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A Unified Phenomenology of Ion Heating in Low-β\beta Plasmas: Test-Particle Simulations

Zade Johnston [email protected]    Jonathan Squire    Romain Meyrand Physics Department, University of Otago, Dunedin 9010, New Zealand
Abstract

We argue that two prominent theories of ion heating in low-β\beta collisionless plasmas—stochastic and quasi-linear heating—represent similar physical processes in turbulence with different normalized cross helicities. To capture both, we propose a simple phenomenology based on the power in scales at which critically balanced fluctuations reach their smallest parallel scale. Simulations of test ions interacting with turbulence confirm our scalings across a wide range of different ion and turbulence properties, including with a steep ion-kinetic transition range as relevant to the solar wind.

preprint: APS/123-QED

Ions within the turbulent low-β\beta solar corona and wind are observed to be continously heated, with more energization perpendicular to the local magnetic field than parallel [1, 2, 3]. Additionally, heavy ions are heated more than protons [4, 5, 6] and protons more than electrons [7], despite the low-frequency gyrokinetic model predicting that electron heating dominates at low β\beta [8, 9]. Many mechanisms have been proposed to explain these observations, including stochastic heating by uncorrelated turbulent fluctuations [10, 11], wave-particle interactions leading to quasi-linear heating [12, 13, 14], and others [15, 16, 17]. Despite this previous work, aspects of the underlying processes remain unclear, representing an important deficiency for building understanding of coronal heating and solar-wind acceleration.

Extending previous studies [18, 19, 20, 21, 22, 23], in this Letter we present a unified description of turbulent heating of ions in both balanced turbulence (with equal amplitudes of inwards and outwards Elsässer fluctuations 𝒛±\bm{z}^{\pm}) and imbalanced turbulence (where one dominates: |𝒛+||𝒛||\bm{z}^{+}|\gg|\bm{z}^{-}|). Noting that stochastic heating (SH) and cyclotron-resonant quasi-linear heating (QLH) can be considered as two limits of similar physical processes and motivated by the principle of “critical balance”, we propose that the ion-heating rate is controlled by the power in scales at which turbulent fluctuations reach their maximum frequency, which may not be at ion-gyroradius scales in the presence of a steep ion-kinetic “transition-range” drop in the spectrum. We test this proposal with high-resolution simulations of test particles interacting with low-β\beta magnetized turbulence. Our proposed scaling accurately captures measured proton and minor-ion heating rates in turbulence across a wide range of conditions (balanced, imbalanced, with and without a “helicity barrier”). These results clarify the physics of collisionless turbulent heating with clear application to both in-situ observational analyses and theoretical models of astrophysical plasmas [24].

Before continuing we define important symbols, with species index ss either ions or protons (s=is=\text{i} or p): 𝑬\bm{E} and 𝑩\bm{B} are the electric and magnetic fields; kk_{\|} and kk_{\perp} are the components of the wavevector 𝒌\bm{k} parallel and perpendicular to 𝑩\bm{B}; ρs=vth,s/Ωs\rho_{s}=v_{\text{th},s}/\Omega_{s} is the thermal gyroradius with vth,s=2Ts/msv_{\text{th},s}=\sqrt{2T_{s}/m_{s}} and Ωs=|qs|B/msc\Omega_{s}=|q_{s}|B/m_{s}c the ion thermal speed and gyrofrequency; qs=Zeq_{s}=Ze and ms=Ampm_{s}=Am_{\text{p}} are the ion charge and mass in units of proton quantities; βs=vth,s2/vA2\beta_{s}=v^{2}_{\text{th},s}/v_{\text{A}}^{2} is the ion beta; cc is the speed of light; δuλ\delta u_{\lambda} is the rms 𝑬×𝑩\bm{E}\times\bm{B} velocity at scales kλ1k_{\perp}\lambda\sim 1; and vAv_{\text{A}} is the Alfvén speed.

Turbulence Theory.—Turbulence near the Sun is imbalanced, with |𝒛+||𝒛||\bm{z}^{+}|\gg|\bm{z}^{-}|. Recent work [25, 26, 27] argues that such turbulence forms a “helicity barrier”, which, due to its effect on turbulent fluctuations near ρp\rho_{\text{p}}-scales, is a key ingredient in understanding ion heating. The effect occurs because low-β\beta gyrokinetics conserves energy and a “generalized helicity” [28, 25], which must be simultaneously cascaded with constant flux to be in a statistical steady-state. At scales larger than ρp\rho_{\text{p}}, helicity is the cross-helicity which cascades to small perpendicular scales. At scales smaller than ρp\rho_{\text{p}}, helicity becomes magnetic helicity, which would inverse cascade in imbalanced turbulence. For balanced turbulence, with zero helicity, energy is able to cascade to small perpendicular scales. However, in imbalanced turbulence only the balanced (zero-helicity) portion of the energy cascade is let through to small perpendicular scales; the remainder is blocked from cascading and trapped at scales above ρp\rho_{\text{p}} by the helicity barrier. This causes the amplitude of the turbulence to grow in time and, through critical balance [29], reach and dissipate at small parallel scales. Hybrid-kinetic imbalanced turbulence simulations [26] show that fluctuations at these scales become oblique ion-cyclotron waves, heating ions through quasi-linear interactions and allowing the turbulence to saturate. The helicity barrier is well supported observationally, explaining the steep “transition-range” drop in fluctuation spectra [30, 31] and other features [32, 33].

Ion Heating.—Two widely studied ion-heating mechanisms are stochastic heating and cyclotron-resonant quasi-linear diffusion. Stochastic heating involves ions being heated by uncorrelated kicks from fluctuations at scales kρi1k_{\perp}\rho_{\text{i}}\sim 1. This leads to a diffusion perpendicular to 𝑩\bm{B} in velocity space, generally heating the plasma [34, 35, 10]. The theory explains ion heating well in low-β\beta balanced turbulence simulations [19, 36, 21, 22], and has also been applied to ion heating within the imbalanced near-Sun environment [37, 38, 39, 40, 41]. Quasi-linear theory predicts that ions and waves interact strongly if the waves’ Doppler-shifted frequencies are resonant with the ion gyrofrequency [42, 43, 44]. This causes ions to diffuse ions in velocity space along contours of constant energy in the frame moving at the wave’s phase velocity, heating the plasma (however, note that ions may also be heated by non-resonant interactions with waves [45, 35]).

While traditionally considered as separate mechanisms, we argue that SH and QLH should instead be considered as two limits of a continuum controlled by the nonlinear broadening of the fluctuations’ frequency spectrum. Unbroadened fluctuations—waves with a single frequency ω\omega at a particular 𝒌\bm{k}—cause QLH-like behavior; fluctuations that are broadened to a level comparable to ω\omega itself, which thus have significant power in low-frequency fluctuations [46], cause SH-like behavior. This reveals a deep connection to the turbulence imbalance: in imbalanced turbulence 𝒛+\bm{z}^{+}-fluctuations have linear frequencies that exceed their nonlinear rate (the QLH-limit); in balanced turbulence the two are comparable [29] (the SH-limit). A smooth transition between these limits occurs as the imbalance is adjusted.

To further illustrate the connection, we argue that SH and QLH rates scale similarly with turbulent amplitude, even though SH is traditionally discussed in the context of low-frequency turbulence, while QLH is generally considered to involve high-frequency fluctuations (ωΩi\omega\sim\Omega_{\text{i}}). SH requires turbulent amplitudes δuρi\delta u_{\rho_{\text{i}}} comparable to vth,iv_{\text{th,i}} (generally δuρi/vth,i0.1\delta u_{\rho_{\text{i}}}/v_{\text{th,i}}\gtrsim 0.1 [10, 19]). To understand the amplitude at which QLH will be activated, we use the principle of “propagation critical balance” (in which parallel scales are determined by the wandering of magnetic field lines by perpendicular perturbations [47, 48, 46]), giving ωkvAkδuλ\omega\sim k_{\|}v_{\text{A}}\sim k_{\perp}\delta u_{\lambda} throughout the inertial range. Thus, in order to reach ωΩi\omega\sim\Omega_{i} and activate QLH requires Ωiδuρi/ρiδuρivth,i\Omega_{i}\sim\delta u_{\rho_{\text{i}}}/\rho_{i}\implies\delta u_{\rho_{\text{i}}}\sim v_{\text{th,i}}, where we used the fact that the ion-eddy interaction is strongest at ρi\rho_{\text{i}} scales because ω\omega increases with kk_{\perp} but interactions with kρi>1k_{\perp}\rho_{\text{i}}>1 fluctuations are suppressed [49] (there may still be contributions from such eddies, however [21, 14]). This means QLH requires similar turbulent amplitudes as SH to occur; likewise, for critically balanced turbulence, the amplitudes needed to cause SH imply turbulent frequencies that approach Ωi\Omega_{\text{i}}, although due to eddies decorrelating, there remains significant power in ω<Ωi\omega<\Omega_{i} fluctuations in balanced turbulence [46]. The argument also implies that heating is strongest at the smallest parallel scale l1/kvA/Ωil_{\|}\sim 1/k_{\|}\sim v_{\text{A}}/\Omega_{\text{i}} with λρi\lambda\lesssim\rho_{\text{i}}.

Based on the argument above, we propose to extend the usual SH formula for the ion heating rate per unit mass [10],

Q=Ωivth,i2c^1ξ^i3ec^2/ξ^i,Q_{\perp}=\Omega_{\text{i}}v_{\text{th,i}}^{2}\hat{c}_{1}\hat{\xi}_{\text{i}}^{3}e^{-\hat{c}_{2}/\hat{\xi}_{\text{i}}}, (1)

to also describe QLH in imbalanced turbulence. Here, c^1\hat{c}_{1} and c^2\hat{c}_{2} are empirical constants and the exponential suppression factor accounts phenomenologically for the conservation of magnetic moment at small amplitudes and/or the exponentially small number of particles resonant with lower-frequency fluctuations (in reality, this suppression factor presumably depends on imbalance and other parameters). A key change, however, is needed to correctly describe the helicity barrier, with the definition of ξi\xi_{\text{i}} extended from its usual one (ξi=δuρi/vth,i\xi_{\text{i}}=\delta u_{\rho_{\text{i}}}/v_{\text{th,i}}) to instead capture the scale at which the fluctuations reach their highest frequency. Thus ξi^δuλ/vth,i\hat{\xi_{\text{i}}}\equiv\delta u_{\lambda}/v_{\text{th,i}}, where δuλ\delta u_{\lambda} is the turbulent amplitude at perpendicular scales λρi\lambda\gtrsim\rho_{\text{i}} corresponding to the smallest parallel scale ll_{\|}, estimated from the maximum of δuλ/λ\delta u_{\lambda}/\lambda via propagation critical balance: vA/lδuλ/λkz~k+v_{\text{A}}/l_{\|}\sim\delta u_{\lambda}/\lambda\sim k_{\perp}\tilde{z}^{+}_{k_{\perp}}. Here, z~k+\tilde{z}^{+}_{k_{\perp}} is the rms value at scales kλ1k_{\perp}\lambda\sim 1 of 𝒛~+\tilde{\bm{z}}^{+}, the generalized Elsässer eigenmode of the FLR-MHD model (introduced below), which reduces to its MHD counterpart 𝒛+\bm{z}^{+} at kρi1k_{\perp}\rho_{\text{i}}\ll 1.

For turbulence without a helicity barrier (such as balanced turbulence or imbalanced RMHD), the energy cascade is able to dissipate at perpendicular scales smaller than ρp\rho_{\text{p}}, forming a smooth spectrum with continuously increasing δuλ/λ\delta u_{\lambda}/\lambda. Based on the argument above, we expect ions to be heated by fluctuations at scales λρp\lambda\sim\rho_{\text{p}}, and Eq. (1) reduces to the normal SH formula with ξ^i=δuρi/vth,i\hat{\xi}_{\text{i}}=\delta u_{\rho_{\text{i}}}/v_{\text{th,i}}. However, with a helicity barrier, the resulting steep spectral break causes kz~k+k_{\perp}\tilde{z}^{+}_{k_{\perp}} to peak at an intermediate scale λ>ρp\lambda>\rho_{\text{p}} before dropping off steeply at smaller scales. We thus use λmax(ρi,1/knl)\lambda\sim\text{max}(\rho_{\text{i}},1/k^{\text{nl}}_{\perp}) where

knl0ρi1dkk(kz~k+)0ρi1dkkz~k+,k^{\text{nl}}_{\perp}\equiv\frac{\int^{\rho_{\text{i}}^{-1}}_{0}\text{d}k_{\perp}\ k_{\perp}(k_{\perp}\tilde{z}^{+}_{k_{\perp}})}{\int^{\rho_{\text{i}}^{-1}}_{0}\text{d}k_{\perp}\ k_{\perp}\tilde{z}^{+}_{k_{\perp}}}, (2)

the average value of kk_{\perp} weighted by kz~k+k_{\perp}\tilde{z}^{+}_{k_{\perp}} over scales kρi1k_{\perp}\rho_{\text{i}}\leq 1, is used as a proxy for the scale at which the heating is most efficient. This also takes into account that minor ions interact with fluctuations at scales larger than the spectral break, due to their larger gyroradii.

To verify this proposal, we now present numerical simulations of test protons and minor ions interacting with both balanced and imbalanced turbulence with or without a helicity barrier.

Numerical Setup.—We use the “finite Larmor radius MHD” (FLR-MHD) model [50, 28, 25], which can be formally derived from gyrokinetics in the limit β1\beta\ll 1 and kde1k_{\perp}d_{\text{e}}\gg 1 (where ded_{\text{e}} is the electron inertial length). At kρi1k_{\perp}\rho_{\text{i}}\ll 1, FLR-MHD reduces to the well-known RMHD model [51]; for kρi1k_{\perp}\rho_{\text{i}}\gg 1 it reduces to “electron RMHD” [16, 52, 22]. The FLR-MHD equations are advanced in time using a pseudospectral method [53, 25] (see Suppl. Mat.). The simulation domain is a three-dimensional periodic grid of size L=Lz=2πL_{\perp}=L_{z}=2\pi and a resolution of N2×NzN_{\perp}^{2}\times N_{z}, where the background magnetic field is along the zz-direction and \perp represents the xx- and yy-directions. To test our proposed heating model across a wide range of regimes, we simulate three cases: balanced and imbalanced FLR-MHD with ρp,gk/L=0.02\rho_{\text{p,gk}}/L_{\perp}=0.02, and imbalanced RMHD (we assume a majority hydrogen plasma, with ρp,gk\rho_{\text{p,gk}} the ρi\rho_{\text{i}} in the gyrokinetic model). These simulations have a resolution of N2×Nz=10242×1024N_{\perp}^{2}\times N_{z}=1024^{2}\times 1024 for the balanced FLR-MHD case and 10242×5121024^{2}\times 512 for the other two cases, refined from an initial resolution of 2562×512256^{2}\times 512 to obtain spectra that extend to scales smaller than ρp,gk\rho_{\text{p,gk}} (see Suppl. Mat.). In the imbalanced FLR-MHD simulations we run ions at three different stages of the helicity barrier’s evolution as it grows, at times tvA/Lz3,6,tv_{\text{A}}/L_{z}\approx 3,6, and 10.

Table 1: f Simulation parameters studied in this Letter. F and R correspond to the FLR-MHD and RMHD models. Coefficients c1,c2c_{1},c_{2} and c^1,c^2\hat{c}_{1},\hat{c}_{2} are fits of simulation results to Eq. (1) using δuρi/vth,i\delta u_{\rho_{\text{i}}}/v_{\text{th,i}} and ξ^i\hat{\xi}_{\text{i}}, respectively; the best fit of all data using ξ^i\hat{\xi}_{\text{i}} is c^1,c^2=1.11,0.10\hat{c}_{1},\hat{c}_{2}=1.11,0.10.
Name βi\beta_{\text{i}} A/ZA/Z c1,c2c_{1},c_{2} c^1,c^2\hat{c}_{1},\hat{c}_{2}
F-Bal-βp0.05\text{F-Bal-}\beta_{\text{p}}0.05 0.05 1 1.83, 0.18 2.07, 0.17
R-βp0.05\text{R-}\beta_{\text{p}}0.05 0.05 1 0.59, 0.13 0.74, 0.12
R-βi0.05He2+\text{R-}\beta_{\text{i}}0.05\text{He}^{2\text{+}} 0.05 4/2 0.61, 0.16 0.64, 0.16
R-βi0.05O5+\text{R-}\beta_{\text{i}}0.05\text{O}^{5\text{+}} 0.05 16/5 1.12, 0.13 1.18, 0.13
F-3βp0.05\text{F-3}\beta_{\text{p}}0.05 0.05 1 8.50, 0.07 1.73, 0.11
F-6βp0.05\text{F-6}\beta_{\text{p}}0.05 0.05 1 13.16, 0.05 1.24, 0.12
F-6βp0.01\text{F-6}\beta_{\text{p}}0.01 0.01 1 17.57, 0.06 1.65, 0.13
F-6βp0.1\text{F-6}\beta_{\text{p}}0.1 0.1 1 11.94, 0.05 1.13, 0.10
F-6βi0.05He2+\text{F-6}\beta_{\text{i}}0.05\text{He}^{2+} 0.05 4/2 1.89, 0.11 2.18, 0.11
F-6βi0.05O5+\text{F-6}\beta_{\text{i}}0.05\text{O}^{5+} 0.05 16/5 1.50, 0.11 1.73, 0.11
F-10βp0.05\text{F-10}\beta_{\text{p}}0.05 0.05 1 26.1, 0.04 1.40, 0.10

Once the refined turbulence simulations have reached a quasi-steady-state, we introduce test ions (for details on implementation, see Suppl. Mat.). For a given collection of ions, we can choose the initial ρi/L\rho_{\text{i}}/L_{\perp}, βi\beta_{\text{i}}, and δuρi/vth,i\delta u_{\rho_{\text{i}}}/v_{\text{th,i}} [19]. For FLR-MHD, the choice of ρi/L\rho_{\text{i}}/L_{\perp} is fixed to match ρp,gk/L=0.02\rho_{\text{p,gk}}/L_{\perp}=0.02; we also choose this value for ions in RMHD simulations for comparison. This scale determines δuρi\delta u_{\rho_{\text{i}}} via δuρi2=2kk+dk𝑬(k)\delta u_{\rho_{\text{i}}}^{2}=2\int_{k^{-}}^{k^{+}}\text{d}k_{\perp}\ \mathcal{E}_{\bm{E}}(k_{\perp}), where 𝑬(k)\mathcal{E}_{\bm{E}}(k_{\perp}) is the perpendicular electric-field spectrum (equivalent to the 𝑬×𝑩\bm{E}\times\bm{B} velocity spectrum in FLR-MHD) and using k±e±1/2/ρik^{\pm}\equiv e^{\pm 1/2}/\rho_{\text{i}} in line with previous work [10, 19]. This value of δuρi\delta u_{\rho_{\text{i}}} with the choice of δuρi/vth,i\delta u_{\rho_{\text{i}}}/v_{\text{th,i}} determines vth,iv_{\text{th,i}}. Due to the invariance of the quantity vAv_{\text{A}}\nabla_{\|} in both RMHD and FLR-MHD, we are free to choose vAv_{\text{A}} based on the values of vth,iv_{\text{th,i}} and βi\beta_{\text{i}} so long as length-scales along the background field are scaled by the same factor [46]; this rescaling is done within the ion integrator. Once these quantities are determined, the ions are uniformly distributed throughout the simulation domain and given an isotropic Maxwellian velocity distribution. For a given choice of ρi/L\rho_{\text{i}}/L_{\perp} and βi\beta_{\text{i}}, we initialize separate cohorts of N=106N=10^{6} particles with 0.01δuρi/vth,i0.30.01\lesssim\delta u_{\rho_{\text{i}}}/v_{\text{th,i}}\lesssim 0.3.

We introduce minor ions with mass mi=Ampm_{\text{i}}=Am_{\text{p}} and charge qi=Zeq_{\text{i}}=Ze by taking vth,iv_{\text{th,i}} to be the same of that of protons within the same simulation, so that they have similar initial δuρi/vth,i\delta u_{\rho_{\text{i}}}/v_{\text{th,i}}. This choice, along with Ωi=(Z/A)Ωp\Omega_{\text{i}}=(Z/A)\Omega_{\text{p}}, determines the required ion gyroradius ρi=(A/Z)ρp\rho_{\text{i}}=(A/Z)\rho_{\text{p}} corresponding to ρp/L\rho_{\text{p}}/L_{\perp}. Once this is determined, the process of initializing minor ions is identical to protons. Table 1 summarizes the turbulence and particle parameters studied in this Letter.

We note that because FLR-MHD is derived from gyrokinetics it can only simulate low-frequency dynamics, and does not contain the transition to ion-cyclotron waves. Although this still allows for QLH of protons by Alfvénic fluctuations, it does not capture their dispersion or polarization changes at kdi1k_{\|}d_{\text{i}}\sim 1 (where did_{\text{i}} is the ion inertial length; see Ref. [26] for the effects of ion-cyclotron waves). This approximation is less impactful for minor ions, because their smaller gyrofrequency means they interact with lower-frequency fluctuations.

Refer to caption
Figure 1: Left: Space-time Fourier transforms tot(kz,ω)\mathcal{E}^{\rm tot}(k_{z},\omega) from balanced (top) and imbalanced (bottom) FLR-MHD turbulence. Each is normalized to the maximum value at each kzk_{z}, and the dotted lines are the Alfvén wave dispersion relation ω=±kzvA\omega=\pm k_{z}v_{\text{A}}. Right: Comparison of electric-field spectra (top) and kz~k+k_{\perp}\tilde{z}^{+}_{k_{\perp}} (bottom) as used to estimate ll_{\|} from the different turbulence simulations in this Letter.

Results.—To highlight how imbalance affects the frequency spectrum of fluctuations, which was argued above to be important for controlling the heating, the left-hand plot of Fig. 1 shows the space-time Fourier transform tot(kz,ω)=+(kz,ω)+(kz,ω)\mathcal{E}^{\rm tot}(k_{z},\omega)=\mathcal{E}^{+}(k_{z},\omega)+\mathcal{E}^{-}(k_{z},\omega), with ±(kz,ω)=12|𝒛~±(kz,k,ω)|2\mathcal{E}^{\pm}(k_{z},\omega)=\frac{1}{2}\left\langle|\tilde{\bm{z}}^{\pm}(k_{z},k_{\perp},\omega)|^{2}\right\rangle_{\perp}; here, \langle\cdot\rangle_{\perp} denotes an average over all kk_{\perp}. In balanced turbulence, tot(kz,ω)\mathcal{E}^{\rm tot}(k_{z},\omega) has significant power at small ω\omega, a signature that the nonlinear and linear times are comparable [46]. In contrast, imbalanced turbulence is dominated by fluctuations at a particular frequency, as seen by the band peaked around ωkzvA\omega\approx-k_{z}v_{\text{A}}. These show that increasing imbalance reduces the nonlinear broadening of fluctuations relative to their linear frequency, causing the ion heating to transition from a SH-like to QLH-like mechanism.

The electric-field spectra 𝑬(k)\mathcal{E}_{\bm{E}}(k_{\perp}) and kz~k+k_{\perp}\tilde{z}^{+}_{k_{\perp}} for different turbulence simulations are compared on the right of Fig. 1, where we compute kz~k+k_{\perp}\tilde{z}^{+}_{k_{\perp}} from its spectrum: kz~k+kk+(k)k_{\perp}\tilde{z}^{+}_{k_{\perp}}\approx k_{\perp}\sqrt{k_{\perp}\mathcal{E}^{+}(k_{\perp})} [54]. In contrast to the wide inertial range of the imbalanced RMHD simulation, FLR-MHD captures the transition from an Alfvén-wave to kinetic-Alfvén-wave cascade [16], with the electric-field specturm approaching a 1/3-1/3 scaling at kρi1k_{\perp}\rho_{\text{i}}\gtrsim 1. The presence of a helicity barrier is clearly seen in the imbalanced FLR-MHD simulations via the steep drop in spectra at kρp1k_{\perp}\rho_{\text{p}}\lesssim 1, as observed in the solar wind [55, 31] and previous simulations [25, 26, 27]. The steep spectral slope of the helicity barrier also causes kz~k+k_{\perp}\tilde{z}^{+}_{k_{\perp}} to reach a maximum at kρp1k_{\perp}\rho_{\text{p}}\lesssim 1 scales. This maximum, and the corresponding spectral break in 𝑬(k)\mathcal{E}_{\bm{E}}(k_{\perp}), shifts to larger scales as the energy grows in time.

Refer to caption
Figure 2: Evolution of the ensemble-averaged perpendicular energy per unit mass w2\langle w^{2}_{\perp}\rangle of all particle cases with 0.02δuρp/vth,p0.20.02\leq\delta u_{\rho_{\text{p}}}/v_{\text{th,p}}\leq 0.2 (dark to light) from F-6βp0.05\text{F-6}\beta_{\text{p}}0.05, along with the linear fit for QQ_{\perp} in dashed lines.

Figure 2 illustrates how the ion heating rate QQ_{\perp} is calculated from the evolution of the ensemble-averaged perpendicular energy per unit mass w2\langle w^{2}_{\perp}\rangle for protons from F-6βp0.05\text{F-6}\beta_{\text{p}}0.05 with 0.02δuρp/vth,p0.20.02\leq\delta u_{\rho_{\text{p}}}/v_{\text{th,p}}\leq 0.2. Here ww_{\perp} is the component of 𝒘𝒗𝒖𝑬×𝑩\bm{w}\equiv\bm{v}-\bm{u}_{\bm{E}\times\bm{B}}, the thermal velocity of the protons after subtracting the local 𝑬×𝑩\bm{E}\times\bm{B} velocity, perpendicular to 𝑩\bm{B}. Protons experience an initial heating transient lasting around one gyroperiod as they “pick up” the local 𝑬×𝑩\bm{E}\times\bm{B} velocity (also seen in Ref. [19]). Because of this, we calculate QQ_{\perp} by a linear fit to w2\langle w^{2}_{\perp}\rangle via Q=0.5(w,f2w,02)/(tft0)Q_{\perp}=0.5(\langle w^{2}_{\perp\text{,f}}\rangle-\langle w^{2}_{\perp\text{,}0}\rangle)/(t_{\text{f}}-t_{0}). Here tft_{\text{f}} is either the end of the simulation or when w,f2=1.2w,02\langle w^{2}_{\perp\text{,f}}\rangle=1.2\langle w^{2}_{\perp\text{,}0}\rangle; we choose this as QQ_{\perp} decreases as w2\langle w^{2}_{\perp}\rangle increases [10, 19]. For δuρp/vth,p0.05\delta u_{\rho_{\text{p}}}/v_{\text{th,p}}\lesssim 0.05, the initial heating transient exhibits oscillations, so to remove the effect of these from the measurement, we choose the start time t0Ωi/2π=5.25t_{0}\Omega_{\rm i}/2\pi=5.25 for δuρi/vth,i<0.02\delta u_{\rho_{\text{i}}}/v_{\text{th,i}}<0.02, 3.253.25 for 0.02δuρi/vth,i0.050.02\leq\delta u_{\rho_{\text{i}}}/v_{\text{th,i}}\leq 0.05, and 0.750.75 for δuρi/vth,i>0.05\delta u_{\rho_{\text{i}}}/v_{\text{th,i}}>0.05 (see Suppl. Mat.).

Refer to caption
Figure 3: Comparison of the dependence of the measured ion heating rate QQ_{\perp} against the commonly used stochastic heating parameter δuρi/vth,i\delta u_{\rho_{\text{i}}}/v_{\text{th,i}} (left) and the new scale-dependent version ξ^i\hat{\xi}_{\text{i}} (right). Filled and hollow markers represent simulations with and without a helicity barrier, respectively. The inset shows the ratio Q/(c^1ξ^i3)Q_{\perp}/(\hat{c}_{1}\hat{\xi}_{\text{i}}^{3}), with c^1=1.11\hat{c}_{1}=1.11 the best fit to Eq. (1) for all data, highlighting the suppression of heating for small ξi\xi_{\text{i}}. The solid black lines show the best fit of Eq. (1) to F-Bal-βp0.05\text{F-Bal-}\beta_{\text{p}}0.05 (left) and all data (right and inset).

Figure 3 compares the dependence of QQ_{\perp} on δuρi/vth,i\delta u_{\rho_{\text{i}}}/v_{\text{th,i}}, the measure commonly used in SH theory, to our proposed definition ξ^i=δuλ/vth,i\hat{\xi}_{\text{i}}=\delta u_{\lambda}/v_{\text{th,i}}. We calculate knlk^{\text{nl}}_{\perp} in Eq. (2) using kz~k+k_{\perp}\tilde{z}^{+}_{k_{\perp}} from Fig. 1. It is clear that the standard normalization is inadequate for describing QQ_{\perp}, particularly for cases with a helicity barrier. These show greater heating than expected from the power in fluctuations at these scales, indicating the true ξ^i\hat{\xi}_{\text{i}} is being underestimated. Minor ions show similar heating rates in both imbalanced FLR-MHD and RMHD, due to their gyroradii lying at scales larger than ρp\rho_{\text{p}} and close to or above 1/knl1/k^{\text{nl}}_{\perp}. In contrast, when plotted against our proposed ξ^i\hat{\xi}_{\text{i}}, the data are well described by Eq. (1) with best fit parameters c^1=1.11,c^2=0.10\hat{c}_{1}=1.11,\hat{c}_{2}=0.10 (fits of individual simulations to Eq. (1) comparing δuρi/vth,i\delta u_{\rho_{\text{i}}}/v_{\text{th,i}} and ξ^i\hat{\xi}_{\text{i}} are listed in Table 1); our value of c^2\hat{c}_{2} is smaller than previous test particle simulations [10, 19] but similar to recent hybrid-kinetic simulations [22]. That Eq. (1) holds despite the difference in simulation conditions, from turbulence that is balanced, imbalanced, with or without a helicity barrier, and for both protons and minor ions, helps verify our unified model of ion heating. We note that the worst argreement is seen for imbalanced RMHD, which is also unphysical, neglecting the effect of ρp\rho_{\text{p}} on the turbulence.

Refer to caption
Figure 4: Comparison of two-dimensional velocity distributions f(w,w)f(w_{\perp},w_{\|}) of ξ^p0.3\hat{\xi}_{\text{p}}\approx 0.3 protons from F-Bal-βp0.05\text{F-Bal-}\beta_{\text{p}}0.05 (top) and ξ^p0.7\hat{\xi}_{\text{p}}\approx 0.7 protons from F-6βp0.1\text{F-6}\beta_{\text{p}}0.1 (bottom). Dashed contours represent the initial Maxwellian distribution, and solid contours represent constant-energy contours in the frame of the wave, centered on the phase speed vph=vAv_{\text{ph}}=-v_{\text{A}} (dotted line). Insets show the 1D perpendicular distribution function f(w)f(w_{\perp}) in blue (f(w)f(w_{\perp}) at t=0t=0 is in gray), normalized to the maximum of the initial distribution.

Despite the success of the unified model in reproducing QQ_{\perp}, there remains important differences between balanced- and imbalanced-turbulent heating, as demonstrated in Fig. 4 which compares the proton velocity distribution functions (VDFs) f(w,w)f(w_{\perp},w_{\|}) in these two regimes. In balanced turbulence, the VDF undergoes diffusion in perpendicular velocity, as seen in the 1D VDF f(w)=dwf(w,w)f(w_{\perp})=\int\text{d}w_{\|}f(w_{\perp},w_{\|}) which has a characteristic flattopped shape [38, 22]. In contrast, in imbalanced turbulence the VDF diffuses along constant-energy contours within the frame of the waves, a hallmark of QLH [42]. For Alfvénic fluctuations, these contours are semicircles centered on the phase speed vph=ω/k=vAv_{\text{ph}}=\omega/k_{\|}=-v_{\text{A}}. The 1D VDF exhibits a flattopped shape similar to the balanced case (dropping off at slightly earlier upon close inspection), presumably because the contours are nearly vertical at small ww_{\perp}. This picture also allows an understanding of the βp\beta_{\text{p}}-dependent dropoff in QQ_{\perp} seen at large ξ^p\hat{\xi}_{\text{p}} in Fig. 3 (representing the largest deviation from the phenomenological model): the constant-energy contours become increasingly curved as βp\beta_{\text{p}} increases, where vAv_{\text{A}} approaches vth,pv_{\text{th,p}}, causing ions to gain parallel energy at the expense of perpendicular energy (see the Suppl. Mat.).

Conclusion.—In this Letter we provide a unified picture for describing ion heating in collisionless plasma turbulence across a wide range of regimes. The heating mechanism changes character depending on the frequency spectrum of turbulent fluctuations, transitioning from SH to QLH as the turbulence imbalance increases and reduces the relative nonlinear broadening of fluctuations. We propose a phenomenological model, controlled by the amplitude of fluctuations at the scale where kz~k+vA/lk_{\perp}\tilde{z}^{+}_{k_{\perp}}\sim v_{\text{A}}/l_{\|} peaks for kρi1k_{\perp}\rho_{\text{i}}\lesssim 1, which accurately captures the ion-heating rate across both regimes. In the absence of a transition-range break or for minor ions, this scale is usually at kρi1k_{\perp}\rho_{\text{i}}\sim 1 and our model reduces to the standard SH formula; however, with a transition range, caused by the helicity barrier, this scale can lie above at kρi<1k_{\perp}\rho_{\text{i}}<1. Using high-resolution simulations of test particles interacting with turbulence, we show that our proposal works well in describing measured heating rates for both protons and minor ions in turbulence that is balanced, imbalanced, with or without a helicity barrier. The fact that this holds, despite the very different ‘arced’ VDFs that result in imbalanced turbulence, hints at the universality of the heating mechanism.

We note that the FLR-MHD model, on which our results are based, is highly simplified, missing out the transition to ion-cyclotron waves when ωΩi\omega\sim\Omega_{\text{i}}. Additionally, we also only measure the instantaneous ion QQ_{\perp} from an initial Maxwellian, rather than tracking large changes of the velocity distribution function (as occurs for strong heating). Both of these issues have been addressed in a recent hybrid-kinetic study [56], which shows similar features. Nonetheless, the results of this Letter help to disentangle the signatures of ion heating and provide a base for more complex theories. The ideas presented here can also be used to understand helicity-barrier saturation on ion heating [26, 27], which is not captured by FLR-MHD and may be important for ab-initio models of coronal and solar-wind heating.

The authors would like to thank T. Adkins, B. D. G. Chandran, M. W. Kunz, N. F. Loureiro, M. Zhang, and M. Zhou for helpful discussions over the course of this work. Research is supported by the University of Otago, through a University of Otago Doctoral Scholarship (ZJ), and the Royal Society Te Apārangi, through Marsden-Fund grant MFP-UOO2221 (JS) and MFP-U0020 (RM), as well as through the Rutherford Discovery Fellowship RDF-U001004 (JS). High-performance computing resources were provided by the New Zealand eScience Infrastructure (NeSI) under project grant uoo02637.

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I Supplemental Material

The FLR-MHD Model

We use the finite Larmor radius MHD (FLR-MHD) model [50, 28, 25], a reduced fluid model that includes effects at scales both larger and smaller than ρi\rho_{\text{i}} without needing to solve kinetic equations. This theory can be derived from the Vlasov-Maxwell equations by assuming all quantities vary on timescales slower than the ion-cyclotron frequency, a strong background magnetic field, and that perturbations are elongated along magnetic field lines [57, 16]. Assuming a background magnetic field 𝑩0=B0𝒛^\bm{B}_{0}=B_{0}\hat{\bm{z}} and taking the low-β\beta limit [58, 28] gives the equations of FLR-MHD:

(t+𝒖)δnen0e\displaystyle\left(\frac{\partial}{\partial t}+\bm{u}_{\perp}\bm{\cdot}\bm{\nabla}_{\perp}\right)\frac{\delta n_{e}}{n_{0e}} =c4πen0e(z+𝒃)2A+𝒟6νδnen0e,\displaystyle=-\frac{c}{4\pi en_{0e}}\left(\frac{\partial}{\partial z}+\bm{b}_{\perp}\bm{\cdot}\bm{\nabla}_{\perp}\right)\bm{\nabla}_{\perp}^{2}A_{\|}+\mathcal{D}_{6\nu}\frac{\delta n_{e}}{n_{0e}}, (3)
(t+𝒖)A\displaystyle\left(\frac{\partial}{\partial t}+\bm{u}_{\perp}\bm{\cdot}\bm{\nabla}_{\perp}\right)A_{\|} =cφz+cT0ee(z+𝒃)δnen0e+𝒟6ηA,\displaystyle=-c\frac{\partial\varphi}{\partial z}+\frac{cT_{0e}}{e}\left(\frac{\partial}{\partial z}+\bm{b}_{\perp}\bm{\cdot}\bm{\nabla}_{\perp}\right)\frac{\delta n_{e}}{n_{0e}}+\mathcal{D}_{6\eta}A_{\|}, (4)
δnen0e\displaystyle\frac{\delta n_{e}}{n_{0e}} =Zτ(1Γ^0)eφT0e,\displaystyle=-\frac{Z}{\tau}\left(1-\hat{\Gamma}_{0}\right)\frac{e\varphi}{T_{0e}}, (5)

where τ=T0i/T0e\tau=T_{0\text{i}}/T_{0\text{e}} is the ratio of the ion and electron temperatures, δne/n0e=δni/n0i\delta n_{e}/n_{0e}=\delta n_{\rm i}/n_{0\rm i} is the perturbed electron density (equal to the ion density by quasi-neutrality), AA_{\|} is the 𝒛^\hat{\bm{z}} component of the magnetic vector potential, φ\varphi is the electrostatic potential, 𝒖=(c/B0)𝒛^×φ\bm{u}_{\perp}=(c/B_{0})\hat{\bm{z}}\times\bm{\nabla}_{\perp}\varphi is the perpendicular 𝑬×𝑩\bm{E}\times\bm{B} flow, and 𝒃=𝒛^×A/B0\bm{b}_{\perp}=-\hat{\bm{z}}\times\bm{\nabla}_{\perp}A_{\|}/B_{0} is the magnetic field perturbation. The gyrokinetic Poisson operator 1Γ^0=1I0(α)eα1-\hat{\Gamma}_{0}=1-I_{0}(\alpha)e^{-\alpha}, where I0I_{0} is the modified Bessel function of the first kind and α=ρi22/2\alpha=-\rho_{\text{i}}^{2}\bm{\nabla}^{2}_{\perp}/2, models the transition from an Alfvénic to a kinetic-Alfvén-wave cascade that occurs at kρi1k_{\perp}\rho_{\text{i}}\sim 1. In our simulations a hyperdiffusion operator 𝒟6ν=ν66+ν6zz6\mathcal{D}_{6\nu}=\nu_{6\perp}\bm{\nabla}_{\perp}^{6}+\nu_{6z}\bm{\nabla}_{z}^{6} (and similarly for 𝒟6η\mathcal{D}_{6\eta}) is used to dissipate energy above grid scales, but does not model any specific physical process; we set η,z=ν,z\eta_{\perp,z}=\nu_{\perp,z} in all cases except balanced FLR-MHD, discussed below.

This model describes the evolution of the Alfvénic component of turbulence both above and below ρi\rho_{\text{i}}; the assumption of small β\beta leads to minimal coupling between this and the compressive component of the turbulence [16]. The FLR-MHD model is valid as long as the electron inertial length deρid_{\text{e}}\ll\rho_{\text{i}}. This is because ded_{\rm e} sets the length scale below which the magnetic field is no longer frozen into the electron flow; in this regime the equations are coupled to the electron distribution function and are no longer closed. Further details on the properties of FLR-MHD are given in Ref. [25].

Eigenmodes and Conserved Invarients

For a given wavenumber 𝒌\bm{k}, the FLR-MHD model supports eigenmodes that travel parallel and anti-parallel to 𝑩0\bm{B}_{0} given by

Θ𝒌±=Ωivph(k)k2δnen0eA4πmin0i,\Theta^{\pm}_{\bm{k}}=-\Omega_{\rm i}\frac{v_{\rm ph}(k_{\perp})}{k^{2}_{\perp}}\frac{\delta n_{e}}{n_{0e}}\mp\frac{A_{\|}}{\sqrt{4\pi m_{\rm i}n_{0\rm i}}}, (6)

with frequency ω=±kzvph(k)vA\omega=\pm k_{z}v_{\rm ph}(k_{\perp})v_{\text{A}}. The normalized phase speed vph(k)=kρi[(1/[1Γ^0]+Z/τ)/2]1/2v_{\rm ph}(k_{\perp})=k_{\perp}\rho_{\text{i}}[(1/[1-\hat{\Gamma}_{0}]+Z/\tau)/2]^{1/2} reduces to 1 at kρi1k_{\perp}\rho_{\text{i}}\ll 1 scales and is proportional to kρik_{\perp}\rho_{\text{i}} at kρi1k_{\perp}\rho_{\text{i}}\gg 1 scales, reflecting the transition from Alfvén to kinetic-Alfvén waves. These eigenmodes allow the definition of generalized Elsässer variables 𝒛~±=𝒛^×Θ±\tilde{\bm{z}}^{\pm}=\hat{\bm{z}}\times\bm{\nabla}_{\perp}\Theta^{\pm} that reduce to the standard Elsässer variables of MHD (𝒛±=𝒖±𝑩/4πmin0i\bm{z}^{\pm}=\bm{u}_{\perp}\pm\bm{B}_{\perp}/\sqrt{4\pi m_{\rm i}n_{0\rm i}}) in the limit kρi1k_{\perp}\rho_{\text{i}}\ll 1.

This model also has two conserved invariants: the free energy E=14𝒌(|kΘ+|2+|kΘ|2)E=\frac{1}{4}\sum_{\bm{k}}(|k_{\perp}\Theta^{+}|^{2}+|k_{\perp}\Theta^{-}|^{2}), and the generalized helicity =14𝒌(|kΘ+|2|kΘ|2)/vph(k)\mathcal{H}=\frac{1}{4}\sum_{\bm{k}}(|k_{\perp}\Theta^{+}|^{2}-|k_{\perp}\Theta^{-}|^{2})/v_{\rm ph}(k_{\perp}). The helicity barrier results from the inability of the system to support a forward cascade of both EE and \mathcal{H} simultaneously at kρi1k_{\perp}\rho_{\text{i}}\gg 1, due to the scaling vphkv_{\rm ph}\propto k_{\perp} in this range [25].

Additional Simulation Details

We use asterix [59, 25, 60], a modified verison of the pseudospectral code turbo [53], to solve the equations of RMHD and FLR-MHD, which are advanced in time with a third-order modified Williamson algorithm (a four-step, low-order Runge-Kutta method [61]). We force the imbalanced FLR-MHD and RMHD simulations with energy injection ε\varepsilon and σε=0.88\sigma_{\varepsilon}=0.88, where σε=|ε|/ε\sigma_{\varepsilon}=|\varepsilon_{\mathcal{H}}|/\varepsilon is the ratio of the helicity and energy injection rates. In contrast, the balanced FLR-MHD simulation has no helicity injected into the system (ε=0\varepsilon_{\mathcal{H}}=0).

Figure 5 shows the magnetic-field spectra of the high-resolution simulations after refinement (discussed below), corresponding to the electric-field spectra in Figure 1 of the Letter. All simulations exhibit an approximate 3/2-3/2 scaling for kρi1k_{\perp}\rho_{\text{i}}\lesssim 1. With the addition of a helicity barrier, the magnetic-field spectra show similar scalings to electric-field spectra, steeping to a 4-4 scaling around kρi1k_{\perp}\rho_{\text{i}}\sim 1.

Refer to caption
Figure 5: Comparison of magnetic-field spectra from the different turbulence simulations in this Letter.

Choice of Parallel Viscosity

We use different choices of the parallel viscosity ν6z\nu_{6z} in the different turbulent regimes to reflect how they arrive at a steady state. For imbalanced RMHD turbulence, the majority of the energy cascade is able to reach small perpendicular scales and dissipate there. However, due to critical balance this energy also reaches small parallel scales. To ensure correct dissipation at small scales, we use a non-zero parallel viscosity. For the helicity barrier, however, we are interested in how it affects the heating of test particles as it grows in time during the “pseudo-stationary” phase, before it saturates unphysically on the parallel hyperdissipation. We thus set ν6z=0\nu_{6z}=0 for the helicity barrier simulation, studying it well before it would saturate with ν6z0\nu_{6z}\neq 0. Various tests (not shown) found that this produces results similar to using a non-zero ν6z\nu_{6z}.

Simulation Refinement

A highly imbalanced forcing causes the turbulence to take longer to reach a steady-state, as the energy cascade is less efficient for the stronger Elsässer field [47, 46]. The addition of a helicity barrier complicates this further as the system evolves through a “pseudo-stationary” state where the balanced portion of the cascade dissipates at small perpendicular scales, whereas the imbalanced portion grows at scales kρi1k_{\perp}\rho_{\text{i}}\lesssim 1 before saturating unphysically on parallel hyperdissipation [25, 26]. To run a high-resolution simulation, such as the ones used in this work, to this saturation point would be time-consuming and computationally expensive.

Instead, we start from simulations with a resolution of N2×Nz=2562×512N_{\perp}^{2}\times N_{z}=256^{2}\times 512 and let these evolve to a steady-state (or pseudo-stationary state for simulations with a helicity barrier). Once this point is reached, we refine the simulation by doubling the perpendicular resolution and decreasing the perpendicular viscosity ν6\nu_{6\perp}, allowing the energy cascade to reach smaller scales before dissipating. Once the cascade has reached a new steady-state, we repeat this refinement procedure until the desired resolution is reached, which is then used as the starting point for our test particle simulations. The final resolutions are N=1024,Nz=512N_{\perp}=1024,\ N_{z}=512 for the imbalanced RMHD and FLR-MHD cases, and N=Nz=1024N_{\perp}=N_{z}=1024 for the balanced FLR-MHD case (the reason for this is discussed below).

Refer to caption
Figure 6: Time evolution of turbulent dissipation for the imbalanced RMHD (top), and the balanced and imbalanced FLR-MHD cases (middle, bottom respectively). Contributions to the parallel (orange) and perpendicular (blue) dissipation and their total (black) are normalized to the energy input ε\varepsilon. The red dotted lines show when the simulations were refined, doubling the perpendicular resolution from 2562×512256^{2}\times 512 up to 10242×5121024^{2}\times 512 for the imbalanced cases or 102431024^{3} for the balanced case. Note the difference in scale on both axes; see text for discussion.
Refer to caption
Figure 7: Two-dimensional dissipation spectra D2D(k,kz)D_{2\rm D}(k_{\perp},k_{z}) from the 10242×5121024^{2}\times 512 imbalanced FLR-MHD (left) and RMHD (right) simulations, normalized to their maximum values. The vertical dotted lines represent the test particle gyroradius scale kρi=1k_{\perp}\rho_{\text{i}}=1.

Figure 6 compares the time-evolution of dissipation in all balanced and imbalanced RMHD and FLR-MHD cases during the refinement process. The imbalanced cases take longer to saturate compared to the balanced case for the reason discussed above. As we increase the perpendicular resolution while refining the cascade can reach smaller corresponding parallel scales due to critical balance, leading to an increase in parallel dissipation. This effect is clearly seen in the balanced FLR-MHD case: the initial refinement in NN_{\perp} leads to an increase in εz\varepsilon_{z}, and the subsequent refinement in both NN_{\perp} and NzN_{z} resulting in a decrease (due to dissipation scales occuring at larger kzk_{z}). In the imbalanced RMHD and balanced FLR-MHD cases, all energy is dissipated near the grid at predominately small perpendicular scales with εdissε\varepsilon^{\rm diss}\approx\varepsilon. In contrast, the helicity barrier in the imbalanced FLR-MHD case blocks the majority of the cascade, only letting the balanced portion of the flux (1σε\sim 1-\sigma_{\varepsilon}) through to be dissipated at grid scales; the remainder is “trapped” at large perpendicular scales. The lower-resolution simulations allow more of the cascade to be dissipated than predicted as their dissipation scales are close to ρi\rho_{\text{i}}-scales; this effect decreases as the range between these scales increases with resolution, as seen by the lower εdiss/ε\varepsilon^{\rm diss}/\varepsilon at each refinement level, converging to εdiss/ε=1σε\varepsilon^{\rm diss}/\varepsilon=1-\sigma_{\varepsilon}.

Figure 7 compares two-dimensional dissipation spectra D2D(k,kz)D_{2\rm D}(k_{\perp},k_{z}) from the high-resolution imbalanced FLR-MHD and RMHD simulations. In the absence of a helicity barrier, all energy is dissipated at grid scales in the RMHD case. In contrast, the presence of a helicity barrier causes a flat dissipation spectrum around kρi1k_{\perp}\rho_{\text{i}}\sim 1, due to the steep energy spectrum slope in this range.

Viscosity in the Balanced FLR-MHD Case

A notable exception to the methods described above was the balanced FLR-MHD turbulence case. Due to the transition from an Alfvénic to a kinetic-Alfvén-wave cascade at scales kρi1k_{\perp}\rho_{\text{i}}\gtrsim 1 we expect the slope of the magnetic-field spectrum to steepen from 5/3-5/3 to 7/3-7/3, and the electric-field specturm to flatten from 5/3-5/3 to 1/3-1/3 [62]. However, when refining the balanced FLR-MHD simulation to a resolution of 10242×5121024^{2}\times 512 with the method above we found that both the magnetic- and electric-field spectra were steeper than expected (dashed blue and red lines in Fig. 8, respectively), with the electric field reaching a slope of around 7/3-7/3. These spectra (solid lines in Fig. 8) approach their theoretical predictions after refining the simulation to a resolution of 102431024^{3} and switching off only the viscosity (ν,z=0\nu_{\perp,z}=0 and η0\eta\neq 0), leaving the electric field unaffected by dissipation (a method used in hybrid-kinetic simulations [21, 22, 26]). This steepening appears to be an unexpected nonlinear effect previously unseen in the FLR-MHD model. Previous work has shown that the reconnection of current sheets by sub-ρi\rho_{\text{i}} effects can lead to a steepening of the energy spectrum similar to what is seen in the transition range [63, 64, 65]; however, these require the electron inertial length ded_{\rm e} which is ordered out of FLR-MHD. Whether what we observe here is related to this physics remains unclear, and more work is required to clarify the details of this mechanism. Because of this, we integrate particles using the ν=0\nu=0 balanced FLR-MHD simulation in the main Letter to remove any influence on heating due to this effect.

Refer to caption
Figure 8: Magnetic- (blue) and electric-field (red) spectra and spectral slope α\alpha (measured by fitting over a range ±log10(k)0.1\pm\log_{10}(k_{\perp})\approx 0.1 around each point), highlighting the dependence on dissipation by viscosity. Dashed lines show the spectra from a N2×Nz=10242×512N_{\perp}^{2}\times N_{z}=1024^{2}\times 512 balanced FLR-MHD simulation with viscosity dissipation activated, and solid lines from the 102431024^{3} balanced simulation with ν=0\nu=0 (used in the main Letter).

Additional Test Particle Details

In order to study particle heating, we introduced the ability to integrate test particles simultaneously with the fields solved by asterix. As in previous test particle simulations (e.g. [18, 19]), the equations of motion of the particles are integrated using the Boris push [66] with electric and magnetic fields interpolated from the grid to their positions via the triangular-shaped-cloud (TSC) method [18, 67]. The test particles are run simultaneously with the fluid code so that particles can use the current fields without needing to save the full history of the simulation. The perpendicular fields are obtained via 𝑩=B0𝒃\bm{B}_{\perp}=B_{0}\bm{b}_{\perp} and 𝑬=𝒖×𝑩/c\bm{E}_{\perp}=-\bm{u}_{\perp}\times\bm{B}/c (with 𝒖\bm{u}_{\perp} and 𝑩\bm{B}_{\perp} as defined above via φ\varphi and AA_{\|} in FLR-MHD); any artificial parallel electric field component due to interpolation is then removed using the method of Ref. [18]. We calculate the required timestep via Δtparticle=min(2π/(N1Ωi),Δtfluid/N2)\Delta t_{\rm particle}=\min\left(2\pi/(N_{1}\Omega_{\text{i}}),\Delta t_{\rm fluid}/N_{2}\right) [18], where Δtfluid\Delta t_{\rm fluid} is the fluid timestep calculated by asterix. Setting N1=50N_{1}=50 and N2=5N_{2}=5 was found to give accurate results; these results converge so long as N110N_{1}\gtrsim 10 (also seen by Ref. [18]).

There are some important differences between RMHD and FLR-MHD that need to be taken into account when implementing test particles. Firstly, the initial ρi/L\rho_{\text{i}}/L_{\perp} of the particle distribution is no longer a free parameter due to the inclusion of kinetic scales in the FLR-MHD model (in comparison to RMHD, which assumes ρi0\rho_{\text{i}}\to 0). We fix this parameter during the initialization of particles in an FLR-MHD simulation. Secondly, the inclusion of kρi1k_{\perp}\rho_{\text{i}}\gg 1 scales introduces a electric field component parallel to 𝑩=𝑩0+B0𝒃\bm{B}=\bm{B}_{0}+B_{0}\bm{b}_{\perp} that arises from the conservation of magnetic flux in gyrokinetics [16, 22], given by

E=𝑬𝒃^=(z+𝒃)(T0eeδnen0e)E_{\|}=\bm{E}\cdot\hat{\bm{b}}=-\left(\frac{\partial}{\partial z}+\bm{b}_{\perp}\cdot\nabla\right)\left(\frac{T_{0e}}{e}\frac{\delta n_{e}}{n_{0e}}\right)

where 𝒃^\hat{\bm{b}} is the unit vector along 𝑩\bm{B}. We include this term when interpolating fields to the particles, although it is generally small in comparison to 𝑬\bm{E}_{\perp}.

Testing of Implementation

Refer to caption
Figure 9: Measured heating rate QQ_{\perp} of protons in 102431024^{3} balanced FLR-MHD turbulence (top), demonstrating the greater-than-expected heating at low turbulent amplitudes. The solid line shows the best fit to the empirical QQ_{\perp} (Eq. 1 in Letter) for F-Bal-βp0.05\text{F-Bal-}\beta_{\text{p}}0.05 with c1,c2=1.83,0.18c_{1},c_{2}=1.83,0.18. These heating rates are measured using a linear fit (dashed lines; bottom) to the ensemble-averaged perpendicular energy per unit mass w2\langle w^{2}_{\perp}\rangle for the protons with 5×103δuρp/vth,p2×1025\times 10^{-3}\leq\delta u_{\rho_{\text{p}}}/v_{\text{th,p}}\leq 2\times 10^{-2} (dark to light). The oscillations are clearly seen and have mostly decayed after approximately 55 gyroperiods; QQ_{\perp} is measured from 5.255.25 gyroperiods onward for these small-δuρi/vth,i\delta u_{\rho_{\text{i}}}/v_{\text{th,i}} particles. For clarity, w2\langle w^{2}_{\perp}\rangle is normalized to its initial values; the values used for the heating rate calculations are normalized to vA2v_{\text{A}}^{2}.

After its implementation, the particle code was extensively tested to verify its correctness. Simple cases with known analytical properties (such as motion in constant 𝑬\bm{E}_{\perp} and 𝑩0\bm{B}_{0} fields as well as conservation of energy in 𝑬=φ\bm{E}=-\nabla\varphi fields) are reproduced with a relative error of less than 10310^{-3}. The implementation of the TSC interpolation scheme was found to exhibit second-order convergence up to a resolution of 1283128^{3}, before additional errors dominate (e.g., from timestepping). The accuracy of this scheme was tested by comparing the use of grid-interpolated fields to those at the particle position via more complicated analytical fields (such as a linear combination of sinusoidal electromagnetic modes); for a grid resolution of 1283128^{3} or greater, the maximum relative error in energy evolution is less than 10210^{-2}.

The convergence of statistics with particle number was tested by running cohorts of NN particles (with NN ranging from 100 to 10610^{6} in powers of 10) in the same 1283128^{3} balanced RMHD turbulence simulation. The relative error in the statistics of an N=105N=10^{5} and N=106N=10^{6} run is 1%\lesssim 1\%; we use N=106N=10^{6} particles to allow for better statistics when calculating the velocity distribution functions.

Particle Heating at Small Turbulent Amplitudes

Refer to caption
Figure 10: Comparison of two-dimensional velocity distributions f(w,w)f(w_{\perp},w_{\|}) of protons with ξ^p0.7\hat{\xi}_{\text{p}}\approx 0.7 from F-6βp0.01\text{F-6}\beta_{\text{p}}0.01 (top), F-6βp0.05\text{F-6}\beta_{\text{p}}0.05 (middle), and F-6βp0.1\text{F-6}\beta_{\text{p}}0.1 (bottom; same as Fig. 4 of main paper). Solid contours represent constant-energy contours (Eq. 7) in the frame of the wave, centered on the phase speed vph=vAv_{\text{ph}}=-v_{\text{A}} (dashed line).

Ions experience a greater-than-expected heating rate than the empirical exponential suppression in Q=Ωivth,i2c^1ξ^i3ec^2/ξ^iQ_{\perp}=\Omega_{\text{i}}v_{\text{th,i}}^{2}\hat{c}_{1}\hat{\xi}_{\text{i}}^{3}e^{-\hat{c}_{2}/\hat{\xi}_{\text{i}}} (Eq. 1 of Letter) when initialized with very low δuρi/vth,i\delta u_{\rho_{\text{i}}}/v_{\text{th,i}}. In Figure 9 we compare the measured heating rates of protons with 5×103δuρp/vth,p1×1025\times 10^{-3}\leq\delta u_{\rho_{\text{p}}}/v_{\text{th,p}}\leq 1\times 10^{-2} interacting with the same 102431024^{3} balanced FLR-MHD turbulence simulation as those with 0.02δuρp/vth,p0.30.02\leq\delta u_{\rho_{\text{p}}}/v_{\text{th,p}}\leq 0.3 (F-Bal-βp0.05\text{F-Bal-}\beta_{\text{p}}0.05 from the main Letter). Due to the low-amplitude turbulence at ρp\rho_{\text{p}}-scales, the evolution of w2\langle w^{2}_{\perp}\rangle for these protons exhibits oscillations from the large-scale 𝑬×𝑩\bm{E}\times\bm{B} flow that introduces some ambiguity in measuring the heating rate; these oscillations are reduced with increasing δuρp/vth,p\delta u_{\rho_{\text{p}}}/v_{\text{th,p}} as they experience greater heating (e.g., Figure 2 of the main Letter). We find that the oscillations decay after 5\sim 5 gyroperiods for ions initialized with δuρi/vth,i<0.02\delta u_{\rho_{\text{i}}}/v_{\text{th,i}}<0.02, 3\sim 3 for those with 0.02δuρi/vth,i0.050.02\leq\delta u_{\rho_{\text{i}}}/v_{\text{th,i}}\leq 0.05, and 0.5\sim 0.5 for those with δuρi/vth,i>0.05\delta u_{\rho_{\text{i}}}/v_{\text{th,i}}>0.05. To remove any contributions from the oscillations when measuring the linear growth of w2\langle w^{2}_{\perp}\rangle, we choose the start time of the linear fit for QQ_{\perp} to be 5.255.25, 3.253.25, and 0.750.75 gyroperiods respectively for the above cases (with the quarter-gyroperiod offset ensuring we are in the middle of any further oscillation cycle). Despite this, the measured heating rate is greater than that expected by exponential suppression (Q/Ωpvth,p21012Q_{\perp}/\Omega_{\text{p}}v_{\text{th,p}}^{2}\lesssim 10^{-12} for δuρp/vth,p102\delta u_{\rho_{\text{p}}}/v_{\text{th,p}}\lesssim 10^{-2}).

Beta-dependent Perpendicular Heating in Imbalanced FLR-MHD Turbulence

In Fig. 10, we show how the diffusion of the proton velocity distribution function in imbalanced FLR-MHD turbulence depends on βp=vth,p2/vA2\beta_{\text{p}}=v_{\text{th,p}}^{2}/v_{\text{A}}^{2}. Quasi-linear theory predicts that the evolution of the distribution function f(w,w)f(w_{\perp},w_{\|}) is a diffusion along constant-energy contours

K=mp2[w2+(wvph)2]K^{\prime}=\frac{m_{\text{p}}}{2}\left[w^{2}_{\perp}+(w_{\|}-v_{\text{ph}})^{2}\right] (7)

within the frame of the dominant waves that the ions interact with [42, 43]. In Fig. 10, these are circles centred on the phase speed of Alfvénic fluctuations parallel to the magnetic field. At smaller βp\beta_{\text{p}}, the contours of KK^{\prime} are nearly vertical for ions with small ww_{\perp}, with diffusion then leading to an increase in perpendicular energy and a greater measured heating rate (as seen in Figure 3 of the Letter).