence on the matter variables, a quantum state is a function of bb.

Thus finally we can describe the Hilbert space cl{\mathcal{H}}_{\mathrm{cl}} produced by quantizing JT gravity coupled to matter in a closed universe. A general state Ψcl\Psi\in{\mathcal{H}}_{\mathrm{cl}} can be represented by a function ψ(b)\psi(b) that is valued in cl0,bmatt{\mathcal{H}}^{\mathrm{matt}}_{{\mathrm{cl}}_{0},b}. Inner products of such states are defined by integration over bb along with the natural inner product in the matter sector. So if Ψ1,Ψ2\Psi_{1},\Psi_{2} correspond to functions ψ1(b),ψ2(b)\psi_{1}(b),\psi_{2}(b), then

Ψ1,Ψ2=0dbψ1(b),ψ2(b).\langle\Psi_{1},\Psi_{2}\rangle=\int_{0}^{\infty}{\mathrm{d}}b\,\langle\psi_{1}(b),\psi_{2}(b)\rangle. (87)

If the matter theory is conformally invariant, then cl{\mathcal{H}}_{\mathrm{cl}} can be described more simply. In that case, cl,bmatt{\mathcal{H}}^{\mathrm{matt}}_{{\mathrm{cl}},b} is independent of bb, and we denote its P=0P=0 subspace as cl0matt{\mathcal{H}}^{\mathrm{matt}}_{{\mathrm{cl}}_{0}}. The wavefunction ψ(b)\psi(b) then takes values in the fixed, bb-independent Hilbert space cl0matt{\mathcal{H}}^{\mathrm{matt}}_{{\mathrm{cl}}_{0}}. So cl=cl0mattL2(+){\mathcal{H}}_{\mathrm{cl}}={\mathcal{H}}^{\mathrm{matt}}_{{\mathrm{cl}}_{0}}\otimes L^{2}({\mathbb{R}}_{+}), where +{\mathbb{R}}_{+} is the half-line b>0b>0.

Now let us discuss what should be the bulk Hilbert space of JT gravity in a world with two asymptotic boundaries and with wormholes included in the dynamics. A spacetime with two asymptotic boundaries must always have precisely one open component, that is, one component that is noncompact in space (open and closed universes are both noncompact in time). The Hilbert space obtained by quantizing JT gravity plus matter in a (connected) open universe was described in section 2.3. Up to this point, we have denoted that Hilbert space simply as {\mathcal{H}}, but now that we are including closed universes, it will be helpful to be more precise and write op{\mathcal{H}}_{\mathrm{op}} for the open universe Hilbert space.

Once we include wormholes, any number of closed universes can be created and annihilated, so a bulk description of the Hilbert space (in a spacetime with one open component) will include one factor of op{\mathcal{H}}_{\mathrm{op}} and any number of factors of cl{\mathcal{H}}_{\mathrm{cl}}. We do, however, have to take into account Bose symmetry among the closed universes. Bose symmetry means that the Hilbert space for a closed universe with kk components is not clk{\mathcal{H}}_{\mathrm{cl}}^{\otimes k}, but its symmetric part, often denoted Symkcl{\mathrm{Sym}}^{k}{\mathcal{H}}_{\mathrm{cl}}. Thus the full bulk Hilbert space with one open component and any number of closed components is op(clSym2cl){\mathcal{H}}_{\mathrm{op}}\otimes({\mathbb{C}}\oplus{\mathcal{H}}_{\mathrm{cl}}\oplus{\mathrm{Sym}}^{2}{\mathcal{H}}_{\mathrm{cl}}\oplus\cdots). A common abbreviation is to write Symcl=clSym2cl{\mathrm{Sym}}^{*}{\mathcal{H}}_{\mathrm{cl}}={\mathbb{C}}\oplus{\mathcal{H}}_{\mathrm{cl}}\oplus{\mathrm{Sym}}^{2}{\mathcal{H}}_{\mathrm{cl}}\oplus\cdots, so finally the bulk Hilbert space for the case of one open component is

bulk=opSymcl.{\mathcal{H}}_{\mathrm{bulk}}={\mathcal{H}}_{\mathrm{op}}\otimes{\mathrm{Sym}}^{*}{\mathcal{H}}_{\mathrm{cl}}. (88)

Since we will study wormhole dynamics with the help of Euclidean path integrals, we also want to consider the Euclidean analog of the closed universe UbU_{b}. Setting τE=iτ\tau_{E}={\mathrm{i}}\tau, the big bang/big crunch spacetime UbU_{b} is converted to a complete spacetime of Euclidean signature:

ds2=dτE2+cosh2τEdϕ2.{\mathrm{d}}s^{2}={\mathrm{d}}\tau_{E}^{2}+\cosh^{2}\tau_{E}{\mathrm{d}}\phi^{2}. (89)

The curve τ=0\tau=0 in Lorentz signature, or τE=0\tau_{E}=0 in Euclidean signature, is a closed geodesic γ\gamma of length bb. In Lorentz signature, this geodesic has maximal length in its homotopy class, but in Euclidean signature it has minimal length.

In general, if MM is any Euclidean signature spacetime with R=2R=-2 and γM\gamma\subset M is a simple (non-self-intersecting) closed geodesic of length bb, then γ\gamma is always locally length-minimizing; moreover, near γ\gamma, MM is precisely isometric to UbU_{b}. We can regard bb as a measure of the size of the wormhole. As remarked in section 5.1, in JT gravity coupled to matter, wormhole contributions actually diverge for b0b\to 0, though we will proceed formally and not worry about this.

5.3 The Hilbert Space From A Boundary Point of View

From a boundary point of view, we can repeat many statements from section 3.3, but now including wormhole corrections.

Thus, if 𝖲{\sf S} is a string, we now define Tr𝖲{\mathrm{Tr}}\,{\sf S} by a path integral on a two-manifold MM that has a single asymptotic boundary labeled by 𝖲{\sf S} (with its ends joined together), as in fig. 12(a). This is precisely analogous to fig. 1, except that since we want to include wormhole corrections, we no longer insist that MM should be a disc; rather in defining Tr𝖲{\mathrm{Tr}}\,{\sf S}, we sum over all isomorphism classes of hyperbolic two-manifold of any genus with a single boundary component.

Refer to caption
Figure 12: (a) A disc with a handle attached, representing a genus 1 contribution to Tr𝖲{\mathrm{Tr}}\,{\sf S} for some string 𝖲{\sf S}. The boundary is labeled by the string 𝖲{\sf S}, with its ends glued together to make a circle. (b) A similar procedure to compute 𝖲,𝖳=Tr𝖲𝖳\langle{\sf S},{\sf T}\rangle={\mathrm{Tr}}\,{\sf S}^{\dagger}{\sf T}.

Similarly, we can define an inner product on the space 𝒜0{\mathcal{A}}_{0} spanned by the strings in the familiar way:

𝖲,𝖳=Tr𝖲𝖳.\langle{\sf S},{\sf T}\rangle={\mathrm{Tr}}\,{\sf S}^{\dagger}{\sf T}. (90)

Concretely, this matrix element is computed on an oriented two-manifold MM with a single asymptotic boundary that is labeled by 𝖲𝖳{\sf S}^{\dagger}{\sf T} and otherwise with any topology (fig. 12(b)). We will show in section 5.5 that this inner product is positive semi-definite.222222This statement is nontrivial only because the inner product defined via disc amplitudes in section 3.3 is positive semi-definite rather than positive-definite. A strictly positive inner product in the absence of wormholes would automatically remain positive order by order in the wormhole expansion. The nontrivial question is whether vectors that are null vectors in leading order can gain negative norm due to wormhole corrections. We will see that this does not occur.

The procedure to construct a Hilbert space is the same as before. We define formally for every string 𝖲{\sf S} a state Ψ𝖲\Psi_{\sf S}, and we define the inner products of these states by Ψ𝖲1,Ψ𝖲2=𝖲1,𝖲2\langle\Psi_{{\sf S}_{1}},\Psi_{{\sf S}_{2}}\rangle=\langle{\sf S}_{1},{\sf S}_{2}\rangle. Dividing by null vectors and taking a Hilbert space completion, we get a Hilbert space that now we call the boundary Hilbert space bdry{\mathcal{H}}_{{\mathrm{bdry}}}. Its relation to the bulk Hilbert space bulk{\mathcal{H}}_{\mathrm{bulk}} is more subtle than was the case in section 3.3 and will be the subject of section 5.4.

As before, strings can act on bdry{\mathcal{H}}_{{\mathrm{bdry}}} by 𝖲Ψ𝖳=Ψ𝖲𝖳{\sf S}\Psi_{\sf T}=\Psi_{{\sf S}{\sf T}}. This gives an action of 𝒜0{\mathcal{A}}_{0} on the Hilbert space bdry{\mathcal{H}}_{\mathrm{bdry}}. We will explain in section 5.5 that if Ψ𝖲\Psi_{\sf S} or Ψ𝖳\Psi_{\sf T} is null, then 𝖲Ψ𝖳=Ψ𝖲𝖳{\sf S}\Psi_{\sf T}=\Psi_{{\sf S}{\sf T}} is also null. Hence it is possible to take the quotient of 𝒜0{\mathcal{A}}_{0} by null vectors to get an algebra 𝒜1{\mathcal{A}}_{1}. Taking a completion of 𝒜1{\mathcal{A}}_{1}, we get a von Neumann algebra 𝒜{\mathcal{A}} of boundary observables that act on bdry{\mathcal{H}}_{\mathrm{bdry}}, acting on a string on the left. Its commutant 𝒜{\mathcal{A}}^{\prime} the opposite algebra 𝒜op{\mathcal{A}}^{\mathrm{op}}, acting on strings on the right.

The trace and therefore also the inner products that were used in this construction receive wormhole corrections, so they are not the same as they were in the absence of wormholes in section 3.3. However, in the presence of appropriate matter, the algebra 𝒜{\mathcal{A}} is a factor of Type II just as before. Wormhole corrections cannot bring a center into being, so the center is trivial if it is trivial in the absence of wormholes. Having a trace that is not defined for all elements of the algebra, 𝒜{\mathcal{A}} must then be of Type II or Type I. It is not of Type I, since order by order in the wormhole expansion we are not solving the black hole information problem.

5.4 Relating the Boundary and the Bulk

In section 2, we constructed a bulk Hilbert space bulk{\mathcal{H}}_{\mathrm{bulk}} that includes closed universes. In section 5.3, we defined a boundary Hilbert space bdry{\mathcal{H}}_{\mathrm{bdry}} and for every string 𝖲{\sf S}, a corresponding vector Ψ𝖲bdry\Psi_{\sf S}\in{\mathcal{H}}_{\mathrm{bdry}}. An inner product Ψ𝖲,Ψ𝖳\langle\Psi_{{\sf S}},\Psi_{{\sf T}}\rangle is computed by a path integral on an oriented two-manifold MM of any topology with an asymptotic boundary circle labeled by 𝖲𝖳{\sf S}^{\dagger}{\sf T} and any “filling” of MM in the interior. We want to find a map

𝒲:bdrybulk{\mathcal{W}}:{\mathcal{H}}_{\mathrm{bdry}}\to{\mathcal{H}}_{\mathrm{bulk}} (91)

that preserves inner products, in the sense that

Ψ𝖲,Ψ𝖳=𝒲(Ψ𝖲),𝒲(Ψ𝖳),\langle\Psi_{\sf S},\Psi_{\sf T}\rangle=\langle{\mathcal{W}}(\Psi_{\sf S}),{\mathcal{W}}(\Psi_{\sf T})\rangle, (92)

where the inner product on the left is in bdry{\mathcal{H}}_{\mathrm{bdry}} and the one on the right is in bulk{\mathcal{H}}_{\mathrm{bulk}}. The adjoint of 𝒲{\mathcal{W}} is a bulk to boundary map

𝒱:bulkbdry.{\mathcal{V}}:{\mathcal{H}}_{\mathrm{bulk}}\to{\mathcal{H}}_{\mathrm{bdry}}. (93)

Since the inner product on bulk{\mathcal{H}}_{\mathrm{bulk}} is manifestly positive, the existence of the map 𝒲{\mathcal{W}} implies that, as was asserted in section 5.3, the inner product on states Ψ𝖲\Psi_{\sf S} is positive semi-definite, so that after dividing by null vectors, the inner product on bdry{\mathcal{H}}_{\mathrm{bdry}} is positive-definite.

To find the map 𝒲{\mathcal{W}}, we will generalize the procedure of section 3.3 to allow for the presence of wormholes. We start with the path integral that defines the inner product Ψ𝖲,Ψ𝖳\langle\Psi_{\sf S},\Psi_{\sf T}\rangle of states associated with strings. This is a path integral on a spacetime MM whose boundary is a circle made up of segments labeled by 𝖲{\sf S}^{\dagger} and by 𝖳{\sf T}. The segments meet at boundary points p,qp,q. Previously (fig. 2(b)), MM was assumed to be a hyperbolic disc, and therefore there was a unique geodesic γM\gamma\subset M joining pp and qq. This divided MM into portions MM_{-} “below” γ\gamma and M+M_{+} “above” γ\gamma. (In what follows, we include γ\gamma itself in both MM_{-} and M+M_{+} and thus we define MM_{-} and M+M_{+} to be closed.) The path integral on MM_{-} gives a description of a ket, the path integral on M+M_{+} gives a description of a bra, and the sum over fields on γ\gamma computes the inner product of these two states. This is how, in the absence of wormholes, we defined a map from boundary states to bulk states that preserved inner products. In the absence of wormholes, this map was an isomorphism so we did not distinguish the boundary and bulk Hilbert spaces.

Refer to caption
Figure 13: A contribution to Tr𝖲𝖳{\mathrm{Tr}}\,{\sf S}^{\dagger}{\sf T} from a genus one spacetime MM. The boundary segments labeled by 𝖲{\sf S}^{\dagger} and by 𝖳{\sf T} are separated by points pp, qq. Two examples are sketched of a separating geodesic cut γ\gamma from pp to qq. In (a), γ\gamma is connected and consists of a geodesic from pp to qq. In (b), γ\gamma is not connected and is the union of a geodesic from pp to qq and a closed geodesic “inside the wormhole.” In each case, γ\gamma is separating in the sense that removing it divides MM into disconnected components “above” and “below” γ\gamma. In (b), this would not be so if we omit from γ\gamma the wormhole component.

This construction needs some modification when wormholes are included, because although γ\gamma is unique when MM is a disc, it is otherwise far from unique. In general, when MM has higher genus, there are infinitely many geodesics in MM connecting the boundary points pp and qq. If we simply sum over all possible γ\gamma’s, we will get an infinite overcounting. Instead of such a simple sum, we will stipulate that we pick γ\gamma to have minimal renormalized length among all geodesic cuts from pp to qq. By a geodesic cut from pp to qq, we mean a one-dimensional submanifold γM\gamma\subset M that satisfies the geodesic equation, has asymptotic ends at the points pp, qq, and has the property that if we “cut” MM along γ\gamma, it divides into an “upper” piece M+M_{+} (containing in fig. 13 the part of M\partial M labeled by 𝖲){\sf S}^{\dagger}) and a “lower” piece MM_{-} (containing the part labeled by 𝖳{\sf T}). As discussed in more detail shortly, we do not require that γ\gamma be connected. The minimal geodesic cut is unique except on a set of measure zero in the moduli space of hyperbolic metrics on MM; such a set of measure zero is not important in the analysis of inner products between states in Hilbert space.

The choice of the minimal geodesic cut requires some discussion. First of all, this choice is computationally difficult in the sense that in general it is difficult to find the minimal geodesic cut. That is one reason, but probably far from being the main reason, that the boundary to bulk map 𝒲{\mathcal{W}} and its adjoint, the bulk to boundary map 𝒱=𝒲{\mathcal{V}}={\mathcal{W}}^{\dagger}, are computationally difficult. These maps are relatively simple to describe (modulo the difficulty in finding minimal geodesic cuts) for states that have a simple Euclidean description, but for other states, 𝒱{\mathcal{V}} and 𝒲{\mathcal{W}} are probably very difficult to describe explicitly. For example, acting on a state with a simple Euclidean construction, real time evolution by the boundary Hamiltonians HLH_{L} and/or HRH_{R} probably produces states on which an explicit description of the maps 𝒲{\mathcal{W}} and 𝒱{\mathcal{V}} is very complicated. This will become apparent when we describe how to define HLH_{L} and HRH_{R} as operators on bulk{\mathcal{H}}_{\mathrm{bulk}} (see the end of section 5.6).

A second point is that as the moduli of MM are changed, the minimal geodesic cut γ\gamma generically evolves smoothly but will sometimes jump discontinuously. We are not sure what to say about this. Such jumps are possibly inevitable if one aims to give a Hamiltonian description, with continuous time evolution, of a theory in which spacetime is modeled as a smooth manifold, so that the distinction between different topologies is sharp. We use the minimal geodesic cut as a sort of gauge choice for the bulk state. Although relying on the minimal geodesic cut will probably seem unnatural to many readers, with its aid we will obtain some nice results that appear hard to obtain otherwise. With the help of the minimal geodesic cut, we can describe explicitly the map 𝒲{\mathcal{W}} from states defined by boundary data to bulk states and prove that it preserves inner products. This also makes it possible to complete the definition of the boundary Hilbert space bdry{\mathcal{H}}_{\mathrm{bdry}}. And the minimal geodesic cut will be a key tool in proving that any pure or mixed state on bulk{\mathcal{H}}_{\mathrm{bulk}} is equivalent, for a boundary observer, to some pure state in bdry{\mathcal{H}}_{\mathrm{bdry}}. So the minimal geodesic cut is useful, but perhaps there is another route to the same results.

Once we decide to base the definition of the boundary to bulk map on minimal geodesic cuts, there is still a choice to make, as illustrated in fig. 13:

(1) We could stipulate that γ\gamma should be connected and thus should be simply a geodesic from pp to qq. We will call this the restricted version of the proposal. In this case, the cut reveals a single open universe and no closed ones. Therefore, with this proposal, the boundary to bulk map 𝒲{\mathcal{W}} really maps bdry{\mathcal{H}}_{\mathrm{bdry}} to the original open universe Hilbert space opbulk{\mathcal{H}}_{\mathrm{op}}\subset{\mathcal{H}}_{\mathrm{bulk}}. However, we will see that this version of the proposal does not work.

(2) In the alternative that works, there is no condition for the geodesic cut γ\gamma to be connected. We do require that γ\gamma is embedded in MM. Then γ\gamma consists of a simple (non-self-intersecting) geodesic γ0\gamma_{0} from pp to qq along with disjoint simple closed geodesics γα\gamma_{\alpha}, α=1,,n\alpha=1,\cdots,n. In this case, when we “cut” along γ\gamma, we reveal an open universe and nn closed universes. So with this definition 𝒲{\mathcal{W}} really maps bdry{\mathcal{H}}_{\mathrm{bdry}} to bulk{\mathcal{H}}_{\mathrm{bulk}}, not just to the open universe subspace op{\mathcal{H}}_{\mathrm{op}}. We will call this the natural version of the proposal, since once wormholes are included, it seems unnatural to exclude closed universe states.

Refer to caption
Figure 14: Illustrated here is the procedure to calculate the bulk state 𝒲(Ψ𝖳){\mathcal{W}}(\Psi_{\sf T}) for a string 𝖳{\sf T}. The spacetime MM_{-} has an asymptotic boundary labeled by the string 𝖳{\sf T} as well as a minimal geodesic boundary γ\gamma. There are two possible cases. In the restricted proposal, MM_{-} may have wormholes but γ\gamma is connected, as sketched in (a), and 𝒲(Ψ𝖳){\mathcal{W}}(\Psi_{\sf T}) is an element of the open universe Hilbert space op{\mathcal{H}}_{\mathrm{op}}. In the natural proposal, γ\gamma is allowed to be disconnected, as in (b), and 𝒲(Ψ𝖳){\mathcal{W}}(\Psi_{\sf T}) is valued in bulk{\mathcal{H}}_{\mathrm{bulk}} but not in op{\mathcal{H}}_{\mathrm{op}}. As shown in (c), to compute an inner product 𝒲(Ψ𝖲)|𝒲(Ψ𝖳)\langle{\mathcal{W}}(\Psi_{\sf S})|{\mathcal{W}}(\Psi_{\sf T})\rangle, we glue together a bra and ket |𝒲(ΨT)|{\mathcal{W}}(\Psi_{T})\rangle and 𝒲(Ψ𝖲)|\langle{\mathcal{W}}(\Psi_{\sf S})| defined by this procedure and perform a path integral. Sketched is an example with one wormhole and a connected minimal geodesic cut γ\gamma. In case 𝖲=𝖳{\sf S}={\sf T}, the resulting path integral is nonnegative, and vanishes if and only if 𝒲(Ψ𝖳)=0{\mathcal{W}}(\Psi_{\sf T})=0, because for any values of the fields on γ\gamma, the path integral on the region above γ\gamma is the complex conjugate of the path integral on the region below γ\gamma.

In either version of the proposal, one has to explain the rule for describing 𝒲(Ψ𝖳){\mathcal{W}}(\Psi_{\sf T}) as a state on γ\gamma. We expect to compute |𝒲(Ψ𝖳)|{\mathcal{W}}(\Psi_{\sf T})\rangle by a path integral over two-manifolds MM_{-} that have an asymptotic boundary segment labeled by 𝖳{\sf T} and a geodesic boundary γ\gamma. The path integral on MM_{-} as a function of the fields on γ\gamma will compute the desired state. In the restricted proposal, γ\gamma is required to be connected (fig. 14(a)), and in the natural version, γ\gamma can have disconnected components (fig. 14(b)). The bra 𝒲(Ψ𝖲)|\langle{\mathcal{W}}(\Psi_{\sf S})| will be computed similarly by a path integral over a two-manifold M+M_{+} also with γ\gamma as a geodesic boundary, and then to compute the inner product 𝒲(Ψ𝖲)|𝒲(Ψ𝖳)\langle{\mathcal{W}}(\Psi_{\sf S})|{\mathcal{W}}(\Psi_{\sf T})\rangle, we glue MM_{-} and M+M_{+} together along γ\gamma to make a two-manifold MM, as in fig. 14. The inner product 𝒲(Ψ𝖲)|𝒲(Ψ𝖳)\langle{\mathcal{W}}(\Psi_{\sf S})|{\mathcal{W}}(\Psi_{\sf T})\rangle defined by this procedure (fig. 14(c)) will hopefully coincide with the path integral that we would compute on MM, with asymptotic boundary conditions set by 𝖲{\sf S} and 𝖳{\sf T}.

In order for this to be true, in either version of the proposal, we need a further condition on γ\gamma to ensure that once we glue MM_{-} and M+M_{+} together along γ\gamma to make MM, γ\gamma will be uniquely determined (at least generically) just from the geometry of MM. If and only if this is so, pairs M,γM,\gamma will be classified (generically) by the same data that would classify MM alone, and hence the path integral evaluated with the cutting procedure will coincide with the path integral that we would have defined on MM if we had never introduced γ\gamma or the decomposition of MM as M+MM_{+}\cup M_{-}. Our strategy to ensure that γ\gamma is uniquely determined (generically) will be to arrange so that γ\gamma is a minimal geodesic cut from pp to qq in MM. For this to have a chance of being true, we have to at least require that γ\gamma is minimal in MM_{-}, meaning that there is no cut from pp to qq in MM_{-} (or no connected cut in the restricted version of the proposal) that has a renormalized length less than γ\gamma. Here in the case of a manifold MM_{-} with boundary, we allow a geodesic cut to be contained partly or entirely in the boundary (thus the boundary of MM_{-} is regarded as an example of a cut, even though in this case the part of MM_{-} “above” the cut is empty). In asking that γ\gamma should be minimal, it does not matter if we ask for γ\gamma to be minimal among all cuts or only among geodesic cuts; if there is a non-geodesic cut from pp to qq that is shorter than γ\gamma, then it can always be further shortened to a geodesic cut that is also shorter than γ\gamma. Similarly we require that γ\gamma is minimal in M+M_{+}. In either the revised or the natural version of the proposal, stipulating that we only integrate over metrics on MM_{-} with the property that the boundary γ\gamma is minimal (among all cuts in the natural version of the proposal, and among all connected cuts in the restricted version) completes the definition of what we mean by the path integral on MM_{-} that, as a function of fields on γ\gamma, is supposed to compute |𝒲(Ψ𝖳)|{\mathcal{W}}(\Psi_{\sf T})\rangle. A similar restricted path integral on M+M_{+} computes a bra of the form 𝒲(Ψ𝖲)|\langle{\mathcal{W}}(\Psi_{\sf S})|.

Refer to caption
Figure 15: (a) Sketched is a portion of a two-manifold MM with two geodesic cuts γ\gamma and γ~\widetilde{\gamma} between boundary points pp and qq; γ~\widetilde{\gamma} is partly “above” and partly “below” γ\gamma. The symbols \otimes represent unspecified topological complications (such as an attached genus gg surface). The figure is drawn so that γ\gamma is a horizontal straight line on the page that looks like a geodesic. In the presence of the indicated wormholes, γ~\widetilde{\gamma} might be a geodesic as well. The relation between γ\gamma and γ~\widetilde{\gamma} is symmetric; by a diffeomorphism of MM, one could make γ~\widetilde{\gamma} look like a straight line on the page and make γ\gamma look like a wiggly curve. So either one could have smaller renormalized length. (b) γ\gamma_{-} is the boundary of the green region; γ+\gamma_{+} is the boundary of the orange region. They are not connected.

But when we glue together MM_{-} and M+M_{+} to make MM, is γ\gamma minimal in MM, or can it be replaced in MM by a shorter geodesic cut γ~\widetilde{\gamma} from pp to qq? Since γ\gamma was minimal in MM_{-}, there is no such γ~\widetilde{\gamma} that is contained entirely in MM_{-}, and since γ\gamma was minimal in M+M_{+}, there is no such γ~\widetilde{\gamma} that is contained entirely in M+M_{+}. But could there be a γ~\widetilde{\gamma} that is partly in M+M_{+} and partly in MM_{-} (fig. 15(a))?

In the natural version of the proposal, a simple cut and paste argument shows that if γ\gamma is minimal in MM_{-} and in M+M_{+}, then it is minimal in MM. This argument does not work for the restricted version of the proposal. That is why only the natural version of the proposal is successful.

To explain the cut and paste procedure, let γ~\widetilde{\gamma} be any cut from pp to qq. Just as γ\gamma divides MM into a lower piece MM_{-} and an upper piece M+M_{+}, likewise γ~\widetilde{\gamma} divides MM into a lower piece M~\widetilde{M}_{-} and an upper piece M~+\widetilde{M}_{+}. Now we can define two new cuts, γ=γM~γ~M\gamma_{-}=\gamma\cap\widetilde{M}_{-}\cup\widetilde{\gamma}\cap M_{-}, and γ+=γM~+γ~M+\gamma_{+}=\gamma\cap\widetilde{M}_{+}\cup\widetilde{\gamma}\cap M_{+}. In other words, γ\gamma_{-} consists of points in γ\gamma that are “below” (or on) γ~\widetilde{\gamma} together with points in γ~\widetilde{\gamma} that are “below” γ\gamma, while γ+\gamma_{+} consists of points in γ\gamma that are “above” (or on) γ~\widetilde{\gamma} and points in γ~\widetilde{\gamma} that are “above” γ\gamma. Equivalently, γ\gamma_{-} is the boundary of MM~M_{-}\cap\widetilde{M}_{-} and γ+\gamma_{+} is the boundary of M+M~+M_{+}\cap\widetilde{M}_{+}. This last description makes clear that γ\gamma_{-} and γ+\gamma_{+} are cuts. Note in particular that γM\gamma_{-}\subset M_{-} and γ+M+\gamma_{+}\subset M_{+}. These definitions imply that γγ+=γγ~\gamma_{-}\cup\gamma_{+}=\gamma\cup\widetilde{\gamma} and232323Unless γ\gamma and γ~\widetilde{\gamma} have one or more components in common (which is possible in the natural version of the proposal if γ\gamma and γ~\widetilde{\gamma} are not connected), γγ~\gamma\cap\widetilde{\gamma} is a set of measure 0, possibly a finite set. In the example of fig. 15, γγ~\gamma\cap\widetilde{\gamma} consists of three points. Common components of γ\gamma and γ~\widetilde{\gamma}, if there are any, are also present in γ+\gamma_{+} and γ\gamma_{-} and cancel out of all relations in the text. γγ+=γγ~\gamma_{-}\cap\gamma_{+}=\gamma\cap\widetilde{\gamma}. Accordingly, the renormalized lengths of the four cuts satisfy

(γ+)+(γ)=(γ)+(γ~).\ell(\gamma_{+})+\ell(\gamma_{-})=\ell(\gamma)+\ell(\widetilde{\gamma}). (94)

In the natural version of the proposal, minimality of γ\gamma in MM_{-} means that the renormalized length of γ\gamma_{-} is no less than that of γ\gamma:

(γ)(γ).\ell(\gamma_{-})\geq\ell(\gamma). (95)

Similarly, minimality of γ\gamma in M+M_{+} implies in the natural version that

(γ+)(γ).\ell(\gamma_{+})\geq\ell(\gamma). (96)

A linear combination of these relations gives

(γ~)(γ),\ell(\widetilde{\gamma})\geq\ell(\gamma), (97)

showing, in the natural version of the proposal, that γ\gamma is minimal in MM.

Why does this argument fail in the restricted version of the proposal? It fails because even if γ\gamma and γ~\widetilde{\gamma} are connected, γ\gamma_{-} and γ+\gamma_{+} may not be (fig. 15(b)). If γ\gamma_{-} or γ+\gamma_{+} is not connected, then in the restricted version of the proposal, we are not entitled to assume eqn. (95) or eqn. (96), so we cannot deduce eqn. (97). On the contrary, fig. 15 is essentially symmetrical in γ\gamma and γ~\widetilde{\gamma} up to a diffeomorphism of MM, so in the restricted version of the proposal, it is entirely possible for γ\gamma to be non-minimal.

Although the boundary-to-bulk map 𝒲:bdrybulk{\mathcal{W}}:{\mathcal{H}}_{\mathrm{bdry}}\to{\mathcal{H}}_{\mathrm{bulk}} is isometric and well-defined for any boundary state, there is no reason to think that its image is dense is bulk{\mathcal{H}}_{\mathrm{bulk}}, and hence no reason to think that the adjoint map 𝒱:bulkbdry{\mathcal{V}}:{\mathcal{H}}_{\mathrm{bulk}}\to{\mathcal{H}}_{\mathrm{bdry}} is also isometric. In particular, in the limit eS0e^{-S}\to 0 where the wormhole contributions vanish, the boundary path integral defined by a string 𝖲{\sf S} can be used to prepare arbitrary states in the Hilbert space op{\mathcal{H}}_{\mathrm{op}} of an open geodesic, but does not enable us to create the states that contain closed universes. Intuitively, the “size” of 𝒲(bdry){\mathcal{W}}({\mathcal{H}}_{\mathrm{bdry}}) is independent of eSe^{-S}, so we expect 𝒲(bdry){\mathcal{W}}({\mathcal{H}}_{\mathrm{bdry}}) to be much “smaller” than bulk{\mathcal{H}}_{\mathrm{bulk}} for all values of eSe^{-S}.

Refer to caption
Figure 16: (a) A one wormhole contribution to Ψ𝖲,Ψ𝖲\langle\Psi_{\sf S},\Psi_{\sf S}\rangle. γ\gamma is a minimal geodesic cut with two components. For fixed values of the fields along γ\gamma, after summing over all topologies and integrating over all moduli, the path integrals above and below γ\gamma are complex conjugates, implying that Ψ𝖲,Ψ𝖲0\langle\Psi_{\sf S},\Psi_{\sf S}\rangle\geq 0. (b) This is a repeat of fig. 4 except that wormholes may be present (not drawn) and γ\gamma and γ~\widetilde{\gamma} are now minimal geodesic cuts. If Ψ𝖲0\Psi_{{\sf S}_{0}} is null, then the path integral in the smaller region D1D_{1} vanishes for any values of the fields along γ\gamma. This implies vanishing of the path integral in D0=D1D2D_{0}=D_{1}\cup D_{2}, implying that Ψ𝖲0𝖲\Psi_{{\sf S}_{0}{\sf S}} is null.

5.5 Further Steps

At this point, restricting to the natural version of the proposal, it is fairly straightforward to imitate other arguments in section 3.3, with a few new twists because the boundary to bulk map 𝒲:bdrybulk{\mathcal{W}}:{\mathcal{H}}_{\mathrm{bdry}}\to{\mathcal{H}}_{\mathrm{bulk}} is now not an isomorphism but an embedding in a larger Hilbert space.

First of all, as promised in section 5.3, we can now show that the inner products on states Ψ𝖲\Psi_{\sf S}, with 𝖲𝒜0{\sf S}\in{\mathcal{A}}_{0}, are positive semi-definite. In the path integral that computes Ψ𝖲,Ψ𝖲\langle\Psi_{\sf S},\Psi_{\sf S}\rangle, which is sketched in fig. 16(a), for any values of the fields on the minimal geodesic cut γ\gamma, after integrating over all moduli, the path integral on the region above the cut is equal to the complex conjugate of the path integral below the cut. This is true essentially by reflection positivity of the bulk path integral. (More precisely, it is true because orientation reversal has the effect of complex conjugating the integrand of the bulk path integral; this is the fact that underlies reflection positivity.) Hence Ψ𝖲,Ψ𝖲0\langle\Psi_{\sf S},\Psi_{\sf S}\rangle\geq 0, with vanishing only if the bulk state 𝒲(Ψ𝖲){\mathcal{W}}(\Psi_{\sf S}) vanishes identically as a function of the fields on γ\gamma. This enables us to define a boundary Hilbert space bdry{\mathcal{H}}_{{\mathrm{bdry}}} together with an embedding 𝒲:bdrybulk{\mathcal{W}}:{\mathcal{H}}_{\mathrm{bdry}}\to{\mathcal{H}}_{\mathrm{bulk}}.

As before, we declare 𝖲𝒜0{\sf S}\in{\mathcal{A}}_{0} to be null if Ψ𝖲,Ψ𝖲=0\langle\Psi_{\sf S},\Psi_{\sf S}\rangle=0 and let 𝒜1{\mathcal{A}}_{1} be the quotient of 𝒜0{\mathcal{A}}_{0} by such null vectors. To know that 𝒜1{\mathcal{A}}_{1} is an algebra and acts on bdry{\mathcal{H}}_{\mathrm{bdry}}, we need to know that if 𝖲0{\sf S}_{0} is null, then 𝖲0𝖲{\sf S}_{0}{\sf S} and 𝖲𝖲0{\sf S}{\sf S}_{0} are also null. This follows by the same argument as before, with geodesics replaced by minimal geodesic cuts (fig. 16(b)). So now we can take the completion of 𝒜1{\mathcal{A}}_{1} as an algebra acting on bdry{\mathcal{H}}_{\mathrm{bdry}}. This completion is the algebra 𝒜=𝒜L{\mathcal{A}}={\mathcal{A}}_{L} of observables on the left boundary. Acting on bdry{\mathcal{H}}_{\mathrm{bdry}}, 𝒜L{\mathcal{A}}_{L} has a commutant that consists of a similar algebra 𝒜=𝒜R{\mathcal{A}}^{\prime}={\mathcal{A}}_{R} of observables on the right boundary.

We now want to define an action of 𝒜{\mathcal{A}} on bulk{\mathcal{H}}_{\mathrm{bulk}}. In section 3.3, this step was vacuous since bdry{\mathcal{H}}_{\mathrm{bdry}} and bulk{\mathcal{H}}_{\mathrm{bulk}} coincided. First of all, for a string 𝖳{\sf T} and states Ψ,Ψbulk\Psi,\Psi^{\prime}\in{\mathcal{H}}_{\mathrm{bulk}}, we define the matrix elements Ψ|𝖳|Ψ\langle\Psi^{\prime}|{\sf T}|\Psi\rangle by a path integral in a spacetime region M1M_{1} schematically depicted in fig. 17(a). M1M_{1} has an asymptotic boundary segment labeled by 𝖳{\sf T}, and it has past and future boundaries given by geodesic 1-manifolds γ\gamma and γ\gamma^{\prime}, which are not necessarily connected. Initial and final states Ψ\Psi and Ψ\Psi^{\prime} are inserted on γ\gamma and γ\gamma^{\prime}. Though not drawn in the figure, M1M_{1} may have wormholes and γ\gamma and γ\gamma^{\prime} may have any number of disconnected components, corresponding to the possible presence of closed universes in the initial and final states. The path integral over M1M_{1} is carried out only over hyperbolic metrics such that γ\gamma and γ\gamma^{\prime} are minimal.

Refer to caption
Figure 17: (a) A path integral in region M1M_{1} can be used to compute matrix elements Ψ|𝖳|Ψ\langle\Psi^{\prime}|{\sf T}|\Psi\rangle, where Ψ\Psi and Ψ\Psi^{\prime} are bulk states inserted on γ\gamma and γ\gamma^{\prime}, respectively. (Wormholes and initial and final closed universes may be present and are not drawn.) (b) The path integral in M12=M1M2M_{12}=M_{1}\cup M_{2} is used to prove that the definition in (a) gives an action of the algebra 𝒜{\mathcal{A}} of boundary observables acts on the bulk Hilbert space. (c) The path integral on M01=M0M1M_{01}=M_{0}\cup M_{1} is used to show that the boundary to bulk map 𝒲{\mathcal{W}} commutes with the action of boundary observables. Note that this picture also implies that if Ψ𝖳=0\Psi_{\sf T}=0 then Ψ𝖲𝖳=0\Psi_{{\sf S}{\sf T}}=0.

To show that this definition does give an action of 𝒜1{\mathcal{A}}_{1} on bulk{\mathcal{H}}_{\mathrm{bulk}}, we need to show that for strings 𝖲,𝖳{\sf S},{\sf T}, we have

Ψ′′|𝖲𝖳|Ψ=ΨΨ′′|𝖲|ΨΨ|𝖳|Ψ.\langle\Psi^{\prime\prime}|{\sf S}{\sf T}|\Psi\rangle=\sum_{\Psi^{\prime}}\langle\Psi^{\prime\prime}|{\sf S}|\Psi^{\prime}\rangle\langle\Psi^{\prime}|{\sf T}|\Psi\rangle. (98)

Here the three matrix elements Ψ′′|𝖲𝖳|Ψ\langle\Psi^{\prime\prime}|{\sf S}{\sf T}|\Psi\rangle, Ψ′′|𝖲|Ψ\langle\Psi^{\prime\prime}|{\sf S}|\Psi^{\prime}\rangle, and Ψ|𝖳|Ψ\langle\Psi^{\prime}|{\sf T}|\Psi\rangle are all supposed to be computed by the recipe just stated, and the sum over Ψ\Psi^{\prime} runs over an orthonormal basis of bulk{\mathcal{H}}_{\mathrm{bulk}}. The picture that corresponds to this identity is shown in fig. 17(b). In this picture, the spacetime M12M_{12} has an asymptotic boundary labeled by 𝖲{\sf S} and 𝖳{\sf T}, geodesic boundaries γ\gamma and γ′′\gamma^{\prime\prime}, on which initial and final states Ψ\Psi and Ψ′′\Psi^{\prime\prime} are inserted, and an internal geodesic cut γ\gamma^{\prime}. 𝖳{\sf T}, γ\gamma, and γ\gamma^{\prime} bound a “lower” piece M1M_{1} of M12M_{12}, while 𝖲{\sf S}, γ\gamma^{\prime}, and γ′′\gamma^{\prime\prime} bound an “upper” piece M2M_{2}. M12M_{12} is built by gluing together M1M_{1} and M2M_{2} along their common boundary γ\gamma^{\prime}. If γ\gamma and γ\gamma^{\prime} are minimal in M1M_{1}, and γ\gamma^{\prime} and γ′′\gamma^{\prime\prime} are minimal in M2M_{2}, then the path integral on M12M_{12} computes the right hand side of eqn. (98), with the sum over intermediate states Ψ\Psi^{\prime} coming from the sum over fields on γ\gamma^{\prime}. On the other hand, if γ\gamma, γ\gamma^{\prime}, and γ′′\gamma^{\prime\prime} are all minimal in M12M_{12}, then the same path integral computes the left hand side of eqn. (98). Here minimality of γ\gamma^{\prime} means that generically it is uniquely determined by the geometry of M12M_{12}, so including it in the definition of the path integral has no effect and it can be forgotten; minimality of γ\gamma and γ′′\gamma^{\prime\prime} in M12M_{12} is the condition that defines the path integral on M12M_{12} that computes Ψ′′|𝖲𝖳|Ψ\langle\Psi^{\prime\prime}|{\sf S}{\sf T}|\Psi\rangle. So to complete the proof of eqn.(98), we just need to know that if γ\gamma and γ\gamma^{\prime} are minimal in M1M_{1}, and γ\gamma^{\prime} and γ′′\gamma^{\prime\prime} are minimal in M2M_{2}, then all three of them are minimal in M12M_{12}. This follows by the same cut and paste argument as in section 5.4.

At this point, it is natural to ask if the boundary to bulk map 𝒲:bdrybulk{\mathcal{W}}:{\mathcal{H}}_{\mathrm{bdry}}\to{\mathcal{H}}_{\mathrm{bulk}} is compatible with the action of the algebra 𝒜1{\mathcal{A}}_{1} on bdry{\mathcal{H}}_{\mathrm{bdry}} and on bulk{\mathcal{H}}_{\mathrm{bulk}} in the sense that for a string 𝖲{\sf S} and for Ψbdry\Psi\in{\mathcal{H}}_{\mathrm{bdry}}, one has 𝖲𝒲(Ψ)=𝒲(𝖲Ψ){\sf S}{\mathcal{W}}(\Psi)={\mathcal{W}}({\sf S}\Psi). It suffices to check this for the case that Ψ=Ψ𝖳\Psi=\Psi_{\sf T} for some string 𝖳{\sf T}, since states of that form are dense. Thus we need to verify that

𝖲𝒲(Ψ𝖳)=𝒲(Ψ𝖲𝖳).{\sf S}{\mathcal{W}}(\Psi_{\sf T})={\mathcal{W}}(\Psi_{{\sf S}{\sf T}}). (99)

The relevant picture is fig. 17(c), where if the relevant cuts are minimal, then (i) the path integral in region M0M_{0} computes 𝒲(Ψ𝖳){\mathcal{W}}(\Psi_{\sf T}), (ii) the path integral in region M0M_{0} computes the action of 𝖲{\sf S} on this state, and (iii) the path integral in M01=M0M1M_{01}=M_{0}\cup M_{1} computes 𝒲(Ψ𝖲𝖳){\mathcal{W}}(\Psi_{{\sf S}{\sf T}}). For statement (i), γ\gamma must be minimal in M0M_{0}, for statement (ii), γ\gamma and γ\gamma^{\prime} must be minimal in M1M_{1}, and for statement (iii), γ\gamma and γ\gamma^{\prime} must be minimal in M01M_{01}. (For statement (iii), we reason as in the last paragraph: γ\gamma being minimal in M01M_{01} means that it is uniquely determined generically and plays no role, and γ\gamma^{\prime} being minimal and the hyperbolic metric of M01M_{01} being otherwise arbitrary ensures that the path integral in M01M_{01} computes 𝒲(Ψ𝖲𝖳){\mathcal{W}}(\Psi_{{\sf S}{\sf T}}).) A cut and paste argument as before shows that if γ\gamma is minimal in M0M_{0} and γ\gamma and γ\gamma^{\prime} are minimal in M1M_{1}, then γ\gamma and γ\gamma^{\prime} are minimal in M01M_{01}. So eqn. (99) is valid.

This argument shows that the algebra 𝒜1{\mathcal{A}}_{1} acts on bdry{\mathcal{H}}_{\mathrm{bdry}} and bulk{\mathcal{H}}_{\mathrm{bulk}}, and that 𝒲:bdrybulk{\mathcal{W}}:{\mathcal{H}}_{\mathrm{bdry}}\to{\mathcal{H}}_{\mathrm{bulk}} maps the action on bdry{\mathcal{H}}_{\mathrm{bdry}} to the action on bulk{\mathcal{H}}_{\mathrm{bulk}}. We can complete 𝒜1{\mathcal{A}}_{1} acting on bulk{\mathcal{H}}_{\mathrm{bulk}} to a von Neumann algebra, and we want to know that this is the same von Neumann algebra 𝒜=𝒜L{\mathcal{A}}={\mathcal{A}}_{L} that we get if we complete 𝒜1{\mathcal{A}}_{1} acting on bdry{\mathcal{H}}_{\mathrm{bdry}}. This statement means for any sequence 𝖲1,𝖲2,𝒜1{\sf S}_{1},{\sf S}_{2},\cdots\in{\mathcal{A}}_{1}, the sequence limnΨ|𝖲n|Ψ\lim_{n\to\infty}\langle\Psi|{\sf S}_{n}|\Psi\rangle converges for all Ψbulk\Psi\in{\mathcal{H}}_{\mathrm{bulk}} if and only if it converges for all Ψbdry\Psi\in{\mathcal{H}}_{\mathrm{bdry}}. The “only if” statement is trivial since bdry{\mathcal{H}}_{\mathrm{bdry}} is isomorphic via 𝒲{\mathcal{W}} to a subspace of bulk{\mathcal{H}}_{\mathrm{bulk}}. The “if” statement follows from something superficially stronger but actually equivalent that we will prove presently: for every Λbulk\Lambda\in{\mathcal{H}}_{\mathrm{bulk}}, there is χbdry\chi\in{\mathcal{H}}_{\mathrm{bdry}} such that Λ|𝖲|Λ=χ|𝖲|χ\langle\Lambda|{\sf S}|\Lambda\rangle=\langle\chi|{\sf S}|\chi\rangle for all 𝖲𝒜1{\sf S}\in{\mathcal{A}}_{1}. Physically, this statement means that every Λbulk\Lambda\in{\mathcal{H}}_{\mathrm{bulk}} is indistinguishable, from the point of view of a boundary observer, from some χbdry\chi\in{\mathcal{H}}_{\mathrm{bdry}}.

Refer to caption
Figure 18: A picture that is used to show that, from the point of view of a boundary observer, any bulk state is equivalent to a possibly mixed state on bdry{\mathcal{H}}_{\mathrm{bdry}}.

A tempting but insufficient argument would go as follows. If Λbulk\Lambda\in{\mathcal{H}}_{\mathrm{bulk}} is any bulk state, the function 𝖲Λ|𝖲|Λ{\sf S}\to\langle\Lambda|{\sf S}|\Lambda\rangle is a linear functional on the algebra 𝒜{\mathcal{A}} that is non-negative (meaning that it is non-negative if 𝖲=𝖳𝖳{\sf S}={\sf T}^{\dagger}{\sf T} for some 𝖳{\sf T}), and therefore, as 𝒜{\mathcal{A}} is of Type II, it is Tr𝖲ρ{\mathrm{Tr}}\,{\sf S}\rho for some ρ\rho. Here ρ\rho may be an element of 𝒜{\mathcal{A}}, but more generally is “affiliated” to 𝒜{\mathcal{A}} (meaning that bounded functions of ρ\rho belong to 𝒜{\mathcal{A}} and in particular that ρ\rho can be arbitrarily well approximated for many purposes by elements of 𝒜{\mathcal{A}}). ρ\rho can then also be replaced by a pure state |χ|\chi\rangle, as we explain later. The trouble with this argument is that the function Λ|𝖲|Λ\langle\Lambda|{\sf S}|\Lambda\rangle, for Λbulk\Lambda\in{\mathcal{H}}_{\mathrm{bulk}}, is initially defined for 𝖲{\sf S} in the algebra 𝒜1{\mathcal{A}}_{1} of linear combinations of strings modulo null vectors. To know that this linear function is Tr𝖲ρ{\mathrm{Tr}}\,{\sf S}\rho for some ρ\rho in (or affilliated to) 𝒜{\mathcal{A}}, we need to know that it extends continuously over the completion 𝒜=𝒜L{\mathcal{A}}={\mathcal{A}}_{L} of 𝒜1{\mathcal{A}}_{1}, or equivalently, that the von Neumann algebra completion of 𝒜1{\mathcal{A}}_{1} acting on bulk{\mathcal{H}}_{\mathrm{bulk}} is the same as242424If the completion of 𝒜1{\mathcal{A}}_{1} acting on bulk{\mathcal{H}}_{\mathrm{bulk}} were some other von Neumann algebra 𝒜~𝒜\widetilde{\mathcal{A}}\not={\mathcal{A}}, then for a bulk state Λ\Lambda, the density matrix ρ\rho satisfying Λ|𝖲|Λ=Tr𝖲ρ\langle\Lambda|{\sf S}|\Lambda\rangle={\mathrm{Tr}}\,{\sf S}\rho would be affiliated to 𝒜~\widetilde{\mathcal{A}}, not to 𝒜{\mathcal{A}}. 𝒜{\mathcal{A}}, which was defined as the completion of 𝒜1{\mathcal{A}}_{1} acting on bdry{\mathcal{H}}_{\mathrm{bdry}}. But this is what we are trying to prove.

In fact, the existence of a suitable ρ\rho affiliated to 𝒜{\mathcal{A}} (and thus the equivalence of the two completions of 𝒜1{\mathcal{A}}_{1}) can be deduced as follows. In fig. 18, M01=M0M1M_{01}=M_{0}\cup M_{1} has an asymptotic boundary labeled by 𝖲{\sf S} as well as past and future geodesic boundaries labeled by Λ\Lambda that are assumed to be minimal. The path integral on M01M_{01}, with Λ\Lambda inserted as an initial and final state on the geodesic boundaries, will compute Λ|𝖲|Λ\langle\Lambda|{\sf S}|\Lambda\rangle. But we can also choose a minimal geodesic cut γ\gamma connecting the two ends of 𝖲{\sf S}, as shown. Then the path integral on M0M_{0} computes a state χbulk\chi\in{\mathcal{H}}_{\mathrm{bulk}}, and the path integral on M1M_{1} computes the inner product χ|𝒲(Ψ𝖲)\langle\chi|{\mathcal{W}}(\Psi_{\sf S})\rangle. So Λ|𝖲|Λ=χ|𝒲(Ψ𝖲)\langle\Lambda|{\sf S}|\Lambda\rangle=\langle\chi|{\mathcal{W}}(\Psi_{\sf S})\rangle. Here a priori χ\chi is a general bulk state, not in the image of 𝒲:bdrybulk{\mathcal{W}}:{\mathcal{H}}_{\mathrm{bdry}}\to{\mathcal{H}}_{\mathrm{bulk}}. However, since 𝒲(Ψ𝖲){\mathcal{W}}(\Psi_{\sf S}) is in the image of 𝒲{\mathcal{W}}, without changing the inner product χ|𝒲(Ψ𝖲)\langle\chi|{\mathcal{W}}(\Psi_{\sf S})\rangle we can replace χ\chi by its orthogonal projection to the image of 𝒲{\mathcal{W}}. Then, since 𝒲{\mathcal{W}} is invertible when restricted to this image, there is a unique ζbdry\zeta\in{\mathcal{H}}_{\mathrm{bdry}} with 𝒲(ζ)=χ{\mathcal{W}}(\zeta)=\chi. In fact, ζ=𝒱(χ)\zeta={\mathcal{V}}(\chi), where 𝒱:bulkbdry{\mathcal{V}}:{\mathcal{H}}_{\mathrm{bulk}}\to{\mathcal{H}}_{\mathrm{bdry}} is the adjoint of 𝒲{\mathcal{W}}. So Λ|𝖲|Λ=ζ,Ψ𝖲\langle\Lambda|{\sf S}|\Lambda\rangle=\langle\zeta,\Psi_{\sf S}\rangle, where now the inner product is between two states in bdry{\mathcal{H}}_{\mathrm{bdry}}. Finally, we recall that bdry{\mathcal{H}}_{\mathrm{bdry}} has a dense set of states Ψρ\Psi_{\rho}, ρ𝒜\rho\in{\mathcal{A}}, so ζ=Ψρ\zeta=\Psi_{\rho} where ρ\rho is either an element of 𝒜{\mathcal{A}} or in general an operator affiliated to 𝒜{\mathcal{A}}. Hence ζ,Ψ𝖲=Ψρ,𝖲=Trρ𝖲\langle\zeta,\Psi_{\sf S}\rangle=\langle\Psi_{\rho},{\sf S}\rangle={\mathrm{Tr}}\,\rho{\sf S}. Putting all this together, we learn that

Λ|𝖲|Λ=Trρ𝖲.\langle\Lambda|{\sf S}|\Lambda\rangle={\mathrm{Tr}}\,\rho{\sf S}. (100)

ρ\rho is a non-negative self-adjoint operator of trace 1 or in other words a density matrix, since the functional Λ|𝖲|Λ\langle\Lambda|{\sf S}|\Lambda\rangle is nonnegative and (if Λ\Lambda is a unit vector) equals 1 if 𝖲=1{\sf S}=1.

A general mixed state on bulk{\mathcal{H}}_{\mathrm{bulk}} is ρbulk=ipi|ΛiΛi|\rho_{\mathrm{bulk}}=\sum_{i}p_{i}|\Lambda_{i}\rangle\langle\Lambda_{i}|, where Λi\Lambda_{i} are orthonormal pure states in bulk{\mathcal{H}}_{\mathrm{bulk}} and pi>0p_{i}>0, ipi=1\sum_{i}p_{i}=1. As just explained, there are density matrices ρi\rho_{i} affiliated to 𝒜{\mathcal{A}} such that Λi|𝖲|Λi=Tr𝖲ρi\langle\Lambda_{i}|{\sf S}|\Lambda_{i}\rangle={\mathrm{Tr}}\,{\sf S}\rho_{i} for all 𝖲{\sf S}. So if ρbdry=ipiρi\rho_{\mathrm{bdry}}=\sum_{i}p_{i}\rho_{i} then

Tr𝖲ρbulk=Tr𝖲ρbdry.{\mathrm{Tr}}\,{\sf S}\rho_{\mathrm{bulk}}={\mathrm{Tr}}\,{\sf S}\rho_{\mathrm{bdry}}. (101)

On the left, 𝖲{\sf S} is an operator on bulk{\mathcal{H}}_{\mathrm{bulk}} and the trace is the natural trace of an operator that acts on bulk{\mathcal{H}}_{\mathrm{bulk}}. On the right, 𝖲{\sf S} and ρ\rho are elements of the Type II algebra 𝒜{\mathcal{A}} and Tr{\mathrm{Tr}} is the trace of this algebra. Eqn. (101) expresses the fact that every pure or mixed state on bulk{\mathcal{H}}_{\mathrm{bulk}} can be described, from the point of view of a boundary observer, by a density matrix ρbdry\rho_{\mathrm{bdry}} associated to 𝒜{\mathcal{A}}. But actually, any such density matrix can be purified by a pure state in bdry{\mathcal{H}}_{\mathrm{bdry}}. For this, let σ=ρbdry1/2\sigma=\rho_{\mathrm{bdry}}^{1/2}. Since Trσσ=Trρbdry=1{\mathrm{Tr}}\,\sigma^{\dagger}\sigma={\mathrm{Tr}}\,\rho_{\mathrm{bdry}}=1, the condition of eqn. (76) is satisfied, and there is a state |σbdry|\sigma\rangle\in{\mathcal{H}}_{\mathrm{bdry}} satisfying

σ|𝖲|σ=Tr𝖲σσ=Tr𝖲ρbdry\langle\sigma|{\sf S}|\sigma\rangle={\mathrm{Tr}}\,{\sf S}\sigma\sigma^{\dagger}={\mathrm{Tr}}\,{\sf S}\rho_{\mathrm{bdry}} (102)

for all 𝖲{\sf S}. Thus, in fact, to a boundary observer, every pure or mixed state ρbulk\rho_{\mathrm{bulk}} on the bulk Hilbert space bulk{\mathcal{H}}_{\mathrm{bulk}} is indistinguishable from some pure state |σ|\sigma\rangle in the much smaller Hilbert space bdry{\mathcal{H}}_{\mathrm{bdry}}. This pure state is unique only up to the action of a unitary operator in the commutant 𝒜=𝒜R{\mathcal{A}}^{\prime}={\mathcal{A}}_{R} of 𝒜=𝒜L{\mathcal{A}}={\mathcal{A}}_{L}.

5.6 Some Final Remarks

We defined bdry{\mathcal{H}}_{\mathrm{bdry}} starting with open universe observables that we called “strings.” A string corresponds to a piece of the asymptotic boundary of spacetime, topologically a closed interval, labeled by operator insertions that correspond to boundary observables. But bulk{\mathcal{H}}_{\mathrm{bulk}} is much bigger than bdry{\mathcal{H}}_{\mathrm{bdry}}. How can states that are in bulk{\mathcal{H}}_{\mathrm{bulk}} but not in bdry{\mathcal{H}}_{\mathrm{bdry}} be accessed? One answer, in the spirit of MM , is that we could generalize the construction of section 3.3 to include “closed strings” as well as the “open strings” that we have considered so far. A closed string here just means an asymptotic boundary of spacetime that is topologically a circle. For the closed string, one can take the same boundary conditions, labeled by a pair b,Λb,\Lambda, that we assumed in section 4,252525One can contemplate more general boundary conditions on asymptotic closed boundaries, but we do not expect that this would add anything, since the boundary conditions considered in section 4 suffice to create an arbitrary closed universe state. where we tried to use closed strings to define operators 𝒪b,Λ{\mathcal{O}}_{b,\Lambda} on bdry{\mathcal{H}}_{{\mathrm{bdry}}}. The construction would be similar to that of section 4, except that now (as in MM ), we would specify whether a given closed asymptotic boundary is creating part of the initial state or part of the final state. In section 4, there was no reason to make this distinction.

In more detail, we would proceed as follows, Let 𝖲^\widehat{\sf S} be a not necessarily connected string consisting of a single “open string” and any number of closed strings. For each 𝖲^\widehat{\sf S}, formally define a state Ψ𝖲^\Psi_{\widehat{\sf S}}, with inner products Ψ𝖳^,Ψ𝖲^\langle\Psi_{\widehat{\sf T}},\Psi_{\widehat{\sf S}}\rangle defined as in section 3.3 by a path integral on a spacetime whose asymptotic boundary is built by gluing 𝖲^\widehat{\sf S} onto the adjoint of 𝖳^\widehat{\sf T}. (The adjoint operation is the same as before for open strings, and is 𝖢𝖯𝖳\sf{CPT} for closed strings.) If the inner products Ψ𝖳^,Ψ𝖲^\langle\Psi_{\widehat{\sf T}},\Psi_{\widehat{\sf S}}\rangle are positive semi-definite, then upon dividing by null vectors and taking a Hilbert space completion, one arrives at what we will call the Marolf-Maxfield Hilbert space MM{\mathcal{H}}_{{\mathrm{MM}}}, since this construction for the closed strings was described in MM . We expect that the construction that we have described with the minimal geodesic cuts, extended to this more general situation in a natural way, will show that the inner products Ψ𝖳^,Ψ𝖲^\langle\Psi_{\widehat{\sf T}},\Psi_{\widehat{\sf S}}\rangle are positive semi-definite and establish an isomorphism between MM{\mathcal{H}}_{{\mathrm{MM}}} and what we have called bulk{\mathcal{H}}_{\mathrm{bulk}}.

Of course, this reformulation of what one wants to do with asymptotic closed boundaries does not, by itself, eliminate the problem we had in section 4 with the divergence that results from the negative Casimir energy. Exactly what happens in a better theory that resolves this divergence remains to be understood.

Though every state in bulk{\mathcal{H}}_{\mathrm{bulk}} is equivalent from the viewpoint of a boundary observer to some pure state in bdry{\mathcal{H}}_{\mathrm{bdry}}, there is no natural way to exhibit this equivalence by a linear map from bulk{\mathcal{H}}_{\mathrm{bulk}} to bdry{\mathcal{H}}_{\mathrm{bdry}}. The only natural map that we have found between these spaces is 𝒱:bulkbdry{\mathcal{V}}:{\mathcal{H}}_{\mathrm{bulk}}\to{\mathcal{H}}_{\mathrm{bdry}}, the adjoint of 𝒲{\mathcal{W}}. However, 𝒱{\mathcal{V}} is far from being an isometry: it is an isomorphism on 𝒲(bulk){\mathcal{W}}({\mathcal{H}}_{\mathrm{bulk}}) and annihilates the orthocomplement of this space. Still, in the spirit of AEHPV , one may wonder whether for some purposes, after restricting to a suitable subspace of bulk{\mathcal{H}}_{\mathrm{bulk}}, such as a subspace obtained by long enough real time evolution starting from a space of macroscopically similar black hole states, some multiple of 𝒱{\mathcal{V}} may be very hard to distinguish from an isomorphism.

Refer to caption
Figure 19: (a) A disc with a handle attached; shown are geodesic cuts γ\gamma (blue) and γ~\widetilde{\gamma} (red) that connect boundary points pp, qq. In this example, γ\gamma is connected and γ~\widetilde{\gamma} is not. As pp is moved “upwards” along the boundary, the minimal geodesic cut can jump from γ\gamma to γ~\widetilde{\gamma}. (b) To reproduce this jumping, the boundary Hamiltonian HLH_{L} has a matrix element that glues the indicated surface onto an initial state defined on γ\gamma, producing a final state defined on γ~\widetilde{\gamma}. In this example, that matrix element involves creation of a baby universe.

We conclude with a discussion of real time evolution. Since the algebra 𝒜=𝒜L{\mathcal{A}}={\mathcal{A}}_{L} of observables on the left boundary acts on the bulk Hilbert space bulk{\mathcal{H}}_{\mathrm{bulk}}, in particular this gives an action of its generator eβHLe^{-\beta H_{L}} on bulk{\mathcal{H}}_{\mathrm{bulk}}. Taking logarithms, the boundary Hamiltonian HLH_{L} is an operator on bulk{\mathcal{H}}_{\mathrm{bulk}}, and exponentiating again, we can describe the real time evolution of a bulk state by the action of eitHLe^{-{\mathrm{i}}tH_{L}}. By the same logic, we can define the evolution of a bulk state under real time evolution of the right boundary by eitHRe^{-{\mathrm{i}}tH_{R}}. Apart from topology-changing processes, HLH_{L} and HRH_{R} act very simply; they act as described in eqn. (2.3) on the open universe Hilbert space op{\mathcal{H}}_{\mathrm{op}}, and they annihilate the closed universe Hilbert space cl{\mathcal{H}}_{\mathrm{cl}}, since the total energy of a closed universe is 0. However, this is far from the whole story; eβHLe^{-\beta H_{L}} and similarly eβHRe^{-\beta H_{R}} have matrix elements that describe topology-changing processes in the bulk, and therefore the same is true of HLH_{L} and HRH_{R}. For an example, see fig. 19. Because the Hamiltonian has topology-changing matrix elements, real time evolution over any substantial time interval is likely to be quite complicated, even if the starting point is a state with a simple Euclidean description.

6 Multiple Open Universes

In section 5, we studied universes with a single open component and any number of closed components. From the standpoint of General Relativity, it is certainly possible to contemplate universes with multiple open components. This generalization is nontrivial in the presence of wormholes, since different open universe components can interact by exchanging wormholes. The analysis presented so far in this article extends naturally to the case of multiple open universes, as we will now discuss.

The most significant conclusion that we will reach is that an observer with access to only one asymptotic boundary has no way to determine by any measurement how many other such boundaries there are. The reasoning that leads to this conclusion will be similar to arguments that we have seen already.

As in footnote 21, we do not assume time-reversal or reflection symmetry, so we distinguish left and right asymptotic boundaries. In the absence of time-reversal symmetry, spacetime is oriented, and its boundary is also oriented. In all pictures in this section, the orientation comes from the counterclockwise orientation of the plane.

In the absence of reflection symmetry, left and right boundaries are inequivalent; there is no Bose symmetry between them. But we also do not impose Bose symmetry between boundaries of the same type. The different left or right boundaries are considered inequivalent, since we want to analyze the operators available to an observer who has access to one specified left or right boundary.

In generalizing our previous results to a universe with multiple open components, we will not be as detailed as we have been up to this point. We just briefly describe the analogs of the main steps in section 5. In doing so, for brevity we consider the case of a universe with two open components. The generalization to any number of open components is immediate.


1) The Algebra
The algebra of observables on a particular left (or right) boundary is taken to be precisely the same algebra as in section 5 (with wormhole corrections included). Thus the algebra is defined as before by starting with strings 𝖲,𝖳{\sf S},{\sf T}, computing inner products Ψ𝖲,Ψ𝖳\langle\Psi_{\sf S},\Psi_{\sf T}\rangle from a spacetime with one asymptotic boundary and any topology, and taking a completion to get a Hilbert space bdry{\mathcal{H}}_{\mathrm{bdry}} and an algebra 𝒜=𝒜L{\mathcal{A}}={\mathcal{A}}_{L} that acts on it.

Refer to caption
Figure 20: (a) Free propagation of an open universe of type 111^{\prime}1 and one of type 222^{\prime}2. (b) A transition from a universe with components 11+221^{\prime}1+2^{\prime}2 to one with components 12+211^{\prime}2+2^{\prime}1. Incoming arrows mark open universe components in the initial state, and outgoing arrows mark open universe components in the final state. Topologically, the spacetime in (a) is a disjoint union of two discs, with total Euler characteristic 2, and the spacetime in (b) is a single disc, with Euler characteristic 1. So the process in (b) is suppressed by a single power of eSe^{-S}. This is the lowest order “interaction” between distinct open universe components.

2) The Bulk Hilbert Space
For the case of two open components, let us label the left boundaries as 11^{\prime} and 22^{\prime} and the right boundaries as 11 and 22. To make a world with these two asymptotic boundaries, we pair up the boundaries as 11+221^{\prime}1+2^{\prime}2 or as 12+211^{\prime}2+2^{\prime}1. Correspondingly, the Hilbert space with two open universe components (and no closed universes) is, in an obvious notation, op,[2]=11221221{\mathcal{H}}_{{\mathrm{op}},[2]}={\mathcal{H}}_{1^{\prime}1}\otimes{\mathcal{H}}_{2^{\prime}2}\oplus{\mathcal{H}}_{1^{\prime}2}\otimes{\mathcal{H}}_{2^{\prime}1}. Including closed universes as before, the bulk Hilbert space with two open components is

bulk,[2]=op,[2]Symcl=(11221221)Symcl.{\mathcal{H}}_{{\mathrm{bulk}},[2]}={\mathcal{H}}_{{\mathrm{op}},[2]}\otimes{\mathrm{Sym}}^{*}{\mathcal{H}}_{\mathrm{cl}}=({\mathcal{H}}_{1^{\prime}1}\otimes{\mathcal{H}}_{2^{\prime}2}\oplus{\mathcal{H}}_{1^{\prime}2}\otimes{\mathcal{H}}_{2^{\prime}1})\otimes{\mathrm{Sym}}^{*}{\mathcal{H}}_{\mathrm{cl}}. (103)

The dynamics leads to transitions between configurations of type 11+221^{\prime}1+2^{\prime}2 and those of type 12+211^{\prime}2+2^{\prime}1. Such transitions are suppressed by one factor of eSe^{-S} (where SS is the entropy); see fig. 20.

Refer to caption
Figure 21: (a) The lowest order contribution to the inner product Ψ𝖶11×𝖷22|Ψ𝖴11×𝖵22\langle\Psi_{{\sf W}_{1^{\prime}1}\times{\sf X}_{2^{\prime}2}}|\Psi_{{\sf U}_{1^{\prime}1}\times{\sf V}_{2^{\prime}2}}\rangle, between states created by string pairs both of type 11+221^{\prime}1+2^{\prime}2. (b) The lowest order contribution to an inner product Ψ𝖶21×𝖷12|Ψ𝖴11×𝖵22\langle\Psi_{{\sf W}_{2^{\prime}1}\times{\sf X}_{1^{\prime}2}}|\Psi_{{\sf U}_{1^{\prime}1}\times{\sf V}_{2^{\prime}2}}\rangle between states created by string pairs of opposite types 11+221^{\prime}1+2^{\prime}2 and 12+211^{\prime}2+2^{\prime}1. Either picture can be decorated with wormholes, including wormholes that connect the two components in (a). The spacetime in (b) has Euler characteristic 1, compared to 2 in (a), so the inner product between states created by string pairs of opposite type is suppressed by one factor of eSe^{-S}.

3) The Boundary Hilbert Space
To specify a state via boundary data now requires a pair of strings labeled by their endpoints, for example 𝖲11×𝖳22{\sf S}_{1^{\prime}1}\times{\sf T}_{2^{\prime}2} or 𝖲12×𝖳21{\sf S}_{1^{\prime}2}\times{\sf T}_{2^{\prime}1}. To define the adjoint of a pair, we apply the adjoint operation that was introduced in section 3.3 to each string separately, exchanging its left and right endpoints, and formally replacing a string with the adjoint string. So the adjoint of, for example, 𝖲12×𝖳21{\sf S}_{1^{\prime}2}\times{\sf T}_{2^{\prime}1} is 𝖲21×𝖳12{\sf S}^{\dagger}_{21^{\prime}}\times{\sf T}^{\dagger}_{12^{\prime}} (the adjoint strings correspond to bras rather than kets and the right boundary is written first). To each such pair we formally associate a state Ψ𝖲11×𝖳22\Psi_{{\sf S}_{1^{\prime}1}\times{\sf T}_{2^{\prime}2}} or Ψ𝖲12×𝖳21\Psi_{{\sf S}_{1^{\prime}2}\times{\sf T}_{2^{\prime}1}}. We refer to such pairs or states as being of type 11×221^{\prime}1\times 2^{\prime}2 or 12×211^{\prime}2\times 2^{\prime}1, as the case may be. Inner products of these states, for example Ψ𝖶11×𝖷22|Ψ𝖴11×𝖵22\langle\Psi_{{\sf W}_{1^{\prime}1}\times{\sf X}_{2^{\prime}2}}|\Psi_{{\sf U}_{1^{\prime}1}\times{\sf V}_{2^{\prime}2}}\rangle or Ψ𝖶21×𝖷12|Ψ𝖴11×𝖵22\langle\Psi_{{\sf W}_{2^{\prime}1}\times{\sf X}_{1^{\prime}2}}|\Psi_{{\sf U}_{1^{\prime}1}\times{\sf V}_{2^{\prime}2}}\rangle, are defined in the obvious way by gluing one string to the adjoint of the other and summing over all possible fillings (fig. 21). With this rule, inner products between states created by string pairs of opposite type are nonzero but are suppressed by one factor of eSe^{-S}, as illustrated in the figure. That these inner products are positive semi-definite follows from an embedding in the bulk Hilbert space, as discussed shortly. Given this, the boundary Hilbert space bdry,[2]{\mathcal{H}}_{{\mathrm{bdry}},[2]} for a universe with two open components and any number of closed components is defined in the usual way by dividing out null vectors and then taking a completion to get a Hilbert space.

Refer to caption
Figure 22: A minimal geodesic cut that separates the region MM_{-} below the cut from the region M+M_{+} above the cut. In this example, the cut has three components, one of which is “in the wormhole.”

4) Geodesic Cuts By a boundary cut of a spacetime MM with several left and right asymptotic boundaries, we mean simply the choice of a point on each asymptotic boundary (if an asymptotic boundary has an endpoint where it meets a geodesic boundary, that endpoint can be part of the geodesic cut). By a geodesic cut γ\gamma asymptotic to a given boundary cut of MM, we mean a collection of oriented disjoint geodesics that include geodesics that pair up the left and right boundary points in the given boundary cut, together with possible closed geodesics, satisfying the condition that γ\gamma divides MM into disjoint components MM_{-} and M+M_{+}. M+M_{+} is on the side of γ\gamma that is specified by the orientation of the right boundaries of MM, and MM_{-} is on the opposite side of γ\gamma. Pictures are generally drawn to place M+M_{+} “above” the cut and MM_{-} “below” it (fig. 22). If MM has geodesic boundaries as well as asymptotic boundaries, then we allow the case that a component of γ\gamma is a boundary component of MM; in particular, we allow the case that all components of γ\gamma are boundary components of MM, and MM_{-} or M+M_{+} is empty. A geodesic cut γ\gamma is minimal if it has minimal renormalized length among all geodesic cuts asymptotic to a given boundary cut.

Refer to caption
Figure 23: (a) In leading order, the bulk state 𝒲(Ψ𝖲11×𝖳22){\mathcal{W}}(\Psi_{{\sf S}_{1^{\prime}1}\times{\sf T}_{2^{\prime}2}}) created by a string pair of type 11+221^{\prime}1+2^{\prime}2 is of the same type. In this figure, γ\gamma is a minimal geodesic cut with multiple components and the state the state 𝒲(Ψ𝖲11×𝖳22){\mathcal{W}}(\Psi_{{\sf S}_{1^{\prime}1}\times{\sf T}_{2^{\prime}2}}) is a function of fields on γ\gamma. (b) In order eSe^{-S}, 𝒲(Ψ𝖲11×𝖳22){\mathcal{W}}(\Psi_{{\sf S}_{1^{\prime}1}\times{\sf T}_{2^{\prime}2}}) has a component with a closed baby universe. (c) In the same order, it has a component consisting of two open universes of types 12+211^{\prime}2+2^{\prime}1. As usual, all figures can be decorated with wormholes, and additional closed universes can be added to the final state.

5) Boundary to Bulk Map We want to define an isometric map 𝒲{\mathcal{W}} from states defined by boundary data (such as a pair of strings) to bulk,[2]{\mathcal{H}}_{{\mathrm{bulk}},[2]}. For example, to define 𝒲(Ψ𝖲11×𝖳22){\mathcal{W}}(\Psi_{{\sf S}_{1^{\prime}1}\times{\sf T}_{2^{\prime}2}}), we sum over spacetimes MM that have an asymptotic boundary defined by 𝖲11×𝖳22{\sf S}_{1^{\prime}1}\times{\sf T}_{2^{\prime}2} as well as geodesic boundaries that make up a minimal geodesic cut γ\gamma (fig. 23). The dependence of the path integral on the fields on γ\gamma then gives a state in bulk,[2]{\mathcal{H}}_{{\mathrm{bulk}},[2]}. Note that by this definition, 𝒲{\mathcal{W}} maps a string of type 11+221^{\prime}1+2^{\prime}2 to a bulk state that for large SS is mostly of type 11+221^{\prime}1+2^{\prime}2, but that in order eSe^{-S} also has a component of type 12+211^{\prime}2+2^{\prime}1 (fig. 23(c)). As in section 5, the map 𝒲{\mathcal{W}} is isometric, that is, it preserves inner products. This is proved by showing that if a geodesic cut γ\gamma of MM, in, say, fig. 22, is minimal in MM_{-} and in M+M_{+}, then it is minimal in MM. The proof of this involves the same cut and paste argument as in section 5. Hence, as in fig. 14(c), for string pairs 𝖲,𝖳{\sf S},{\sf T} and 𝖴,𝖵{\sf U},{\sf V}, if one glues together the path integral construction of |𝒲(Ψ𝖲×𝖳)|{\mathcal{W}}(\Psi_{{\sf S}\times{\sf T}})\rangle and that of 𝒲(Ψ𝖴×𝖵)|\langle{\mathcal{W}}(\Psi_{{\sf U}\times{\sf V}})|, one gets the same path integral that computes the inner product Ψ𝖴×𝖵|Ψ𝖲×𝖳\langle\Psi_{{\sf U}\times{\sf V}}|\Psi_{{\sf S}\times{\sf T}}\rangle between states defined by string pairs, implying that Ψ𝖴×𝖵|Ψ𝖲×𝖳=𝒲(Ψ𝖴×𝖵)|𝒲(Ψ𝖲×𝖳)\langle\Psi_{{\sf U}\times{\sf V}}|\Psi_{{\sf S}\times{\sf T}}\rangle=\langle{\mathcal{W}}(\Psi_{{\sf U}\times{\sf V}})|{\mathcal{W}}(\Psi_{{\sf S}\times{\sf T}})\rangle. This embedding implies that the inner products of states defined by linear combinations of string pairs are positive semi-definite. Dividing out null vectors and taking a Hilbert space completion, one arrives at the definition of the boundary Hilbert space bdry,[2]{\mathcal{H}}_{{\mathrm{bdry}},[2]}, which then comes with an embedding 𝒲:bdry,[2]bulk,[2]{\mathcal{W}}:{\mathcal{H}}_{{\mathrm{bdry}},[2]}\to{\mathcal{H}}_{{\mathrm{bulk}},[2]}.


6) Action of the Boundary Algebra The boundary algebra 𝒜{\mathcal{A}} was originally defined as an algebra of operators acting on bdry{\mathcal{H}}_{\mathrm{bdry}}, the Hilbert space accessible to a boundary observer in a universe with just one open component. However, precisely the same algebra acts on both bdry,[2]{\mathcal{H}}_{{\mathrm{bdry}},[2]} and on bulk,[2]{\mathcal{H}}_{{\mathrm{bulk}},[2]}, and moreover, these actions commute with the map 𝒲{\mathcal{W}} between those two spaces. To understand this, consider an observer with access to the left boundary labeled 11^{\prime}. To define the action on bdry{\mathcal{H}}_{\mathrm{bdry}}, we start with an obvious action on pairs of strings. We take a string 𝖲{\sf S} on the 11^{\prime} boundary to act on a pair of strings in an obvious way, for example 𝖳11×𝖴22(𝖲𝖳)11×𝖴22{\sf T}_{1^{\prime}1}\times{\sf U}_{2^{\prime}2}\to({\sf S}{\sf T})_{1^{\prime}1}\times{\sf U}_{2^{\prime}2}. Starting with this action on strings, we want to define an action of 𝖲{\sf S} on bdry,[2]{\mathcal{H}}_{{\mathrm{bdry}},[2]} by (for example) 𝖲Ψ𝖳11×𝖴22=Ψ(𝖲𝖳)11×𝖴22{\sf S}\Psi_{{\sf T}_{1^{\prime}1}\times{\sf U}_{2^{\prime}2}}=\Psi_{({\sf S}{\sf T})_{1^{\prime}1}\times{\sf U}_{2^{\prime}2}}. For this definition to make sense, we need to know that if 𝖲{\sf S} is null (meaning that Ψ𝖲=0\Psi_{\sf S}=0 in bdry{\mathcal{H}}_{{\mathrm{bdry}}} and therefore 𝖲=0{\sf S}=0 in 𝒜{\mathcal{A}}) or 𝖳11×𝖴22{\sf T}_{1^{\prime}1}\times{\sf U}_{2^{\prime}2} is null (meaning that Ψ𝖳11×𝖴22=0\Psi_{{\sf T}_{1^{\prime}1}\times{\sf U}_{2^{\prime}2}}=0 in bdry,[2]{\mathcal{H}}_{{\mathrm{bdry}},[2]}), then Ψ𝖲𝖳11×𝖴22=0\Psi_{{{\sf S}{\sf T}}_{1^{\prime}1}\times{\sf U}_{2^{\prime}2}}=0. The proof of the first statement precisely follows fig. 4 or fig. 16(b), and the proof of the second precisely follows fig. 5(b) or fig. 17(c).

Refer to caption
Figure 24: Computation of a matrix element Ψ|𝖲|Ψ\langle\Psi^{\prime}|{\sf S}|\Psi\rangle, where Ψ,Ψ\Psi,\Psi^{\prime} are bulk states in a world with two open universe components, and the string 𝖲{\sf S} acts only on one specified left boundary. (a) The most obvious possibility is that 𝖲{\sf S} acts on the state on one open component and does nothing to the state on the other open component. (b) There are less obvious possibilities. In general, the spacetime MM has an asymptotic boundary labeled by 𝖲{\sf S} and geodesic boundaries labeled by minimal geodesic cuts γ\gamma and γ\gamma^{\prime}. γ\gamma and γ\gamma^{\prime} have three of their four endpoints in common and the fourth at opposite ends of 𝖲{\sf S}. Initial and final states Ψ\Psi and Ψ\Psi^{\prime} are functions of boundary data on γ\gamma and on γ\gamma^{\prime}, respectively. γ\gamma and γ\gamma^{\prime} are allowed to have components in common, as in (a).

We also want to define an action of 𝒜{\mathcal{A}} on bulk,[2]{\mathcal{H}}_{{\mathrm{bulk}},[2]}. This again is done by imitating previous definitions, though the presence of more than one asymptotic component makes the resulting pictures harder to draw or visualize. For example, let us define a matrix element Ψ|𝖲|Ψ\langle\Psi^{\prime}|{\sf S}|\Psi\rangle, where 𝖲{\sf S} is a string acting on a specified left boundary and Ψ,Ψbulk,[2]\Psi,\Psi^{\prime}\in{\mathcal{H}}_{{\mathrm{bulk}},[2]}. For this, we consider a spacetime MM whose boundary consists of an asymptotic boundary labeled by 𝖲{\sf S} and two minimal geodesic cuts γ\gamma, γ\gamma^{\prime} on which states Ψ,Ψ\Psi,\Psi^{\prime} are inserted. We assume that γ\gamma and γ\gamma^{\prime} each have two noncompact components (along with possible closed components) and therefore four endpoints, and also that γ\gamma and γ\gamma^{\prime} have three endpoints in common, and that their fourth endpoints are at opposite ends of 𝖲{\sf S}. Some obvious and less obvious choices of MM are sketched in fig. 24. The matrix element Ψ|𝖲|Ψ\langle\Psi^{\prime}|{\sf S}|\Psi\rangle is defined by a sum over all such spacetimes MM. The proof that this does give an action of 𝒜{\mathcal{A}} on bulk,[2]{\mathcal{H}}_{{\mathrm{bulk}},[2]} follows fig. 17(b). The presence of an additional open universe component makes the drawing of representative pictures more complicated but does not affect the logic of the argument. Similarly, the proof that the action of 𝒜{\mathcal{A}} on bulk,[2]{\mathcal{H}}_{{\mathrm{bulk}},[2]} and bdry,[2]{\mathcal{H}}_{{\mathrm{bdry}},[2]} commutes with the map 𝒲{\mathcal{W}}, in the sense that 𝒲(𝖲Ψ𝖳)=𝖲𝒲(Ψ𝖳){\mathcal{W}}({\sf S}\Psi_{\sf T})={\sf S}{\mathcal{W}}(\Psi_{\sf T}), follows fig. 17(c).


7) Any Bulk State Is Equivalent To A Boundary State Finally, we come to showing that from the perspective of a boundary observer, with access say to a specified left boundary, any pure or mixed state on the bulk Hilbert space bulk,[2]{\mathcal{H}}_{{\mathrm{bulk}},[2]} is indistinguishable from some pure state in bdry{\mathcal{H}}_{{\mathrm{bdry}}}. The key picture is fig. 18, generalized now to the case of more than one open universe component (and any number of closed components). By the same logic as before, this picture can be used to show that any pure or mixed state on bulk,[2]{\mathcal{H}}_{{\mathrm{bulk}},[2]} is equivalent, to a boundary observer, to some density matrix ρ\rho affiliated to 𝒜{\mathcal{A}}. Setting σ=ρ1/2\sigma=\rho^{1/2}, it then follows as before that any pure or mixed state on bulk,[2]{\mathcal{H}}_{{\mathrm{bulk}},[2]} is actually equivalent for a boundary observer to the pure state |σbdry|\sigma\rangle\in{\mathcal{H}}_{{\mathrm{bdry}}}.


Acknowledgements GP is supported by the UC Berkeley physics department, the Simons Foundation through the “It from Qubit” program, the Department of Energy via the GeoFlow consortium (QuantISED Award DE-SC0019380) and an early career award, and AFOSR (FA9550-22-1-0098); he also acknowledges support from an IBM Einstein Fellowship at the Institute for Advanced Study. Research of EW supported in part by NSF Grant PHY-2207584. We thank Feng Xu for very helpful explanations about von Neumann algebras, Don Marolf for valuable discussions, and David Kolchmeyer for pointing out an error in section 4 in the original version of this article.

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