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Adic tropicalizations and cofinality of Gubler models

Tyler Foster  and  Sam Payne Department of Mathematics, University of Texas at Austin, Austin, TX 78712 [email protected]
Abstract.

We introduce adic tropicalizations for subschemes of toric varieties as limits of Gubler models associated to polyhedral covers of the ordinary tropicalization. Our main result shows that Huber’s adic analytification of a subscheme of a toric variety is naturally isomorphic to the inverse limit of its adic tropicalizations, in the category of locally topologically ringed spaces. The key new technical idea underlying this theorem is cofinality of Gubler models, which we prove for projective schemes and also for more general compact analytic domains in closed subschemes of toric varieties. In addition, we introduce a GG-topology and structure sheaf on ordinary tropicalizations, and show that Berkovich analytifications are limits of ordinary tropicalizations in the category of topologically ringed topoi.

1. Introduction

Let XX be a separated scheme of finite type over a complete and algebraically closed, nontrivially valued field KK. In previous work, we related the underlying topological space of the nonarchimedean analytification XanX^{\mathrm{an}}, in the sense of Berkovich [Ber90], to limits of tropicalizations for inverse systems of toric embeddings [Pay09, FGP14]. Here, we deepen those results by studying analogous limits in the category of locally topologically ringed spaces, establishing connections to adic analytifications in the sense of Huber, and accounting for the structure sheaf on XanX^{\mathrm{an}}.

Our starting point is the well-known fact that tropical geometry provides a systematic method for producing formal models of XX from a toric embedding ι:XYΣ\iota\colon X\hookrightarrow Y_{\Sigma} plus combinatorial data. Roughly speaking, a polyhedral complex Δ\Delta that covers the ordinary tropicalization Trop(X,ι)\mathrm{Trop}(X,\iota) gives rise to a formal model 𝔛Δ\mathfrak{X}_{\Delta}, which we refer to as a Gubler model. Furthermore, any refinement Δ\Delta^{\prime} of Δ\Delta gives rise to a natural map of Gubler models 𝔛Δ𝔛Δ\mathfrak{X}_{\Delta^{\prime}}\rightarrow\mathfrak{X}_{\Delta}. See §3 for details of these constructions. We define the adic tropicalization to be the locally ringed space

𝔗𝔯𝔬𝔭(X,ι)=limΔ𝔛Δ,\mathfrak{Trop}(X,\iota)=\varprojlim_{\Delta}\mathfrak{X}_{\Delta},

where the limit is taken over all morphisms of Gubler models induced by polyhedral refinements.

We focus on inverse systems of toric embeddings 𝒮\mathcal{S} of XX that satisfy the following condition.

  • ()(\dagger)

    There is an affine open cover X=U1UrX=U_{1}\cup\cdots\cup U_{r} such that, for any finite sets of regular functions R1K[U1],,RrK[Ur]R_{1}\subset K[U_{1}],\ldots,R_{r}\subset K[U_{r}], there is an embedding ι𝒮\iota\in\mathcal{S} such that UjU_{j} is the preimage of a torus invariant affine open set UσjU_{\sigma_{j}} and each element of RjR_{j} is the pullback of a character that is regular on UσjU_{\sigma_{j}}, for each 1jr1\leq j\leq r.

This condition is stronger than the condition ()(\star) appearing in [FGP14]. While ()(\star) is sufficient to recover the underlying topological space of XanX^{\mathrm{an}} as a limit of tropicalizations, a stronger condition seems necessary for recovering finer information, such as structure sheaves. We emphasize that the inverse system of all toric embeddings of XX does satisfy (\dagger), with respect to any affine open cover, provided that XX admits a single toric embedding [FGP14, Theorem 4.2].

Given an inverse system of toric embeddings 𝒮\mathcal{S} satisfying (\dagger), our first result expresses the adic analytification XadX^{\mathrm{ad}} as a limit of adic tropicalizations in the category of locally topologically ringed spaces. (See §2 for background on Huber’s adic spaces, including the construction of XadX^{\mathrm{ad}}.)

Theorem 1.1.

Let 𝒮\mathcal{S} be an inverse system of toric embeddings that satisfies (\dagger). Then the induced map

(Xad,𝒪Xad)lim𝒮(𝔗𝔯𝔬𝔭(X,ι),𝒪)(X^{\mathrm{ad}},\mathscr{O}_{\!X^{\mathrm{ad}}}^{\circ})\longrightarrow\varprojlim_{\mathcal{S}}\big{(}\ \!\mathfrak{Trop}(X,\iota),\ \!\mathscr{O}\ \!\big{)}

is an isomorphism of locally topologically ringed spaces.

This theorem is one way of making precise the idea that tropical geometry produces many formal models of algebraic varieties. When XX is projective, we prove that every formal model is dominated by a Gubler model; see Theorem 4.1.3.

Tropical geometry also gives natural methods for constructing formal models of analytic subdomains in XanX^{\mathrm{an}}. Indeed, if 𝔛Δ\mathfrak{X}_{\Delta} is a Gubler model, then each subcomplex ΔΔ\Delta^{\prime}\subset\Delta naturally gives rise to a formal open subscheme 𝔛Δ𝔛Δ\mathfrak{X}_{\Delta^{\prime}}\subset\mathfrak{X}_{\Delta}. Then 𝔛Δ\mathfrak{X}_{\Delta^{\prime}} is an admissible formal model of the analytic subdomain Trop1(|Δ|)Xan\mathrm{Trop}^{-1}(|\Delta^{\prime}|)\subset X^{\mathrm{an}}, which is compact if Δ\Delta^{\prime} is finite.

Theorem 1.2.

Let 𝒮\mathcal{S} be an inverse system of toric embeddings of XX that satisfies ()(\dagger), and let VXanV\subset X^{\mathrm{an}} be a compact analytic domain. Then, for any formal model 𝔙\mathfrak{V} of VV, there is a Gubler model 𝔛Δ\mathfrak{X}_{\Delta} associated to some ι𝒮\iota\in\mathcal{S}, and a finite subcomplex ΔΔ\Delta^{\prime}\subset\Delta such that 𝔛Δ\mathfrak{X}_{\Delta^{\prime}} is an admissible formal model of VV that dominates 𝔙\mathfrak{V}.

This does not prove existence of Gubler models with desirable properties such as mild singularities; even if XX is smooth and projective and 𝔙\mathfrak{V} is semistable, one does not have control over the singularities of the Gubler models 𝔛Δ\mathfrak{X}_{\Delta^{\prime}} that dominate 𝔙\mathfrak{V}.


Arguments similar to those used in the proof of Theorem 1.1 also give a natural way of realizing the Berkovich analytification XanX^{\mathrm{an}} as a limit of tropicalizations in a way that accounts for the structure sheaf. Recall that the structure sheaf on XanX^{\mathrm{an}} is defined with respect to the GG-topology (a Grothendieck topology in which the “admissible opens” are subsets, fiber products are intersections, and admissible covers are a distinguished class of set-theoretic covers by admissible subsets), given by analytic domains and admissible covers.

In §5, we define an analogous GG-topology on the ordinary tropicalization Trop(X,ι)\mathrm{Trop}(X,\iota), along with a structure sheaf 𝒪trop\mathscr{O}^{\text{trop}} of topological RR-algebras in this GG-topology, such that the tropicalization map Trop:Xan(Trop(X,ι),KR𝒪trop)\operatorname{Trop}\colon X^{\mathrm{an}}\longrightarrow\big{(}\mathrm{Trop}(X,\iota),K_{\!}\otimes_{R\!}\mathscr{O}^{\text{trop}}\big{)} is a morphism of topologically GG-ringed spaces, as are the projections between tropicalizations associated to morphisms of toric embeddings.

Theorem 1.3.

Let 𝒮\mathcal{S} be an inverse system of toric embeddings that satisfies (\dagger). Then the natural map

Xanlim𝒮(Trop(X,ι)G,KR𝒪trop)X^{\mathrm{an}}\ \longrightarrow\ \varprojlim_{\mathcal{S}}\big{(}\ \!\mathrm{Trop}(X,\iota)_{G},\ \!K_{\!}\otimes_{R\!}\mathscr{O}^{\mathrm{trop}}\ \!\big{)}

induces an equivalence of locally ringed topoi.

Remark 1.4.

If the residue field of KK is \mathbb{C}, and if ι:XYΣ\iota\colon X\hookrightarrow Y_{\Sigma} is a closed embedding into a toric variety such that each initial degeneration inv(X)\operatorname{in}_{v}(X) is smooth, then the disjoint union of the initial degenerations inv(X)()\operatorname{in}_{v}(X)(\mathbb{C}), for vTrop(X,ι)v\in\mathrm{Trop}(X,\iota), is naturally identified with an object in Parker’s category of exploded manifolds [Par12]. Thus our construction of the adic tropicalization 𝔗𝔯𝔬𝔭(X,ι)\mathfrak{Trop}(X,\iota) provides both a Zariski topology and a sheaf of topological rings on any exploded manifold arising in this way. In situations where some of the initial degenerations inv(X)\operatorname{in}_{v}(X) are not smooth, or the residue field is not \mathbb{C}, our construction provides an algebro-geometric analogue of Parker’s exploded manifolds, allowing singularities and non-reduced structures. When dimX=1\dim X=1, adic tropicalization is closely related to the metrized curve complexes of Amini and Baker [AB15]. For additional remarks on the relationship between adic tropicalization and exploded manifolds, and a thorough discussion of the relation between adic tropicalization and metrized curve complexes, see [Fos16].

Remark 1.5.

See also [FR16a, FR16b] for relations between adic analytifications and limits of tropicalizations over higher rank valued fields.

Acknowledgments. We thank M. Baker, F. Baldassarri, B. Conrad, N. Friedenberg, W. Gubler, J. Rabinoff, and D. Ranganathan for helpful conversations related to this project. TF conducted research on this paper while a visiting researcher at L’Institut des Hautes Études Scientifiques, at L’Institut Henri Poincaré, and at the Max Planck Institute for Mathematics. He was partially supported by NSF RTG grant DMS-0943832 and by Le Laboratoire d’Excellence CARMIN. SP conducted research on this paper while visiting MSRI. He was partially supported by NSF grants DMS-2001502 and DMS-2053261 and a Simons Fellowship.

2. Preliminaries

Throughout, we fix an algebraically closed111 The assumption that KK is algebraically closed is used in the following ways. First, in the introduction, we mention that the system of all toric embeddings of any closed subscheme of a toric variety satisfies (\dagger), referring to [FGP14, Theorem 4.2]. The statement of that theorem should have included the hypothesis that KK be algebraically closed; it is required in the proof in order to apply the embedding algorithm from [Wło93]. Next, KK being algebraically closed guarantees that the value group Γ\Gamma is divisible, which simplifies the discussion of (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedra in §3.2. If Γ\Gamma is neither discrete nor divisible, then these should also be required to have vertices in NΓN_{\Gamma}. Finally, in the proofs of our main results, we use the existence of locally finite completions of (Γ,Σ)(\Gamma,\Sigma)-admissible complexes, as constructed in [CF23b]. This construction produces complexes with vertices in the divisible hull of Γ\Gamma, and we do not know how to overcome the resulting difficulties when Γ\Gamma is neither discrete nor divisible. nonarchimedean field KK, which is complete with respect to a nontrivial valuation

val:K{}.\operatorname{val}\colon K\longrightarrow\mathbb{R}\sqcup\{\infty\}.

Let RR be the ring of integers in KK, with maximal ideal 𝔪\mathfrak{m} and residue field k=R/𝔪k=R/\mathfrak{m}. Fix a real number 0<ε<10<\varepsilon<1, and let ||:K0|-|\colon K\longrightarrow\mathbb{R}_{\geqslant 0} denote the induced norm, given by

|a|=εval(a).|a|=\varepsilon^{\mathrm{val}(a)}.

In this section, we briefly recall the basic notions that we need from the theory of KK-analytic spaces, in the sense of Berkovich [Ber90], admissible formal models, in the sense of Raynaud [Bos14], and adic spaces in the sense of Huber [Hub94]. For an expanded expository presentation, motivated by the results of this paper and including further references, see also [Fos16, §2].

2.1. Berkovich spectra

Let AKT1,,Tn/𝔞A\cong K\langle T_{1},\ldots,T_{n}\rangle/\mathfrak{a} be a strictly affinoid algebra. The Berkovich spectrum (A)\mathscr{M}(A) is the set of continuous seminorms ||:A0|-|\colon A\rightarrow\mathbb{R}_{\geqslant 0} that extend the given norm on KK, equipped with the subspace topology for the inclusion (A)A0\mathscr{M}(A)\subset A^{\mathbb{R}_{\geqslant 0}}. The Berkovich spectrum (A)\mathscr{M}(A) also carries a natural GG-topology, which refines the ordinary topology, and can be described as follows.

Given elements f1,,fm,gf_{1},\ldots,f_{m},g of AA with no common zero, let

B=AX1,,Xm/(gX1f1,,gXmfm)B=A\big{\langle}X_{1},\dots,X_{m}\big{\rangle}\big{/}(gX_{1}-f_{1},\ \!\dots,\ \!gX_{m}-f_{m})

be the corresponding rational algebra. The presentation AX1,,Xm\xtwoheadrightarrowBA\big{\langle}X_{1},\ldots,X_{m}\big{\rangle}\xtwoheadrightarrow{}B induces an inclusion (B)(A)\mathscr{M}(B)\subset\mathscr{M}(A), and the subsets that occur in this way are called rational subdomains. A subset V(A)V\subset\mathscr{M}(A) is admissible in the GG-topology if every point xVx\in V has a neighborhood of the form V1VnV_{1}\cup\cdots\cup V_{n}, where each ViV_{i} is a rational domain, and xV1Vnx\in V_{1}\cap\cdots\cap V_{n}. Similarly, the admissible covers in the GG-topology are covers of admissible subsets by admissible subsets V=iIViV=\bigcup_{i\in I}V_{i} such that every point xVx\in V has a neighborhood which is a finite union of sets in the cover Vi1VinV_{i_{1}}\cup\cdots\cup V_{i_{n}}, with xVi1Vin.x\in V_{i_{1}}\cap\cdots\cap V_{i_{n}}. The structure sheaf on (A)\mathscr{M}(A) is the unique sheaf of topological rings in this GG-topology whose value on a rational domain (B)\mathscr{M}(B) is the rational algebra BB, and whose restriction maps between these rational algebras are the natural ones. See [Ber90, Ber93] for further details.

2.2. Adic spectra

Given a strictly affinoid algebra AKT1,,Tn/𝔞A\cong K\langle T_{1},\ldots,T_{n}\rangle/\mathfrak{a}, let AAA^{\circ}\subset A be the subring of power bounded elements. The adic spectrum of the pair (A,A)(A,A^{\circ}), denoted Spa(A,A)\operatorname{Spa}(A,A^{\circ}), is the set of all equivalence classes of continuous seminorms x:A{0}Γ\|-\|_{x}\colon A\longrightarrow\{0\}\sqcup\Gamma such that ax1\|a\|_{x}\leq 1 for all aAa\in A^{\circ}.222The adic spectrum is defined similarly for pairs (A,A+)(A,A^{+}), where A+A^{+} is a subring of the power bounded elements [Hub96, §1.1], but we will only need the case where A+=AA^{+}=A^{\circ}. Here Γ\Gamma denotes any totally ordered abelian group, written multiplicatively, and {0}Γ\{0\}\sqcup\Gamma is the totally ordered abelian semigroup in which 0γ=00\cdot\gamma=0 and 0<γ0<\gamma for all γΓ\gamma\in\Gamma, endowed with its order topology.

The equivalence relation is the smallest such that continuous seminorms

x:A{0}Γandx:A{0}Γ,\|-\|_{x}\colon A\longrightarrow\{0\}\sqcup\Gamma\ \ \ \ \ \ \ \mathrm{and}\ \ \ \ \ \ \ \|-\|_{x^{\prime}}\colon A\longrightarrow\{0\}\sqcup\Gamma^{\prime},

are equivalent whenever there is an inclusion α:{0}Γ{0}Γ\alpha\colon\{0\}\sqcup\Gamma\hookrightarrow\{0\}\sqcup\Gamma^{\prime} of ordered abelian semigroups such that αx=x\alpha{}_{{}^{\ \!\circ}}\|-\|_{x}=\|-\|_{x^{\prime}}.

If B=AX1,,Xm/(gX1f1,,gXmfm)B=A\big{\langle}X_{1},\dots,X_{m}\big{\rangle}\big{/}(gX_{1}-f_{1},\ \!\dots,\ \!gX_{m}-f_{m}) is a rational algebra, with the topology induced by the quotient norm, then the presentation AX1,Xm\xtwoheadrightarrowBA\langle X_{1},\ldots X_{m}\rangle\xtwoheadrightarrow{}B induces an inclusion Spa(B,B)Spa(A,A)\operatorname{Spa}(B,B^{\circ})\subset\operatorname{Spa}(A,A^{\circ}). The subsets that occur in this way are called rational subsets, and rational subsets generate the topology on Spa(A,A)\operatorname{Spa}(A,A^{\circ}).

The structure sheaf 𝒪\mathscr{O} is the unique sheaf that takes the value BB on a rational subset Spa(B,B)\operatorname{Spa}(B,B^{\circ}), and whose restriction maps between such rational algebras are the natural ones. The stalk of this structure sheaf 𝒪\mathscr{O} at any point xSpa(A,A)x\in\operatorname{Spa}(A,A^{\circ}) is a topological local ring, and the seminorm x\|-\|_{x} induces a continuous seminorm on 𝒪x\mathscr{O}_{x}. We also consider the subsheaf 𝒪\mathscr{O}^{\circ} of power bounded functions, whose value on an open subset UU is the ring of sections f𝒪X(U)f\in\mathscr{O}_{X}(U) for which fx1\|f\|_{x}\leq 1 at every point xUx\in U. If U=Spa(B,B)U=\operatorname{Spa}(B,B^{\circ}) is a rational subset, then 𝒪(U)=B\mathscr{O}^{\circ}(U)=B^{\circ}.

2.3. Analytic spaces

A strictly KK-analytic space is a Hausdorff topological space XX with a net of compact subspaces ViXV_{i}\subset X, each equipped with a homeomorphism to a strictly KK-affinoid space, and, for each inclusion VjViV_{j}\subset V_{i}, a morphism of KK-affinoid spaces identifying VjV_{j} with an affinoid domain in ViV_{i}. We then consider XX as a locally topologically GG-ringed space, with the induced GG-topology.

An adic space over KK is a locally topologically ringed space (Z,𝒪Z)(Z,\mathscr{O}_{Z}) with an atlas {ViZ}\{V_{i}\!\lx@xy@svg{\hbox{\raise 0.0pt\hbox{\kern 3.0pt\hbox{\ignorespaces\ignorespaces\ignorespaces\hbox{\vtop{\kern 0.0pt\offinterlineskip\halign{\entry@#!@&&\entry@@#!@\cr&\crcr}}}\ignorespaces{\hbox{\kern-3.0pt\raise 0.0pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\hbox{\kern 3.0pt\raise 0.0pt\hbox{$\textstyle{{}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}$}}}}}}}\ignorespaces\ignorespaces\ignorespaces\ignorespaces{\hbox{\kern 3.0pt\raise 0.0pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\lx@xy@hook{1}}}}}}{\hbox{\lx@xy@droprule}}\ignorespaces{\hbox{\kern 27.0pt\raise 0.0pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\lx@xy@tip{1}\lx@xy@tip{-1}}}}}}{\hbox{\lx@xy@droprule}}{\hbox{\lx@xy@droprule}}{\hbox{\kern 27.0pt\raise 0.0pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\hbox{\kern 3.0pt\raise 0.0pt\hbox{$\textstyle{}$}}}}}}}\ignorespaces}}}}\ignorespaces\!Z\}, whose charts are adic spectra of strictly affinoid KK-algebras.

There is a natural functor from KK-analytic spaces to adic spaces, defined as follows. Suppose VV is a KK-analytic space, with an atlas of Berkovich spectra Vi(Ai)V_{i}\cong\mathscr{M}(A_{i}), glued along inclusions induced by morphisms fij:AiAjf_{ij}\colon A_{i}\rightarrow A_{j} for VjViV_{j}\subset V_{i}. Then the associated adic space VadV^{\mathrm{ad}} has an atlas of adic spectra Spa(Ai,Ai)\operatorname{Spa}(A_{i},A^{\circ}_{i}), glued along the inclusions induced by the {fij}\{f_{ij}\}. If XX is a separated scheme of finite type over KK, we write XadX^{\mathrm{ad}} for the adic analytification of XX, i.e., the adic space associated to the Berkovich analytification XanX^{\mathrm{an}}.

2.4. Admissible formal models

Many of the relations between adic spaces and KK-analytic spaces, including those arising through analytification and tropicalization of algebraic schemes, are best understood in terms of Raynaud’s theory of admissible formal models. For an accessible presentation of this theory, see [Bos14].

A topological RR-algebra AA is admissible if there is an isomorphism of topological rings

ARt1,,tn/𝔞,A\ \ \cong\ \ R\langle t_{1},\dots,t_{n}\rangle\big{/}\mathfrak{a},

where Rt1,,tn/𝔞R\langle t_{1},\dots,t_{n}\rangle\big{/}\mathfrak{a} has its 𝔪\mathfrak{m}-adic topology, such that:

  • (i)

    the ideal 𝔞Rt1,,tn\mathfrak{a}\subset R\langle t_{1},\dots,t_{n}\rangle is finitely generated;

  • (ii)

    the ring Rt1,,tn/𝔞R\langle t_{1},\dots,t_{n}\rangle\big{/}\mathfrak{a} is free of 𝔪\mathfrak{m}-torsion.

An admissible formal RR-scheme is a formal scheme over SpfR\mathrm{Spf}_{\ \!\!}R that admits an open covering by formal spectra 𝔘i=SpfAi\mathfrak{U}_{i}=\mathrm{Spf}A_{i}, such that each AiA_{i} is an admissible RR-algebra. Throughout, we assume that all admissible formal schemes are separated and paracompact.

Let 𝔛\mathfrak{X} be an admissible formal RR-scheme, and let {𝔘i𝔛}\big{\{}\mathfrak{U}_{i}\hookrightarrow\mathfrak{X}\big{\}} be an open cover of 𝔛\mathfrak{X} by formal spectra of admissible RR-algebras AiA_{i}. Each topological algebra KRAiK\otimes_{R}A_{i} is strictly KK-affinoid [Bos14, §7.4]. Moreover, paracompactness of 𝔛\mathfrak{X} ensures that the Berkovich spectra (KRAi)\mathscr{M}(K\otimes_{R}A_{i}) of these strictly KK-affinoid algebras glue to produce a KK-analytic space over KK [Ber93, Proposition 1.3.3(b)]. We denote this KK-analytic space 𝔛an\mathfrak{X}^{\mathrm{an}}; it is the Raynaud fiber of 𝔛\mathfrak{X}.

Definition 2.4.1.

(Admissible formal models of an analytic space). Let VV be any KK-analytic space over KK. An admissible formal model of VV is an admissible formal RR-scheme 𝔙\mathfrak{V} together with an isomorphism of KK-analytic spaces 𝔙anV\mathfrak{V}^{\mathrm{an}}\xrightarrow{\ \sim\ }V.

A morphism of admissible formal models of VV is a morphism 𝔙1𝔙2\mathfrak{V}_{1}\longrightarrow\mathfrak{V}_{2} whose induced morphism 𝔙1an𝔙2an\mathfrak{V}_{1}^{\mathrm{an}}\longrightarrow\mathfrak{V}_{2}^{\mathrm{an}} of KK-analytic spaces commutes with the isomorphisms 𝔙1anV\mathfrak{V}_{1}^{\mathrm{an}}\xrightarrow{\ \sim\ }V and 𝔙2anV\mathfrak{V}_{2}^{\mathrm{an}}\xrightarrow{\ \sim\ }V.

2.5. Quasi-compact adic spaces are limits of formal models

Let 𝔛\mathfrak{X} be an admissible formal RR-scheme. We write 𝔛ad\mathfrak{X}^{\mathrm{ad}} for the adic space associated to 𝔛an\mathfrak{X}^{\mathrm{an}}, and refer to this as the adic Raynaud fiber of 𝔛\mathfrak{X}. It comes with a specialization morphism

sp𝔛:(𝔛ad,𝒪𝔛ad)(𝔛,𝒪𝔛)\mathrm{sp}_{\mathfrak{X}}\colon(\mathfrak{X}^{\mathrm{ad}},\mathscr{O}^{\ \!\circ}_{\!\mathfrak{X}^{\mathrm{ad}}})\longrightarrow(\mathfrak{X},\mathscr{O}_{\mathfrak{X}})

of locally topologically ringed spaces over SpecK\mathrm{Spec}_{\ \!}K. Here, 𝒪𝔛ad𝒪𝔛ad\mathscr{O}^{\ \!\circ}_{\!\mathfrak{X}^{\mathrm{ad}}}\subset\mathscr{O}_{\!\mathfrak{X}^{\mathrm{ad}}} denotes the subsheaf of power bounded analytic functions on 𝔛ad\mathfrak{X}^{\mathrm{ad}}.

When 𝔛ad\mathfrak{X}^{\mathrm{ad}} is quasi-compact, these specialization morphisms induce a natural isomorphism

(𝔛ad,𝒪Xad)lim𝔛(\mathfrak{X}^{\mathrm{ad}},\mathscr{O}_{\!X^{\mathrm{ad}}}^{\circ})\xrightarrow{\sim}\varprojlim\mathfrak{X}^{\prime}

in the category of locally topologically ringed spaces, where the inverse limit is taken over the category of formal models 𝔛\mathfrak{X}^{\prime} of 𝔛an\mathfrak{X}^{\mathrm{an}} [Sch12, Theorem 2.22].

3. Adic tropicalization

We now define the adic tropicalization of a subscheme of a toric variety. Its underlying set is the disjoint union of all initial degenerations. This is equipped with the structure of a locally topologically ringed space, via an identification with the inverse limit of all formal models associated to admissible polyhedral covers of the ordinary extended tropicalization.

3.1. Tropicalization

We briefly recall the basic notion of the ordinary extended tropicalization, hereafter referred to as tropicalization, for subschemes of toric varieties. See [Pay09, §3] for further details. Let YΣY_{\Sigma} be the toric variety over KK associated to a fan Σ\Sigma in NN_{\mathbb{R}}. Each cone σΣ\sigma\in\Sigma corresponds to an affine torus-invariant open subvariety UσYΣU_{\sigma}\subset Y_{\Sigma}, whose coordinate ring is the semigroup ring K[Sσ]K[S_{\sigma}] generated over KK by the semigroup SσS_{\sigma} of characters of the dense torus that extend to regular functions on UσU_{\sigma}. We equip {}\mathbb{R}\sqcup\{\infty\} with the topology that makes the exponential map {}0\mathbb{R}\sqcup\{\infty\}\longrightarrow\mathbb{R}_{\geq 0}, given by xexx\mapsto e^{-x}, a homeomorphism. The tropicalization of UσU_{\sigma} is the space of semigroup homomorphisms

Trop(Uσ)=Hom(Sσ,{}),\operatorname{Trop}(U_{\sigma})=\operatorname{Hom}(S_{\sigma},\mathbb{R}\sqcup\{\infty\}),

with the topology induced by that of {}\mathbb{R}\sqcup\{\infty\}.

Just as UσU_{\sigma} decomposes as a disjoint union of torus orbits OτO_{\tau} corresponding to the faces τσ\tau\preceq\sigma, the tropicalization Trop(Uσ)\text{Trop}(U_{\sigma}) decomposes as a disjoint union of real vector spaces

Trop(Uσ)=τσN/span(τ).\text{Trop}(U_{\sigma})=\bigsqcup_{\tau\preceq\sigma}N_{\mathbb{R}}/\mathrm{span}(\tau).

Here each N/span(τ)N_{\mathbb{R}}/\text{span}(\tau) is canonically identified with the tropicalization Trop(Oτ)\operatorname{Trop}(O_{\tau}) of the open torus orbit OτUσO_{\tau}\subset U_{\sigma} corresponding to τ\tau. Each inclusion of faces τσ\tau\preceq\sigma induces open immersions UτUσU_{\tau}\subset U_{\sigma} and Trop(Uτ)Trop(Uσ)\operatorname{Trop}(U_{\tau})\subset\text{Trop}(U_{\sigma}). The tropicalization Trop(YΣ)\operatorname{Trop}(Y_{\Sigma}) is obtained by gluing {Trop(Uσ)}σΣ\{\text{Trop}(U_{\sigma})\}_{\sigma\in\Sigma} along the open immersions Trop(Uτ)Trop(Uσ)\operatorname{Trop}(U_{\tau})\subset\text{Trop}(U_{\sigma}), just as the toric variety YΣY_{\Sigma} is obtained by gluing {Uσ}σΣ\{U_{\sigma}\}_{\sigma\in\Sigma} along the open immersions UτUσU_{\tau}\subset U_{\sigma}. The natural tropicalization maps on affine open toric subvarieties glue to give a proper continuous surjection

Trop:YΣan\xtwoheadrightarrowTrop(YΣ).\operatorname{Trop}\colon Y_{\Sigma}^{\mathrm{an}}\xtwoheadrightarrow{}\operatorname{Trop}(Y_{\Sigma}).

Now, and for the remainder of the paper, we fix a separated scheme XX of finite type over KK. Let ι:XYΣ\iota\colon X\hookrightarrow Y_{\Sigma} be a closed embedding in a toric variety. Then the tropicalization

Trop(X,ι)Trop(YΣ)\mathrm{Trop}(X,\iota)\subset\operatorname{Trop}(Y_{\Sigma})

is the image of the closed subset ι(X)anYΣan\iota(X)^{\mathrm{an}}\subset Y_{\Sigma}^{\mathrm{an}} under Trop\operatorname{Trop}.

Let 𝔞K[M]\mathfrak{a}\subset K[M] denote the ideal cutting out ι(X)T\iota(X)\cap T, where TT denotes the dense torus in YΣY_{\Sigma}. Every point vNv\in N_{\mathbb{R}} has an associated RR-scheme

SpecR[M]v/(𝔞R[M]v),\text{Spec}_{\ \!}R[M]^{v}\big{/}\big{(}\mathfrak{a}\cap R[M]^{v}\big{)}, (1)

where

R[M]v:={uMauχuK[M]:val(au)+u,v0 for all uM}.R[M]^{v}\ :=\ \left\{\sum_{u\in M}a_{u}\ \!\chi^{u}\in K[M]\,:\!\!\begin{array}[]{c}\operatorname{val}(a_{u})+\langle u,v\rangle\geq 0\ \mbox{ for all }u\in M\end{array}\!\!\right\}.

The special fiber of (1) is the initial degeneration of XX at vv, denoted inv(X);\operatorname{in}_{v}(X); it is nonempty if and only if vTrop(X,ι)v\in\mathrm{Trop}(X,\iota).

More generally, for any wTrop(YΣ)w\in\operatorname{Trop}(Y_{\Sigma}), there is a unique cone σΣ\sigma\in\Sigma such that ww lies in the tropicalization Trop(Oσ)N/span(σ)\operatorname{Trop}(O_{\sigma})\cong N_{\mathbb{R}}/\mathrm{span}(\sigma) of the open torus orbit OσYΣO_{\sigma}\subset Y_{\Sigma}. In this case, Mσ:=span(σ)MM_{\sigma}:=\text{span}(\sigma)^{\perp}\cap M is dual to the lattice span(σ)N\text{span}(\sigma)\cap N, and we define

R[Mσ]w:={uMσauχuK[Mσ]:val(au)+u,w0 for all uMσ}.R[M_{\sigma}]^{w}\ :=\ \left\{\sum_{u\in M_{\sigma}}a_{u}\ \!\chi^{u}\in K[M_{\sigma}]\,:\!\!\begin{array}[]{c}\operatorname{val}(a_{u})+\langle u,w\rangle\geq 0\ \mbox{ for all }u\in M_{\sigma}\end{array}\!\!\right\}.

The initial degeneration of XX at ww, denoted inw(ι(X)Oσ)\operatorname{in}_{w}(\iota(X)\cap O_{\sigma}), is the special fiber of the scheme SpecR[Mσ]w/(𝔞R[Mσ]w)\text{Spec}_{\ \!}R[M_{\sigma}]^{w}\big{/}\big{(}\mathfrak{a}\cap R[M_{\sigma}]^{w}\big{)}. For each cone σΣ\sigma\in\Sigma, the intersection of Trop(X,ι)\mathrm{Trop}(X,\iota) with Trop(Oσ)\operatorname{Trop}(O_{\sigma}) is a finite polyhedral complex that parametrizes weight vectors on monomials in MσM_{\sigma} such that inw(ι(X)Oσ)\operatorname{in}_{w}(\iota(X)\cap O_{\sigma}) is nonempty. For simplicity, given ι:XYΣ\iota\colon X\hookrightarrow Y_{\Sigma}, σΣ\sigma\in\Sigma, and wN/span(σ)w\in N_{\mathbb{R}}/\mathrm{span}(\sigma), we sometimes write inw(X)\operatorname{in}_{w}(X) for inw(ι(X)Oσ)\operatorname{in}_{w}(\iota(X)\cap O_{\sigma}). With this notation,

Trop(X,ι)={wTrop(YΣ):inw(X)}.\mathrm{Trop}(X,\iota)=\{w\in\operatorname{Trop}(Y_{\Sigma}):\operatorname{in}_{w}(X)\neq\emptyset\}.

3.2. Admissible polyhedral covers

Let Γ\Gamma\subset\mathbb{R} be the value group of KK. As in the previous section, we consider the toric variety YΣY_{\Sigma} over KK associated to a fan Σ\Sigma in NN_{\mathbb{R}}.

Let PNP\subset N_{\mathbb{R}} be a polyhedron, the intersection of finitely many closed halfspaces. Then the recession cone σP\sigma_{P} is the closed polyhedral cone given by

σP={vN:v+PP}\sigma_{P}=\{v\in N_{\mathbb{R}}:v+P\subset P\}

Equivalently, the cone σP\sigma_{P} is obtained by taking the closure of the cone over P×{1}P\times\{1\} in N×N_{\mathbb{R}}\times\mathbb{R} and intersecting with N×{0}N_{\mathbb{R}}\times\{0\}.

A polyhedron PNP\subset N_{\mathbb{R}} is (Γ,Σ)(\Gamma,\Sigma)-admissible if its recession cone σP\sigma_{P} is in Σ\Sigma, and PP itself can be expressed as an intersection of finitely many halfspaces

P={vN:ui,vγi, for 1in},P=\{v\in N_{\mathbb{R}}:\langle u_{i},v\rangle\geqslant\gamma_{i},\mbox{ for }1\leq i\leq n\},

with uiu_{i} in the character lattice MM and γi\gamma_{i} in Γ\Gamma. Note that any (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedron is pointed, i.e., its minimal faces have dimension zero, since the tail cone is in the fan Σ\Sigma, which is a collection of pointed cones.

An extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedron is the closure P¯\overline{P} in Trop(YΣ)\operatorname{Trop}(Y_{\Sigma}) of a pointed (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedron PP in NN_{\mathbb{R}}. An extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedral complex Δ\Delta is a locally finite collection of extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedra, which we refer to as the faces of the complex, whose intersections with NN_{\mathbb{R}} form a polyhedral complex. The support |Δ||\Delta| of Δ\Delta is the union of its faces, and Δ\Delta is complete if |Δ|=Trop(YΣ)|\Delta|=\operatorname{Trop}(Y_{\Sigma}). Note that we require an extended (Γ,Σ)(\Gamma,\Sigma)-admissible complex to be locally finite not only at points in the dense open subset N|Δ|N_{\mathbb{R}}\cap|\Delta|, but at every point w|Δ|w\in|\Delta|. See also Remark 3.3.1, below.

Remark 3.2.1.

Recall that Γ\Gamma-admissible fans in N×0N_{\mathbb{R}}\times\mathbb{R}_{\geqslant 0}, in the sense of [Gub13, §7], correspond naturally and bijectively with normal toric varieties over the valuation ring RKR\subset K [GS15]. The basic construction is recalled in §3.3 below. For now, note that extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedra correspond naturally and bijectively with Γ\Gamma-admissible cones in N×0N_{\mathbb{R}}\times\mathbb{R}_{\geqslant 0} that meet N×>0N_{\mathbb{R}}\times\mathbb{R}_{>0} and whose intersection with N×{0}N_{\mathbb{R}}\times\{0\} is a face of Σ\Sigma. This correspondence takes an extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedron P¯\overline{P} to the closure of the cone over P×{1}P\times\{1\}. Similarly, locally finite extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedral complexes correspond naturally and bijectively with the locally finite Γ\Gamma-admissible fans in N×0N_{\mathbb{R}}\times\mathbb{R}_{\geqslant 0} whose restriction to N×{0}N_{\mathbb{R}}\times\{0\} is Σ\Sigma. The latter correspond, in turn, with locally finite type toric schemes over the valuation ring whose general fiber is YΣY_{\Sigma}.

We will use the following lemma, on existence of complete complexes that simultaneously refine any finite collection of admissible polyhedra, in the proofs of Theorems  1.2 and 4.1.3. It is an immediate consequence of the following result of Coles and Friedenburg.

Theorem ([CF23b, Theorem 1.1]).

Let Δ\Delta^{\prime} be a finite extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedral complex. Then there is a complete and locally finite extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedral complex that contains Δ\Delta^{\prime} as a subcomplex.

Lemma 3.2.2.

Let P¯1,,P¯n\overline{P}_{1},\dots,\overline{P}_{n} be extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedra. Then there is a complete, locally finite extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedral complex Δ\Delta such that each P¯i\overline{P}_{i} is a union of faces of Δ\Delta, for 1in1\leq i\leq n.

Proof.

For each ii there is a complete locally finite extended (Γ,Σ)(\Gamma,\Sigma)-admissible complex Δi\Delta_{i} that contains P¯i\overline{P}_{i} as a face, by [CF23b, Theorem 1.1]. Then we can take Δ\Delta to be the smallest common refinement of Δ1,,Δn\Delta_{1},\ldots,\Delta_{n}. ∎

3.3. Gubler models of toric varieties

If P¯Trop(YΣ)\overline{P}\subset\operatorname{Trop}(Y_{\Sigma}) is an extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedron, then Trop1(P¯)\operatorname{Trop}^{-1}(\overline{P}) is a strictly affinoid analytic domain in YΣanY_{\Sigma}^{\mathrm{an}}, and is canonically realized as the Raynaud fiber of the formal completion of a flat RR-scheme whose generic fiber is the affine open subvariety UσPYΣU_{\sigma_{P}}\subset Y_{\Sigma}, as we now explain. Let R[M]PR[M]^{P} denote the RR-algebra

R[M]P={uMauχuK[M]:val(au)+u,v0 for all vP},R[M]^{P}\ =\ \left\{\sum_{u\in M}a_{u}\ \!\chi^{u}\in K[M]\ :\!\begin{array}[]{c}\operatorname{val}(a_{u})+\langle u,v\rangle\geq 0\ \mbox{ for all }v\in P\!\!\end{array}\right\}, (2)

and let 𝒰P\mathscr{U}_{P} denote the RR-scheme 𝒰P=SpecR[M]P\mathscr{U}_{P}=\mathrm{Spec}\ \!R[M]^{P}. By [Gub13, Propositions 6.6 and 6.10], 𝒰P\mathscr{U}_{P} is a normal scheme flat over RR with generic fiber (𝒰P)K:=𝒰PRK(\mathscr{U}_{P})_{K}:=\mathscr{U}_{P}\otimes_{R}K naturally isomorphic to the affine toric variety associated to the recession cone σP\sigma_{P}:

(𝒰P)KUσP.(\mathscr{U}_{P})_{K}\ \cong\ U_{\sigma_{P}}.

Let 𝔘P\mathfrak{U}_{P} denote the formal RR-scheme obtained as the completion of 𝒰P\mathscr{U}_{P} along its special fiber. Since KK is algebraically closed, the value group Γ\Gamma is divisible, and hence the formal scheme 𝔘P\mathfrak{U}_{P} is admissible [Gub13, Proposition 6.7].

Let 𝔘Pan\mathfrak{U}_{P}^{\mathrm{an}} denote the Raynaud fiber of 𝔘P\mathfrak{U}_{P}. Then the Raynaud fiber 𝔘Pan\mathfrak{U}_{P}^{\mathrm{an}} is naturally identified with a strictly affinoid domain inside the Berkovich analytification UσPanU_{\sigma_{P}}^{\mathrm{an}} [Gub13, §4.13]. Specifically,

𝔘Pan{xUσPan:|f(x)|1for all fK[SσP]}.\mathfrak{U}_{P}^{\mathrm{an}}\ \cong\ \big{\{}x\in U_{\sigma_{P}}^{\mathrm{an}}:|f(x)|\leq 1\ \mbox{for all }f\in K[S_{\sigma_{P}}]\big{\}}.

Applying [Gub13, Lemma 6.21] to each orbit OσYΣO_{\sigma}\subset Y_{\Sigma}, for σΣ\sigma\in\Sigma, we see that this strictly affinoid domain is the inverse image of P¯Trop(YΣ)\overline{P}\subset\operatorname{Trop}(Y_{\Sigma}) under the tropicalization map,

𝔘Pan=Trop1(P¯).\mathfrak{U}_{P}^{\mathrm{an}}=\operatorname{Trop}^{-1}(\overline{P}). (3)

These models of strictly affinoid domains associated to extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedra glue together naturally, as follows. Each inclusion of a face of an extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedron Q¯P¯\overline{Q}\subset\overline{P} induces a Zariski open embedding of RR-schemes 𝒰Q𝒰P\mathscr{U}_{Q}\subset\mathscr{U}_{P} and a Zariski open embedding of formal RR-schemes 𝔘Q𝔘P\mathfrak{U}_{Q}\subset\mathfrak{U}_{P}. If Δ\Delta is an extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedral complex, gluing along these open embeddings naturally produces a flat RR-scheme 𝒴Δ\mathscr{Y}_{\Delta} and an admissible formal RR-scheme 𝔜Δ\mathfrak{Y}_{\Delta}, respectively. By construction, 𝔜Δ\mathfrak{Y}_{\Delta} is the formal completion of 𝒴Δ\mathscr{Y}_{\Delta} along its special fiber. Furthermore, the Raynaud fiber 𝔜Δan\mathfrak{Y}_{\Delta}^{\mathrm{an}} is the preimage of the support |Δ|Trop(YΣ)|\Delta|\subset\operatorname{Trop}(Y_{\Sigma}) under the tropicalization map, i.e.,

𝔜Δan=Trop1(|Δ|).\mathfrak{Y}_{\Delta}^{\mathrm{an}}=\mathrm{Trop}^{-1}(|\Delta|). (4)
Remark 3.3.1.

In [Gub13], such algebraic and formal models are considered only for finite complexes Δ\Delta. Even for an arbitrary (infinite) complex Δ\Delta, one may construct the affine RR-schemes 𝒰𝒫\mathscr{U_{P}}, glue along the open embeddings corresponding to inclusions of faces to construct 𝒴Δ\mathscr{Y}_{\Delta}, and formally complete along the special fiber to obtain 𝔜Δ\mathfrak{Y}_{\Delta}. Note, however, that if some face of the complex is contained in infinitely many other faces, then the resulting formal scheme is not paracompact, and hence does not have a Raynaud fiber in the category of Berkovich spaces. Moreover, even when every face is contained in only finitely many other faces, one must take care in comparing the Raynaud fiber 𝔜Δan\mathfrak{Y}_{\Delta}^{\mathrm{an}} with Trop1(|Δ|)\mathrm{Trop}^{-1}(|\Delta|); indeed, Example 3.3.2 shows that these two analytic spaces are not isomorphic in general when Δ\Delta is not locally finite. Nevertheless, the standard constructions of 𝔜Δan\mathfrak{Y}_{\Delta}^{\mathrm{an}}, its natural map to Trop1(|Δ|)\mathrm{Trop}^{-1}(|\Delta|), and the proof that this map is an isomorphism when Δ\Delta is finite are all local; they extend verbatim to the case where Δ\Delta is locally finite.

Example 3.3.2.

We briefly sketch an example of a (Γ,Σ)(\Gamma,\Sigma)-admissible complex that is not locally finite, for which the analogue of (4) does not hold. Let Γ=\Gamma=\mathbb{Q}, N=N=\mathbb{Z}, and Σ={0}\Sigma=\{0\}. Consider the complex Δ\Delta whose maximal faces are the point 0 together with the intervals [1n+1,1n]\big{[}\frac{1}{n+1},\frac{1}{n}\big{]} for positive integers nn. Then |Δ|=[0,1]|\Delta|=[0,1], but Δ\Delta is not locally finite at 0. The Raynaud fiber 𝔜Δan\mathfrak{Y}_{\Delta}^{\mathrm{an}} is the disjoint union of Trop1(0)\mathrm{Trop}^{-1}(0) and Trop1((0,1])\mathrm{Trop}^{-1}((0,1]), which is disconnected, and not isomorphic to Trop1(|Δ|)\mathrm{Trop}^{-1}(|\Delta|).

3.4. Gubler models of closed subvarieties

Let ι:XYΣ\iota\colon X\hookrightarrow Y_{\Sigma} be the inclusion of a closed subscheme, and let Δ\Delta be an extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedral complex in Trop(YΣ)\operatorname{Trop}(Y_{\Sigma}). Then, for each face P¯\overline{P} of Δ\Delta, we obtain an RR-model 𝒳P\mathscr{X}_{P} of XUσPX\cap U_{\sigma_{P}} as the closure of XX in the toric scheme 𝒰P\mathscr{U}_{P}. Gluing along the inclusions of faces in Δ\Delta, we obtain an RR-model 𝒳Δ\mathscr{X}_{\Delta} of XX, which we refer to as the (algebraic) Gubler model of XX associated to the pair (ι,Δ)(\iota,\Delta). See also [CF23a] for further discussion of such formal models.

Completing each RR-scheme 𝒳P\mathscr{X}_{P} along its special fiber, we obtain an admissible formal RR-scheme 𝔛P\mathfrak{X}_{P}. Gluing these formal schemes along the inclusions in Δ\Delta, we obtain an admissible formal RR-scheme 𝔛Δ\mathfrak{X}_{\Delta} isomorphic to the completion of 𝒳Δ\mathscr{X}_{\Delta} along its special fiber, whose Raynaud fiber 𝔛Δan\mathfrak{X}_{\Delta}^{\mathrm{an}} is the preimage of |Δ||\Delta| in XanX^{\mathrm{an}}. In particular, 𝔛Δ\mathfrak{X}_{\Delta} is a formal model of XanX^{\mathrm{an}} if and only if |Δ||\Delta| contains Trop(X,ι)\mathrm{Trop}(X,\iota). In this case, we say that Δ\Delta covers Trop(X,ι)\mathrm{Trop}(X,\iota) and refer to 𝔛Δ\mathfrak{X}_{\Delta} as the formal Gubler model of XanX^{\mathrm{an}} associated to the pair (ι,Δ)(\iota,\Delta). When we want to stress the role of the closed embedding ι:XYΣ\iota\colon X\hookrightarrow Y_{\Sigma} in the construction of the formal Gubler model 𝔛Δ\mathfrak{X}_{\Delta}, we write 𝔛(ι,Δ)\mathfrak{X}_{(\iota,\Delta)}.

3.5. Adic tropicalization as an inverse limit of formal models

Let Δ\Delta and Δ\Delta^{\prime} be extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedral complexes that cover Trop(X,ι)\mathrm{Trop}(X,\iota). We say that Δ\Delta^{\prime} refines Δ\Delta if each face P¯\overline{P}^{\prime} of Δ\Delta^{\prime} is contained in some face P¯\overline{P} of Δ\Delta. The induced maps 𝔛P𝔛P\mathfrak{X}_{P^{\prime}}\rightarrow\mathfrak{X}_{P} glue to produce a morphism of formal RR-schemes 𝔛Δ𝔛Δ\mathfrak{X}_{\Delta^{\prime}}\longrightarrow\mathfrak{X}_{\Delta}. This gives a functor from the category of extended (Γ,Σ)(\Gamma,\Sigma)-admissible complexes that cover Trop(X,ι)\mathrm{Trop}(X,\iota), in which the morphisms are refinements, to the category of admissible formal models of XanX^{\mathrm{an}}.

Definition 3.5.1.

The adic tropicalization of the closed embedding ι:XYΣ\iota\colon X\hookrightarrow Y_{\Sigma} is the locally topologically ringed space

(𝔗𝔯𝔬𝔭(X,ι),𝒪𝔗𝔯𝔬𝔭(X,ι)):=lim(𝔛Δ,𝒪𝔛Δ),\big{(}\mathfrak{Trop}(X,\iota),\mathscr{O}_{\mathfrak{Trop}(X,\iota)}\big{)}\ :=\ \varprojlim(\mathfrak{X}_{\Delta},\mathscr{O}_{\mathfrak{X}_{\Delta}}),

where the limit is taken over all models associated to extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedral complexes that cover Trop(X,ι)\mathrm{Trop}(X,\iota) and all morphisms induced by refinements.

When no confusion seems possible, we denote both the adic tropicalization of ι\iota and its underlying topological space simply by 𝔗𝔯𝔬𝔭(X,ι)\mathfrak{Trop}(X,\iota). See [Fos16, Remark 2.2.4] for the existence of limits in the category of locally topologically ringed spaces.

Remark 3.5.2.

For a detailed example of the adic tropicalization of a line in 2\mathbb{P}^{2}, with accompanying figures, see [Fos16, Example 3.5.6].

Consider the category of toric embeddings of XX, whose objects are closed embeddings ι:XYΣ\iota\colon X\hookrightarrow Y_{\Sigma} into toric varieties, and whose morphisms are commutative diagrams

X\textstyle{X}YΣ\textstyle{Y_{\Sigma}}YΣ\textstyle{Y_{\Sigma^{\prime}}}ι\scriptstyle{\iota}ι\scriptstyle{\iota^{\prime}}f\scriptstyle{f}

induced by a toric morphism ϕ:ΣΣ\phi\colon\Sigma\longrightarrow\Sigma^{\prime} of fans. Given such a diagram, let Δ\Delta^{\prime} be an extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedral complex that covers Trop(X,ι)\mathrm{Trop}(X,\iota^{\prime}). Note that we can refine any extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedral complex Δ\Delta that covers Trop(X,ι)\mathrm{Trop}(X,\iota) to obtain a cover Δ+\Delta^{+} such that the induced morphism Trop(f):Trop(YΣ)Trop(YΣ)\operatorname{Trop}(f)\colon\operatorname{Trop}(Y_{\Sigma})\longrightarrow\operatorname{Trop}(Y_{\Sigma^{\prime}}) maps each P¯Δ+\overline{P}\in\Delta^{+} into some P¯Δ\overline{P}^{\prime}\in\Delta^{\prime}. There are then induced morphisms of algebraic and admissible formal RR-schemes

𝒳P𝒳P and 𝔛P𝔛P,\mathscr{X}_{P}\rightarrow\mathscr{X}_{P^{\prime}}\mbox{ \ \ and \ \ }\mathfrak{X}_{P}\rightarrow\mathfrak{X}_{P^{\prime}},

which glue to give morphisms of algebraic and formal Gubler models

𝒳Δ𝒳Δ and 𝔛Δ𝔛Δ.\mathscr{X}_{\Delta}\rightarrow\mathscr{X}_{\Delta^{\prime}}\mbox{ \ \ and \ \ }\mathfrak{X}_{\Delta}\rightarrow\mathfrak{X}_{\Delta^{\prime}}.

From this it follows that each morphism ff of toric embeddings induces a morphism of adic tropicalizations,

𝔗𝔯𝔬𝔭(X,f):𝔗𝔯𝔬𝔭(X,ι)𝔗𝔯𝔬𝔭(X,ι),\mathfrak{Trop}(X,f)\colon\mathfrak{Trop}(X,\iota)\longrightarrow\mathfrak{Trop}(X,\iota^{\prime}),

in the category of locally topologically ringed spaces; hence, adic tropicalization is a functor from toric embeddings to locally topologically ringed spaces.

3.6. Adic tropicalization as a union of initial degenerations

We now show that the disjoint union of the initial degenerations inw(X)\operatorname{in}_{w}(X), for wTrop(X,ι)w\in\operatorname{Trop}(X,\iota), is naturally identified with the underlying set of the adic tropicalization 𝔗𝔯𝔬𝔭(X,ι)\mathfrak{Trop}(X,\iota).

Lemma 3.6.1.

For each point wTrop(X,ι)w\in\mathrm{Trop}(X,\iota), not necessarily Γ\Gamma-rational, there is a natural isomorphism of kk-schemes

inw(X)limPw(𝔛P)s,\operatorname{in}_{w}(X)\xrightarrow{\ \sim\ }\varprojlim_{P\ni w}(\mathfrak{X}_{P})_{s},

where PP ranges over all (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedra that contain ww.

Proof.

Consider first the special case where ww is in the dense open subset NTrop(YΣ)N_{\mathbb{R}}\subset\mathrm{Trop}(Y_{\Sigma}). For each (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedron PP that contains ww, we have R[M]PR[M]wR[M]^{P}\subset R[M]^{w}. Furthermore, from (2) we see that, for each fK[M]f\in K[M] there is a (Γ,Σ)(\Gamma,\Sigma)-polyhedron PfP_{f} (possibly empty) such that fR[M]wf\in R[M]^{w} if and only if wPfw\in P_{f}. It follows that R[M]w=PwR[M]PR[M]^{w}=\bigcup_{P\ni w}R[M]^{P}. Passing to the special fibers of the associated RR-schemes, we conclude that inwXlimPw(𝔛P)s\operatorname{in}_{w}{X}\cong\varprojlim_{P\ni w}(\mathfrak{X}_{P})_{s}, as required.

For the general case, consider wTrop(Oσ)w\in\operatorname{Trop}(O_{\sigma}), for some σΣ\sigma\in\Sigma. Let P¯\overline{P} be an extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedron that contains ww. Then the recession cone of PP contains σ\sigma, and P¯Trop(Oσ)\overline{P}\cap\text{Trop}(O_{\sigma}) is the image of PP under the projection NN/span(σ)N_{\mathbb{R}}\longrightarrow N_{\mathbb{R}}/\text{span}(\sigma). Because each linear function in uMσu\in M_{\sigma} is constant on the fibers of this projection, we obtain inclusions R[Mσ]P¯Trop(Oσ)R[M]PR[M_{\sigma}]^{\overline{P}\cap\operatorname{Trop}(O_{\sigma})}\hookrightarrow R[M]^{P}, and

P¯wR[Mσ]P¯Trop(Oσ)P¯wR[M]P.\bigcup_{\overline{P}\ni w}R[M_{\sigma}]^{\overline{P}\cap\operatorname{Trop}(O_{\sigma})}\ \lx@xy@svg{\hbox{\raise 0.0pt\hbox{\kern 3.0pt\hbox{\ignorespaces\ignorespaces\ignorespaces\hbox{\vtop{\kern 0.0pt\offinterlineskip\halign{\entry@#!@&&\entry@@#!@\cr&\crcr}}}\ignorespaces{\hbox{\kern-3.0pt\raise 0.0pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\hbox{\kern 3.0pt\raise 0.0pt\hbox{$\textstyle{{}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}$}}}}}}}\ignorespaces\ignorespaces\ignorespaces\ignorespaces{\hbox{\kern 3.0pt\raise 0.0pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\lx@xy@hook{1}}}}}}{\hbox{\lx@xy@droprule}}\ignorespaces{\hbox{\kern 27.0pt\raise 0.0pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\lx@xy@tip{1}\lx@xy@tip{-1}}}}}}{\hbox{\lx@xy@droprule}}{\hbox{\lx@xy@droprule}}{\hbox{\kern 27.0pt\raise 0.0pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\hbox{\kern 3.0pt\raise 0.0pt\hbox{$\textstyle{}$}}}}}}}\ignorespaces}}}}\ignorespaces\bigcup_{\overline{P}\ni w}\!R[M]^{P}. (5)

We must show that (5) becomes an isomorphism over the residue field kk. As a first step, suppose auχua_{u}\chi^{u} is a nonzero monomial in P¯wR[M]P\bigcup_{\overline{P}\ni w}\!R[M]^{P} and uMσu\not\in M_{\sigma}. We claim that auχua_{u}\chi^{u} vanishes modulo the maximal ideal 𝔪R\mathfrak{m}\subset R. To see this, note that the linear function uu must be strictly positive on the interior of σ\sigma, which contains a Γ\Gamma-rational point vv^{\prime}. Let P=P+vP^{\prime}=P+v^{\prime}. Then wP¯w\in\overline{P}^{\prime} and auχu𝔪R[M]Pa_{u}\chi^{u}\in\mathfrak{m}R[M]^{P^{\prime}}. Hence auχua_{u}\chi^{u} vanishes modulo 𝔪\mathfrak{m}, as claimed. The remainder of the argument is similar to the previous case. ∎

Proposition 3.6.2.

There is a natural bijection

wTrop(X,ι)|inw(X)||𝔗𝔯𝔬𝔭(X,ι)|\bigsqcup_{w\in\operatorname{Trop}(X,\iota)}\!\!\!\!\!\!\big{|}\operatorname{in}_{w}(X)\big{|}\xrightarrow{\ \sim\ }\big{|}\mathfrak{Trop}(X,\iota)\big{|} (6)

between the set underlying the adic tropicalization 𝔗𝔯𝔬𝔭(X,ι)\mathfrak{Trop}(X,\iota) and the disjoint union of all initial degenerations of XX at all points on Trop(X,ι)\operatorname{Trop}(X,\iota).

Proof.

To construct the map (6), it suffices to construct a map |inw(X)|limΔ|𝔛Δ||\operatorname{in}_{w}(X)|\longrightarrow\varprojlim_{\Delta}\big{|}\mathfrak{X}_{\Delta}\big{|}, where the limit is over (Γ,Σ)(\Gamma,\Sigma)-admissible covers of Trop(X,ι)\mathrm{Trop}(X,\iota). Each such cover contains a face P¯\overline{P} that contains ww, and the existence of this map then follows from Lemma 3.6.1.

By [Gub13, Proposition 8.8], if P¯\overline{P} and Q¯\overline{Q} are disjoint faces of Δ\Delta, then 𝔛P\mathfrak{X}_{P} and 𝔛Q\mathfrak{X}_{Q} are disjoint in 𝔛Δ\mathfrak{X}_{\Delta}. It follows that the map (6) is injective. To see that (6) is surjective, observe that again by [Gub13, Proposition 8.8] any point pp in the inverse limit limΔ|𝔛Δ|\varprojlim_{\Delta}\big{|}\mathfrak{X}_{\Delta}\big{|} projects into 𝔛Pi\mathfrak{X}_{P_{i}} for some nested decreasing sequence of admissible polyhedra PiP_{i} in Trop(YΣ)\operatorname{Trop}(Y_{\Sigma}) such that Pi\bigcap P_{i} is the single point ww. Then pp is in the image of |inw(X)|\big{|}\operatorname{in}_{w}(X)\big{|}. ∎

4. The adic limit theorem

In this section, we prove Theorem 1.1, showing that the adic analytification of a subscheme of a toric variety is recovered as the inverse limit of the adic tropicalizations of any system of toric embeddings that satisfies the condition (\dagger) from the introduction. The proof is not as direct as those of the tropical limit theorems in [Pay09, FGP14]. We first prove a strong cofinality statement for Gubler models of a projective scheme (Theorem 4.1.3), and then deduce that adic analytifications of certain strictly affinoid domains in analytifications of affine schemes can be obtained as inverse limits of algebraizable formal models (Corollary 4.1.4). Theorem 1.1 then follows easily.

4.1. Cofinality of Gubler models for strictly affinoid domains

As in the previous sections, we let XX denote a separated scheme of finite type over KK. Recall that a formal scheme 𝔛\mathfrak{X} is algebraizable if it is isomorphic to the formal completion of a flat RR-scheme of finite type. By construction, any formal Gubler model is algebraizable.

Lemma 4.1.1.

If XX is projective, then the algebraizable formal models are cofinal in the inverse system of all formal models of XanX^{\mathrm{an}}.

Proof.

Let 𝔛\mathfrak{X} be an arbitrary formal model of XanX^{\mathrm{an}}. We must show that there is an algebraizable formal model that dominates 𝔛\mathfrak{X}. Fix an embedding of XX in the projective space Kn\mathbb{P}^{n}_{K}. Then the closure 𝒳\mathscr{X} of XX in Rn\mathbb{P}^{n}_{R} is flat and hence of finite presentation over RR [RG71, Corollary 3.4.7]. Since 𝒳\mathscr{X} is of finite presentation, its formal completion 𝔛\mathfrak{X}^{\prime} is admissible. Because XX is projective, the adic space XadX^{\mathrm{ad}} is quasi-compact, and therefore every admissible formal model of XadX^{\mathrm{ad}} is quasi-paracompact in the sense of [Bos14, §8.2, Definition 12]. By Raynaud’s theorem [Bos14, §8.4, Theorem 3], this implies that there is an admissible formal blowup 𝔛′′𝔛\mathfrak{X}^{\prime\prime}\rightarrow\mathfrak{X}^{\prime} such that 𝔛′′\mathfrak{X}^{\prime\prime} admits a morphism to 𝔛\mathfrak{X}. The center of this admissible formal blowup is a coherent ideal sheaf on 𝔛\mathfrak{X}^{\prime} and, since 𝔛\mathfrak{X}^{\prime} is projective over SpfR\operatorname{Spf}R, this coherent sheaf is algebraizable [Abb10, Theorem 2.13.8]. Then 𝔛′′\mathfrak{X}^{\prime\prime} is an algebraizable formal model of XanX^{\mathrm{an}} that dominates 𝔛\mathfrak{X}, and the lemma follows. ∎

We now state and prove a technical theorem about the Gubler models 𝔛Δ\mathfrak{X}_{\Delta} of projective schemes.

Definition 4.1.2.

We will say that a formal Gubler model 𝔛Δ\mathfrak{X}_{\Delta} of XX is adapted to an analytic domain VXanV\subset X^{\mathrm{an}} if there is a subcomplex ΔΔ\Delta^{\prime}\subset\Delta such that VV is the Raynaud fiber 𝔛Δan𝔛Δan\mathfrak{X}_{\Delta^{\prime}}^{\mathrm{an}}\subset\mathfrak{X}_{\Delta}^{\mathrm{an}}.

Equivalently, 𝔛Δ\mathfrak{X}_{\Delta} is adapted to VV if V=Trop1(|Δ|)V=\mathrm{Trop}^{-1}(|\Delta^{\prime}|) for some subcomplex Δ\Delta^{\prime} of Δ\Delta.

Theorem 4.1.3.

Let XX be projective over KK, let UXU\subset X be an affine open subscheme, and let {g1,,gn}K[U]\{g_{1},\ldots,g_{n}\}\subset K[U] be a set of generators for the coordinate ring. Consider the strictly affinoid domain

V={xUan:|g(x)|1, for 1n}.V=\big{\{}x\in U^{\mathrm{an}}\,:\,|g_{\ell}(x)|\leq 1,\mbox{ for }1\leq\ell\leq n\big{\}}.

Then the formal Gubler models 𝔛(ι,Δ)\mathfrak{X}_{(\iota,\Delta)} adapted to VV such that UU is the preimage under ι\iota of a torus invariant affine open subvariety are cofinal in the inverse system of all formal models of XanX^{\mathrm{an}}.

Proof.

By Lemma 4.1.1, the algebraizable models of XX are cofinal in the inverse system of all formal models. Thus it suffices to show that every algebraizable model is dominated by a formal Gubler model 𝔛(ι,Δ)\mathfrak{X}_{(\iota,\Delta)} that is adapted to VV, such that UU is the preimage under ι\iota of a torus invariant affine open subvariety.

Fix an affine open cover X=U1UrX=U_{1}\cup\cdots\cup U_{r}, with U=U1U=U_{1}. Let 𝒳\mathscr{X} be a flat and proper RR-scheme with generic fiber XX. Note that 𝒳\mathscr{X} is finitely presented over RR, by [RG71, Corollary 3.4.7]. Cover 𝒳\mathscr{X} by finitely many affine opens. After refinement, we may assume that this cover consists of affine opens labeled 𝒰ij\mathscr{U}_{ij} such that, for each ii and jj, the generic fiber 𝒰ij×SpecK\mathscr{U}_{ij}\times\mathrm{Spec}\ \!K is a distinguished affine open D(fij)UiD(f_{ij})\subset U_{i} for some fijK[Ui]f_{ij}\in K[U_{i}]. For each ii and jj, choose a presentation

𝒰ij=SpecR[xij1,,xijs]/𝔞ij,\mathscr{U}_{ij}\ =\ \mathrm{Spec}\ \!R[x_{ij1},\ldots,x_{ijs}]\big{/}\mathfrak{a}_{ij},

where xijk=yijk/fijmkx_{ijk}=y_{ijk}\big{/}f_{ij}^{m_{k}}, for some yijkK[Ui]y_{ijk}\in K[U_{i}] and mk0m_{k}\in\mathbb{Z}_{\geqslant 0}.

By [FGP14, Theorem 4.2], the inverse system of all toric embeddings of XX satisfies (\dagger) with respect to any affine open cover, so we can choose a closed embedding ι:XYΣ\iota\colon X\hookrightarrow Y_{\Sigma} such that

  • (i)

    each UiU_{i} is the preimage of a torus invariant affine open UσiU_{\sigma_{i}}, for 1ir1\leq i\leq r,

  • (ii)

    each of the functions fijf_{ij} and yijky_{ijk} is the pullback of a character that is regular on UσiU_{\sigma_{i}}, and

  • (iii)

    each of the functions gg_{\ell} appearing in the statement of the theorem is the pullback of a character that is regular on Uσ1U_{\sigma_{1}}, for 1n1\leq\ell\leq n.

Let 𝔛\mathfrak{X} be the formal completion of 𝒳\mathscr{X}. We will construct an admissible polyhedral cover Δ\Delta of Trop(X,ι)\mathrm{Trop}(X,\iota) such that the associated Gubler model 𝔛Δ\mathfrak{X}_{\Delta} is adapted to VV and dominates 𝔛\mathfrak{X}. The proof involves finding admissible polyhedra PP and PijP_{ij} such that V=𝔛PanV=\mathfrak{X}_{P}^{\mathrm{an}} and (𝒰^ij)an=𝔛Pijan(\widehat{\mathscr{U}}_{ij})^{\mathrm{an}}=\mathfrak{X}_{P_{ij}}^{\mathrm{an}} and then applying Lemma 3.2.2. The details are as follows.

Let MM be the character lattice of the dense torus in YΣY_{\Sigma}. Choose u1,,unu_{1},\ldots,u_{n} in MM such that gg_{\ell} is the pullback of the character χu\chi^{u_{\ell}}, which is regular on Uσ1U_{\sigma_{1}}. If these do not generate K[Uσ1]K[U_{\sigma_{1}}], then choose additional characters χun+1,,χun\chi^{u_{n+1}},\ldots,\chi^{u_{n^{\prime}}} so that {χui: 1in}\{\chi^{u_{i}}\,:\,1\leq i\leq n^{\prime}\} does generate. Let aia_{i} be the minimum of the continuous function valχui\operatorname{val}\chi^{u_{i}} on the compact space VV. Let P¯\overline{P} be the extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedron in Trop(YΣ)\operatorname{Trop}(Y_{\Sigma}) given by the closure of

P={vN:ui,vai for 1in}.P=\{v\in N_{\mathbb{R}}\,:\,\langle u_{i},v\rangle\geqslant a_{i}\mbox{ for }1\leq i\leq n^{\prime}\}.

Then V=Trop1(P¯)V=\operatorname{Trop}^{-1}(\overline{P}), by construction. By (3), it follows that VV is the Raynaud fiber 𝔛Pan\mathfrak{X}_{P}^{\mathrm{an}}.

Next, choose uiju_{ij} and uijku_{ijk} in MM such that fijf_{ij} and yijky_{ijk} are the pullbacks of the characters χuij\chi^{u_{ij}} and χuijk\chi^{u_{ijk}}, respectively, each of which is regular on UσiU_{\sigma_{i}}. Recall that the distinguished affine open D(fij)UiD(f_{ij})\subset U_{i} is the general fiber of 𝒰ij\mathscr{U}_{ij}, and hence is the preimage of the torus invariant affine open UσijUσiU_{\sigma_{ij}}\subset U_{\sigma_{i}} on which χuij\chi^{u_{ij}} is invertible. In particular, the characters χuijkmkuij\chi^{u_{ijk}-m_{k}u_{ij}} are regular on UσijU_{\sigma_{ij}}. As in the previous paragraph, we can choose additional characters to generate K[Uσij]K[U_{\sigma_{ij}}] and the valuations of all of these characters achieve their minima on the compact strictly affinoid domain (𝒰^ij)an(\widehat{\mathscr{U}}_{ij})^{\mathrm{an}}. Let P¯ij\overline{P}_{ij} be the closure in Trop(YΣ)\operatorname{Trop}(Y_{\Sigma}) of the polyhedron in NN_{\mathbb{R}} on which the linear functions corresponding to each of these characters is bounded below by the respective minima of valuations on (𝒰^ij)an(\widehat{\mathscr{U}}_{ij})^{\mathrm{an}}. Then PijP_{ij} is (Γ,Σ)(\Gamma,\Sigma)-admissible by construction, and there is a natural morphism

φij:𝔛Pij𝔛,\varphi_{ij}\colon\mathfrak{X}_{P_{ij}}\rightarrow\mathfrak{X},

inducing an identification 𝔛Pijan(𝒰^ij)an\mathfrak{X}_{P_{ij}}^{\mathrm{an}}\xrightarrow{\sim}(\widehat{\mathscr{U}}_{ij})^{\mathrm{an}} on the Raynaud fibers. Since 𝒳\mathscr{X} is proper over RR, we have that {(𝒰^ij)an}\{(\widehat{\mathscr{U}}_{ij})^{\mathrm{an}}\} covers XanX^{\mathrm{an}} and hence {P¯ij}\{\overline{P}_{ij}\} covers Trop(X,ι)\mathrm{Trop}(X,\iota).

By Lemma 3.2.2, there is an extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedral complex Δ\Delta such that P¯\overline{P} and each of the {P¯ij}\{\overline{P}_{ij}\} is a union of faces of Δ\Delta. Moreover, since the {P¯ij}\{\overline{P}_{ij}\} cover Trop(X,ι)\mathrm{Trop}(X,\iota), we may assume that each face of Δ\Delta is contained in some P¯ij\overline{P}_{ij}, without changing the Gubler model 𝔛Δ\mathfrak{X}_{\Delta}. Then each inclusion Q¯P¯ij\overline{Q}\subset\overline{P}_{ij}, for QΔQ\in\Delta induces morphisms of formal schemes

𝔛Q𝔛Pijφij𝔛,\mathfrak{X}_{Q}\longrightarrow\mathfrak{X}_{P_{ij}}\xrightarrow{\varphi_{ij}}\mathfrak{X},

which glue together to give 𝔛Δ𝔛\mathfrak{X}_{\Delta}\rightarrow\mathfrak{X}, a morphism of formal models of XanX^{\mathrm{an}}, as required. Here, we use that the recession cone of each PijP_{ij} is in Σ\Sigma to ensure that the generic fiber of 𝔛Δ\mathfrak{X}_{\Delta} is XanX^{\mathrm{an}}, and not some modification associated to a toric blowup of YΣY_{\Sigma}. ∎

Corollary 4.1.4.

Let UU be an affine scheme of finite type over KK, with {g1,,gn}\{g_{1},\ldots,g_{n}\} a generating set for the coordinate ring K[U]K[U]. Let VUanV\subset U^{\mathrm{an}} be the strictly affinoid domain

V={xUan:|g(x)|1 for 1n},V=\{x\in U^{\mathrm{an}}\,:\,|g_{\ell}(x)|\leq 1\mbox{ \ for \ }1\leq\ell\leq n\},

and let 𝒮V\mathcal{S}_{V} be the inverse system consisting of all formal models of VV of the form 𝔘(ι,Δ)\mathfrak{U}_{(\iota,\Delta)}, where ι\iota is a closed embedding of UU into an affine toric variety. Then the pair (Vad,𝒪Vad)(V^{\mathrm{ad}},\mathscr{O}^{\circ}_{V^{\mathrm{ad}}}) is naturally isomorphic to lim𝒮V(𝔘(ι,Δ),𝒪Vad)\varprojlim_{\mathcal{S}_{V}}(\mathfrak{U}_{(\iota,\Delta)},\mathscr{O}^{\circ}_{V^{\mathrm{ad}}}).

Proof.

Choose a projective compactification XX of UU. Recall from §2.5 that XadX^{\mathrm{ad}} is the projective limit of the inverse system of formal models of XanX^{\mathrm{an}}. By Theorem 4.1.3, the formal Gubler models 𝔛(ι,Δ)\mathfrak{X}_{(\iota,\Delta)} that are adapted to VV and such that UU is the preimage under ι\iota of a torus invariant affine open subvariety UσU_{\sigma} are cofinal in the inverse system of all formal models of XanX^{\mathrm{an}}. Hence VadV^{\mathrm{ad}} is isomorphic to the inverse limit of formal models 𝔛Δ\mathfrak{X}_{\Delta^{\prime}} of VV that appear as formal Zariski opens 𝔛Δ𝔛(ι,Δ)\mathfrak{X}_{\Delta^{\prime}}\subset\mathfrak{X}_{(\iota,\Delta)} arising from subcomplexes ΔΔ\Delta^{\prime}\subset\Delta, as in Definition 4.1.2. We claim that each of these formal models is dominated by a model in 𝒮V\mathcal{S}_{V}. To see this, choose such a model. A priori, some of the faces of Δ\Delta may have recession cones that are not faces of σ\sigma, but are rather cones in some larger fan Σ\Sigma, associated to the toric variety in which XX is embedded. However, using the fact that Trop(V)\operatorname{Trop}(V) is a compact subset of Trop(Uσ)\operatorname{Trop}(U_{\sigma}), we may refine Δ\Delta so that Trop(V)\operatorname{Trop}(V) is covered by a (Γ,σ)(\Gamma,\sigma)-admissible subcomplex Δ′′\Delta^{\prime\prime} of the induced refinement of Δ\Delta^{\prime}. Then 𝔛Δ′′\mathfrak{X}_{\Delta^{\prime\prime}} is in 𝒮V\mathcal{S}_{V} and dominates 𝔛Δ\mathfrak{X}_{\Delta^{\prime}}, as required. ∎

Proof of Theorem 1.1.

Let XX be a separated finite type KK-scheme, and let 𝒮\mathcal{S} be a system of toric embeddings of XX satisfying condition (\dagger) of §1 with respect to an affine open cover X=U1UrX=U_{1}\cup\cdots\cup U_{r}. We want to show that the induced map

(Xad,𝒪Xad)lim𝒮(𝔗𝔯𝔬𝔭(X,ι),𝒪𝔗𝔯𝔬𝔭(X,ι))(\ \!X^{\mathrm{ad}},\mathscr{O}_{X^{\text{ad}}}^{\circ})\longrightarrow\varprojlim_{\mathcal{S}}\big{(}\ \!\mathfrak{Trop}(X,\iota),\ \!\mathscr{O}_{\mathfrak{Trop}(X,\iota)}\ \!\big{)} (7)

is an isomorphism of locally topologically ringed spaces.

Consider a single affine open U=UiU=U_{i} in our chosen cover. Choose a generating set g1,,gng_{1},\ldots,g_{n} for the coordinate ring K[Ui]K[U_{i}]. Let VUanV\subset U^{\mathrm{an}} be the strictly affinoid domain

V={xUan:|g(x)|1, for 1n}.V=\big{\{}x\in U^{\mathrm{an}}\,:\,|g_{\ell}(x)|\leq 1,\mbox{ for }1\leq\ell\leq n\big{\}}.

By Corollary 4.1.4, the ringed space (Vad,𝒪Vad)\big{(}V^{\mathrm{ad}},\mathscr{O}^{\circ}_{V^{\mathrm{ad}}}\big{)} is naturally isomorphic to the inverse limit of its formal models arising as 𝔘(ȷ,Δ0)\mathfrak{U}_{(\jmath,\Delta_{0})}, where ȷ:UUτ\jmath\colon U\hookrightarrow U_{\tau} is a closed embedding into an affine toric variety and Δ0\Delta_{0} is an extended (Γ,τ)(\Gamma,\tau)-admissible polyhedral complex such that Trop1(|Δ0|)=V\operatorname{Trop}^{-1}(|\Delta_{0}|)=V. (Here, we use τ\tau also to denote the fan consisting of its faces.) We fix one such model 𝔘(ȷ,Δ0)\mathfrak{U}_{(\jmath,\Delta_{0})}.

Replacing the generating set {g1,,gn}\{g_{1},\ldots,g_{n}\} in the description above by {ag1,,agn}\{ag_{1},\ldots,ag_{n}\}, for aKa\in K^{*} with |a|1|a|\ll 1, we can cover UanU^{\mathrm{an}} by strictly affinoid domains of this form. Since the analogous statement holds for each of the affine opens U1,,UrU_{1},\ldots,U_{r} and these cover XX, to prove the theorem it will suffice to show that there is a Gubler model of XX associated to an embedding ι𝒮\iota\in\mathcal{S} that is adapted to VV, and such that the induced formal model of VV dominates 𝔘(ȷ,Δ0)\mathfrak{U}_{(\jmath,\Delta_{0})}.

Let h1,,hsh_{1},\ldots,h_{s} be the respective pullbacks to UU of characters χu1,,χus\chi^{u_{1}},\ldots,\chi^{u_{s}} that generate K[Uτ]K[U_{\tau}]. By condition (\dagger) there is an embedding ι:XYΣ\iota\colon X\hookrightarrow Y_{\Sigma} in 𝒮\mathcal{S} such that U=ι1(Uσ)U=\iota^{-1}(U_{\sigma}) for some torus invariant affine open UσYΣU_{\sigma}\subset Y_{\Sigma} and h1,,hsh_{1},\ldots,h_{s} are the pullbacks of characters that are regular on UσU_{\sigma}. The choice of such characters that are regular on UσU_{\sigma} induces a toric morphism π:UσUτ\pi\colon U_{\sigma}\rightarrow U_{\tau} that commutes with the embeddings of UU.

Let P¯0\overline{P}_{0} be a face of Δ0\Delta_{0}. The preimage Q¯0=Trop(π)1(P¯0)\overline{Q}_{0}=\operatorname{Trop}(\pi)^{-1}(\overline{P}_{0}) in Trop(Uσ)\operatorname{Trop}(U_{\sigma}) is not necessarily (Γ,σ)(\Gamma,\sigma)-admissible, since the recession cone of Q0Q_{0} is not necessarily a face of σ\sigma. Note, however, that the recession cone of Q0Q_{0} is the preimage of a face of τ\tau, and hence cut out by some supporting hyperplanes of the preimage of τ\tau. Since σ\sigma maps into τ\tau, these hyperplanes pullback to supporting hyperplanes of σ\sigma. Moreover, since VV is compact, the continuous functions valχui\operatorname{val}\chi^{u_{i}} achieve their respective minima aia_{i}. Let QQ be the polyhedron obtained by intersecting Q0Q_{0} with the halfspaces ui,vai\langle u_{i},v\rangle\geqslant a_{i}, for 1is1\leq i\leq s. Thus, the recession cone of QQ is the intersection of σ\sigma with some of its supporting hyperplanes, and hence QQ is (Γ,σ)(\Gamma,\sigma)-admissible. Then Trop1(Q¯)Xan\operatorname{Trop}^{-1}(\overline{Q})\subset X^{\mathrm{an}} is equal to Trop1(P¯)\operatorname{Trop}^{-1}(\overline{P}), and there is a naturally induced morphism of formal models 𝔘Q𝔘P\mathfrak{U}_{Q}\rightarrow\mathfrak{U}_{P}.

Performing the above procedure for each face of Δ0\Delta_{0}, we arrive at a collection of extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedra Q¯1,,Q¯r\overline{Q}_{1},\ldots,\overline{Q}_{r} with morphisms of formal models 𝔘Qi𝔘Δ0\mathfrak{U}_{Q_{i}}\rightarrow\mathfrak{U}_{\Delta_{0}} and

V=Trop1(Q¯1Q¯r).V=\operatorname{Trop}^{-1}(\overline{Q}_{1}\cup\cdots\cup\overline{Q}_{r}).

By Lemma 3.2.2, there is an extended (Γ,Σ)(\Gamma,\Sigma)-admissible complex Δ\Delta that covers Trop(X,ι)\mathrm{Trop}(X,\iota) such that each Q¯i\overline{Q}_{i} is a union of faces of Δ\Delta. Then the Gubler model 𝔛Δ\mathfrak{X}_{\Delta} is adapted to VV and the induced formal model dominates 𝔘Δ0\mathfrak{U}_{\Delta_{0}}, as required. ∎

4.2. Gubler models of compact analytic domains

We now extend our results on cofinality of Gubler models from projective schemes to compact analytic domains in subschemes of toric varieties, proving Theorem 1.2. We begin with an algebraic lemma.

Lemma 4.2.1.

Let 𝔛\mathfrak{X} be an admissible formal RR-scheme and let gΓ(𝔛,𝒪𝔛)g\in\Gamma(\mathfrak{X},\mathscr{O}_{\mathfrak{X}}) be a function whose restriction to the adic fiber is invertible in Γ(𝔛ad,𝒪Xad)\Gamma(\mathfrak{X}^{\mathrm{ad}},\mathscr{O}^{\circ}_{\!\!X^{\text{ad}}}). Then g1𝒪𝔛g^{-1}\in\mathscr{O}_{\mathfrak{X}}.

Proof.

It suffices to consider the case where 𝔛=SpfA\mathfrak{X}=\operatorname{Spf}A is affine. Since the restriction of gg to the adic fiber is invertible in Γ(𝔛ad,𝒪Xad)\Gamma(\mathfrak{X}^{\mathrm{ad}},\mathscr{O}^{\circ}_{\!\!X^{\text{ad}}}), its inverse must be power bounded, i.e., we have g1AKg^{-1}\in A_{K}^{\circ}. It remains to show that g1g^{-1} is in the subring AAKA\subset A_{K}^{\circ}.

By [GRW17, Proposition 2.12], the power bounded ring AKA_{K}^{\circ} is an integral extension of AA. Therefore, g1g^{-1} must satisfy an identity (g1)n+cn1(g1)n1++c0=0(g^{-1})^{n}+c_{n-1}(g^{-1})^{n-1}+\cdots+c_{0}=0 with coefficients ciAc_{i}\in A. Multiplying by gn1g^{n-1}, gives g1=cn1c0gn1g^{-1}=-c_{n-1}-\cdots-c_{0}g^{n-1}. In particular, g1g^{-1} is in AA, as required. ∎

This lemma allows us to construct formal Gubler models that are adapted to certain rational domains, as follows.

Proposition 4.2.2.

Let XX be a separated KK-scheme of finite type, let 𝒮\mathcal{S} be an inverse system of toric embeddings of XX satisfying ()(\dagger), and let 𝔛Δ\mathfrak{X}_{\Delta} be the formal Gubler model associated to a pair (ι,Δ)(\iota,\Delta), for ι\iota in 𝒮\mathcal{S}. Let PΔP\in\Delta be an admissible polyhedron and let 𝔘P1g\mathfrak{U}_{P}\big{\langle}\frac{1}{g}\big{\rangle} be the distinguished formal open subscheme of 𝔘P\mathfrak{U}_{P} associated to some gR[M]P^g\in\widehat{R[M]^{P}}. Then there is a pair (ι,Δ)(\iota^{\prime},\Delta^{\prime}) with ι\iota^{\prime} in 𝒮\mathcal{S} whose associated formal Gubler model 𝔛Δ\mathfrak{X}_{\Delta^{\prime}} is adapted to 𝔘P1gan\mathfrak{U}_{P}\big{\langle}\frac{1}{g}\big{\rangle}^{\mathrm{an}} and dominates 𝔛Δ\mathfrak{X}_{\Delta}.

Proof.

Fix a finite set of monomial generators {χu1,,χun}\{\chi^{u_{1}},\dots,\chi^{u_{n}}\} on 𝒰P=SpecK[M]P\mathscr{U}_{P}=\text{Spec}_{\ \!}K[M]^{P}. Then {χu1,,χun,1g}\{\chi^{u_{1}},\dots,\chi^{u_{n}},\frac{1}{g}\} is a set of topological generators on 𝔘P1g\mathfrak{U}_{P}\langle\tfrac{1}{g}\rangle. Define U:=(𝒰P)KU:=(\mathscr{U}_{P})_{K}, the affine algebraic generic fiber of the algebraic RR-model 𝒰P\mathscr{U}_{P}.

Let X=U1UrX=U_{1}\cup\cdots\cup U_{r} be an open cover for which the inverse system 𝒮\mathcal{S} satisfies ()(\dagger). Cover UiUU_{i}\cap U by open subsets UijU_{ij} that are distinguished affine opens of both UU and UiU_{i}. In particular, Uij=(Ui)fijU_{ij}=(U_{i})_{f_{ij}} for some fijK[Ui]f_{ij}\in K[U_{i}].

Since 𝔘P1gad\mathfrak{U}_{P}\langle\tfrac{1}{g}\rangle^{\mathrm{ad}} is a quasicompact subset of UadU^{\mathrm{ad}}, there is a rational function ff on UU such that |g1(x)|1|g^{-1}(x)|\leq 1 if and only if |f(x)|1|f(x)|\leq 1 for all x𝔘P1ganx\in\mathfrak{U}_{P}\langle\tfrac{1}{g}\rangle^{\mathrm{an}}. Hence, we may assume gg is a rational function. Write g|Uij=gij/gijg|_{U_{ij}}=g_{ij}/g^{\prime}_{ij}, with gijg_{ij} and gijg^{\prime}_{ij} in K[Ui]K[U_{i}].

Choose functions hijh_{ij} and hijh^{\prime}_{ij} in K[Ui]K[U_{i}] such that 𝔘Pan\mathfrak{U}_{P}^{\mathrm{an}} is the subset of UianU_{i}^{\mathrm{an}} where |hij/hij|1|h_{ij}/h^{\prime}_{ij}|\leq 1.

By ()(\dagger), we can choose a toric embedding ȷ:XYΣ\jmath\colon X\hookrightarrow Y_{\Sigma} in 𝒮\mathcal{S} such that UiU_{i} is the preimage of an invariant affine open UσiYΣU_{\sigma_{i}}\subset Y_{\Sigma} and each of the functions fijf_{ij}, gijg_{ij}, gij,hij,hijg^{\prime}_{ij},h_{ij},h^{\prime}_{ij} is the pullback of a character that is regular on UσiU_{\sigma_{i}}. Since fijf_{ij} is a character that is regular on UiU_{i}, the distinguished affine open UijU_{ij} is also the preimage of an invariant affine open UσijYΣU_{\sigma_{ij}}\subset Y_{\Sigma}.

By construction, the intersection of 𝔘P1gan\mathfrak{U}_{P}\big{\langle}\frac{1}{g}\big{\rangle}^{\mathrm{an}} with UijanU_{ij}^{\mathrm{an}} is the preimage of an extended (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedron Q¯ij\overline{Q}_{ij}. Since 𝒮\mathcal{S} is an inverse system, we can then choose ι:XYΣ\iota^{\prime}\colon X\hookrightarrow Y_{\Sigma^{\prime}} in 𝒮\mathcal{S} that dominates both ι\iota and ȷ\jmath. The preimage of Q¯ij\overline{Q}_{ij} is covered by finitely many (Γ,Σ)(\Gamma,\Sigma^{\prime})-admissible polyhedra obtained by intersecting with closures of translates of cones in Σ\Sigma^{\prime}, as is the preimage of each face of Δ\Delta.

Applying Lemma 3.2.2, we obtain a locally finite (Γ,Σ)(\Gamma,\Sigma^{\prime})-admissible polyhedral complex Δ\Delta^{\prime} that covers Trop(X,ι)\text{Trop}(X,\iota) and such that the preimage of each Q¯ij\overline{Q}_{ij} and the preimage of each face of Δ\Delta is a union of faces of Δ\Delta^{\prime}. We then have a morphism of admissible formal RR-models 𝔛Δ𝔛Δ\mathfrak{X}_{\Delta^{\prime}}\longrightarrow\mathfrak{X}_{\Delta}.

Let ΥΔ\Upsilon\subset\Delta^{\prime} be the subcomplex consisting of the preimages of the Q¯ij\overline{Q}_{ij}. By construction, we have an isomorphism of ringed spaces

(𝔛Υad,𝒪𝔛Υad)(𝔘P1gad,𝒪𝔘P1gad).\big{(}\mathfrak{X}_{\Upsilon}^{\mathrm{ad}},\mathscr{O}^{\circ}_{\!\!\mathfrak{X}_{\Upsilon}^{\mathrm{ad}}}\big{)}\ \xrightarrow{\ \sim\ }\ \big{(}\ \!\mathfrak{U}_{P}\langle\tfrac{1}{g}\rangle^{\mathrm{ad}},\mathscr{O}^{\circ}_{\!\mathfrak{U}_{P}\langle\mbox{{$\tfrac{1}{g}$}}\rangle^{\mathrm{ad}}}\big{)}. (8)

To see that (8) extends to a morphism of admissible formal RR-models 𝔛Υ𝔘P1g\mathfrak{X}_{\Upsilon}\longrightarrow\mathfrak{U}_{P}\langle\tfrac{1}{g}\rangle, it suffices to show that each of the topological generators χu1,,χun,1g\chi^{u_{1}},\dots,\chi^{u_{n}},\frac{1}{g} on 𝔘P1g\mathfrak{U}_{P}\langle\tfrac{1}{g}\rangle is in 𝒪𝔛Υ\mathcal{O}_{\mathfrak{X}_{\Upsilon}}. Now χui\chi^{u_{i}} is in 𝒪𝔛Υ\mathcal{O}_{\mathfrak{X}_{\Upsilon}} by construction, and gg is invertible in 𝒪𝔛Υ\mathcal{O}_{\mathfrak{X}_{\Upsilon}}. By Lemma 4.2.1, this implies that g1g^{-1} is also in 𝒪𝔛Υ\mathcal{O}_{\mathfrak{X}_{\Upsilon}}, as required. ∎

Lemma 4.2.3.

Let 𝒮\mathcal{S} be an inverse system of toric embeddings of XX that satisfies ()(\dagger), and let VXanV\subset X^{\mathrm{an}} be a compact analytic domain with formal model 𝔙\mathfrak{V}. For any point xVadx\in V^{\mathrm{ad}}, there exists an embedding ι:XYΣ\iota\colon X\hookrightarrow Y_{\Sigma} in 𝒮\mathcal{S}, an admissible polyhedral cover Δx\Delta_{x} of Trop(X,ι)\mathrm{Trop}(X,\iota), a polyhedron PxΔxP_{x}\in\Delta_{x}, and a function gxg_{x} on 𝔘Px\mathfrak{U}_{P_{x}} such that the distinguished open 𝔘Px1gx\mathfrak{U}_{P_{x}}\langle\tfrac{1}{g_{x}}\rangle comes with a morphism 𝔘Px1gx𝔙\mathfrak{U}_{P_{x}}\langle\tfrac{1}{g_{x}}\rangle\longrightarrow\mathfrak{V} whose adic Raynaud fiber is the inclusion of an analytic domain containing xx.

Proof.

For each x𝔙adx\in\mathfrak{V}^{\text{ad}}, choose an affine open subscheme 𝔙=SpfA𝔙\mathfrak{V}^{\prime}=\text{Spf}_{\ \!}A^{\prime}\subset\mathfrak{V} such that x(𝔙)adx\in(\mathfrak{V}^{\prime})^{\text{ad}}. Fix a finite set of topological generators {h1,,h}\{h_{1},\dots,h_{\ell}\} of AA^{\prime}. Note that all generators hih_{i}, 1i1\leq i\leq\ell, lie in the power bounded stalk 𝒪𝔙ad,x\mathscr{O}^{\circ}_{\mathfrak{V}^{\text{ad}},x}. By Theorem 1.1, our hypothesis that 𝒮\mathcal{S} is an inverse system of toric embeddings of XX satisfying ()(\dagger) implies that we have a neighborhood basis of xx formed by adic fibers of distinguished affine opens 𝔘P1g\mathfrak{U}_{P}\langle\tfrac{1}{g}\rangle, where P¯\overline{P} is a face of an extended (Γ,Σ)(\Gamma,\Sigma)-admissible complex giving rise to a Gubler model of XanX^{\mathrm{an}}. Thus, because we have only finitely many hih_{i}’s, we can find a single admissible formal RR-scheme 𝔘Px1gx\mathfrak{U}_{P_{x}}\langle\tfrac{1}{g_{x}}\rangle inside some formal Gubler model 𝔛Δx\mathfrak{X}_{\Delta_{x}} of XX associated to an admissible pair (ι,Δx)(\iota,\Delta_{x}), for ι\iota in 𝒮\mathcal{S}, such that x𝔘Px1gxadx\in\mathfrak{U}_{P_{x}}\langle\tfrac{1}{g_{x}}\rangle^{\text{ad}}, and such that each hih_{i} is a function on 𝔘Px1gx\mathfrak{U}_{P_{x}}\langle\tfrac{1}{g_{x}}\rangle, for 1i1\leq i\leq\ell. By construction, this comes with a morphism 𝔘Px1gx𝔙\mathfrak{U}_{P_{x}}\langle\tfrac{1}{g_{x}}\rangle\longrightarrow\mathfrak{V}, such that xx is in the image of the adic Raynaud fiber of this morphism. ∎

Proof of Theorem 1.2.

For each xVadx\in V^{\text{ad}}, construct 𝔘Px1gx𝔙\mathfrak{U}_{P_{x}}\langle\tfrac{1}{g_{x}}\rangle\longrightarrow\mathfrak{V} as in Lemma 4.2.3. The fact that VadV^{\mathrm{ad}} is quasicompact implies that we can pass to a finite cover of VadV^{\mathrm{ad}} by strictly affinoid domains 𝔘Px1gxadVad\mathfrak{U}_{P_{x}}\langle\tfrac{1}{g_{x}}\rangle^{\mathrm{ad}}\subset V^{\mathrm{ad}}. By Proposition 4.2.2, each 𝔘Px1gx\mathfrak{U}_{P_{x}}\langle\tfrac{1}{g_{x}}\rangle has a second associated Gubler model 𝔛Υx\mathfrak{X}_{\Upsilon_{x}} of XX with dominating morphism 𝔛Υx𝔛Δx\mathfrak{X}_{\Upsilon_{\!x}}\longrightarrow\mathfrak{X}_{\Delta_{x}}, and containing a subcomplex ΥxΥx\Upsilon^{\prime}_{\!x}\subset\Upsilon_{x} with restriction 𝔛Υx𝔘Px1gx\mathfrak{X}_{\Upsilon^{\prime}_{\!x}}\longrightarrow\mathfrak{U}_{P_{x}}\langle\tfrac{1}{g_{x}}\rangle that induces an isomorphism

𝔛Υxad𝔘Px1gxad.\mathfrak{X}_{\Upsilon^{\prime}_{\!x}}^{\mathrm{ad}}\xrightarrow{\ \sim\ }\mathfrak{U}_{P_{x}}\langle\tfrac{1}{g_{x}}\rangle^{\mathrm{ad}}.

Because the system of Gubler models is cofiltered, there exists a single formal Gubler model 𝔛Υ\mathfrak{X}_{\Upsilon} dominating all 𝔛Υx\mathfrak{X}_{\Upsilon^{\prime}_{\!x}} simultaneously. Let ΥΥ\Upsilon^{\prime}\subset\Upsilon denote the subcomplex consisting of all polyhedra mapping into Υx\Upsilon^{\prime}_{\!x} for some xx. Then by construction, we have a morphism 𝔛Υ𝔙\mathfrak{X}_{\Upsilon^{\prime}}\longrightarrow\mathfrak{V} that restricts to an isomorphism of adic fibers 𝔛ΥadVad\mathfrak{X}_{\Upsilon^{\prime}}^{\mathrm{ad}}\xrightarrow{\ \sim\ }V^{\text{ad}}. ∎

5. The limit theorem for structure sheaves on Berkovich spaces

Recall that a subset VXanV\subset X^{\mathrm{an}} is an analytic domain if each point xVx\in V has a neighborhood of the form V1VnV_{1}\cup\cdots\cup V_{n}, where each ViVV_{i}\subset V is strictly affinoid, and xV1Vnx\in V_{1}\cap\cdots\cap V_{n}. A cover of an analytic domain VV by analytic subdomains ViV_{i} is admissible if every point xVx\in V has a neighborhood which is a finite union V1VnV_{1}\cup\cdots\cup V_{n}, where each ViV_{i} is an analytic domain in the cover, and xV1Vnx\in V_{1}\cap\cdots\cap V_{n}. We write XGanX^{\mathrm{an}}_{G} for XanX^{\mathrm{an}} equipped with this GG-topology. Note that open subsets are analytic domains, so the GG-topology refines the ordinary topology. See [Ber90, Ber93] for the GG-topology on Berkovich spaces, as well as [BGR84, §9.1] for further details on Grothendieck topologies in general, including the technical notion of slightly finer Grothendieck topologies, which appears in the discussion below.

Note that sheaves on XGanX^{\mathrm{an}}_{G} are determined by their values on strictly affinoid domains and restriction maps for inclusions of strictly affinoid subdomains. The value of the structure sheaf 𝒪(XG)\mathscr{O}(X_{G}) on a strictly affinoid domain (A)\mathscr{M}(A) is simply the affinoid algebra AA, and the restriction maps to affinoid subdomains are the usual ones.

5.1. The tropical GG-topology

We now describe an analogous GG-topology on tropicalizations. Let ι:XYΣ\iota\colon X\hookrightarrow Y_{\Sigma} be a closed embedding into a toric variety over KK. A polyhedral domain in Trop(X,ι)\mathrm{Trop}(X,\iota) is the intersection with a (Γ,Σ)(\Gamma,\Sigma)-admissible polyhedron. These are the analogues of strictly affinoid domains in XanX^{\mathrm{an}}. Then a tropical domain WW is a subset of Trop(X,ι)\mathrm{Trop}(X,\iota) in which every point xWx\in W has a neighborhood which is a finite union W1WnW_{1}\cup\cdots\cup W_{n}, where each WiWW_{i}\subset W is a polyhedral domain and xW1Wnx\in W_{1}\cap\cdots\cap W_{n}. A cover of a tropical domain WW by tropical subdomains WiW_{i} is admissible if every point xWx\in W has a neighborhood which is a finite union W1WnW_{1}\cup\cdots\cup W_{n}, where each WiW_{i} is a tropical domain in the cover, and xW1Wnx\in W_{1}\cap\cdots\cap W_{n}. We write Trop(X,ι)G\mathrm{Trop}(X,\iota)_{G} for the tropicalization equipped with this GG-topology. Just as a sheaf on XGanX^{\mathrm{an}}_{G} is determined by its values on strictly affinoid domains and the restriction maps between them, a sheaf on Trop(X,ι)G\mathrm{Trop}(X,\iota)_{G} is determined by its values on polyhedral domains and the restriction maps between them.

Note that the preimage of a polyhedral (resp. tropical) domain in Trop(X,ι)\mathrm{Trop}(X,\iota) is a strictly affinoid (resp. analytic) domain in XanX^{\mathrm{an}}. Hence the pullback of an admissible cover of Trop(X,ι)\mathrm{Trop}(X,\iota) is an admissible cover of XanX^{\mathrm{an}}, so the tropicalization map

XGanTrop(X,ι)GX^{\mathrm{an}}_{G}\longrightarrow\mathrm{Trop}(X,\iota)_{G}

is continuous not only in the ordinary topologies, but also with respect to the GG-topologies on both sides. The projections

Trop(X,ι)GTrop(X,ι)G\mathrm{Trop}(X,\iota^{\prime})_{G}\longrightarrow\mathrm{Trop}(X,\iota)_{G}

induced by morphisms of toric embeddings are likewise continuous with respect to the GG-topologies.

The set-theoretic identification Xan=limTrop(X,ι)X^{\mathrm{an}}=\varprojlim\mathrm{Trop}(X,\iota), together with the GG-topologies on the tropicalizations, induces a GG-topology on XanX^{\mathrm{an}}, which we call the tropical topology. It is the coarsest GG-topology on XanX^{\mathrm{an}} with respect to which each of the projections XanTrop(X,ι)GX^{\mathrm{an}}\rightarrow\mathrm{Trop}(X,\iota)_{G} is continuous.

Proposition 5.1.1.

The GG-topology on XanX^{\mathrm{an}} is slightly finer than the tropical topology on XanX^{\mathrm{an}}.

The following lemma is a key step in the proof of the proposition.

Lemma 5.1.2.

Every analytic domain VXanV\subset X^{\mathrm{an}} admits an admissible cover by analytic domains that are admissible in the tropical topology.

Proof.

Choose an admissible cover V=(KRAi)V=\bigcup\mathscr{M}(K\otimes_{R}A_{i}) by strictly affinoid domains, where each AiA_{i} is an admissible RR-algebra. It suffices to prove that each (KRAi)\mathscr{M}(K\otimes_{R}A_{i}) has an admissible tropical cover. We now use the same strategy that we used in the proof of Theorem 1.2.

Let 𝔙=SpfAi\mathfrak{V}=\mathrm{Spf}A_{i}. For each x(KRAi)adx\in\mathscr{M}(K\otimes_{R}A_{i})^{\text{ad}}, construct 𝔘Px1gx𝔙\mathfrak{U}_{P_{x}}\langle\tfrac{1}{g_{x}}\rangle\longrightarrow\mathfrak{V} as in the statement of Lemma 4.2.3, using the inverse system 𝒮\mathcal{S} of all closed embeddings of XX into toric varieties. Recall that 𝔘Px\mathfrak{U}_{P_{x}} is a formal polyhedral domain in a Gubler model 𝔛Δx\mathfrak{X}_{\Delta_{x}} of XX. By Proposition 4.2.2, we can find a formal Gubler model 𝔛Δx\mathfrak{X}_{\Delta^{\prime}_{x}} of XX that is adapted to 𝔘Px1gxan\mathfrak{U}_{P_{x}}\big{\langle}\frac{1}{g_{x}}\big{\rangle}^{\mathrm{an}} and dominates 𝔛Δx\mathfrak{X}_{\Delta_{x}}. Since (KRAi)ad\mathscr{M}(K\otimes_{R}A_{i})^{\text{ad}} is quasicompact, we can choose a finite collection of points x(KRAi)x\in\mathscr{M}(K\otimes_{R}A_{i}) such that the adic open subspaces 𝔘Px1gxad\mathfrak{U}_{P_{x}}\big{\langle}\frac{1}{g_{x}}\big{\rangle}^{\mathrm{ad}} cover (KRAi)ad\mathscr{M}(K\otimes_{R}A_{i})^{\text{ad}}, and thus the analytic domains 𝔘Px1gxan\mathfrak{U}_{P_{x}}\big{\langle}\frac{1}{g_{x}}\big{\rangle}^{\mathrm{an}} cover (KRAi)an\mathscr{M}(K\otimes_{R}A_{i})^{\text{an}}. Choose a single Gubler model 𝔛Υ\mathfrak{X}_{\Upsilon} dominating the models 𝔛Δx\mathfrak{X}_{\Delta^{\prime}_{x}} for this finite collection of points x(KRAi)adx\in\mathscr{M}(K\otimes_{R}A_{i})^{\text{ad}}. Let ΥΥ\Upsilon^{\prime}\subset\Upsilon be the subcomplex consisting of all polyhedra QΥQ\in\Upsilon such that 𝔛Qan\mathfrak{X}^{\text{an}}_{Q} lies in one of the analytic domains 𝔘Px1gxan\mathfrak{U}_{P_{x}}\big{\langle}\frac{1}{g_{x}}\big{\rangle}^{\mathrm{an}}. Then the collection {𝔛Qan:QΥ}\big{\{}\mathfrak{X}_{Q}^{\text{an}}:Q\in\Upsilon^{\prime}\big{\}} is an admissible tropical cover of (KRAi)\mathscr{M}(K\otimes_{R}A_{i}). ∎

Proof of Proposition 5.1.1.

We need to check criteria (i) through (iii) of [BGR84, Definition 9.1.2.1]. To see that (i) holds, observe that every admissible open in the tropical topology is a strictly affinoid and hence an analytic domain. Since every tropical admissible cover is GG-admissible, this implies that the GG-topology is finer than the tropical topology on XanX^{\mathrm{an}}. Criterion (ii) follows immediately from Lemma 5.1.2. To verify (iii), we need to show that any GG-covering of a tropical domain has a tropical refinement. Let VV be a tropical domain, with {Vi}iI\{V_{i}\}_{i\in I} a GG-admissible cover by analytic domains. Then each point xVx\in V has a neighborhood in VV which is a finite union of analytic domains Vi1VirV_{i1}\cup\cdots\cup V_{ir}, where each VijV_{ij} contains xx. By Lemma 5.1.2, each of the analytic domains VijV_{ij} admits an admissible tropical cover. This shows that every point in VV has a neighborhood which is a finite union of tropical domains, each contained in one of the analytic domains ViV_{i}. All of these tropical domains together form an admissible tropical cover of VV that refines the GG-admissible cover {Vi}\{V_{i}\}, as required. ∎

Sheaves in a Grothendieck topology extend uniquely to sheaves in slightly finer Grothendieck topologies [BGR84, Proposition 9.2.3.1], so sheaves on XGanX^{\mathrm{an}}_{G} are determined by their values on tropical domains and the restriction maps between them.

There is a natural structure sheaf 𝒪trop\mathscr{O}^{\mathrm{trop}} in the tropical topology on XanX^{\mathrm{an}}, which records the structure sheaves of all formal Gubler models associated to admissible subdivisions of Trop(X,ι)\mathrm{Trop}(X,\iota), as follows: Let P¯\overline{P} be the closure of a Γ\Gamma-admissible polyhedron with recession cone in Σ\Sigma, and let VXanV\subset X^{\mathrm{an}} be the preimage of P¯\overline{P} under the tropicalization map XanTrop(X,ι)X^{\text{an}}\to\mathrm{Trop}(X,\iota). By §3.4, we have V=𝔛PanV=\mathfrak{X}^{\text{an}}_{P}. Then we define

𝒪trop(V):=coordinate ring of 𝔛P.\mathscr{O}^{\mathrm{trop}}(V)\ :=\ \text{coordinate ring of }\mathfrak{X}_{P}.

Note that the global analytic functions on VV are K[V]=KR𝒪trop(U)K[V]=K\otimes_{R}\mathscr{O}^{\mathrm{trop}}(U).

Corollary 5.1.3.

The analytic structure sheaf 𝒪XGan\mathscr{O}_{X^{\mathrm{an}}_{G}} is the unique sheaf in the GG-topology that extends the sheaf KR𝒪tropK\otimes_{R}\mathscr{O}^{\mathrm{trop}} in the tropical topology. \square

Remark 5.1.4.

Fix a pair of KK-varieties XX and YY. Because morphisms XanYanX^{\mathrm{an}}\longrightarrow Y^{\mathrm{an}} are exactly morphisms of ringed spaces that are locally dual to bounded morphisms of strictly affinoid KK-algebras in the GG-topologies on XanX^{\mathrm{an}} and YanY^{\mathrm{an}}, Proposition 5.1.1 and its Corollary 5.1.3 imply that HomK(Xan,Yan)\text{Hom}_{K}(X^{\mathrm{an}},Y^{\mathrm{an}}) is determined locally in the tropical topologies on XX and YY. In this sense, we can recover the entire category of analytifications using the tropical topologies on analytifications.

Proof of Theorem 1.3..

Let XtropanX^{\text{an}}_{\text{trop}} denote XanX^{\mathrm{an}} equipped with its tropical topology. By [BGR84, Proposition 9.2.3.1], restriction to the tropical topology induces an equivalence of topoi

Sh(XGan)Sh(Xtropan).\text{Sh}(X^{\text{an}}_{G})\xrightarrow{\ \sim\ }\text{Sh}(X^{\text{an}}_{\text{trop}}). (9)

The sheaf 𝒪XGan\mathscr{O}_{X^{\mathrm{an}}_{G}} is a ring object in the topos Sh(XGan)\text{Sh}(X^{\mathrm{an}}_{G}), and the sheaf 𝒪trop\mathscr{O}^{\text{trop}} is a ring object in the topos Sh(Xtropan)\text{Sh}(X^{\text{an}}_{\text{trop}}). By definition, each gives its respective topos the structure of a ringed topos. By Corollary 5.1.3, the equivalence (9) takes

𝒪XGanKR𝒪trop,\mathscr{O}_{X^{\mathrm{an}}_{G}}\longmapsto K\otimes_{R}\mathscr{O}^{\text{trop}},

and is thus an equivalence of ringed topoi.

The fact that the functor (9) is restriction to a slightly coarser topology implies that at each point xXanx\in X^{\mathrm{an}}, we have an isomorphism of stalks

𝒪XGan,x𝒪xtrop.\mathscr{O}_{X^{\mathrm{an}}_{G},x}\ \cong\ \mathscr{O}^{\text{trop}}_{x}.

Because 𝒪XGan\mathscr{O}_{X^{\mathrm{an}}_{G}} is a sheaf of local rings, this makes (9) an equivalence of locally ringed topoi. ∎

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