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Adic tropicalizations and cofinality of Gubler models
Abstract.
We introduce adic tropicalizations for subschemes of toric varieties as limits of Gubler models associated to polyhedral covers of the ordinary tropicalization. Our main result shows that Huber’s adic analytification of a subscheme of a toric variety is naturally isomorphic to the inverse limit of its adic tropicalizations, in the category of locally topologically ringed spaces. The key new technical idea underlying this theorem is cofinality of Gubler models, which we prove for projective schemes and also for more general compact analytic domains in closed subschemes of toric varieties. In addition, we introduce a -topology and structure sheaf on ordinary tropicalizations, and show that Berkovich analytifications are limits of ordinary tropicalizations in the category of topologically ringed topoi.
1. Introduction
Let be a separated scheme of finite type over a complete and algebraically closed, nontrivially valued field . In previous work, we related the underlying topological space of the nonarchimedean analytification , in the sense of Berkovich [Ber90], to limits of tropicalizations for inverse systems of toric embeddings [Pay09, FGP14]. Here, we deepen those results by studying analogous limits in the category of locally topologically ringed spaces, establishing connections to adic analytifications in the sense of Huber, and accounting for the structure sheaf on .
Our starting point is the well-known fact that tropical geometry provides a systematic method for producing formal models of from a toric embedding plus combinatorial data. Roughly speaking, a polyhedral complex that covers the ordinary tropicalization gives rise to a formal model , which we refer to as a Gubler model. Furthermore, any refinement of gives rise to a natural map of Gubler models . See §3 for details of these constructions. We define the adic tropicalization to be the locally ringed space
where the limit is taken over all morphisms of Gubler models induced by polyhedral refinements.
We focus on inverse systems of toric embeddings of that satisfy the following condition.
-
There is an affine open cover such that, for any finite sets of regular functions , there is an embedding such that is the preimage of a torus invariant affine open set and each element of is the pullback of a character that is regular on , for each .
This condition is stronger than the condition appearing in [FGP14]. While is sufficient to recover the underlying topological space of as a limit of tropicalizations, a stronger condition seems necessary for recovering finer information, such as structure sheaves. We emphasize that the inverse system of all toric embeddings of does satisfy (), with respect to any affine open cover, provided that admits a single toric embedding [FGP14, Theorem 4.2].
Given an inverse system of toric embeddings satisfying (), our first result expresses the adic analytification as a limit of adic tropicalizations in the category of locally topologically ringed spaces. (See §2 for background on Huber’s adic spaces, including the construction of .)
Theorem 1.1.
Let be an inverse system of toric embeddings that satisfies (). Then the induced map
is an isomorphism of locally topologically ringed spaces.
This theorem is one way of making precise the idea that tropical geometry produces many formal models of algebraic varieties. When is projective, we prove that every formal model is dominated by a Gubler model; see Theorem 4.1.3.
Tropical geometry also gives natural methods for constructing formal models of analytic subdomains in . Indeed, if is a Gubler model, then each subcomplex naturally gives rise to a formal open subscheme . Then is an admissible formal model of the analytic subdomain , which is compact if is finite.
Theorem 1.2.
Let be an inverse system of toric embeddings of that satisfies , and let be a compact analytic domain. Then, for any formal model of , there is a Gubler model associated to some , and a finite subcomplex such that is an admissible formal model of that dominates .
This does not prove existence of Gubler models with desirable properties such as mild singularities; even if is smooth and projective and is semistable, one does not have control over the singularities of the Gubler models that dominate .
Arguments similar to those used in the proof of Theorem 1.1 also give a natural way of realizing the Berkovich analytification as a limit of tropicalizations in a way that accounts for the structure sheaf. Recall that the structure sheaf on is defined with respect to the -topology (a Grothendieck topology in which the “admissible opens” are subsets, fiber products are intersections, and admissible covers are a distinguished class of set-theoretic covers by admissible subsets), given by analytic domains and admissible covers.
In §5, we define an analogous -topology on the ordinary tropicalization , along with a structure sheaf of topological -algebras in this -topology, such that the tropicalization map is a morphism of topologically -ringed spaces, as are the projections between tropicalizations associated to morphisms of toric embeddings.
Theorem 1.3.
Let be an inverse system of toric embeddings that satisfies (). Then the natural map
induces an equivalence of locally ringed topoi.
Remark 1.4.
If the residue field of is , and if is a closed embedding into a toric variety such that each initial degeneration is smooth, then the disjoint union of the initial degenerations , for , is naturally identified with an object in Parker’s category of exploded manifolds [Par12]. Thus our construction of the adic tropicalization provides both a Zariski topology and a sheaf of topological rings on any exploded manifold arising in this way. In situations where some of the initial degenerations are not smooth, or the residue field is not , our construction provides an algebro-geometric analogue of Parker’s exploded manifolds, allowing singularities and non-reduced structures. When , adic tropicalization is closely related to the metrized curve complexes of Amini and Baker [AB15]. For additional remarks on the relationship between adic tropicalization and exploded manifolds, and a thorough discussion of the relation between adic tropicalization and metrized curve complexes, see [Fos16].
Remark 1.5.
Acknowledgments. We thank M. Baker, F. Baldassarri, B. Conrad, N. Friedenberg, W. Gubler, J. Rabinoff, and D. Ranganathan for helpful conversations related to this project. TF conducted research on this paper while a visiting researcher at L’Institut des Hautes Études Scientifiques, at L’Institut Henri Poincaré, and at the Max Planck Institute for Mathematics. He was partially supported by NSF RTG grant DMS-0943832 and by Le Laboratoire d’Excellence CARMIN. SP conducted research on this paper while visiting MSRI. He was partially supported by NSF grants DMS-2001502 and DMS-2053261 and a Simons Fellowship.
2. Preliminaries
Throughout, we fix an algebraically closed111 The assumption that is algebraically closed is used in the following ways. First, in the introduction, we mention that the system of all toric embeddings of any closed subscheme of a toric variety satisfies (), referring to [FGP14, Theorem 4.2]. The statement of that theorem should have included the hypothesis that be algebraically closed; it is required in the proof in order to apply the embedding algorithm from [Wło93]. Next, being algebraically closed guarantees that the value group is divisible, which simplifies the discussion of -admissible polyhedra in §3.2. If is neither discrete nor divisible, then these should also be required to have vertices in . Finally, in the proofs of our main results, we use the existence of locally finite completions of -admissible complexes, as constructed in [CF23b]. This construction produces complexes with vertices in the divisible hull of , and we do not know how to overcome the resulting difficulties when is neither discrete nor divisible. nonarchimedean field , which is complete with respect to a nontrivial valuation
Let be the ring of integers in , with maximal ideal and residue field . Fix a real number , and let denote the induced norm, given by
In this section, we briefly recall the basic notions that we need from the theory of -analytic spaces, in the sense of Berkovich [Ber90], admissible formal models, in the sense of Raynaud [Bos14], and adic spaces in the sense of Huber [Hub94]. For an expanded expository presentation, motivated by the results of this paper and including further references, see also [Fos16, §2].
2.1. Berkovich spectra
Let be a strictly affinoid algebra. The Berkovich spectrum is the set of continuous seminorms that extend the given norm on , equipped with the subspace topology for the inclusion . The Berkovich spectrum also carries a natural -topology, which refines the ordinary topology, and can be described as follows.
Given elements of with no common zero, let
be the corresponding rational algebra. The presentation induces an inclusion , and the subsets that occur in this way are called rational subdomains. A subset is admissible in the -topology if every point has a neighborhood of the form , where each is a rational domain, and . Similarly, the admissible covers in the -topology are covers of admissible subsets by admissible subsets such that every point has a neighborhood which is a finite union of sets in the cover , with The structure sheaf on is the unique sheaf of topological rings in this -topology whose value on a rational domain is the rational algebra , and whose restriction maps between these rational algebras are the natural ones. See [Ber90, Ber93] for further details.
2.2. Adic spectra
Given a strictly affinoid algebra , let be the subring of power bounded elements. The adic spectrum of the pair , denoted , is the set of all equivalence classes of continuous seminorms such that for all .222The adic spectrum is defined similarly for pairs , where is a subring of the power bounded elements [Hub96, §1.1], but we will only need the case where . Here denotes any totally ordered abelian group, written multiplicatively, and is the totally ordered abelian semigroup in which and for all , endowed with its order topology.
The equivalence relation is the smallest such that continuous seminorms
are equivalent whenever there is an inclusion of ordered abelian semigroups such that .
If is a rational algebra, with the topology induced by the quotient norm, then the presentation induces an inclusion . The subsets that occur in this way are called rational subsets, and rational subsets generate the topology on .
The structure sheaf is the unique sheaf that takes the value on a rational subset , and whose restriction maps between such rational algebras are the natural ones. The stalk of this structure sheaf at any point is a topological local ring, and the seminorm induces a continuous seminorm on . We also consider the subsheaf of power bounded functions, whose value on an open subset is the ring of sections for which at every point . If is a rational subset, then .
2.3. Analytic spaces
A strictly -analytic space is a Hausdorff topological space with a net of compact subspaces , each equipped with a homeomorphism to a strictly -affinoid space, and, for each inclusion , a morphism of -affinoid spaces identifying with an affinoid domain in . We then consider as a locally topologically -ringed space, with the induced -topology.
An adic space over is a locally topologically ringed space with an atlas , whose charts are adic spectra of strictly affinoid -algebras.
There is a natural functor from -analytic spaces to adic spaces, defined as follows. Suppose is a -analytic space, with an atlas of Berkovich spectra , glued along inclusions induced by morphisms for . Then the associated adic space has an atlas of adic spectra , glued along the inclusions induced by the . If is a separated scheme of finite type over , we write for the adic analytification of , i.e., the adic space associated to the Berkovich analytification .
2.4. Admissible formal models
Many of the relations between adic spaces and -analytic spaces, including those arising through analytification and tropicalization of algebraic schemes, are best understood in terms of Raynaud’s theory of admissible formal models. For an accessible presentation of this theory, see [Bos14].
A topological -algebra is admissible if there is an isomorphism of topological rings
where has its -adic topology, such that:
-
(i)
the ideal is finitely generated;
-
(ii)
the ring is free of -torsion.
An admissible formal -scheme is a formal scheme over that admits an open covering by formal spectra , such that each is an admissible -algebra. Throughout, we assume that all admissible formal schemes are separated and paracompact.
Let be an admissible formal -scheme, and let be an open cover of by formal spectra of admissible -algebras . Each topological algebra is strictly -affinoid [Bos14, §7.4]. Moreover, paracompactness of ensures that the Berkovich spectra of these strictly -affinoid algebras glue to produce a -analytic space over [Ber93, Proposition 1.3.3(b)]. We denote this -analytic space ; it is the Raynaud fiber of .
Definition 2.4.1.
(Admissible formal models of an analytic space). Let be any -analytic space over . An admissible formal model of is an admissible formal -scheme together with an isomorphism of -analytic spaces .
A morphism of admissible formal models of is a morphism whose induced morphism of -analytic spaces commutes with the isomorphisms and .
2.5. Quasi-compact adic spaces are limits of formal models
Let be an admissible formal -scheme. We write for the adic space associated to , and refer to this as the adic Raynaud fiber of . It comes with a specialization morphism
of locally topologically ringed spaces over . Here, denotes the subsheaf of power bounded analytic functions on .
When is quasi-compact, these specialization morphisms induce a natural isomorphism
in the category of locally topologically ringed spaces, where the inverse limit is taken over the category of formal models of [Sch12, Theorem 2.22].
3. Adic tropicalization
We now define the adic tropicalization of a subscheme of a toric variety. Its underlying set is the disjoint union of all initial degenerations. This is equipped with the structure of a locally topologically ringed space, via an identification with the inverse limit of all formal models associated to admissible polyhedral covers of the ordinary extended tropicalization.
3.1. Tropicalization
We briefly recall the basic notion of the ordinary extended tropicalization, hereafter referred to as tropicalization, for subschemes of toric varieties. See [Pay09, §3] for further details. Let be the toric variety over associated to a fan in . Each cone corresponds to an affine torus-invariant open subvariety , whose coordinate ring is the semigroup ring generated over by the semigroup of characters of the dense torus that extend to regular functions on . We equip with the topology that makes the exponential map , given by , a homeomorphism. The tropicalization of is the space of semigroup homomorphisms
with the topology induced by that of .
Just as decomposes as a disjoint union of torus orbits corresponding to the faces , the tropicalization decomposes as a disjoint union of real vector spaces
Here each is canonically identified with the tropicalization of the open torus orbit corresponding to . Each inclusion of faces induces open immersions and . The tropicalization is obtained by gluing along the open immersions , just as the toric variety is obtained by gluing along the open immersions . The natural tropicalization maps on affine open toric subvarieties glue to give a proper continuous surjection
Now, and for the remainder of the paper, we fix a separated scheme of finite type over . Let be a closed embedding in a toric variety. Then the tropicalization
is the image of the closed subset under .
Let denote the ideal cutting out , where denotes the dense torus in . Every point has an associated -scheme
(1) |
where
The special fiber of (1) is the initial degeneration of at , denoted it is nonempty if and only if .
More generally, for any , there is a unique cone such that lies in the tropicalization of the open torus orbit . In this case, is dual to the lattice , and we define
The initial degeneration of at , denoted , is the special fiber of the scheme . For each cone , the intersection of with is a finite polyhedral complex that parametrizes weight vectors on monomials in such that is nonempty. For simplicity, given , , and , we sometimes write for . With this notation,
3.2. Admissible polyhedral covers
Let be the value group of . As in the previous section, we consider the toric variety over associated to a fan in .
Let be a polyhedron, the intersection of finitely many closed halfspaces. Then the recession cone is the closed polyhedral cone given by
Equivalently, the cone is obtained by taking the closure of the cone over in and intersecting with .
A polyhedron is -admissible if its recession cone is in , and itself can be expressed as an intersection of finitely many halfspaces
with in the character lattice and in . Note that any -admissible polyhedron is pointed, i.e., its minimal faces have dimension zero, since the tail cone is in the fan , which is a collection of pointed cones.
An extended -admissible polyhedron is the closure in of a pointed -admissible polyhedron in . An extended -admissible polyhedral complex is a locally finite collection of extended -admissible polyhedra, which we refer to as the faces of the complex, whose intersections with form a polyhedral complex. The support of is the union of its faces, and is complete if . Note that we require an extended -admissible complex to be locally finite not only at points in the dense open subset , but at every point . See also Remark 3.3.1, below.
Remark 3.2.1.
Recall that -admissible fans in , in the sense of [Gub13, §7], correspond naturally and bijectively with normal toric varieties over the valuation ring [GS15]. The basic construction is recalled in §3.3 below. For now, note that extended -admissible polyhedra correspond naturally and bijectively with -admissible cones in that meet and whose intersection with is a face of . This correspondence takes an extended -admissible polyhedron to the closure of the cone over . Similarly, locally finite extended -admissible polyhedral complexes correspond naturally and bijectively with the locally finite -admissible fans in whose restriction to is . The latter correspond, in turn, with locally finite type toric schemes over the valuation ring whose general fiber is .
We will use the following lemma, on existence of complete complexes that simultaneously refine any finite collection of admissible polyhedra, in the proofs of Theorems 1.2 and 4.1.3. It is an immediate consequence of the following result of Coles and Friedenburg.
Theorem ([CF23b, Theorem 1.1]).
Let be a finite extended -admissible polyhedral complex. Then there is a complete and locally finite extended -admissible polyhedral complex that contains as a subcomplex.
Lemma 3.2.2.
Let be extended -admissible polyhedra. Then there is a complete, locally finite extended -admissible polyhedral complex such that each is a union of faces of , for .
Proof.
For each there is a complete locally finite extended -admissible complex that contains as a face, by [CF23b, Theorem 1.1]. Then we can take to be the smallest common refinement of . ∎
3.3. Gubler models of toric varieties
If is an extended -admissible polyhedron, then is a strictly affinoid analytic domain in , and is canonically realized as the Raynaud fiber of the formal completion of a flat -scheme whose generic fiber is the affine open subvariety , as we now explain. Let denote the -algebra
(2) |
and let denote the -scheme . By [Gub13, Propositions 6.6 and 6.10], is a normal scheme flat over with generic fiber naturally isomorphic to the affine toric variety associated to the recession cone :
Let denote the formal -scheme obtained as the completion of along its special fiber. Since is algebraically closed, the value group is divisible, and hence the formal scheme is admissible [Gub13, Proposition 6.7].
Let denote the Raynaud fiber of . Then the Raynaud fiber is naturally identified with a strictly affinoid domain inside the Berkovich analytification [Gub13, §4.13]. Specifically,
Applying [Gub13, Lemma 6.21] to each orbit , for , we see that this strictly affinoid domain is the inverse image of under the tropicalization map,
(3) |
These models of strictly affinoid domains associated to extended -admissible polyhedra glue together naturally, as follows. Each inclusion of a face of an extended -admissible polyhedron induces a Zariski open embedding of -schemes and a Zariski open embedding of formal -schemes . If is an extended -admissible polyhedral complex, gluing along these open embeddings naturally produces a flat -scheme and an admissible formal -scheme , respectively. By construction, is the formal completion of along its special fiber. Furthermore, the Raynaud fiber is the preimage of the support under the tropicalization map, i.e.,
(4) |
Remark 3.3.1.
In [Gub13], such algebraic and formal models are considered only for finite complexes . Even for an arbitrary (infinite) complex , one may construct the affine -schemes , glue along the open embeddings corresponding to inclusions of faces to construct , and formally complete along the special fiber to obtain . Note, however, that if some face of the complex is contained in infinitely many other faces, then the resulting formal scheme is not paracompact, and hence does not have a Raynaud fiber in the category of Berkovich spaces. Moreover, even when every face is contained in only finitely many other faces, one must take care in comparing the Raynaud fiber with ; indeed, Example 3.3.2 shows that these two analytic spaces are not isomorphic in general when is not locally finite. Nevertheless, the standard constructions of , its natural map to , and the proof that this map is an isomorphism when is finite are all local; they extend verbatim to the case where is locally finite.
Example 3.3.2.
We briefly sketch an example of a -admissible complex that is not locally finite, for which the analogue of (4) does not hold. Let , , and . Consider the complex whose maximal faces are the point together with the intervals for positive integers . Then , but is not locally finite at . The Raynaud fiber is the disjoint union of and , which is disconnected, and not isomorphic to .
3.4. Gubler models of closed subvarieties
Let be the inclusion of a closed subscheme, and let be an extended -admissible polyhedral complex in . Then, for each face of , we obtain an -model of as the closure of in the toric scheme . Gluing along the inclusions of faces in , we obtain an -model of , which we refer to as the (algebraic) Gubler model of associated to the pair . See also [CF23a] for further discussion of such formal models.
Completing each -scheme along its special fiber, we obtain an admissible formal -scheme . Gluing these formal schemes along the inclusions in , we obtain an admissible formal -scheme isomorphic to the completion of along its special fiber, whose Raynaud fiber is the preimage of in . In particular, is a formal model of if and only if contains . In this case, we say that covers and refer to as the formal Gubler model of associated to the pair . When we want to stress the role of the closed embedding in the construction of the formal Gubler model , we write .
3.5. Adic tropicalization as an inverse limit of formal models
Let and be extended -admissible polyhedral complexes that cover . We say that refines if each face of is contained in some face of . The induced maps glue to produce a morphism of formal -schemes . This gives a functor from the category of extended -admissible complexes that cover , in which the morphisms are refinements, to the category of admissible formal models of .
Definition 3.5.1.
The adic tropicalization of the closed embedding is the locally topologically ringed space
where the limit is taken over all models associated to extended -admissible polyhedral complexes that cover and all morphisms induced by refinements.
When no confusion seems possible, we denote both the adic tropicalization of and its underlying topological space simply by . See [Fos16, Remark 2.2.4] for the existence of limits in the category of locally topologically ringed spaces.
Remark 3.5.2.
For a detailed example of the adic tropicalization of a line in , with accompanying figures, see [Fos16, Example 3.5.6].
Consider the category of toric embeddings of , whose objects are closed embeddings into toric varieties, and whose morphisms are commutative diagrams
induced by a toric morphism of fans. Given such a diagram, let be an extended -admissible polyhedral complex that covers . Note that we can refine any extended -admissible polyhedral complex that covers to obtain a cover such that the induced morphism maps each into some . There are then induced morphisms of algebraic and admissible formal -schemes
which glue to give morphisms of algebraic and formal Gubler models
From this it follows that each morphism of toric embeddings induces a morphism of adic tropicalizations,
in the category of locally topologically ringed spaces; hence, adic tropicalization is a functor from toric embeddings to locally topologically ringed spaces.
3.6. Adic tropicalization as a union of initial degenerations
We now show that the disjoint union of the initial degenerations , for , is naturally identified with the underlying set of the adic tropicalization .
Lemma 3.6.1.
For each point , not necessarily -rational, there is a natural isomorphism of -schemes
where ranges over all -admissible polyhedra that contain .
Proof.
Consider first the special case where is in the dense open subset . For each -admissible polyhedron that contains , we have . Furthermore, from (2) we see that, for each there is a -polyhedron (possibly empty) such that if and only if . It follows that . Passing to the special fibers of the associated -schemes, we conclude that , as required.
For the general case, consider , for some . Let be an extended -admissible polyhedron that contains . Then the recession cone of contains , and is the image of under the projection . Because each linear function in is constant on the fibers of this projection, we obtain inclusions , and
(5) |
We must show that (5) becomes an isomorphism over the residue field . As a first step, suppose is a nonzero monomial in and . We claim that vanishes modulo the maximal ideal . To see this, note that the linear function must be strictly positive on the interior of , which contains a -rational point . Let . Then and . Hence vanishes modulo , as claimed. The remainder of the argument is similar to the previous case. ∎
Proposition 3.6.2.
There is a natural bijection
(6) |
between the set underlying the adic tropicalization and the disjoint union of all initial degenerations of at all points on .
Proof.
To construct the map (6), it suffices to construct a map , where the limit is over -admissible covers of . Each such cover contains a face that contains , and the existence of this map then follows from Lemma 3.6.1.
By [Gub13, Proposition 8.8], if and are disjoint faces of , then and are disjoint in . It follows that the map (6) is injective. To see that (6) is surjective, observe that again by [Gub13, Proposition 8.8] any point in the inverse limit projects into for some nested decreasing sequence of admissible polyhedra in such that is the single point . Then is in the image of . ∎
4. The adic limit theorem
In this section, we prove Theorem 1.1, showing that the adic analytification of a subscheme of a toric variety is recovered as the inverse limit of the adic tropicalizations of any system of toric embeddings that satisfies the condition () from the introduction. The proof is not as direct as those of the tropical limit theorems in [Pay09, FGP14]. We first prove a strong cofinality statement for Gubler models of a projective scheme (Theorem 4.1.3), and then deduce that adic analytifications of certain strictly affinoid domains in analytifications of affine schemes can be obtained as inverse limits of algebraizable formal models (Corollary 4.1.4). Theorem 1.1 then follows easily.
4.1. Cofinality of Gubler models for strictly affinoid domains
As in the previous sections, we let denote a separated scheme of finite type over . Recall that a formal scheme is algebraizable if it is isomorphic to the formal completion of a flat -scheme of finite type. By construction, any formal Gubler model is algebraizable.
Lemma 4.1.1.
If is projective, then the algebraizable formal models are cofinal in the inverse system of all formal models of .
Proof.
Let be an arbitrary formal model of . We must show that there is an algebraizable formal model that dominates . Fix an embedding of in the projective space . Then the closure of in is flat and hence of finite presentation over [RG71, Corollary 3.4.7]. Since is of finite presentation, its formal completion is admissible. Because is projective, the adic space is quasi-compact, and therefore every admissible formal model of is quasi-paracompact in the sense of [Bos14, §8.2, Definition 12]. By Raynaud’s theorem [Bos14, §8.4, Theorem 3], this implies that there is an admissible formal blowup such that admits a morphism to . The center of this admissible formal blowup is a coherent ideal sheaf on and, since is projective over , this coherent sheaf is algebraizable [Abb10, Theorem 2.13.8]. Then is an algebraizable formal model of that dominates , and the lemma follows. ∎
We now state and prove a technical theorem about the Gubler models of projective schemes.
Definition 4.1.2.
We will say that a formal Gubler model of is adapted to an analytic domain if there is a subcomplex such that is the Raynaud fiber .
Equivalently, is adapted to if for some subcomplex of .
Theorem 4.1.3.
Let be projective over , let be an affine open subscheme, and let be a set of generators for the coordinate ring. Consider the strictly affinoid domain
Then the formal Gubler models adapted to such that is the preimage under of a torus invariant affine open subvariety are cofinal in the inverse system of all formal models of .
Proof.
By Lemma 4.1.1, the algebraizable models of are cofinal in the inverse system of all formal models. Thus it suffices to show that every algebraizable model is dominated by a formal Gubler model that is adapted to , such that is the preimage under of a torus invariant affine open subvariety.
Fix an affine open cover , with . Let be a flat and proper -scheme with generic fiber . Note that is finitely presented over , by [RG71, Corollary 3.4.7]. Cover by finitely many affine opens. After refinement, we may assume that this cover consists of affine opens labeled such that, for each and , the generic fiber is a distinguished affine open for some . For each and , choose a presentation
where , for some and .
By [FGP14, Theorem 4.2], the inverse system of all toric embeddings of satisfies () with respect to any affine open cover, so we can choose a closed embedding such that
-
(i)
each is the preimage of a torus invariant affine open , for ,
-
(ii)
each of the functions and is the pullback of a character that is regular on , and
-
(iii)
each of the functions appearing in the statement of the theorem is the pullback of a character that is regular on , for .
Let be the formal completion of . We will construct an admissible polyhedral cover of such that the associated Gubler model is adapted to and dominates . The proof involves finding admissible polyhedra and such that and and then applying Lemma 3.2.2. The details are as follows.
Let be the character lattice of the dense torus in . Choose in such that is the pullback of the character , which is regular on . If these do not generate , then choose additional characters so that does generate. Let be the minimum of the continuous function on the compact space . Let be the extended -admissible polyhedron in given by the closure of
Then , by construction. By (3), it follows that is the Raynaud fiber .
Next, choose and in such that and are the pullbacks of the characters and , respectively, each of which is regular on . Recall that the distinguished affine open is the general fiber of , and hence is the preimage of the torus invariant affine open on which is invertible. In particular, the characters are regular on . As in the previous paragraph, we can choose additional characters to generate and the valuations of all of these characters achieve their minima on the compact strictly affinoid domain . Let be the closure in of the polyhedron in on which the linear functions corresponding to each of these characters is bounded below by the respective minima of valuations on . Then is -admissible by construction, and there is a natural morphism
inducing an identification on the Raynaud fibers. Since is proper over , we have that covers and hence covers .
By Lemma 3.2.2, there is an extended -admissible polyhedral complex such that and each of the is a union of faces of . Moreover, since the cover , we may assume that each face of is contained in some , without changing the Gubler model . Then each inclusion , for induces morphisms of formal schemes
which glue together to give , a morphism of formal models of , as required. Here, we use that the recession cone of each is in to ensure that the generic fiber of is , and not some modification associated to a toric blowup of . ∎
Corollary 4.1.4.
Let be an affine scheme of finite type over , with a generating set for the coordinate ring . Let be the strictly affinoid domain
and let be the inverse system consisting of all formal models of of the form , where is a closed embedding of into an affine toric variety. Then the pair is naturally isomorphic to .
Proof.
Choose a projective compactification of . Recall from §2.5 that is the projective limit of the inverse system of formal models of . By Theorem 4.1.3, the formal Gubler models that are adapted to and such that is the preimage under of a torus invariant affine open subvariety are cofinal in the inverse system of all formal models of . Hence is isomorphic to the inverse limit of formal models of that appear as formal Zariski opens arising from subcomplexes , as in Definition 4.1.2. We claim that each of these formal models is dominated by a model in . To see this, choose such a model. A priori, some of the faces of may have recession cones that are not faces of , but are rather cones in some larger fan , associated to the toric variety in which is embedded. However, using the fact that is a compact subset of , we may refine so that is covered by a -admissible subcomplex of the induced refinement of . Then is in and dominates , as required. ∎
Proof of Theorem 1.1.
Let be a separated finite type -scheme, and let be a system of toric embeddings of satisfying condition () of §1 with respect to an affine open cover . We want to show that the induced map
(7) |
is an isomorphism of locally topologically ringed spaces.
Consider a single affine open in our chosen cover. Choose a generating set for the coordinate ring . Let be the strictly affinoid domain
By Corollary 4.1.4, the ringed space is naturally isomorphic to the inverse limit of its formal models arising as , where is a closed embedding into an affine toric variety and is an extended -admissible polyhedral complex such that . (Here, we use also to denote the fan consisting of its faces.) We fix one such model .
Replacing the generating set in the description above by , for with , we can cover by strictly affinoid domains of this form. Since the analogous statement holds for each of the affine opens and these cover , to prove the theorem it will suffice to show that there is a Gubler model of associated to an embedding that is adapted to , and such that the induced formal model of dominates .
Let be the respective pullbacks to of characters that generate . By condition () there is an embedding in such that for some torus invariant affine open and are the pullbacks of characters that are regular on . The choice of such characters that are regular on induces a toric morphism that commutes with the embeddings of .
Let be a face of . The preimage in is not necessarily -admissible, since the recession cone of is not necessarily a face of . Note, however, that the recession cone of is the preimage of a face of , and hence cut out by some supporting hyperplanes of the preimage of . Since maps into , these hyperplanes pullback to supporting hyperplanes of . Moreover, since is compact, the continuous functions achieve their respective minima . Let be the polyhedron obtained by intersecting with the halfspaces , for . Thus, the recession cone of is the intersection of with some of its supporting hyperplanes, and hence is -admissible. Then is equal to , and there is a naturally induced morphism of formal models .
Performing the above procedure for each face of , we arrive at a collection of extended -admissible polyhedra with morphisms of formal models and
By Lemma 3.2.2, there is an extended -admissible complex that covers such that each is a union of faces of . Then the Gubler model is adapted to and the induced formal model dominates , as required. ∎
4.2. Gubler models of compact analytic domains
We now extend our results on cofinality of Gubler models from projective schemes to compact analytic domains in subschemes of toric varieties, proving Theorem 1.2. We begin with an algebraic lemma.
Lemma 4.2.1.
Let be an admissible formal -scheme and let be a function whose restriction to the adic fiber is invertible in . Then .
Proof.
It suffices to consider the case where is affine. Since the restriction of to the adic fiber is invertible in , its inverse must be power bounded, i.e., we have . It remains to show that is in the subring .
By [GRW17, Proposition 2.12], the power bounded ring is an integral extension of . Therefore, must satisfy an identity with coefficients . Multiplying by , gives . In particular, is in , as required. ∎
This lemma allows us to construct formal Gubler models that are adapted to certain rational domains, as follows.
Proposition 4.2.2.
Let be a separated -scheme of finite type, let be an inverse system of toric embeddings of satisfying , and let be the formal Gubler model associated to a pair , for in . Let be an admissible polyhedron and let be the distinguished formal open subscheme of associated to some . Then there is a pair with in whose associated formal Gubler model is adapted to and dominates .
Proof.
Fix a finite set of monomial generators on . Then is a set of topological generators on . Define , the affine algebraic generic fiber of the algebraic -model .
Let be an open cover for which the inverse system satisfies . Cover by open subsets that are distinguished affine opens of both and . In particular, for some .
Since is a quasicompact subset of , there is a rational function on such that if and only if for all . Hence, we may assume is a rational function. Write , with and in .
Choose functions and in such that is the subset of where .
By , we can choose a toric embedding in such that is the preimage of an invariant affine open and each of the functions , , is the pullback of a character that is regular on . Since is a character that is regular on , the distinguished affine open is also the preimage of an invariant affine open .
By construction, the intersection of with is the preimage of an extended -admissible polyhedron . Since is an inverse system, we can then choose in that dominates both and . The preimage of is covered by finitely many -admissible polyhedra obtained by intersecting with closures of translates of cones in , as is the preimage of each face of .
Applying Lemma 3.2.2, we obtain a locally finite -admissible polyhedral complex that covers and such that the preimage of each and the preimage of each face of is a union of faces of . We then have a morphism of admissible formal -models .
Let be the subcomplex consisting of the preimages of the . By construction, we have an isomorphism of ringed spaces
(8) |
To see that (8) extends to a morphism of admissible formal -models , it suffices to show that each of the topological generators on is in . Now is in by construction, and is invertible in . By Lemma 4.2.1, this implies that is also in , as required. ∎
Lemma 4.2.3.
Let be an inverse system of toric embeddings of that satisfies , and let be a compact analytic domain with formal model . For any point , there exists an embedding in , an admissible polyhedral cover of , a polyhedron , and a function on such that the distinguished open comes with a morphism whose adic Raynaud fiber is the inclusion of an analytic domain containing .
Proof.
For each , choose an affine open subscheme such that . Fix a finite set of topological generators of . Note that all generators , , lie in the power bounded stalk . By Theorem 1.1, our hypothesis that is an inverse system of toric embeddings of satisfying implies that we have a neighborhood basis of formed by adic fibers of distinguished affine opens , where is a face of an extended -admissible complex giving rise to a Gubler model of . Thus, because we have only finitely many ’s, we can find a single admissible formal -scheme inside some formal Gubler model of associated to an admissible pair , for in , such that , and such that each is a function on , for . By construction, this comes with a morphism , such that is in the image of the adic Raynaud fiber of this morphism. ∎
Proof of Theorem 1.2.
For each , construct as in Lemma 4.2.3. The fact that is quasicompact implies that we can pass to a finite cover of by strictly affinoid domains . By Proposition 4.2.2, each has a second associated Gubler model of with dominating morphism , and containing a subcomplex with restriction that induces an isomorphism
Because the system of Gubler models is cofiltered, there exists a single formal Gubler model dominating all simultaneously. Let denote the subcomplex consisting of all polyhedra mapping into for some . Then by construction, we have a morphism that restricts to an isomorphism of adic fibers . ∎
5. The limit theorem for structure sheaves on Berkovich spaces
Recall that a subset is an analytic domain if each point has a neighborhood of the form , where each is strictly affinoid, and . A cover of an analytic domain by analytic subdomains is admissible if every point has a neighborhood which is a finite union , where each is an analytic domain in the cover, and . We write for equipped with this -topology. Note that open subsets are analytic domains, so the -topology refines the ordinary topology. See [Ber90, Ber93] for the -topology on Berkovich spaces, as well as [BGR84, §9.1] for further details on Grothendieck topologies in general, including the technical notion of slightly finer Grothendieck topologies, which appears in the discussion below.
Note that sheaves on are determined by their values on strictly affinoid domains and restriction maps for inclusions of strictly affinoid subdomains. The value of the structure sheaf on a strictly affinoid domain is simply the affinoid algebra , and the restriction maps to affinoid subdomains are the usual ones.
5.1. The tropical -topology
We now describe an analogous -topology on tropicalizations. Let be a closed embedding into a toric variety over . A polyhedral domain in is the intersection with a -admissible polyhedron. These are the analogues of strictly affinoid domains in . Then a tropical domain is a subset of in which every point has a neighborhood which is a finite union , where each is a polyhedral domain and . A cover of a tropical domain by tropical subdomains is admissible if every point has a neighborhood which is a finite union , where each is a tropical domain in the cover, and . We write for the tropicalization equipped with this -topology. Just as a sheaf on is determined by its values on strictly affinoid domains and the restriction maps between them, a sheaf on is determined by its values on polyhedral domains and the restriction maps between them.
Note that the preimage of a polyhedral (resp. tropical) domain in is a strictly affinoid (resp. analytic) domain in . Hence the pullback of an admissible cover of is an admissible cover of , so the tropicalization map
is continuous not only in the ordinary topologies, but also with respect to the -topologies on both sides. The projections
induced by morphisms of toric embeddings are likewise continuous with respect to the -topologies.
The set-theoretic identification , together with the -topologies on the tropicalizations, induces a -topology on , which we call the tropical topology. It is the coarsest -topology on with respect to which each of the projections is continuous.
Proposition 5.1.1.
The -topology on is slightly finer than the tropical topology on .
The following lemma is a key step in the proof of the proposition.
Lemma 5.1.2.
Every analytic domain admits an admissible cover by analytic domains that are admissible in the tropical topology.
Proof.
Choose an admissible cover by strictly affinoid domains, where each is an admissible -algebra. It suffices to prove that each has an admissible tropical cover. We now use the same strategy that we used in the proof of Theorem 1.2.
Let . For each , construct as in the statement of Lemma 4.2.3, using the inverse system of all closed embeddings of into toric varieties. Recall that is a formal polyhedral domain in a Gubler model of . By Proposition 4.2.2, we can find a formal Gubler model of that is adapted to and dominates . Since is quasicompact, we can choose a finite collection of points such that the adic open subspaces cover , and thus the analytic domains cover . Choose a single Gubler model dominating the models for this finite collection of points . Let be the subcomplex consisting of all polyhedra such that lies in one of the analytic domains . Then the collection is an admissible tropical cover of . ∎
Proof of Proposition 5.1.1.
We need to check criteria (i) through (iii) of [BGR84, Definition 9.1.2.1]. To see that (i) holds, observe that every admissible open in the tropical topology is a strictly affinoid and hence an analytic domain. Since every tropical admissible cover is -admissible, this implies that the -topology is finer than the tropical topology on . Criterion (ii) follows immediately from Lemma 5.1.2. To verify (iii), we need to show that any -covering of a tropical domain has a tropical refinement. Let be a tropical domain, with a -admissible cover by analytic domains. Then each point has a neighborhood in which is a finite union of analytic domains , where each contains . By Lemma 5.1.2, each of the analytic domains admits an admissible tropical cover. This shows that every point in has a neighborhood which is a finite union of tropical domains, each contained in one of the analytic domains . All of these tropical domains together form an admissible tropical cover of that refines the -admissible cover , as required. ∎
Sheaves in a Grothendieck topology extend uniquely to sheaves in slightly finer Grothendieck topologies [BGR84, Proposition 9.2.3.1], so sheaves on are determined by their values on tropical domains and the restriction maps between them.
There is a natural structure sheaf in the tropical topology on , which records the structure sheaves of all formal Gubler models associated to admissible subdivisions of , as follows: Let be the closure of a -admissible polyhedron with recession cone in , and let be the preimage of under the tropicalization map . By §3.4, we have . Then we define
Note that the global analytic functions on are .
Corollary 5.1.3.
The analytic structure sheaf is the unique sheaf in the -topology that extends the sheaf in the tropical topology.
Remark 5.1.4.
Fix a pair of -varieties and . Because morphisms are exactly morphisms of ringed spaces that are locally dual to bounded morphisms of strictly affinoid -algebras in the -topologies on and , Proposition 5.1.1 and its Corollary 5.1.3 imply that is determined locally in the tropical topologies on and . In this sense, we can recover the entire category of analytifications using the tropical topologies on analytifications.
Proof of Theorem 1.3..
Let denote equipped with its tropical topology. By [BGR84, Proposition 9.2.3.1], restriction to the tropical topology induces an equivalence of topoi
(9) |
The sheaf is a ring object in the topos , and the sheaf is a ring object in the topos . By definition, each gives its respective topos the structure of a ringed topos. By Corollary 5.1.3, the equivalence (9) takes
and is thus an equivalence of ringed topoi.
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