A relative Nadel-type vanishing theorem
Abstract
In this paper we prove a relative Nadel-type vanishing theorem on Kähler morphisms. Then we discuss its applications on harmonic bundles. In particular, it gives a relative vanishing concerning Saito’s S-sheaves.
:
32J25 (primary), 32L20 (secondary).keywords:
vanishing theorem, invariance of plurigenera, asymptotic multiplier ideal sheaf.1 Introduction
The Nadel vanishing theorem is a powerful tool in complex geometry. It says that
Theorem 1.1 ((c.f. [Nad90, Dem93])).
Let be a projective manifold of dimension , and let be a holomorphic line bundle on . Fix a Kähler metric on . Assume that is equipped with a singular Hermitian metric with for some . Then
for .
Here refers to the multiplier ideal sheaf [Nad90] associated to . Note that in Theorem 1.1, is by definition a big line bundle [Dem12]. So we will also directly say that is a big line bundle.
However, one of the limitations of Theorem 1.1 is that should be big. It is then asked to generalise it. One direction is to consider the line bundle possessing weaker positivity, which is fully studied by [Cao14, Eno93, Mat14, Mat15a, Mat15b, Mat18, Wu17, Wu22]. Another direction should be the relative case. See [Laz04b], Generalisations 9.1.22 and 11.2.15, for example. In this paper, we will provide a relative version of the Nadel-type vanishing theorem. Before stating the main result, we should fix some notations and conventions first.
Throughout this paper, unless otherwise stated, is a proper, locally Kähler morphism from a complex manifold to a reduced, irreducible analytic space . (Remember that is locally Kähler if is a Kähler space for any relatively compact, open subset of .) Every connected component of is mapped surjectively to . is a Zariski open subset of , and is a tame, Nakano semi-positive vector bundle over . Let be the natural embedding, and define
It is a coherent sheaf on by [ShZ21a], Proposition 2.9. In the end, we denote by the dimension of a general fibre of . Then the main theorem is as follows.
Theorem 1.2.
Let be a holomorphic line bundle on with . Assume that there exists a section of some multiple such that . Then
for .
Here is the relative asymptotic multiplier ideal sheaf and is the relative Iitaka dimension of . Note that when , is always tame and . At this time our result extends Generlisation 11.2.15 in [Laz04b].
Corollary 1.1.
Let be a proper, locally Kähler morphism from a complex manifold to a reduced, irreducible analytic space . Every connected component of is mapped surjectively to . Let be a Nakano semi-positive vector bundle over . Let be a holomorphic line bundle on with . Then
for .
In general, as is explained in [ScY20], can be interpreted as a vector bundle over equipped with a singular Hermitian metric , and is a higher rank analogy of a singular Hermitian line bundle tensoring with its associated multiplier ideal sheaf. Moreover, the reflexivity of allows fruitful applications, and the one on harmonic bundles is extremely interesting among them.
Remember that the harmonic bundles are important objects in non-abelian Hodge theory. More precisely, C. Simpson [Sim92] used it to establish a correspondence between local systems and semistable Higgs bundles with vanishing Chern classes. Then our vanishing implies
Corollary 1.2.
Let be a holomorphic line bundle with . Assume that there exists a section of some multiple such that . Let be a tame harmonic bundle over , and let be a subbundle of with vanishing second fundamental form and . Then
for .
The -sheaf is a typical example that satisfies the conditions in Corollary 1.2. Recall that M. Saito constructed a coherent sheaf in [Sai91], which is called -sheaf, for a real variation of polarized Hodge structure [CKS86] on . It plays a key role to solve Kollar’s conjecture [Ko86b]. For this sheaf, we have
Corollary 1.3.
Let be a holomorphic line bundle on with . Assume that there exists a section of some multiple such that . Then
for .
It can also be viewed as a refinement of the torsion-freeness part in Kollar’s conjecture, and a generalisation of [ShZ21b], Theorem 1.2.
Now we outline the strategy to prove Theorem 1.2. Firstly, we prove the following Kollár-type injectivity and torsion-free theorem.
Theorem 1.3.
Let be a holomorphic line bundle on with . For a (non-zero) section of some multiple such that , the multiplication map induced by the tensor product with
is well-defined and injective for any . In particular, is torsion-free for every .
The injectivity theorem has been fully studied in [Eno93, Fuj12, Ko86a, Ko86b, Mat14, Mat15a, Mat15b, Mat18, ShZ21a]. However, we cannot directly apply any result among these papers to obtain Theorem 1.3. The reason is that in general there does not exist a metric on such that
We will follow the idea of [Tak95] to develop a harmonic theory concerning the singular Hermitian metric, and use it to finish the proof.
Note that the injectivity and torsion-free theorem (i.e. Theorem 1.3) together with the Kollár-type vanishing theorem and decomposition theorem is usually called Kollár’s package. In particular, the injectivity and torsion-free theorem is the key among them. In other words,
should moreover satisfy Kollár’s package. We will leave this work in the future.
Return to our main result, Theorem 1.2 is now a combination of Theorem 1.3 and the Nadel-type vanishing theorem (Theorem 1.3) in [Wu22].
This paper is organised as follows. We first recall some background materials, including the asymptotic multiplier ideal sheaf, tame vector bundles and so on. Then, we proceed to develop the harmonic theory associated with singular Hermitian metrics in Sect.3. Based on this theory, we will prove Theorems 1.2 and 1.3 in Sect.4. In the end, we discuss the applications.
Finally, I would like to mention a series of brilliant work concerning Kollár’s package due to Junchao Shentu and Chen Zhao, including [ShZ21a, ShZ21b, ShZ22]. After a very early prototype of Theorem 1.2 was finished, the author fortunately learned these papers, which inspired the further study of the applications of our vanishing theorem. So I own a lot to them.
2 Preliminary
In this section we will introduce some basic materials.
2.1 The asymptotic multiplier ideal sheaf
This part is mostly collected from [Laz04b].
First recall the definition of the multiplier ideal sheaf associated to an ideal sheaf and a positive real number . Let be a smooth modification such that , where has the simple normal crossing support. Then the multiplier ideal sheaf is defined as
Here is the relative canonical bundle and means the round-down.
Now let be a proper, locally Kähler and surjective morphism from a complex manifold to a reduced, irreducible analyitc space . Suppose that is a line bundle on whose restriction to a general fibre of has non-negative Iitaka dimension. For a positive integer , there is a naturally defined homomorphism
The relative base-ideal of is then defined as the image of the induced homomorphism
Hence for a given positive real number , we have the multiplier ideal sheaf which is also denoted by . It is not hard to verify that for every integer one has the inclusion
Therefore the family of ideals
has a unique maximal element from the ascending chain condition on ideals.
Definition 2.1.
The relative asymptotic multiplier ideal sheaf associated to , and ,
is defined to be the unique maximal member among the family of ideals .
Next, we explain the analytic counterpart of the relative multiple ideal sheaf. By definition,
for some . In this case, we will say that computes . Let be a Stein open subset of . By definition, we can pick in which generate on . Let which is a singular metric on . We verify that
Indeed, let be a smooth modification of . Then such that has the simple normal crossing support. Here is the exceptional divisor of . Now it is computed in [Dem12] that
which coincides with the definition of . Furthermore, if are alternative generators and , obviously we have . Hence all the patch together to give a globally defined multiplier ideal sheaf such that
Note that does not give a globally defined metric on in general. The is interpreted as the collection of functions by abusing the notation, which is called the collection of (local) singular metrics on associated to . Certainly it depends on the choice of and is not unique.
The following elementary property is due to [Laz04b].
Proposition 2.1.
Let be holomorphic line bundles on with . Let and be non-negative integers. Let be the base-ideal of relative to . Then
2.2 Tame bundle
Let be a Zariski open subset of , and let be a Hermitian vector bundle over .
Definition 2.2.
is tame on , if for every there exist an open neighbourhood containing , a proper bimeromorphic morphism which is biholomorphic on , and a Hermitian vector bundle on such that
-
(1)
;
-
(2)
There is a Hermitian metric on with and
for some . Here are arbitrary defining functions of .
In this paper, tame bundles are constructed from harmonic bundles. So we should also recall this notion. Let be a holomorphic vector bundle on with a flat connection . Let be an arbitrary Hermitian metric on .
Decompose into operators of type and respectively. Let and be the unique operators of type and such that the connections and preserve . Denote , and .
Remark 2.1.
is called the pseudo-curvature associated with . In this paper, we will denote the curvature associated with by to distinguish these two notions.
Definition 2.3.
is called a harmonic bundle if . In this case, is called a harmonic metric.
This notion plays an important role in non-abelian Hodge theory. More precisely, it helps to establish the correspondence between local systems and semistable Higgs bundles with vanishing Chern classes.
Theorem 2.1 ((c.f. [Sim92])).
There is an equivalence of categories between the category of semisimple flat bundles on and the category of polystable Higgs bundles with and , both being equivalent to the category of harmonic bundles
Now we are ready to reformulate two canonical types of tame bundles. This part should be well-known to experts, and we recommend [ShZ21a] for an explicit exposition.
Proposition 2.2.
Let be a tame harmonic bundle over . If is a holomorphic subbundle with vanishing second fundamental form and , then is a tame hermitian vector bundle with Nakano semi-positive curvature.
In particular, we have
Proposition 2.3.
A real variation of polarized Hodge structure on is a tame harmonic bundle.
3 The harmonic theory
In this section, we develop the harmonic theory concerning the singular Hermitian metrics in order to prove Theorem 1.3. It is mainly inspired by [Tak95]. We prefer to first consider the case that , in order to make it easy to understand. However, the whole things should be valid after tensoring with a non-trivial as is indicated in [Tak95].
3.1 Background
Let be a Kähler manifold of dimension , and let be a holomorphic line bundle on endowed with a smooth Hermitian metric . The pointwise inner product on is defined by the equation:
for . The -inner product is defined by
for , and the norm is induced by . The standard operators such as , , as well as , , etc., in Kähler geometry are defined with respect to on . In particular, for a smooth -form , let be the morphism
We then define the operator on by . Obviously, is the adjoint operator of with respect to any metric on , with or without the compactness or completeness assumptions on the base manifold.
Next we recall the harmonic theory in a local setting [Tak95]. Let be a bounded domain with smooth boundary on . Assume that there is a smooth plurisubharmonic exhaustion function of , which is defined on a bigger neighbourhood with . In particular, and on . The volume form of the real hypersurface is defined by . Setting we define the inner product on by
for . Then by Stokes’ theorem we have the following:
| (3.1) |
The space of harmonic forms on is then defined as
Start from this space, K. Takegoshi generalised Kollar’s injectivity theorem to the Kähler setting. However, the metrics in our paper are not always smooth. Therefore we will further develop this theory next section so that it is applicable in our case.
In the end, we collect several formulas from [Tak95] for the later reference. The first one is the Calabi–Nakano–Vesentini formula:
| (3.2) |
Let be a real-valued smooth function on . Replacing the metric by , we obtain the following variant:
| (3.3) |
Donnelly and Xavier’s formula [DoX84] can be formulated as follows:
| (3.4) |
3.2 The harmonic forms concerning singular metrics
Assume that is a pseudo-effective line bundle such that has analytic singularities [Dem12]. In particular, is smooth on for a closed subvariety . Note that is at least of real codimension . So formula (3.1) is still valid on . The formulas (3.2)-(3.4) are established pointwise and thus make sense on arbitrary Kähler manifold such as , and .
We construct a complete Kähler metric on as follows: note that is exhausted by a smooth plurisubharmonic function , then by [Dem82] it is complete. Moreover, there exists a complete Kähler metric on . Let . Then is also complete on for all . Moreover, when . Let be the Laplacian operator associated to . The harmonic form with respect to is defined as
Definition 3.1.
Let be a smooth -valued -form on with bounded -norm with respect to . Assume that for every , there exists such that
-
(1)
, and on ;
-
(2)
in the sense of -norm.
Then we call a -harmonic form. The space of all the -harmonic forms is denoted by
Here means that there exits an -valued -form on , such that .
We then generalise several propositions in [Tak95] here.
Proposition 3.1.
We have the following conclusions:
-
1.
Assume satisfies . Then satisfies if and only if and .
-
2.
is independent of the choice of exhaustion function .
Proof.
The proof uses the same argument as Theorem 4.3 in [Tak95] with minor adjustment. So we only provide the necessary details. Let for every .
(i) Take any regular value of . If , by formulas (3.1) and (3.2) we obtain
on . Hence we obtain by (3.4)
on , which implies and by the plurisubharmonicity of . Apply (3.4) again we obtain
The necessity is then proved as varies.
If and , by the plurisubharmonicity of
on . By (3.2) and (3.4) we obtain:
on . Hence by (3.1) we obtain:
on , which implies the sufficiency as varies.
(ii) Let be an arbitrary smooth plurisubharmonic function defined on a bigger neighbourhood containing . Given
there exits on with , and is convergent to by definition. Formula (3.4) implies that on . Therefore
on for any non-critical value of . Note by (i). We then obtain that
Notice that is plurisubharmonic, as varies we actually have
Obviously it is equivalent to say that
Combine with (i), we eventually obtain that
for any smooth plurisubharmonic , hence the desired conclusion. ∎
3.3 The Hodge-type isomorphism
In this section, we return to the relative setting. Let be a proper, locally Kähler morphism from a complex manifold to a reduced, irreducible analytic space . Every connected component of is mapped surjectively to . Let be the dimension of a general fibre of .
Suppose that is a pseudo-effective line bundle on with analytic singularities. Let be the closed subvariety such that is smooth on . Let be a Stein covering of , then is Kähler. In particular, we could construct complete Kähler metrics on as is shown before.
Let be a smooth strictly plurisubharmonic exhaustion function on . In particular,
after shrinking if necessary. Let
be the harmonic space in Definition 3.1. We have
Proposition 3.2.
-
1.
.
-
2.
If is a Stein open subset of provided with a smooth strictly plurisubharmonic exhaustion function , then the restriction map
is well-defined, and further the following diagram is commutative:
The morphism will be verified during the proof.
Proof.
(i) When is smooth, it is nothing but [Tak95], Theorem 5.2. Whereas our is merely smooth outside , then the idea is to apply the similar argument on to obtain the desired conclusion.
More precisely, let be the space of -valued -forms on which are -bounded with respect to . Let . We use the de Rham–Weil isomorphism
to represent it by a -closed -valued -form with .
Let be the space of -valued -forms on which are -bounded with respect to . Since is smooth on , we have the orthogonal decomposition
where
with
and
Moreover, for any , there is such that . It is essentially due to the fact that is proper and
is a separated topological space. We recommend [Tak95], Proposition 4.6 or [Fuj12], Claim 1 for references. Now we set the orthogonal projection of onto , which is smooth by the regularization theorem for elliptic operators of second order. Hence
Then there is such that . Moreover, the representative
minimizes the -norm defined by and . Now we claim that .
In order to prove this claim, we first recall the following formula in [Tak95], Theorem 2.2. Let be a smooth plurisubharmonic function on such that
and let , then
| (3.5) |
for any . We apply (3.5) with and , then
Thus, we obtain that
Apply (3.5) again with and , we can obtain
| (3.6) |
On the other hand, it is easy to deduce the following equation:
on from the Kähler identity:
for . Finally we obtain that from the plurisubharmonicity of . The claim is then proved. It remains to show that is convergent to for some smooth -valued -form on .
Fix . For any we have
Here we use the fact that minimizes the -norm . It means that has uniformly bounded -norm with respect to on . On the other hand, since
is a holomorphic -valued -form on . Therefore, it extends as to the whole space by classic -extension theorem [Ohs02]. Due to the fact that is uniformly bounded, converges to some in the sense of -norm . Since is holomorphic, so is . It means that is actually convergent to with respect to any -norm. Now, since , we actually have as tends to infinity. In summary, we have defined a morphism as follows so far:
Now let , and let . Obviously we have
| (3.7) |
Let , then it is a smooth -valued -form on with bounded -norm . Now
by definition. We denote this morphism by .
Conversely, for an , by definition there exists an
with for every and . In particular, . So
Since is smooth, we actually have on . It then defines a cohomology class
We denote this morphism by . It is easy to verify that and . The proof is finished.
(ii) Let , and let be the sequence on that is convergent to . Obviously
In order to show the restriction map is well-defined, we only need to prove that
However, it is nothing but repeat to argument in (i). Technically, apply (3.5) on we obtain that
Apply (3.5) again with and , we can obtain
| (3.8) |
Combine with the following equation:
finally we obtain that from the plurisubharmonicity of . Then everything is intuitive due to the discussions before. ∎
The data
with the restriction morphisms
, yields a presheaf [Har77] on by Proposition 3.2, (ii). We denote the associated sheaf by . Since
is defined as the sheaf associated with the presheaf
the sheaf is isomorphic to by Proposition 3.2, (i).
Remark 3.1.
The whole harmonic theory could even be established for a pseudo-effective line bundle with following property: there exists integers , and sections such that
Readers may refer to [Wu20] for more details.
Remark 3.2.
Everything in this section works smoothly after tensoring with provided that is a tame Nakano semi-positive vector bundle on . Here is a Zariski open subset of . We list the major adjustments along with brief explanations here.
-
(1)
In Definition 3.1, is replaced by , which is still complete for the same reason. The -norm is defined by ;
- (2)
-
(3)
is replaced by , and is replaced by .
Now we will directly use the following isomorphism:
| (3.9) |
This should not lead to any confusion.
In the end, remember that for a relative asymptotic multiplier ideal sheaf , we can always associate a collection of singular metrics with algebraic singularities [Dem12] on , such that
After replacing the before by , the isomorphism (3.9) is preserved.
Then we furthermore assume that there exists a section of some multiple such that . At this time , and is smooth outside of . As a consequence, we have
and (3.9) is reformulated as
Proposition 3.3 ((Hodge-type isomorphism)).
Assume that there exists a section of some multiple such that . Then
4 Injectivity theorem and vanishing theorem
We first prove Theorem 1.3, i.e. a Kollár-type injectivity and torsion-freeness theorem. Note that throughout the rest part of this paper, is a proper, locally Kähler morphism from a complex manifold to a reduced, irreducible analytic space . Every connected component of is mapped surjectively to . Let be the dimension of a general fibre of . is a Zariski open subset of , and is a tame, Nakano semi-positive vector bundle over . Denote the fact that is semi-positive in the sense of Nakano by .
4.1 A Kollár-type injectivity theorem
Theorem 4.1 ((=Theorem 1.3)).
Let be a holomorphic line bundle on with . For a (non-zero) section of some multiple such that , the multiplication map induced by the tensor product with
is well-defined and injective for any . In particular, is torsion-free for every .
Proof.
Let be a Stein covering of . Let be a smooth strictly plurisubharmonic exhaustion function on . From the discussion in Sect.2.1, there exits a collection of singular metrics
with algebraic singularities, such that
Then in view of Proposition 3.3 it is left to prove that
is well-defined and injective.
Let , and let be the closed subvariety such that is smooth on . Then by assumption. By definition, there exists a sequence such that
and in the sense of -topology. Apply formula (3.5) to
we obtain
Remember that . Thus, and
Now for an
certainly we have and . Let be the base-ideal of relative to , so . Then
by Proposition 2.1. Then due to Proposition 3.2, there exists a sequence on such that and . It is left to prove that . Indeed, since , there exits an -valued -form on such that . Now apply (3.1) and (3.2) to on after shrinking if necessary, we obtain that
Note . On the other hand,
Since is obviously finite, we obtain that
In summary,
Then we have
In other words, . Observe that . Therefore by (3.1),
We conclude that . Equivalently, on . Now
In summary,
Then we have successfully proved that
is well-defined. It is similar for a general Stein subset . As a result, the sheaf morphism
is also well-defined. The injectivity is then obvious.
Observe that if we substitute by an arbitrary holomorphic function on , everything is still going smoothly. Thus we have the following conclusion: the map induced by multiplied with :
is well-defined and injective. This immediately implies that is torsion-free. ∎
4.2 A relative Nadel-type vanishing theorem
Firstly, let’s recall an absolute version of the Nadel-type vanishing theorem, which is a simple variant of [Wu22], Theorem 1.3.
Theorem 4.2.
Let be a compact Kähler manifold of dimension , and let be a pseudo-effective line bundle on . Let be a Zariski open subset of , and let be a tame, Nakano semi-positive vector bundle of rank over . Assume that there exists a section of some multiple such that . Then
for .
(Sketch of Proof).
The proof is almost the same as [Wu22] except minor adjustment, so we only outline the main stream here.
We first use a log-resolution to reduce the vanishing as
where . Note is the prime component of the exceptional divisor with certain coefficients . Let be the defining section of .
Denote . The crucial observation is that we can endow , which is a -bundle, a smooth metric with semi-positive associated curvature, and . Now we solve the complex Monge–Ampère equations
for every , to obtain smooth metrics on .
We endow with singular metric
where is a sufficiently small number which will be fixed later. Denote by and , respectively, the eigenvalues of the curvature forms and at every point , with respect to the base Kähler metric . We apply (3.2) on for every -valued -form to obtain
| (4.1) |
Return to the proof of vanishing. Let us take a cohomology class
By using the de Rham–Weil isomorphism, we obtain a representative which is a smooth -valued -form.
Then we use the canonical -estimate [Dem12] against to obtain elements such that . Moreover, (4.1) implies that
| (4.2) |
Denote , then
for a universal constant . Here we use the fact that
for a universal constant . Notice that
hence the functions are uniformly bounded in -norm as tens to zero. So converges almost everywhere to zero as tends to zero when .
In the end, some standard analysis shows that for a small enough (independent of ),
Therefore converges to zero as tends to zero. Equivalently, is actually a boundary, and the desired vanishing is proved. ∎
Now we should prove Theorem 1.2, i.e. a relative Nadel-type vanishing theorem.
Theorem 4.3 ((=Theorem 1.2)).
Let be a holomorphic line bundle with . Assume that there exists a section of some multiple such that . Then
for .
Proof.
Let be the set of the critical value of , which is a closed subvariety of . As a result, is a compact Kähler manifold when . Then we apply Theorem 4.2 to obtain that
for .
Now we claim that there exists a subset of with zero Lebesgue measure, such that and
when . In fact, since is torsion-free for all , there exists a closed subvariety such that is locally free on . Let , which has zero Lebesgue measure. Then every section in extends to the whole and when . Hence by definition.
Now on we obtain
for . We then conclude that this vanishing actually holds on the whole since is torsion-free by Theorem 4.1. ∎
5 Applications
In this section we should discuss the applications on harmonic bundles. Firstly, combining Theorem 1.2 and Proposition 2.2, we obtain that
Corollary 5.1 ((=Corollary 1.2)).
Let be a holomorphic line bundle with . Assume that there exists a section of some multiple such that . Let be a tame harmonic bundle over , and let be a subbundle of with vanishing second fundamental form and . Then
for .
In particular, Saito’s -sheaf can be represented as such an . The original construction of S-sheaves for a real variation of polarized Hodge structure
is based on the theory of Hodge module. We recommend [Sai91] as the reference. However, the original definition of S-sheaves is not involved in our paper. Instead, let’s recall the following equivalent description provided in [ScY20].
Proposition 5.1 ((c.f. [ScY20], Theorem A)).
Let be a real variation of polarized Hodge structure on . Denote by where . Denote by the Hermitian metric on induced by the polarization . Denote by the intermediate extension of on as a pure Hodge module and by the Saito’s S-sheaf associated to . Then
Based on this result, we obtain that
Corollary 5.2 ((=Corollary 1.3)).
Let be a holomorphic line bundle on with . Assume that there exists a section of some multiple such that . Then
for .
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