A tensor’s spectral bound on the clique number
Abstract
In this paper, we study the spectral radius of the clique tensor associated with a graph . This tensor is a higher-order extensions of the adjacency matrix of . A lower bound of the clique number is given via the spectral radius of . It is an extension of Nikiforov’s spectral bound and tighter than the bound of Nikiforov in some classes of graphs. Furthermore, we obtain a spectral version of the Erdős-Simonovits stability theorem for clique tensors based on this bound.
keywords:
Tensor; Spectral radius; Clique number; Stability theoremAMS classification: 05C50, 05C35
1 Introduction
The graphs considered throughout the paper are all simple. A clique is a subset of vertices within a graph that forms a complete subgraph. The clique number of a graph is defined as the size of its largest clique. A clique consisting of vertices is referred to as a -clique. The collection of all -cliques in a graph is represented by , and the count of -cliques in is denoted by .
1.1 Spectral radius and the clique number
For a graph , let denote the largest eigenvalue of its adjacency matrix, which is also called the spectral radius of . The research on the matrix’s spectral bounds of clique numbers has yielded numerous significant results. For spectral bounds of the adjacency matrix, refer to [1, 2, 3]. For the Laplacian matrix’s spectral bounds, see [4] and for the signless Laplacian matrix’s spectral bounds, see [5]. In this paper, we obtain a bound for the clique number via the tensor’s spectra.
An order dimension complex tensor is a multidimensional array comprising entries, where each index for . In 2005, Qi [6] and Lim [7] independently introduced the concept of eigenvalues for tensors. Recently, the authors [8] proposed the -clique tensor of a graph. Specifically, the -clique tensor is the adjacency matrix.
Definition 1.1.
[8] Let be an -vertex graph. An order and dimension tensor is called the -clique tensor of , if
The maximum modulus of all eigenvalues of the -clique tensor of graph is referred to as the -clique spectral radius of , denoted by . When , it simplifies to the spectral radius of the adjacency matrix of .
In this paper, we give a bound for the clique number in terms of -clique spectral radius. For two nonnegative integers and , let
Theorem 1.2.
For a graph , let be the clique number of . Then
Moreover, if is a complete regular -partite graph for , then the equality is achieved in the above inequality.
1.2 High-order spectral Turán problem
Let denote a family of -vertex graphs that contain no isolated vertices. A graph is called -free if it does not contain any graph from as a subgraph. We denote by the maximum number of edges in an -free graph on vertices. The study of is an important topic in extremal graph theory. There have been many classical results, such as Mantel’s theorem [11], Turán’s theorem [12], Erdős-Stone-Simonovits theorem [13, 14] and [15] for a survey.
We write for the maximum spectral radius over all -free graphs on vertices. The problem of determining is referred to as the spectral version of the Turán problem. Many classical Turán-type results have been extended to their spectral versions, for example, spectral Mantel’s theorem [16], spectral Turán’s theorem [17], spectral Erdős-Stone-Bollobás theorem [18] and for some further results see [19, 20, 21, 22].
In this paper, we consider the high-order spectral Turán problem, which involves determining the maximum -clique spectral radius over all -free graphs on vertices. In [8], the authors obtained the maximum -clique spectral radius over all -free graphs on vertices, which is the high-order spectral version of Mantel’s theorem. In [23], the authors provided an upper bound for -clique spectral radius of a -free and -free graph on vertices.
This paper concentrates on the stability result in the Turán-type problem. A structural stability theorem obtained by Erdős [24] and Simonovits [25], which is called Erdős-Simonovits stability theorem.
Theorem 1.3.
In 2009, Nikiforov [26] proved a spectral version of Erdős-Simonovits stability theorem.
Theorem 1.4.
[26] Let be a graph with . For every , there exist and such that if is an -free graph on vertices and , then can be obtained from by adding and deleting at most edges.
Theorem 1.5.
Let be a graph with . For every , there exist and such that if is an -free graph on vertices and , then can be obtained from by adding and deleting at most edges.
The remainder of this paper is organized as follows: In Section 2, we introduce some definitions and lemmas required for the proofs. In Section 3, we present proofs of the conclusions of this paper along with some remarks.
2 Preliminaries
For an order dimensional complex tensor , if there exist a complex number and a nonzero complex vector satisfy
(1) |
then is called an eigenvalue of and is called an eigenvector of associated with (refer to [6] for further details). A tensor is termed symmetric if its entries remain invariant under any permutation of their indices. Furthermore, if all entries of a tensor are nonnegative, then is referred to as a nonnegative tensor.
Lemma 2.6.
[27] Let be an order dimension symmetric nonnegative tensor. The spectral radius of is equal to
where denotes the set of all -dimensional vectors with nonnegative components.
Lemma 2.7.
Lemma 2.8.
[28] Let be an arbitrary positive number, and let be an -free graph on vertices. There exists a positive number such that for , one can remove less than edges from so that the remaining graph is -free, where .
Lemma 2.9.
[29] Let be an -vertex -free graph and let . Then
In our proofs, we will use Hölder’s inequality, which is for two nonnegative vectors and . If the positive numbers and satisfy , then
with equality holding if and only if and are proportional. And Maclaurin’s inequality, which states that for a nonnegative vector , the following holds for each ,
the equality holds if and only if .
3 The proof of Theorem
To prove Theorem 1.2, we give the following conclusion, which is a high-order extension of the Motzkin-Straus theorem [30]. For a graph on vertices, let
where is the set of all -dimensional nonnegative vectors.
Lemma 3.10.
Let be a graph with clique number and let . Then
Proof.
Let be a graph consisting of an -clique and isolated vertices. Let and . Then
Suppose that is a vector chosen such that the expression
achieves its maximum value, and that contains the minimal number of nonzero entries among all such vectors. Let the vector have exactly nonzero entries. To prove that , we proceed by contradiction. Assuming that , there exist two nonzero entries and in such that the vertices and are not adjacent in . Otherwise, the subgraph induced by the nonzero entries of would form a clique larger than . Let for . Therefore, we have
where the monomial in contains neither nor . Suppose that , the proof for the scenario where would follow a similar approach. Constructing the vector , where
Obviously, we have and
By the assumption and , we obtain
(3) |
If , this would contradict the choice of as the vector that maximizes the expression . And if the equality holds in (3), the vector has nonzero entries, this would contradict the assumption that vector has the least number of nonzero entries among all vectors that achieve the maximum value of the expression. Thus, we have . Suppose that are all nonzero entries in . By Maclaurin’s inequality, we obtain
The proof is complete. ∎
Next, we present the proof of Theorem 1.2.
Proof of Theorem 1.2.
For a graph , let be the -clique tensor of . Let be an nonnegative eigenvector corresponding to with . Then
(4) |
By Hölder’s inequality, we have
Since , by Lemma 3.10, we obtain
Let be a complete regular -partite graph for . The number of -cliques in is , then
And each vertex is contained in -cliques. Thus, we have
∎
Remark 1.
In [9], Nikiforov prove that
(5) |
Let be a unicyclic graph with girth . The graph contains a subgraph isomorphic to , then . By (5), we have the following inequality for the clique number of ,
(6) |
For the graph , the -clique spectral radius . By Theorem 1.2, we get
(7) |
Obviously, the inequality (7) is tighter than (6) when is larger than .
Proof of Theorem 1.5.
For a graph with , let be an -free graph on vertices. Let be a nonnegative eigenvector corresponding to with . By (4), we have
For an arbitrary positive number , let . By Lemma 2.8, for a sufficiently large , we can get a -free graph from by removing less than edges. This process implies that the number of -cliques removed from is at most . Let be an -vertex graph with . Then
By Lemma 2.6, we obtain
For the graph , since and by Theorem 1.2,
Thus, we get
For a -free graph , by Theorem 1.3, for a positive number , there exist and a sufficiently large natural number such that if is a graph on vertices and satisfies , then can be obtained from by adding and deleting at most edges. Let . Assume is a natural number that is sufficiently large such that
Then
The graph is -free, by Theorem 1.2, we obtain
By Lemma 2.9, we have
Then
By Theorem 1.3, the graph can be obtained from by adding and deleting at most edges. Since we removed edges from to , the graph can be derived from by adding and deleting at most edges. ∎
Acknowledgement
This work is supported by the National Natural Science Foundation of China (No. 12071097, 12371344), the Natural Science Foundation for The Excellent Youth Scholars of the Heilongjiang Province (No. YQ2022A002) and the Fundamental Research Funds for the Central Universities.
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