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A New Diophantine Approximation Inequality on Surfaces and Its Applications

KEPING HUANG AARON LEVIN AND ZHENG XIAO
Abstract

We prove a Diophantine approximation inequality for closed subschemes on surfaces which can be viewed as a joint generalization of recent inequalities of Ru-Vojta and Heier-Levin in this context. As applications, we study various Diophantine problems on affine surfaces given as the complement of three numerically parallel ample projective curves: inequalities involving greatest common divisors, degeneracy of integral points, and related Diophantine equations including families of SS-unit equations. We state analogous results in the complex analytic setting, where our main result is an inequality of Second Main Theorem type for surfaces, with applications to the study and value distribution theory of holomorphic curves in surfaces.

1 Introduction

Schmidt’s Subspace Theorem occupies a central place in the theory of Diophantine approximation, and it is known to have deep and far-reaching applications. Stated in the language of heights (and with improvements due to Schlickewei [Sch77] allowing for arbitrary finite sets of places), the Subspace Theorem may be stated as follows:

Theorem 1.1 (Schmidt Subspace Theorem).

Let SS be a finite set of places of a number field KK. For each vSv\in S, let H0,v,,Hn,vnH_{0,v},\ldots,H_{n,v}\subset\mathbb{P}^{n} be hyperplanes over KK in general position. Let ε>0\varepsilon>0. Then there exists a finite union of hyperplanes ZnZ\subset\mathbb{P}^{n} such that for all points Pn(K)ZP\in\mathbb{P}^{n}(K)\setminus Z,

vSi=0nλHi,v,v(P)<(n+1+ε)h(P).\sum_{v\in S}\sum_{i=0}^{n}\lambda_{H_{i,v},v}(P)<(n+1+\varepsilon)h(P).

Here, λHi,v,v\lambda_{H_{i,v},v} is a local height function (also known as a local Weil function) associated to the hyperplane Hi,vH_{i,v} and place vv in SS, and hh is the standard (logarithmic) height on n\mathbb{P}^{n}.

The Subspace Theorem has been generalized to the setting of hypersurfaces in projective space by Corvaja and Zannier [CZ04a], and more generally, by Corvaja and Zannier [CZ04a] (for complete intersections) and Evertse and Ferretti [EF08] (for arbitrary projective varieties) to divisors which possess a common linearly equivalent multiple. Building on work of Autissier [Aut11], Ru and Vojta [RV20] proved a general version of the Subspace Theorem in terms of beta constants (see Definition 3.1). Their inequality was subsequently extended to the context of closed subschemes by Ru and Wang [RW22] and by Vojta [Voj23] (under slightly different intersection conditions). We state the following general form of the inequality, due to Vojta [Voj23] (in fact, Vojta proves a stronger version of Theorem 1.2 with the condition “intersect properly” (Definition 2.10) replaced by “weakly intersect properly” [Voj23, Definition  4.1(c)]).

Theorem 1.2 (Ru-Vojta [RV20], Ru-Wang [RW22], Vojta [Voj23]).

Let XX be a projective variety of dimension nn defined over a number field KK. Let SS be a finite set of places of KK. For each vSv\in S, let Y0,v,,Yn,vY_{0,v},\ldots,Y_{n,v} be closed subschemes of XX, defined over KK, that intersect properly. Let AA be a big divisor on XX, and let ε>0\varepsilon>0. Then there exists a proper Zariski-closed subset ZXZ\subset X such that for all points PX(K)ZP\in X(K)\setminus Z,

vSi=0nβ(A,Yi,v)λYi,v,v(P)<(1+ε)hA(P).\sum_{v\in S}\sum_{i=0}^{n}\beta(A,Y_{i,v})\lambda_{Y_{i,v},v}(P)<(1+\varepsilon)h_{A}(P).

Heier and the second author [HL21] proved an inequality using Seshadri constants (Definition 3.4) in place of beta constants, and with the proper intersection condition of Theorem 1.2 replaced by a flexible notion of general position for closed subschemes (Definition 2.12).

Theorem 1.3 (Heier-Levin [HL21]).

Let XX be a projective variety of dimension nn defined over a number field KK. Let SS be a finite set of places of KK. For each vSv\in S, let Y0,v,,Yn,vY_{0,v},\ldots,Y_{n,v} be closed subschemes of XX, defined over KK, and in general position. Let AA be an ample Cartier divisor on XX, and ε>0\varepsilon>0. Then there exists a proper Zariski-closed subset ZXZ\subset X such that for all points PX(K)ZP\in X(K)\setminus Z,

vSi=0nϵ(A,Yi,v)λYi,v,v(P)<(n+1+ε)hA(P).\sum_{v\in S}\sum_{i=0}^{n}\epsilon(A,Y_{i,v})\lambda_{Y_{i,v},v}(P)<(n+1+\varepsilon)h_{A}(P).

In both Theorem 1.2 and Theorem 1.3, one may also apply the results with fewer than n+1n+1 chosen closed subschemes at vv (e.g., by appropriately arbitrarily choosing the remaining closed subschemes and using positivity of the associated local heights outside a closed subset); we will use this fact without further remark.

Before stating our main result, we give some further remarks comparing Theorem 1.2 and Theorem 1.3. For simplicity and to avoid technical issues, we assume now for the discussion that XX is nonsingular of dimension nn and we fix an ample divisor AA on XX. If the closed subschemes Yi,v=Di,vY_{i,v}=D_{i,v} are all ample effective divisors, then by our nonsingularity assumption, D0,v,,Dn,vD_{0,v},\ldots,D_{n,v} intersect properly if and only if they are in general position (Remark 2.13). Furthermore, we note that if Di,vdi,vAD_{i,v}\sim d_{i,v}A, then it follows easily from the asymptotic Riemann-Roch formula and the definitions that

β(A,Di,v)\displaystyle\beta(A,D_{i,v}) =1(n+1)di,v,\displaystyle=\frac{1}{(n+1)d_{i,v}},
ϵ(A,Di,v)\displaystyle\epsilon(A,D_{i,v}) =1di,v.\displaystyle=\frac{1}{d_{i,v}}.

In this case, Theorem 1.2 and Theorem 1.3 coincide and yield the inequality (outside a Zariski-closed subset)

vSi=0nλDi,v,v(P)di,v<(n+1+ε)hA(P),\displaystyle\sum_{v\in S}\sum_{i=0}^{n}\frac{\lambda_{D_{i,v},v}(P)}{d_{i,v}}<(n+1+\varepsilon)h_{A}(P),

which is precisely the inequality of the aforementioned theorem of Evertse and Ferretti.

Another interesting example comes from considering a single closed subscheme YY of XX, which we assume additionally to be a local complete intersection (to satisfy the proper intersection hypothesis of Theorem 1.2). In this case, if codimY=r\operatorname{codim}Y=r, from [HL21] we have the inequality

β(A,Y)rn+1ϵ(A,Y),\displaystyle\beta(A,Y)\geq\frac{r}{n+1}\epsilon(A,Y),

and so Theorem 1.2 yields (choosing Y0,v=YY_{0,v}=Y for all vv)

vSϵ(A,Y)λY,v(P)<(n+1r+ε)hA(P).\displaystyle\sum_{v\in S}\epsilon(A,Y)\lambda_{Y,v}(P)<\left(\frac{n+1}{r}+\varepsilon\right)h_{A}(P). (1.1)

This is a generalization of an inequality of McKinnon and Roth [MR15] (who proved the case when YY is a point). On the other hand, in Theorem 1.3 one may take Y0,v==Yr1,v=YY_{0,v}=\cdots=Y_{r-1,v}=Y for all vv (i.e., repeat YY as the choice of closed subscheme rr times), as is allowed by the used notion of general position (Definition 2.12), and one again obtains the McKinnon-Roth type inequality (1.1). In short, there seems to be a tradeoff between the flexible notion of general position in Theorem 1.3 and the “better” beta constant of Theorem 1.2 (as compared to the Seshadri constant).

The goal of our main result is to provide, in the case of surfaces, an inequality which combines the separate advantages of Theorem 1.2 and Theorem 1.3; we prove an inequality in terms of beta constants of closed subschemes, under hypotheses which permit the use of nested closed subschemes (as allowed in Theorem 1.3, but not in Theorem 1.2).

Theorem 1.4 (Main Theorem).

Let XX be a projective surface defined over a number field KK. Let SS be a finite set of places of KK. For each vSv\in S, let DvYvD_{v}\supset Y_{v} be a regular chain of nonempty closed subschemes of XX (see Definition 2.14). Let AA be a big Cartier divisor on XX, and let ε>0\varepsilon>0. Then there exists a proper Zariski-closed subset ZXZ\subset X such that for all PX(K)ZP\in X(K)\setminus Z, we have

vS(β(A,Dv)λDv,v(P)+(β(A,Yv)β(A,Dv))λYv,v(P))<(1+ε)hA(P).\displaystyle\sum_{v\in S}\bigg{(}\beta(A,D_{v})\lambda_{D_{v},v}(P)+\left(\beta(A,Y_{v})-\beta(A,D_{v})\right)\lambda_{Y_{v},v}(P)\bigg{)}<(1+\varepsilon)h_{A}(P). (1.2)

In Section 4, we show that our main result implies the Ru-Vojta inequality for surfaces, and Theorem 1.3 for surfaces under regularity assumptions. Thus, we may view Theorem 1.4 as a kind of joint generalization, for surfaces, of the inequalities of Ru-Vojta and of Heier and the second author.

We remark that the regular chain assumption is quite natural from the point of view of classical Diophantine approximation, where one is interested in sums of local heights associated to divisors. Indeed, if D1,,DqD_{1},\ldots,D_{q} are effective divisors in general position on a nonsingular projective surface XX, all defined over a number field KK, SS is a set of places of KK, and we fix a point PX(K)P\in X(K), then from general position a point can be vv-adically close to at most two divisors DiD_{i}. Thus,

vSi=1qλDi,v(P)=vS(λDiv,v(P)+λDjv,v(P))+O(1),\displaystyle\sum_{v\in S}\sum_{i=1}^{q}\lambda_{D_{i},v}(P)=\sum_{v\in S}\left(\lambda_{D_{i_{v}},v}(P)+\lambda_{D_{j_{v}},v}(P)\right)+O(1),

for some choice of iv,jv{1,,q}i_{v},j_{v}\in\{1,\ldots,q\} depending on PP and vv (but with the constant in the O(1)O(1) independent of PP). Now assuming λDiv,v(P)λDjv,v(P)\lambda_{D_{i_{v}},v}(P)\geq\lambda_{D_{j_{v}},v}(P) (as we may), from a basic property of heights associated to closed subschemes (see Subsection 2.1) we have (up to O(1)O(1))

λDivDjv,v(P)=min{λDiv,v(P),λDjv,v(P)}=λDjv,v(P).\displaystyle\lambda_{D_{i_{v}}\cap D_{j_{v}},v}(P)=\min\{\lambda_{D_{i_{v}},v}(P),\lambda_{D_{j_{v}},v}(P)\}=\lambda_{D_{j_{v}},v}(P).

Therefore, we may write

vSi=1qλDi,v(P)=vS(λDiv,v(P)+λDivDjv,v(P))+O(1),\displaystyle\sum_{v\in S}\sum_{i=1}^{q}\lambda_{D_{i},v}(P)=\sum_{v\in S}\left(\lambda_{D_{i_{v}},v}(P)+\lambda_{D_{i_{v}}\cap D_{j_{v}},v}(P)\right)+O(1), (1.3)

where now DivDivDjvD_{i_{v}}\supset D_{i_{v}}\cap D_{j_{v}} is a regular chain of closed subschemes of XX for all vSv\in S. Although the inequality (1.3) is essentially elementary (relying at its base on Hilbert’s Nullstellensatz), we will find the underlying argument useful in a number of proofs and applications.

Among the potential applications of our main inequality (1.2), in Section 5 we study inequalities related to greatest common divisors, the Diophantine equation f(am,y)=bnf(a^{m},y)=b^{n}, integral points on certain affine surfaces, and solutions to families of unit equations. For instance, we prove the following result for integral points on certain complements of three curves in 2\mathbb{P}^{2}:

Theorem 1.5.

Let D1,D2,D3D_{1},D_{2},D_{3} be distinct irreducible projective curves in 2\mathbb{P}^{2}, defined over a number field KK, of degrees d1,d2,d3d_{1},d_{2},d_{3}, respectively, such that

D1D2D3,\displaystyle D_{1}\cap D_{2}\cap D_{3}\neq\emptyset,

and for every point Q(D1D2D3)(K¯)Q\in(D_{1}\cap D_{2}\cap D_{3})(\overline{K}) and 1i<j31\leq i<j\leq 3,

(Di.Dj)Q<49didj,\displaystyle(D_{i}.D_{j})_{Q}<\frac{4}{9}d_{i}d_{j}, (1.4)

where (Di.Dj)Q(D_{i}.D_{j})_{Q} denotes the local intersection multiplicity of DiD_{i} and DjD_{j} at QQ. Let SS be a finite set of places of KK containing all the archimedean places. Then there exists a proper Zariski-closed subset Z2Z\subset\mathbb{P}^{2} such that for any set RX(K)R\subset X(K) of (D1+D2+D3,S)(D_{1}+D_{2}+D_{3},S)-integral points, the set RZR\setminus Z is finite.

When d1=d2=d3>1d_{1}=d_{2}=d_{3}>1 and D1D2D3D_{1}\cap D_{2}\cap D_{3} consists of a single point, at which the divisors intersect transversally, the result follows from work of Corvaja and Zannier [CZ06] (see Theorem 5.8). The factor 49\frac{4}{9} in the intersection condition (1.4) of Theorem 1.5 cannot be replaced by anything larger than 12\frac{1}{2} (Example 5.11), and in fact a more general version of the theorem stated in terms of beta constants (Theorem 5.9) can be shown to be sharp (Example 5.12). We note that in general it seems to be a difficult problem to prove the degeneracy of integral points on the complement of three curves in 2\mathbb{P}^{2}. For instance, if D=D1+D2+D3D=D_{1}+D_{2}+D_{3} is a normal crossings divisor of degree degD4\deg D\geq 4 with D1,D2,D3D_{1},D_{2},D_{3} geometrically integral curves in 2\mathbb{P}^{2} (all defined over some number field KK), then a suitable version of Vojta’s conjecture predicts the same conclusion as in Theorem 1.5, but this does not appear to be known (for all KK and SS) for even a single such divisor DD.

For a further application, by applying a general form of the above theorem (Theorem 5.9) to certain surfaces, we study families of unit equations of the form:

f1(t)u+f2(t)v=f3(t),t𝒪K,S,u,v𝒪K,S,\displaystyle f_{1}(t)u+f_{2}(t)v=f_{3}(t),\quad t\in\mathcal{O}_{K,S},u,v\in\mathcal{O}_{K,S}^{*},

where f1,f2,f3f_{1},f_{2},f_{3} are polynomials in K[t]K[t], and 𝒪K,S\mathcal{O}_{K,S}^{*} is the group of SS-units of a ring of SS-integers 𝒪K,S\mathcal{O}_{K,S} of a number field KK. This equation was treated in the case degf1=degf2=degf3\deg f_{1}=\deg f_{2}=\deg f_{3} by Corvaja and Zannier [CZ06, CZ10], and in the case degf1+degf2=degf3\deg f_{1}+\deg f_{2}=\deg f_{3} by the second author [Lev06]. We prove a result whenever the degrees of the polynomials are roughly within a factor of 22 of each other.

Theorem 1.6.

Let f1,f2,f3K[t]f_{1},f_{2},f_{3}\in K[t] be nonconstant polynomials without a common zero of degrees d1,d2,d3d_{1},d_{2},d_{3}, respectively, and suppose that

maxi(di+1)<95minidi.\displaystyle\max_{i}(d_{i}+1)<\frac{9}{5}\min_{i}d_{i}.

Then the set of solutions (t,u,v)𝔸3(K)(t,u,v)\in\mathbb{A}^{3}(K) of the equation

f1(t)u+f2(t)v=f3(t),t𝒪K,S,u,v𝒪K,S,\displaystyle f_{1}(t)u+f_{2}(t)v=f_{3}(t),\quad t\in\mathcal{O}_{K,S},u,v\in\mathcal{O}_{K,S}^{*},

is contained in a finite number of rational curves in 𝔸3\mathbb{A}^{3}.

Excluding the linear case (proved in [CZ06]), this recovers Corvaja-Zannier’s result [CZ10] (i.e., the case d1=d2=d3d_{1}=d_{2}=d_{3}).

Finally, we mention that via Vojta’s dictionary [Voj87, Ch. 3] between Diophantine approximation and Nevanlinna theory, by substituting Vojta’s version [Voj97] of Cartan’s Second Main Theorem in place of Schmidt’s Subspace Theorem, one can prove a result analogous to Theorem 1.4, giving the following inequality in the vein of the Second Main Theorem:

Theorem 1.7.

Let XX be a complex projective surface. Let qq be a positive integer and let DiYiD_{i}\supset Y_{i} be a regular chain of nonempty closed subschemes of XX for i=1,,qi=1,\ldots,q. Let AA be a big Cartier divisor on XX, and let ε>0\varepsilon>0. Then there exists a proper Zariski-closed subset ZXZ\subset X such that for all holomorphic maps f:Xf:\mathbb{C}\to X whose image is not contained in ZZ, the inequality

02πmaxi(β(A,Di)λDi(f(reiθ))+(β(A,Yi)β(A,Di))λYi(f(reiθ)))\displaystyle\int_{0}^{2\pi}\max_{i}\bigg{(}\beta(A,D_{i})\lambda_{D_{i}}(f(re^{i\theta}))+(\beta(A,Y_{i})-\beta(A,D_{i}))\lambda_{Y_{i}}(f(re^{i\theta}))\bigg{)} dθ2π\displaystyle\frac{d\theta}{2\pi}
<(1+ε)Tf,A(r).\displaystyle<(1+\varepsilon)T_{f,A}(r).

holds for all r(0,)r\in(0,\infty) outside of a set of finite Lebesgue measure.

One may similarly apply Theorem 1.7 to obtain results on holomorphic curves. For instance, using Vojta’s dictionary, one may use Theorem 1.7 to prove the following analogue of Theorem 1.5 for holomorphic curves:

Theorem 1.8.

Let D1,D2,D3D_{1},D_{2},D_{3} be distinct irreducible complex projective curves in 2\mathbb{P}^{2}, of degrees d1,d2,d3d_{1},d_{2},d_{3}, respectively, such that

D1D2D3,\displaystyle D_{1}\cap D_{2}\cap D_{3}\neq\emptyset,

and for every point Q(D1D2D3)()Q\in(D_{1}\cap D_{2}\cap D_{3})(\mathbb{C}) and 1i<j31\leq i<j\leq 3,

(Di.Dj)Q<49didj,\displaystyle(D_{i}.D_{j})_{Q}<\frac{4}{9}d_{i}d_{j},

where (Di.Dj)Q(D_{i}.D_{j})_{Q} denotes the local intersection multiplicity of DiD_{i} and DjD_{j} at QQ. Then there exists a proper Zariski-closed subset Z2Z\subset\mathbb{P}^{2} such that every nonconstant holomorphic map f:X(D1D2D3)f:\mathbb{C}\to X\setminus(D_{1}\cup D_{2}\cup D_{3}) has image contained in ZZ.

As the proofs of these analogous results in the complex setting are similar to the proofs of their arithmetic counterparts (after making the appropriate “translations”), we omit the details.

The organization of this paper is as follows. Section 2 gives relevant background material, including a summary of Silverman’s theory of heights associated to closed subschemes, and some needed results in commutative algebra, algebraic geometry, and Diophantine approximation. In Section 3 we give some basic inequalities involving beta constants, and then in Section 4 we prove our main theorem and show how it implies, for surfaces, versions of the inequality of Ru-Vojta and the inequality of Heier and the second author. Finally, in Section 5 we give some illustrative Diophantine applications of our results.

2 Background

2.1 Heights Associated to Closed Subschemes

In [Sil87], Silverman generalized the Weil height machine for Cartier divisors to height functions on projective varieties with respect to closed subschemes. More precisely, let XX be a projective variety over a number field KK, and let Z(X)Z(X) denote the set of closed subschemes of XX. Let MKM_{K} be the set of places of KK. Note that the closed subschemes YZ(X)Y\in Z(X) are in one-to-one correspondence with quasi-coherent ideal sheaves Y𝒪X\mathcal{I}_{Y}\subseteq\mathcal{O}_{X}, and we identify a closed subscheme YY with its ideal sheaf Y\mathcal{I}_{Y}. Generalizing the Weil height machine for Cartier divisors, Silverman assigned to each YZ(X)Y\in Z(X) and each place vMKv\in M_{K} a local height function λY,v\lambda_{Y,v}, and to each YZ(X)Y\in Z(X) a global height function hY=vMKλY,vh_{Y}=\sum_{v\in M_{K}}\lambda_{Y,v} (both uniquely determined up to a bounded function). We now summarize some of the basic properties of height functions associated to closed subschemes.

Theorem 2.1.

([Sil87]) Let XX be a projective variety over a number field KK. Let Z(X)Z(X) be the set of closed subschemes of XX. There are maps

Z(X)×MK\displaystyle Z(X)\times M_{K} {functions X(K)[0,+]},\displaystyle\rightarrow\{\text{functions }X(K)\rightarrow[0,+\infty]\},
(Y,v)\displaystyle(Y,v) λY,v,\displaystyle\mapsto\lambda_{Y,v},
Z(X)\displaystyle Z(X) {functions X(K)[0,+]},\displaystyle\rightarrow\{\text{functions }X(K)\rightarrow[0,+\infty]\},
Y\displaystyle Y hY,\displaystyle\mapsto h_{Y},

satisfying the following properties (we also write λX,Y,v\lambda_{X,Y,v} and hX,Yh_{X,Y} for clarity in (6)):

  1. 1.

    If DZ(X)D\in Z(X) is an effective Cartier divisor, then λD,v\lambda_{D,v} and hDh_{D} agree with the classical height functions associated to DD.

  2. 2.

    If W,YZ(X)W,Y\in Z(X) satisfy WYW\subseteq Y, then hWhY+O(1)h_{W}\leq h_{Y}+O(1) and λW,vλY,v+O(1)\lambda_{W,v}\leq\lambda_{Y,v}+O(1) for all vMKv\in M_{K}.

  3. 3.

    If W,YZ(X)W,Y\in Z(X) satisfy Supp(W)Supp(Y)\mathrm{Supp}(W)\subseteq\mathrm{Supp}(Y), then there exists a constant CC such that hWChY+O(1)h_{W}\leq C\cdot h_{Y}+O(1) and λW,vCλY,v+O(1)\lambda_{W,v}\leq C\cdot\lambda_{Y,v}+O(1) for all vMKv\in M_{K}.

  4. 4.

    For all W,YZ(X)W,Y\in Z(X), λWY,v=min{λW,v,λY,v}+O(1).\lambda_{W\cap Y,v}=\min\{\lambda_{W,v},\lambda_{Y,v}\}+O(1).

  5. 5.

    For all W,YZ(X)W,Y\in Z(X), we have hW+Y=hW+hY+O(1)h_{W+Y}=h_{W}+h_{Y}+O(1) and λW+Y,v=λW,v+λY,v+O(1)\lambda_{W+Y,v}=\lambda_{W,v}+\lambda_{Y,v}+O(1) for all vMKv\in M_{K}.

  6. 6.

    Let ϕ:XX\phi:X^{\prime}\rightarrow X be a morphism of projective varieties over KK, and let YZ(X)Y\in Z(X). Then

    hX,ϕY\displaystyle h_{X^{\prime},\phi^{*}Y} =hX,Yϕ+O(1),\displaystyle=h_{X,Y}\circ\phi+O(1),
    λX,ϕY,v\displaystyle\lambda_{X^{\prime},\phi^{*}Y,v} =λX,Y,vϕ+O(1),\displaystyle=\lambda_{X,Y,v}\circ\phi+O(1),

    for all vMKv\in M_{K}.

  7. 7.

    If DD and EE are numerically equivalent Cartier divisors on XX and AA is an ample divisor on XX, then for any ε>0\varepsilon>0, we have

    |hD(P)hE(P)|<εhA(P)+O(1)\displaystyle|h_{D}(P)-h_{E}(P)|<\varepsilon h_{A}(P)+O(1)

    for all PX(K)P\in X(K). [Voj87, Proposition 1.2.9(d)].

Here, YZY\subset Z, Y+ZY+Z, and ϕY\phi^{*}Y are all defined in terms of the associated ideal sheaves (see [Sil87]). For a closed subscheme YY and finite set of places of SS of KK, we let mY,S(P)=vSλY,v(P)m_{Y,S}(P)=\sum_{v\in S}\lambda_{Y,v}(P). For Cartier divisors DD and EE on a variety XX, we will also write DED\geq E (or EDE\leq D) if DED-E is an effective divisor.

Remark 2.2.

If YY is a zero-dimensional closed subscheme of a projective variety XX over a field KK, with SuppY={Q1,,Qr}\operatorname{Supp}Y=\{Q_{1},\ldots,Q_{r}\}, then we can write

Y=YQ1++YQr,\displaystyle Y=Y_{Q_{1}}+\cdots+Y_{Q_{r}},

where YQiY_{Q_{i}} is a closed subscheme supported only at QiQ_{i} (see, e.g., [GW20, Prop. 5.11]). Suppose that KK is a number field and fix vMKv\in M_{K}. Since YQiYQj=Y_{Q_{i}}\cap Y_{Q_{j}}=\emptyset, iji\neq j, it follows from Theorem 2.1 (4) that

min{λYQi,v,λYQj,v}=O(1).\displaystyle\min\{\lambda_{Y_{Q_{i}},v},\lambda_{Y_{Q_{j}},v}\}=O(1).

Since we also have λY,v=i=1rλYQi,v+O(1)\lambda_{Y,v}=\sum_{i=1}^{r}\lambda_{Y_{Q_{i}},v}+O(1), for any point PX(K)P\in X(K) there exists j{1,,r}j\in\{1,\ldots,r\} (depending on PP and vv) such that

λY,v(P)=λYQj,v(P)+O(1),\displaystyle\lambda_{Y,v}(P)=\lambda_{Y_{Q_{j}},v}(P)+O(1),

where the O(1)O(1) is independent of PP.

Definition 2.3.

If YY is a zero-dimensional closed subscheme of a projective variety XX over KK and QY(K¯)Q\in Y(\overline{K}), we let YQY_{Q} be the closed subscheme (YK¯)Q(Y_{\overline{K}})_{Q} of Remark 2.2 (applied to the closed subscheme YK¯Y_{\overline{K}} of XK¯X_{\overline{K}}).

When QY(K)Q\in Y(K), we also naturally identify YQY_{Q} as a closed subscheme over KK.

We also recall the notion of a set of (D,S)(D,S)-integral points on a projective variety XX (see [Voj87] for more details).

Definition 2.4.

Let DD be an effective Cartier divisor on a projective variety XX, both defined over a number field KK. Let RR be a subset of X(K)SuppDX(K)\setminus\operatorname{Supp}D, and let SS be a finite set of places of KK containing all the archimedean places. We say that RR is a set of (D,S)(D,S)-integral points on XX if

vSλD,v(P)=hD(P)+O(1)\displaystyle\sum_{v\in S}\lambda_{D,v}(P)=h_{D}(P)+O(1)

for all PRP\in R.

More generally, this definition can be extended to an arbitrary closed subscheme YY of XX by appropriately replacing DD with YY everywhere.

2.2 Multiplicities, Regular Sequences, and the Filtration Lemma

In this section, we collect together some useful facts involving multiplicities and regular sequences, and state the Filtration Lemma which will play a basic role in many of the proofs.

Let RR be a Noetherian local ring and let 𝔮\mathfrak{q} be a parameter ideal for RR. Let L𝔮,R(n)=length(R/𝔮n)L_{\mathfrak{q},R}(n)=\operatorname{length}(R/\mathfrak{q}^{n}).

Theorem 2.5 ([Eis95, Section 12.4]).

For n0n\gg 0, L𝔮,R(n)L_{\mathfrak{q},R}(n) agrees with a polynomial of degree dimR\dim R in nn.

The leading term of any polynomial of degree dd in [n]\mathbb{Q}[n] which takes only integer values for n0n\gg 0 is of the form cnd/d!cn^{d}/d! for some integer cc. Then we have the following notions of multiplicity going back to Hilbert and Samuel.

Definition 2.6 ([Eis95]).

We define the multiplicity of 𝔮\mathfrak{q} in RR to be the integer e=e(𝔮,R)e=e(\mathfrak{q},R) such that |L𝔮,R(n)endimR/(dimR)!|=O(ndimR1).|L_{\mathfrak{q},R}(n)-en^{\dim R}/(\dim R)!|=O(n^{\dim R-1}).

Definition 2.7 ([Ful89, Ex. 4.3.4]).

Let ZZ be a zero-dimensional closed subscheme of a projective variety XX with ideal sheaf \mathcal{I} and let PSuppZP\in\operatorname{Supp}Z. We define the multiplicity of ZZ at PP to be e(P,𝒪X,P)e(\mathcal{I}_{P},\mathcal{O}_{X,P}), and denote it by μP(Z)\mu_{P}(Z) or simply μP\mu_{P} if the context is clear.

We also need some facts about certain ideal quotients.

Definition 2.8.

Let II and JJ be ideals in RR. The ideal quotient (or colon ideal) (I:J)(I:J) is defined by

(I:J)={rRrJI}.\displaystyle(I:J)=\{r\in R\mid rJ\subset I\}.
Lemma 2.9.

Let I=(f1,,fm)I=(f_{1},\ldots,f_{m}) be an ideal of a ring RR generated by a regular sequence f1,,fmf_{1},\ldots,f_{m} in RR. Then for any positive integers ni>0n\geq i>0 and j{1,,m}j\in\{1,\ldots,m\}, we have

(In:(fj)i)=Ini.\displaystyle(I^{n}:(f_{j})^{i})=I^{n-i}.
Proof.

Since fjiIif_{j}^{i}\in I^{i}, Ini(In:(fj)i)I^{n-i}\subset(I^{n}:(f_{j})^{i}) is clear.

For the other inclusion, suppose that afjiInaf_{j}^{i}\in I^{n}. Consider the associated graded ring GI(R):=r0Ir/Ir+1G_{I}(R):=\bigoplus_{r\geq 0}I^{r}/I^{r+1}. By [Mat80, Theorem 27], GI(R)G_{I}(R) is isomorphic to the polynomial ring (R/I)[x1,,xm](R/I)[x_{1},\ldots,x_{m}], where the indeterminates x1,,xmx_{1},\ldots,x_{m} correspond to the images of f1,,fmf_{1},\ldots,f_{m} in the first graded piece of GI(R)G_{I}(R).

Suppose aII+1a\in I^{\ell}\setminus I^{\ell+1}, so that 0a¯I/I+10\neq\bar{a}\in I^{\ell}/I^{\ell+1}. Since xjx_{j} is not a zero divisor in (R/I)[x1,,xm](R/I)[x_{1},\ldots,x_{m}], we have 0afji¯I+i/I+i+10\neq\overline{af_{j}^{i}}\in I^{\ell+i}/I^{\ell+i+1}. Therefore afjiI+i+1af_{j}^{i}\notin I^{\ell+i+1} and it follows that +i+1n+1\ell+i+1\geq n+1. Hence ni\ell\geq n-i. ∎

We now make definitions involving proper intersections, general position, and regular sequences, in the context of closed subschemes.

Definition 2.10.

Let D1,,DrD_{1},\ldots,D_{r} be effective Cartier divisors on a projective variety XX. We say that D1,,DrD_{1},\ldots,D_{r} intersect properly if for every nonempty subset I{1,,r}I\subset\{1,\ldots,r\} and every point PSuppiIDiP\in\operatorname{Supp}\cap_{i\in I}D_{i}, the sequence (fi)iI(f_{i})_{i\in I} is a regular sequence in the local ring 𝒪X,P\mathcal{O}_{X,P}, where fif_{i} locally defines DiD_{i} at PP, i=1,,ri=1,\ldots,r. More generally, the definition can be extended to closed subschemes Y1,,YrY_{1},\ldots,Y_{r} of XX (see [RW22] or [Voj23]).

Remark 2.11.

If D1D_{1} and D2D_{2} are Cartier divisors on XX that intersect properly, then 𝒪X(D1D2)=𝒪X(D1)𝒪X(D2)\mathcal{O}_{X}(-D_{1}-D_{2})=\mathcal{O}_{X}(-D_{1})\cap\mathcal{O}_{X}(-D_{2}) (see [Voj23, §3, §4] for a vast abstraction of this property).

Definition 2.12.

Let XX be a projective variety of dimension nn. We say that closed subschemes Y1,,YqY_{1},\ldots,Y_{q} of XX are in general position if for every subset I{1,,q}I\subset\{1,\ldots,q\} with |I|n+1|I|\leq n+1 we have codimiIYi|I|\emph{codim}\cap_{i\in I}Y_{i}\geq|I|, where we use the convention that dim=1\dim\emptyset=-1.

Remark 2.13.

If the Cartier divisors D1,,DrD_{1},\ldots,D_{r} on XX intersect properly, then they are in general position. If XX is Cohen-Macaulay then the converse holds [Mat80, Theorem 17.4]. In particular, if XnX\subset\mathbb{P}^{n} is a hypersurface, D1,,DrD_{1},\ldots,D_{r} are effective divisors on n\mathbb{P}^{n}, and X,D1,,DrX,D_{1},\ldots,D_{r} are in general position (on n\mathbb{P}^{n}), then X,D1,,DrX,D_{1},\ldots,D_{r} intersect properly, and from the definitions it follows that D1|X,,Dr|XD_{1}|_{X},\ldots,D_{r}|_{X} intersect properly, as divisors on XX.

We make a related definition for a sequence of nested closed subschemes.

Definition 2.14.

Let Y1Y2YrY_{1}\supset Y_{2}\supset\cdots\supset Y_{r} be closed subschemes of a projective variety XX. We say that Y1YrY_{1}\supset\cdots\supset Y_{r} is a regular chain of closed subschemes of XX if for every i{1,,r}i\in\{1,\ldots,r\} and every point PSuppYiP\in\operatorname{Supp}Y_{i}, there is a regular sequence f1,,fi𝒪X,Pf_{1},\ldots,f_{i}\in\mathcal{O}_{X,P} such that for 1ji1\leq j\leq i, the ideal sheaf of YjY_{j} is locally given by the ideal (f1,,fj)(f_{1},\ldots,f_{j}) in 𝒪X,P\mathcal{O}_{X,P}.

Remark 2.15.

If D1,,DrD_{1},\ldots,D_{r} intersect properly on XX, then D1D1D2D1D2DrD_{1}\supset D_{1}\cap D_{2}\supset\cdots\supset D_{1}\cap D_{2}\cap\cdots\cap D_{r} is a regular chain of closed subschemes of XX.

We will use the following consequence of Lemma 2.9.

Definition 2.16.

For an effective Cartier divisor DD and closed subscheme YY of XX, let nY(D)n_{Y}(D) be the largest nonnegative integer such that nY(D)YDn_{Y}(D)Y\subset D, as closed subschemes.

Lemma 2.17.

Let D,DD,D^{\prime} be effective Cartier divisors on a surface XX and let YY be a closed subscheme supported at a point PP. Suppose that mDYmD\supset Y is a regular chain of closed subschemes for some positive integer mm. Then for any positive integer ii,

|nY(iD)+nY(D)nY(iD+D)|1,\displaystyle|n_{Y}(iD)+n_{Y}(D^{\prime})-n_{Y}(iD+D^{\prime})|\leq 1, (2.1)

and

nY(iD)=i/m.\displaystyle n_{Y}(iD)=\lfloor i/m\rfloor.
Proof.

Let \mathcal{I} be the ideal sheaf of YY and let P𝒪P\mathcal{I}_{P}\subset\mathcal{O}_{P} be the localization. Let n=nY(iD+D)n=n_{Y}(iD+D^{\prime}). Suppose that DD and DD^{\prime} are represented by ff and ff^{\prime} locally at PP. Then since nYiD+DnY\subset iD+D^{\prime}, we have fifPnf^{i}f^{\prime}\in\mathcal{I}_{P}^{n}. It follows that (fm)i/mfPn(f^{m})^{\lceil i/m\rceil}f^{\prime}\in\mathcal{I}_{P}^{n} and, since mDYmD\supset Y is a regular chain of closed subschemes, by Lemma 2.9, fPni/mf^{\prime}\in\mathcal{I}_{P}^{n-\lceil i/m\rceil}. On the other hand, since fi=(fm)i/mfimi/mPi/mf^{i}=(f^{m})^{\lfloor i/m\rfloor}f^{i-m\lfloor i/m\rfloor}\in\mathcal{I}_{P}^{\lfloor i/m\rfloor}, if fPni/m+1f^{\prime}\in\mathcal{I}_{P}^{n-\lfloor i/m\rfloor+1} then fifPn+1f^{i}f^{\prime}\in\mathcal{I}_{P}^{n+1}, contradicting the definition of nn. It follows that

ni/mnY(D)ni/m.\displaystyle n-\lceil i/m\rceil\leq n_{Y}(D^{\prime})\leq n-\lfloor i/m\rfloor.

The inequality (2.1) (and the remainder of the lemma) now follows if we show that nY(iD)=i/mn_{Y}(iD)=\lfloor i/m\rfloor. If ii divides mm and iD=im(mD)iD=\frac{i}{m}(mD) then it follows from Lemma 2.9 that nY(iD)=i/mn_{Y}(iD)=i/m. Since i/m(mD)iD(i/m+1)(mD)\lfloor i/m\rfloor(mD)\subset iD\subset(\lfloor i/m\rfloor+1)(mD), we have i/mnY(iD)i/m+1\lfloor i/m\rfloor\leq n_{Y}(iD)\leq\lfloor i/m\rfloor+1. But if nY(iD)=i/m+1n_{Y}(iD)=\lfloor i/m\rfloor+1, then

nY(miD)mnY(iD)>i,\displaystyle n_{Y}(miD)\geq mn_{Y}(iD)>i,

contradicting nY(miD)=in_{Y}(miD)=i. Therefore we must have nY(iD)=i/mn_{Y}(iD)=\lfloor i/m\rfloor as claimed. ∎

Finally, we recall the elementary, but very useful, Filtration Lemma whose utility in Diophantine approximation was recognized and introduced by Corvaja and Zannier [CZ04b, Lemma 3.2].

Lemma 2.18 (Filtration Lemma).

Let VV be a vector space of finite dimension dd over a field KK. Let V=W1W2WhV=W_{1}\supset W_{2}\supset\cdots\supset W_{h} and V=W1W2WhV=W_{1}^{*}\supset W_{2}^{*}\supset\cdots\supset W_{h^{*}}^{*} be two filtrations on VV. There exists a basis v1,,vdv_{1},\ldots,v_{d} of VV that contains a basis of each WjW_{j} and WjW_{j}^{*}.

In the situation of Lemma 2.18, we say that the basis v1,,vdv_{1},\ldots,v_{d} of VV is adapted to the two filtrations.

3 Beta constant estimates

Throughout this section we work over a field KK of characteristic 0. For a line bundle \mathscr{L} on a projective variety XX over KK, we will write h0(X,)h^{0}(X,\mathscr{L}) (or simply h0()h^{0}(\mathscr{L})) for dimKH0(X,)\dim_{K}H^{0}(X,\mathscr{L}), and if DD is a Cartier divisor on XX, we write h0(D)h^{0}(D) for h0(𝒪(D))h^{0}(\mathcal{O}(D)). We first recall the definition of the beta constant.

Definition 3.1.

Let XX be a projective variety over a field KK. Let \mathscr{L} be a big line bundle on XX and let YY be a closed subscheme of XX with associated sheaf of ideals \mathcal{I}. Then

β(,Y)=lim infNm=1h0(X,Nm)Nh0(X,N),\displaystyle\beta(\mathscr{L},Y)=\liminf_{N\to\infty}\frac{\sum_{m=1}^{\infty}h^{0}(X,\mathscr{L}^{N}\otimes\mathcal{I}^{m})}{Nh^{0}(X,\mathscr{L}^{N})},

where N\mathscr{L}^{N} denotes the tensor product of NN copies of \mathscr{L}.

By a result of Vojta [Voj20] (assuming as we do that KK has characteristic 0) the lim inf\liminf in the definition can be replaced by a limit. By abuse of notation, if DD is a big Cartier divisor on XX, we also write β(D,Y)\beta(D,Y) for β(𝒪(D),Y)\beta(\mathcal{O}(D),Y).

It follows easily that for any positive integer nn,

β(nD,Y)\displaystyle\beta(nD,Y) =nβ(D,Y),\displaystyle=n\beta(D,Y),
β(D,nY)\displaystyle\beta(D,nY) =1nβ(D,Y).\displaystyle=\frac{1}{n}\beta(D,Y).

In particular, we can use these properties to canonically extend the definition of β(D,E)\beta(D,E) to \mathbb{Q}-divisors DD and EE (with DD big). We also show that β(D,E)\beta(D,E) depends only on the numerical equivalence class of DD and EE.

Lemma 3.2.

Let D,D,E,ED,D^{\prime},E,E^{\prime} be nonzero effective Cartier divisors on a projective variety XX over KK with DD and DD^{\prime} big. Suppose that DDD\equiv D^{\prime} and EEE\equiv E^{\prime}. Then

β(D,E)=β(D,E).\displaystyle\beta(D,E)=\beta(D^{\prime},E^{\prime}).
Proof.

We prove that β(D,E)=β(D,E)\beta(D,E)=\beta(D,E^{\prime}) (the proof that β(D,E)=β(D,E)\beta(D,E)=\beta(D^{\prime},E) being similar). Let n=dimXn=\dim X. Since EEE\equiv E^{\prime} and DD is big, for any positive rational ε\varepsilon, the \mathbb{Q}-divisor EE+εDE-E^{\prime}+\varepsilon D is big. It follows that for a sufficiently large positive integer NN, h0(N(EE+εD))>0h^{0}(N(E-E^{\prime}+\varepsilon D))>0, and so E+εDE+FE+\varepsilon D\sim E^{\prime}+F for some \mathbb{Q}-divisor FF. Therefore,

β(D,E)β(D,E+F)=β(D,E+εD).\displaystyle\beta(D,E^{\prime})\geq\beta(D,E^{\prime}+F)=\beta(D,E+\varepsilon D).

Fix an ample divisor AA on XX and let c>An1.DAn1.Ec>\frac{A^{n-1}.D}{A^{n-1}.E} be a positive integer. Then (NDNmE).An1<0(ND-NmE).A^{n-1}<0 for all mcm\geq c, and so h0(NDNmE)=0h^{0}(ND-NmE)=0 for all mcm\geq c. Let MM be a positive integer such that M(E+εD)M(E+\varepsilon D) is an integral Cartier divisor and let NN be a positive integer such that M|NM|N. Then

m=1h0(NDmM(E+εD))\displaystyle\sum_{m=1}^{\infty}h^{0}(ND-mM(E+\varepsilon D)) =m=1cN/Mh0(NDmM(E+εD))\displaystyle=\sum_{m=1}^{cN/M}h^{0}(ND-mM(E+\varepsilon D))
m=1cN/Mh0((NcεN)DmME)\displaystyle\geq\sum_{m=1}^{cN/M}h^{0}((N-c\varepsilon N)D-mME)
=m=1h0(N(1cε)DmME),\displaystyle=\sum_{m=1}^{\infty}h^{0}(N(1-c\varepsilon)D-mME),

and so

m=1h0(NDmM(E+εD))Nh0(ND)\displaystyle\frac{\sum_{m=1}^{\infty}h^{0}(ND-mM(E+\varepsilon D))}{Nh^{0}(ND)} m=1h0(N(1cε)DmME)Nh0(N(1cε)D)h0(N(1cε)D)h0(ND).\displaystyle\geq\frac{\sum_{m=1}^{\infty}h^{0}(N(1-c\varepsilon)D-mME)}{Nh^{0}(N(1-c\varepsilon)D)}\frac{h^{0}(N(1-c\varepsilon)D)}{h^{0}(ND)}.

Taking limits (see Definition 3.6 and Remark 3.7) gives

β(D,E+εD)=Mβ(D,M(E+εD))\displaystyle\beta(D,E+\varepsilon D)=M\beta(D,M(E+\varepsilon D)) Mβ((1cε)D,ME)vol((1cε)D)vol(D)\displaystyle\geq M\beta((1-c\varepsilon)D,ME)\frac{\operatorname{vol}((1-c\varepsilon)D)}{\operatorname{vol}(D)}
(1cε)n+1β(D,E).\displaystyle\geq(1-c\varepsilon)^{n+1}\beta(D,E).

Thus,

β(D,E)(1cε)n+1β(D,E).\displaystyle\beta(D,E^{\prime})\geq(1-c\varepsilon)^{n+1}\beta(D,E).

Since ε>0\varepsilon>0 was arbitrary, we find that β(D,E)β(D,E)\beta(D,E^{\prime})\geq\beta(D,E). Interchanging the roles of EE and EE^{\prime} yields that β(D,E)=β(D,E)\beta(D,E)=\beta(D,E^{\prime})

We now prove some useful inequalities involving the beta constant.

Lemma 3.3.

Let YY be a closed subscheme of a projective variety XX. Let D,ED,E be effective Cartier divisors on XX intersecting properly and suppose that mYDmY\subset D and nYEnY\subset E (as closed subschemes). Let AA be a big Cartier divisor on XX. Then

β(A,Y)mβ(A,D)+nβ(A,E).\displaystyle\beta(A,Y)\geq m\beta(A,D)+n\beta(A,E).

In particular,

β(A,DE)β(A,D)+β(A,E).\displaystyle\beta(A,D\cap E)\geq\beta(A,D)+\beta(A,E).
Proof.

We first note that if (x1,,xn)(x_{1},\ldots,x_{n}) is a regular sequence, then for any positive integers i1,,ini_{1},\ldots,i_{n}, (x1i1,,xnin)(x_{1}^{i_{1}},\ldots,x_{n}^{i_{n}}) is again a regular sequence [Mat80, Theorem 26]. This implies that if ii and jj are positive integers, then iDiD and iEiE intersect properly and 𝒪X(iD)𝒪X(jE)=𝒪X(iDjE)\mathcal{O}_{X}(-iD)\cap\mathcal{O}_{X}(-jE)=\mathcal{O}_{X}(-iD-jE).

Let N>0N>0. We consider the two filtrations on H0(X,𝒪(NA))H^{0}(X,\mathcal{O}(NA)) given by order of vanishing along DD and EE, respectively:

H0(X,𝒪(NA))H0(X,𝒪(NAD))H0(X,𝒪(NA2D))\displaystyle H^{0}(X,\mathcal{O}(NA))\supset H^{0}(X,\mathcal{O}(NA-D))\supset H^{0}(X,\mathcal{O}(NA-2D))\supset\cdots
H0(X,𝒪(NA))H0(X,𝒪(NAE))H0(X,𝒪(NA2E)).\displaystyle H^{0}(X,\mathcal{O}(NA))\supset H^{0}(X,\mathcal{O}(NA-E))\supset H^{0}(X,\mathcal{O}(NA-2E))\supset\cdots.

Let s1,,sh0(NA)s_{1},\dots,s_{h^{0}(NA)} be a basis of H0(X,𝒪(NA))H^{0}(X,\mathcal{O}(NA)) that is adapted to both filtrations. Let \mathcal{I} denote the sheaf of ideals associated to YY.

For a nonzero section sH0(X,𝒪(NA))s\in H^{0}(X,\mathcal{O}(NA)), let μD(s),μE(s)\mu_{D}(s),\mu_{E}(s), and μY(s)\mu_{Y}(s), respectively, be the largest nonnegative integer μ\mu such that sH0(X,𝒪(NAμD)),sH0(X,𝒪(NAμE))s\in H^{0}(X,\mathcal{O}(NA-\mu D)),s\in H^{0}(X,\mathcal{O}(NA-\mu E)), and sH0(X,𝒪(NA)μ)s\in H^{0}(X,\mathcal{O}(NA)\otimes\mathcal{I}^{\mu}), respectively. Since s1,,sh0(NA)s_{1},\dots,s_{h^{0}(NA)} is adapted to the filtrations above, one easily finds

j=1h0(𝒪(NAjD))\displaystyle\sum_{j=1}^{\infty}h^{0}(\mathcal{O}(NA-jD)) =l=1h0(NA)μD(sl),\displaystyle=\sum_{l=1}^{h^{0}(NA)}\mu_{D}(s_{l}),
j=1h0(𝒪(NAjE))\displaystyle\sum_{j=1}^{\infty}h^{0}(\mathcal{O}(NA-jE)) =l=1h0(NA)μE(sl).\displaystyle=\sum_{l=1}^{h^{0}(NA)}\mu_{E}(s_{l}).

We also have the inequality

j=1h0(𝒪(NA)j)l=1h0(NA)μY(sl).\displaystyle\sum_{j=1}^{\infty}h^{0}(\mathcal{O}(NA)\otimes\mathcal{I}^{j})\geq\sum_{l=1}^{h^{0}(NA)}\mu_{Y}(s_{l}).

Since DD and EE intersect properly, if slH0(X,𝒪(NAiD))s_{l}\in H^{0}(X,\mathcal{O}(NA-iD)) and slH0(X,𝒪(NAjE))s_{l}\in H^{0}(X,\mathcal{O}(NA-jE)), then slH0(X,𝒪(NAiDjE))H0(X,𝒪(NA)im+jn)s_{l}\in H^{0}(X,\mathcal{O}(NA-iD-jE))\subset H^{0}(X,\mathcal{O}(NA)\otimes\mathcal{I}^{im+jn}). Therefore, μY(sl)mμD(sl)+nμE(sl)\mu_{Y}(s_{l})\geq m\mu_{D}(s_{l})+n\mu_{E}(s_{l}). It follows that

j=1h0(𝒪(NA)j)mi=1h0(𝒪(NAiD))+nj=1h0(𝒪(NAjE)).\displaystyle\sum_{j=1}^{\infty}h^{0}(\mathcal{O}(NA)\otimes\mathcal{I}^{j})\geq m\sum_{i=1}^{\infty}h^{0}(\mathcal{O}(NA-iD))+n\sum_{j=1}^{\infty}h^{0}(\mathcal{O}(NA-jE)).

Dividing by Nh0(𝒪(NA))Nh^{0}(\mathcal{O}(NA)) and taking a limit then gives the result. ∎

Before stating and proving the next inequality, we recall the definition of the Seshadri constant.

Definition 3.4.

Let XX be a projective variety over a field KK. Let YY be a closed subscheme of XX and π:X~X\pi:\tilde{X}\to X be the blowing-up along YY. Let AA be a nef Cartier divisor on XX. Define the Seshadri constant ϵ(A,Y)\epsilon(A,Y) of YY with respect to AA to be the real number

ϵ(A,Y)=sup{γ0|πAγE is -nef},\displaystyle\epsilon(A,Y)=\sup\{\gamma\in\mathbb{Q}^{\geq 0}\ |\ \pi^{*}A-\gamma E\text{ is }\mathbb{Q}\text{-nef}\},

where EE is an effective Cartier divisor on X~\tilde{X} whose associated invertible sheaf is the dual of π1Y𝒪X~\pi^{-1}\mathcal{I}_{Y}\cdot\mathcal{O}_{\tilde{X}}.

Lemma 3.5.

Let XX be a normal projective variety of dimension rr. Let YY be a closed subscheme of XX with codimY2\operatorname{codim}Y\geq 2, let DYD\supset Y be an effective Cartier divisor, and let AA be an ample Cartier divisor on XX. Then

β(A,Y)β(A,D)+1r+1ϵ(A,Y).\displaystyle\beta(A,Y)\geq\beta(A,D)+\frac{1}{r+1}\epsilon(A,Y).
Proof.

Let π:X~X\pi:\tilde{X}\to X be the blowup of XX along YY, and let EE be the associated exceptional divisor. Let ϵYϵ(A,Y)\epsilon_{Y}^{\prime}\leq\epsilon(A,Y) be a positive rational number and let δ>0\delta>0 be a rational number. By the same proof as in [HL21], for all sufficiently small ε>0\varepsilon>0 (depending on δ\delta) and sufficiently large and divisible NN, we can find an effective divisor FF such that

  1. 1.

    N(1+δ)AFN(1+\delta)A\sim F

  2. 2.

    πFN(ϵY+ε)E\pi^{*}F\geq N(\epsilon_{Y}^{\prime}+\varepsilon)E

  3. 3.

    DD and FF are in general position.

As XX is normal, the last condition and Serre’s criterion imply that DD and FF intersect properly. For all sufficiently large and divisible NN, π𝒪X~(N(ϵY+ε)E)=YN(ϵY+ε)\pi_{*}\mathcal{O}_{\tilde{X}}(-N(\epsilon_{Y}^{\prime}+\varepsilon)E)=\mathcal{I}_{Y}^{N(\epsilon_{Y}^{\prime}+\varepsilon)} [HL21] and since XX is normal and π\pi is birational, we have ππF=F\pi_{*}\pi^{*}F=F [Voj23, Lemma 6.2(a)]. Then β(A,F)=1(r+1)N(1+δ)\beta(A,F)=\frac{1}{(r+1)N(1+\delta)}, N(ϵY+ε)YFN(\epsilon_{Y}^{\prime}+\varepsilon)Y\subset F (for sufficiently large and divisible NN), YDY\subset D, and Lemma 3.3 gives

β(A,Y)β(A,D)+N(ϵY+ε)1(r+1)N(1+δ)=β(A,D)+(ϵY+ε)1(r+1)(1+δ).\displaystyle\beta(A,Y)\geq\beta(A,D)+N(\epsilon_{Y}^{\prime}+\varepsilon)\frac{1}{(r+1)N(1+\delta)}=\beta(A,D)+(\epsilon_{Y}^{\prime}+\varepsilon)\frac{1}{(r+1)(1+\delta)}.

Since we may choose ε,δ\varepsilon,\delta, and ϵYϵ(A,Y)\epsilon_{Y}^{\prime}-\epsilon(A,Y) arbitrarily small, we find that

β(A,Y)β(A,D)+1r+1ϵ(A,Y)\displaystyle\beta(A,Y)\geq\beta(A,D)+\frac{1}{r+1}\epsilon(A,Y)

as desired. ∎

When YY is a closed subscheme supported at a point PP, we will relate β(A,Y)\beta(A,Y), μP(Y)\mu_{P}(Y), and the volume of AA. We first recall the definition of the volume of a divisor.

Definition 3.6.

Let XX be a projective variety of dimension nn, and let DD be a Cartier divisor on XX. The volume of DD is defined to be the non-negative real number

vol(D)=lim supmh0(X,mD)mn/n!.\displaystyle\emph{vol}(D)=\limsup_{m\to\infty}\frac{h^{0}(X,mD)}{m^{n}/n!}.
Remark 3.7.

The lim sup\limsup in Definition 3.6 can be replaced by a limit [Laz04, Remark 2.2.50], and the definition can be extended to \mathbb{Q}-divisors [Laz04, Remark 2.2.39].

Remark 3.8.

We have vol(D)>0\mathrm{vol}(D)>0 if and only if DD is big.

Remark 3.9.

If DD is nef, then vol(D)=Dn\emph{vol}(D)=D^{n} is the top self-intersection of DD.

We need the following lemma.

Lemma 3.10.

Let AA be a big Cartier divisor on a projective variety XX of dimension rr. Let YY be a closed subscheme of XX supported at a point PP of XX, let \mathcal{I} be the associated ideal sheaf, and let μP\mu_{P} be the multiplicity of YY at PP. Then

dimH0(X,𝒪(nA)m)h0(X,𝒪(nA))μPmrr!+O(mr1).\displaystyle\dim H^{0}(X,\mathcal{O}(nA)\otimes\mathcal{I}^{m})\geq h^{0}(X,\mathcal{O}(nA))-\mu_{P}\frac{m^{r}}{r!}+O(m^{r-1}). (3.1)

In particular, let cc\in\mathbb{Q} be such that

0<c<vol(A)μPr.\displaystyle 0<c<\sqrt[r]{\frac{\emph{vol}(A)}{\mu_{P}}}.

Then for n0n\gg 0 there exists an effective divisor FF such that

  1. 1.

    FnAF\sim nA,

  2. 2.

    cnYF\lfloor cn\rfloor Y\subset F (as closed subschemes).

Proof.

From the definition of the multiplicity μP\mu_{P}, we have

dim𝒪P/Pm=μPmrr!+O(mr1).\displaystyle\dim\mathcal{O}_{P}/\mathcal{I}_{P}^{m}=\mu_{P}\frac{m^{r}}{r!}+O(m^{r-1}). (3.2)

By definition of the ideal sheaf, we have an exact sequence

0m𝒪Xi𝒪mY0,\displaystyle 0\to\mathcal{I}^{m}\to\mathcal{O}_{X}\to i_{*}\mathcal{O}_{mY}\to 0,

where i:mYXi:mY\to X is the inclusion map. Tensoring with 𝒪(nA)\mathcal{O}(nA), we have an exact sequence

0𝒪(nA)m𝒪(nA)𝒪(nA)i𝒪mY=i𝒪mY0,\displaystyle 0\to\mathcal{O}(nA)\otimes\mathcal{I}^{m}\to\mathcal{O}(nA)\to\mathcal{O}(nA)\otimes i_{*}\mathcal{O}_{mY}=i_{*}\mathcal{O}_{mY}\to 0,

where the equality 𝒪(nA)i𝒪mY=i𝒪mY\mathcal{O}(nA)\otimes i_{*}\mathcal{O}_{mY}=i_{*}\mathcal{O}_{mY} follows easily from the fact that 𝒪(nA)\mathcal{O}(nA) is locally free of rank 11 and i𝒪mYi_{*}\mathcal{O}_{mY} is supported at a point. Taking global sections, we find

0H0(X,𝒪(nA)m)H0(X,𝒪(nA))\displaystyle 0\to H^{0}(X,\mathcal{O}(nA)\otimes\mathcal{I}^{m})\to H^{0}(X,\mathcal{O}(nA)) H0(X,i𝒪mY)\displaystyle\to H^{0}(X,i_{*}\mathcal{O}_{mY})
=H0(mY,𝒪mY)=𝒪P/Pm.\displaystyle=H^{0}(mY,\mathcal{O}_{mY})=\mathcal{O}_{P}/\mathcal{I}_{P}^{m}.

It follows that

dimH0(X,𝒪(nA)m)dimH0(X,𝒪(nA))dim𝒪P/Pm,\displaystyle\dim H^{0}(X,\mathcal{O}(nA)\otimes\mathcal{I}^{m})\geq\dim H^{0}(X,\mathcal{O}(nA))-\dim\mathcal{O}_{P}/\mathcal{I}_{P}^{m},

and then (3.1) follows from (3.2).

From (3.1), the definition of the volume, and Remark 3.7, it follows that if c<vol(A)μPrc<\sqrt[r]{\frac{\operatorname{vol}(A)}{\mu_{P}}}, then there exists a nonzero global section ss of 𝒪(nA)cn\mathcal{O}(nA)\otimes\mathcal{I}^{\lfloor cn\rfloor} for n0n\gg 0, and taking F=div(s)F=\operatorname{div}(s) gives the desired divisor. ∎

We now prove a basic inequality between β(A,Y)\beta(A,Y), μP(Y)\mu_{P}(Y), and vol(A)\operatorname{vol}(A).

Lemma 3.11.

Let AA be a big Cartier divisor on a projective variety XX of dimension rr. Let YY be a closed subscheme of XX supported at a point PP of XX, and let μP\mu_{P} be the multiplicity of YY at PP. Then

β(A,Y)rr+1vol(A)μPr.\displaystyle\beta(A,Y)\geq\frac{r}{r+1}\sqrt[r]{\frac{\operatorname{vol}(A)}{\mu_{P}}}.
Proof.

Let cc\in\mathbb{Q} be such that

0<c<vol(A)μPr.\displaystyle 0<c<\sqrt[r]{\frac{\operatorname{vol}(A)}{\mu_{P}}}.

Let NN be a positive integer such that cNcN is an integer. Let \mathcal{I} be the sheaf of ideals associated to YY. Then we calculate

m=1cNh0(𝒪(NA)m)\displaystyle\sum_{m=1}^{cN}h^{0}(\mathcal{O}(NA)\otimes\mathcal{I}^{m}) m=1cN(h0(𝒪(NA))μpmrr!+O(Nr1))\displaystyle\geq\sum_{m=1}^{cN}\left(h^{0}(\mathcal{O}(NA))-\mu_{p}\frac{m^{r}}{r!}+O(N^{r-1})\right)
cNh0(𝒪(NA))μP(cN)r+1(r+1)!+O(Nr).\displaystyle\geq cNh^{0}(\mathcal{O}(NA))-\mu_{P}\frac{(cN)^{r+1}}{(r+1)!}+O(N^{r}).

Dividing by Nh0(𝒪(NA))Nh^{0}(\mathcal{O}(NA)) we find that

m=1cNh0(𝒪(NA)m)Nh0(𝒪(NA))\displaystyle\frac{\sum_{m=1}^{cN}h^{0}(\mathcal{O}(NA)\otimes\mathcal{I}^{m})}{Nh^{0}(\mathcal{O}(NA))} cμPcr+1Nr(r+1)!h0(𝒪(NA)+O(Nr1h0(𝒪(NA)).\displaystyle\geq c-\mu_{P}\frac{c^{r+1}N^{r}}{(r+1)!h^{0}(\mathcal{O}(NA)}+O\left(\frac{N^{r-1}}{h^{0}(\mathcal{O}(NA)}\right).

Letting NN\to\infty gives

β(A,Y)c(r+1)vol(A)((r+1)vol(A)μPcr).\displaystyle\beta(A,Y)\geq\frac{c}{(r+1)\operatorname{vol}(A)}\left((r+1)\operatorname{vol}(A)-\mu_{P}c^{r}\right).

Since this is true for all appropriate values of cc, letting cvol(A)μPrc\to\sqrt[r]{\frac{\operatorname{vol}(A)}{\mu_{P}}} gives the inequality. ∎

Under more hypotheses, we give another estimate involving β(A,Y)\beta(A,Y), μP(Y)\mu_{P}(Y), and vol(A)\operatorname{vol}(A). Towards this end, we first prove the following lemma.

Lemma 3.12.

Let AA and DD be big Cartier divisors on a normal projective surface XX, with DD a positive multiple of a prime Cartier divisor. Let YY be a closed subscheme of XX supported at a point PP, and let μP\mu_{P} be the multiplicity of YY at PP. Suppose that DYD\supset Y is a regular chain of closed subschemes of XX and

μP<vol(D).\displaystyle\mu_{P}<\operatorname{vol}(D).

Let cc\in\mathbb{Q} be such that

c<vol(A)μP.\displaystyle c<\sqrt{\frac{\operatorname{vol}(A)}{\mu_{P}}}.

Then for n0n\gg 0 there exists an effective divisor FF such that

  1. 1.

    FnAF\sim nA,

  2. 2.

    cnYF\lfloor cn\rfloor Y\subset F (as closed subschemes),

  3. 3.

    DD and FF intersect properly.

Proof.

For simplicity and ease of notation, we assume throughout that cncn\in\mathbb{Z}. Let D=mD0D=mD_{0} where D0D_{0} is a prime Cartier divisor on XX. Since μP<vol(D)\mu_{P}<\operatorname{vol}(D), applying Lemma 3.10 with A=DA=D and an appropriate rational number c>1c^{\prime}>1, it follows that for any sufficiently large and divisible integer nn^{\prime}, there exists an effective divisor FF^{\prime} such that FnDF^{\prime}\sim n^{\prime}D and ncYFn^{\prime}c^{\prime}Y\subset F^{\prime}. Since XX is normal, we can write F=iD0+DF^{\prime}=iD_{0}+D^{\prime}, where ii is a nonnegative integer, DD^{\prime} is effective, and SuppD0SuppD\operatorname{Supp}D_{0}\not\subset\operatorname{Supp}D^{\prime}. By Lemma 2.17,

nY(D)nY(F)nY(iD0)1nci/m1.\displaystyle n_{Y}(D^{\prime})\geq n_{Y}(F^{\prime})-n_{Y}(iD_{0})-1\geq n^{\prime}c^{\prime}-i/m-1.

Let n0=mnin_{0}=mn^{\prime}-i, and note also that Dn0D0D^{\prime}\sim n_{0}D_{0}. Clearly imni\leq mn^{\prime}, and in fact i<mni<mn^{\prime} for sufficiently large nn^{\prime} (or equivalently, n0>0n_{0}>0, as we now assume) since c>1c^{\prime}>1 and therefore nY(D)nci/m1n(c1)1>0n_{Y}(D^{\prime})\geq n^{\prime}c^{\prime}-i/m-1\geq n^{\prime}(c^{\prime}-1)-1>0 for large nn^{\prime}. Choosing nn^{\prime} sufficiently large, we also have nY(D)>ni/m=n0/mn_{Y}(D^{\prime})>n^{\prime}-i/m=n_{0}/m.

By Lemma 3.10 again, there exists an effective divisor F′′F^{\prime\prime} such that F′′nAF^{\prime\prime}\sim nA and cnYF′′cnY\subset F^{\prime\prime}. Write F′′=jD0+D′′F^{\prime\prime}=jD_{0}+D^{\prime\prime}, where jj is a nonnegative integer, D′′D^{\prime\prime} is effective, and SuppD0SuppD′′\operatorname{Supp}D_{0}\not\subset\operatorname{Supp}D^{\prime\prime}. Replacing F′′F^{\prime\prime}, nn, jj, and D′′D^{\prime\prime} by suitable multiples, we may assume that n0|jn_{0}|j. Then F′′=jD0+D′′jn0D+D′′F^{\prime\prime}=jD_{0}+D^{\prime\prime}\sim\frac{j}{n_{0}}D^{\prime}+D^{\prime\prime}. By the same argument as before,

nY(D′′)nY(F′′)nY(jD0)1cnj/m1.\displaystyle n_{Y}(D^{\prime\prime})\geq n_{Y}(F^{\prime\prime})-n_{Y}(jD_{0})-1\geq cn-j/m-1.

Let F=jn0D+D′′F=\frac{j}{n_{0}}D^{\prime}+D^{\prime\prime}. Then

nY(F)jn0nY(D)+nY(D′′)jn0n0m+cnj/m1=cn1.\displaystyle n_{Y}(F)\geq\frac{j}{n_{0}}n_{Y}(D^{\prime})+n_{Y}(D^{\prime\prime})\geq\frac{j}{n_{0}}\frac{n_{0}}{m}+cn-j/m-1=cn-1.

Replacing cc by a slightly large constant and taking nn sufficiently large then gives

nY(F)cn.\displaystyle n_{Y}(F)\geq cn.

It follows that cnYFcnY\subset F, and we end by noting that FnAF\sim nA and SuppDSuppF=SuppDSuppD′′\operatorname{Supp}D\not\subset\operatorname{Supp}F=\operatorname{Supp}D^{\prime}\cup\operatorname{Supp}D^{\prime\prime}, which implies that DD and FF are in general position, and hence intersect properly (as a normal surface is Cohen-Macaulay). ∎

We prove the following inequality, which will be used in Corollary 4.4. For simplicity, we state it under an ampleness assumption.

Lemma 3.13.

Let AA and DD be ample Cartier divisors on a normal projective surface XX, with DD a positive multiple of a prime Cartier divisor. Let YY be a closed subscheme of XX supported at a point PP, and let μP\mu_{P} be the multiplicity of YY at PP. Suppose that DYD\supset Y is a regular chain of closed subschemes of XX and

μP<D2.\displaystyle\mu_{P}<D^{2}.

Then

β(A,Y)(1+D2μP)β(A,D)\displaystyle\beta(A,Y)\geq\left(1+\sqrt{\frac{D^{2}}{\mu_{P}}}\right)\beta(A,D) (3.3)

and

β(A,Y)β(A,D)\displaystyle\beta(A,Y)-\beta(A,D) 23A2μPD2μP1+D2μP\displaystyle\geq\frac{2}{3}\sqrt{\frac{A^{2}}{\mu_{P}}}\frac{\sqrt{\frac{D^{2}}{\mu_{P}}}}{1+\sqrt{\frac{D^{2}}{\mu_{P}}}}
>13A2μP.\displaystyle>\frac{1}{3}\sqrt{\frac{A^{2}}{\mu_{P}}}.
Proof.

Let cc\in\mathbb{Q} with 0<c<D2μP0<c<\sqrt{\frac{D^{2}}{\mu_{P}}}. Then by Lemma 3.12, for nn sufficiently large with ncnc\in\mathbb{Z}, we can find an effective divisor FF such that FnDF\sim nD, ncYFncY\subset F, and DD and FF intersect properly. Note that β(A,F)=β(A,nD)=1nβ(A,D)\beta(A,F)=\beta(A,nD)=\frac{1}{n}\beta(A,D). Then by Lemma 3.3, we have

β(A,Y)β(A,D)+cnβ(A,F)=β(A,D)+cβ(A,D).\displaystyle\beta(A,Y)\geq\beta(A,D)+cn\beta(A,F)=\beta(A,D)+c\beta(A,D).

Since this holds for every positive rational c<D2μPc<\sqrt{\frac{D^{2}}{\mu_{P}}}, the inequality (3.3) holds. This implies

β(A,Y)β(A,D)\displaystyle\beta(A,Y)-\beta(A,D) β(A,Y)11+D2μPβ(A,Y)\displaystyle\geq\beta(A,Y)-\frac{1}{1+\sqrt{\frac{D^{2}}{\mu_{P}}}}\beta(A,Y)
D2μP1+D2μPβ(A,Y)\displaystyle\geq\frac{\sqrt{\frac{D^{2}}{\mu_{P}}}}{1+\sqrt{\frac{D^{2}}{\mu_{P}}}}\beta(A,Y)
23A2μPD2μP1+D2μP\displaystyle\geq\frac{2}{3}\sqrt{\frac{A^{2}}{\mu_{P}}}\frac{\sqrt{\frac{D^{2}}{\mu_{P}}}}{1+\sqrt{\frac{D^{2}}{\mu_{P}}}}
>13A2μP,\displaystyle>\frac{1}{3}\sqrt{\frac{A^{2}}{\mu_{P}}},

where the last line uses that μP<D2\mu_{P}<D^{2}. ∎

Finally, we prove a useful estimate for certain beta constants on the blowup of a projective variety XX of dimension nn at a point (the idea is to gives a slight improvement to the equality β(D,D)=1n+1\beta(D,D)=\frac{1}{n+1} for an ample divisor DD on XX).

Lemma 3.14.

Let DD be an ample effective Cartier divisor on a projective variety XX over KK of dimension nn. Let PX(K)P\in X(K), and let π:X~X\pi:\tilde{X}\to X be the blowup at PP, with associated exceptional divisor EE. Then for all sufficiently small positive δ\delta\in\mathbb{Q},

β(πDδE,πDE)>1n+1.\displaystyle\beta(\pi^{*}D-\delta E,\pi^{*}D-E)>\frac{1}{n+1}. (3.4)
Proof.

First, we recall that for some positive δ\delta^{\prime}\in\mathbb{Q}, the \mathbb{Q}-divisor πDδE\pi^{*}D-\delta E is ample for all 0<δ<δ0<\delta<\delta^{\prime}, δ\delta\in\mathbb{Q} [Har77, II, Prop. 7.10(b)]. Let δ\delta\in\mathbb{Q} satisfy 0<δ<min{δ,1}0<\delta<\min\{\delta^{\prime},1\}. Since πDδE\pi^{*}D-\delta E is ample,

(πDδE)n1.E=(δ)n1En>0.\displaystyle(\pi^{*}D-\delta E)^{n-1}.E=(-\delta)^{n-1}E^{n}>0.

Let

γ:=(1)n1En>0.\displaystyle\gamma:=(-1)^{n-1}E^{n}>0.

Then

(aπDbE)n\displaystyle(a\pi^{*}D-bE)^{n} =an(πD)n+(1)nbnEn\displaystyle=a^{n}(\pi^{*}D)^{n}+(-1)^{n}b^{n}E^{n}
=anDnγbn.\displaystyle=a^{n}D^{n}-\gamma b^{n}.

Let NN be such that NδN\delta\in\mathbb{Z}. We need to estimate

h0(X~,N(πDδE)m(πDE))=h0(X~,(Nm)πD(Nδm)E)\displaystyle h^{0}\left(\tilde{X},N(\pi^{*}D-\delta E)-m(\pi^{*}D-E)\right)=h^{0}\left(\tilde{X},(N-m)\pi^{*}D-(N\delta-m)E\right)

for m>0m>0. We break the estimate into two cases. We first consider 0<mNδ0<m\leq N\delta. Since

NδmNm<δ<δ,\displaystyle\frac{N\delta-m}{N-m}<\delta<\delta^{\prime},

(Nm)πD(Nδm)E(N-m)\pi^{*}D-(N\delta-m)E is ample, and it follows from Riemann-Roch estimates (e.g., using that πD\pi^{*}D and πDδE\pi^{*}D-\delta E are \mathbb{Q}-nef; see [Aut09, p. 233, Cas knk\leq n]) that

h0((Nm)πD(Nδm)E)\displaystyle h^{0}\left((N-m)\pi^{*}D-(N\delta-m)E\right) =((Nm)πD(Nδm)E)nn!+O(Nn1)\displaystyle=\frac{((N-m)\pi^{*}D-(N\delta-m)E)^{n}}{n!}+O(N^{n-1})
=(Nm)nDnγ(Nδm)nn!+O(Nn1)\displaystyle=\frac{(N-m)^{n}D^{n}-\gamma(N\delta-m)^{n}}{n!}+O(N^{n-1})

for 0<mNδ0<m\leq N\delta. Next, for Nδ<m<NN\delta<m<N, note that

(Nm)πD(Nδm)E(Nm)πD,\displaystyle(N-m)\pi^{*}D-(N\delta-m)E\geq(N-m)\pi^{*}D,

and so for Nδ<m<NN\delta<m<N,

h0((Nm)πD(Nδm)E)h0((Nm)πD)=(Nm)nDnn!+O(Nn1).\displaystyle h^{0}\left((N-m)\pi^{*}D-(N\delta-m)E\right)\geq h^{0}((N-m)\pi^{*}D)=\frac{(N-m)^{n}D^{n}}{n!}+O(N^{n-1}).

Therefore,

m1h0(N(πDδE)m(πDE))m=1Nδ(Nm)nDnγ(Nδm)nn!+m=Nδ+1N(Nm)nDnn!+O(Nn).\sum_{m\geq 1}h^{0}\left(N(\pi^{*}D-\delta E)-m(\pi^{*}D-E)\right)\\ \geq\sum_{m=1}^{N\delta}\frac{(N-m)^{n}D^{n}-\gamma(N\delta-m)^{n}}{n!}+\sum_{m=N\delta+1}^{N}\frac{(N-m)^{n}D^{n}}{n!}+O(N^{n}).

By standard formulas,

m=1Nδ(Nm)nDnγ(Nδm)nn!=Nn+1(n+1)!(Dn(1δ)n+1Dnγδn+1)+O(Nn)\displaystyle\sum_{m=1}^{N\delta}\frac{(N-m)^{n}D^{n}-\gamma(N\delta-m)^{n}}{n!}=\frac{N^{n+1}}{(n+1)!}(D^{n}-(1-\delta)^{n+1}D^{n}-\gamma\delta^{n+1})+O(N^{n})

and

m=Nδ+1N(Nm)nDnn!=Nn+1(n+1)!(1δ)n+1Dn+O(Nn).\displaystyle\sum_{m=N\delta+1}^{N}\frac{(N-m)^{n}D^{n}}{n!}=\frac{N^{n+1}}{(n+1)!}(1-\delta)^{n+1}D^{n}+O(N^{n}).

Therefore,

m1h0(N(πDδE)m(πDE))Nn+1(n+1)!(Dnγδn+1)+O(Nn).\displaystyle\sum_{m\geq 1}h^{0}(N(\pi^{*}D-\delta E)-m(\pi^{*}D-E))\geq\frac{N^{n+1}}{(n+1)!}(D^{n}-\gamma\delta^{n+1})+O(N^{n}).

On the other hand,

Nh0(N(πDδE))\displaystyle Nh^{0}(N(\pi^{*}D-\delta E)) =N(Nnn!(Dnγδn)+O(Nn1))\displaystyle=N\left(\frac{N^{n}}{n!}(D^{n}-\gamma\delta^{n})+O(N^{n-1})\right)
=Nn+1n!(Dnγδn)+O(Nn).\displaystyle=\frac{N^{n+1}}{n!}(D^{n}-\gamma\delta^{n})+O(N^{n}).

Note also that, in particular, γδn<Dn\gamma\delta^{n}<D^{n}. Putting things together, we find

limNm1h0(N(πDδE)m(πDE))Nh0(N(πDδE))\displaystyle\lim_{N\to\infty}\frac{\sum_{m\geq 1}h^{0}(N(\pi^{*}D-\delta E)-m(\pi^{*}D-E))}{Nh^{0}(N(\pi^{*}D-\delta E))} 1n+1Dnγδn+1Dnγδn\displaystyle\geq\frac{1}{n+1}\frac{D^{n}-\gamma\delta^{n+1}}{D^{n}-\gamma\delta^{n}}
>1n+1\displaystyle>\frac{1}{n+1}

as δ<1\delta<1. ∎

4 Main Result and Some Consequences

We now prove (and restate) the Main Theorem.

Theorem 4.1.

Let XX be a projective surface defined over a number field KK. Let SS be a finite set of places of KK. For each vSv\in S, let DvYvD_{v}\supset Y_{v} be a regular chain of nonempty closed subschemes of XX. Let AA be a big Cartier divisor on XX, and let ε>0\varepsilon>0. Then there exists a proper Zariski-closed subset ZXZ\subset X such that for all PX(K)ZP\in X(K)\setminus Z, we have

vS(β(A,Dv)λDv,v(P)+(β(A,Yv)β(A,Dv))λYv,v(P))<(1+ε)hA(P).\displaystyle\sum_{v\in S}\bigg{(}\beta(A,D_{v})\lambda_{D_{v},v}(P)+\left(\beta(A,Y_{v})-\beta(A,D_{v})\right)\lambda_{Y_{v},v}(P)\bigg{)}<(1+\varepsilon)h_{A}(P).
Proof.

From the regular chain assumption, for all vSv\in S, DvD_{v} is an effective Cartier divisor and dimYv=0\dim Y_{v}=0. We may further reduce to the case that YvY_{v} is supported at a single point: after replacing KK by a finite extension LL and replacing SS by the set of places of LL lying above SS, we may assume that every point in the support of YvY_{v} is KK-rational. Then we may write Yv=Y1,v+Yr,vY_{v}=Y_{1,v}+\cdots Y_{r,v}, where Y1,v,,Yr,vY_{1,v},\ldots,Y_{r,v} are closed subschemes supported at distinct KK-rational points. Now the reduction follows from observing that β(A,Yi,v)β(A,Yv)\beta(A,Y_{i,v})\geq\beta(A,Y_{v}) for all ii, and λYv,v(P)=maxiλYi,v,v(P)+O(1)\lambda_{Y_{v},v}(P)=\max_{i}\lambda_{Y_{i,v},v}(P)+O(1) for all PX(K)YvP\in X(K)\setminus Y_{v} (see Remark 2.2).

Let N>0N>0 and let vSv\in S. We consider the two filtrations on H0(X,𝒪(NA))H^{0}(X,\mathcal{O}(NA)) given by order of vanishing along DvD_{v} and YvY_{v}, respectively:

H0(X,𝒪(NA))H0(X,𝒪(NADv))H0(X,𝒪(NA2Dv))\displaystyle H^{0}(X,\mathcal{O}(NA))\supset H^{0}(X,\mathcal{O}(NA-D_{v}))\supset H^{0}(X,\mathcal{O}(NA-2D_{v}))\supset\cdots

and

H0(X,𝒪(NA))H0(X,𝒪(NA)v)H0(X,𝒪(NA)v2).\displaystyle H^{0}(X,\mathcal{O}(NA))\supset H^{0}(X,\mathcal{O}(NA)\otimes\mathcal{I}_{v})\supset H^{0}(X,\mathcal{O}(NA)\otimes\mathcal{I}_{v}^{2})\supset\cdots.

By Lemma 2.18, there exists a basis s1,v,,sh0(NA),vs_{1,v},\ldots,s_{h^{0}(NA),v} of H0(X,𝒪(NA))H^{0}(X,\mathcal{O}(NA)) adapted to both filtrations. It follows that

i=1h0(NA)div(si,v)\displaystyle\sum_{i=1}^{h^{0}(NA)}\mathrm{div}(s_{i,v}) i=1(h0(NAiDv)h0(NA(i+1)Dv))iDv\displaystyle\geq\sum_{i=1}^{\infty}\left(h^{0}(NA-iD_{v})-h^{0}(NA-(i+1)D_{v})\right)iD_{v}
(i=1h0(NAiDv))Dv\displaystyle\geq\left(\sum_{i=1}^{\infty}h^{0}(NA-iD_{v})\right)D_{v}

and similarly,

i=1h0(NA)div(si,v)(i=1h0(𝒪(NA)vi))Yv.\sum_{i=1}^{h^{0}(NA)}\mathrm{div}(s_{i,v})\supset\left(\sum_{i=1}^{\infty}h^{0}(\mathcal{O}(NA)\otimes\mathcal{I}_{v}^{i})\right)Y_{v}.

as closed subschemes. Then we can write

i=1h0(NA)div(si,v)=(i=1h0(NAiDv))Dv+Fv\displaystyle\sum_{i=1}^{h^{0}(NA)}\mathrm{div}(s_{i,v})=\left(\sum_{i=1}^{\infty}h^{0}(NA-iD_{v})\right)D_{v}+F_{v}

for some effective divisor FvF_{v}. By Lemma 2.17,

nYv(Fv)\displaystyle n_{Y_{v}}(F_{v}) nYv(i=1h0(NA)div(si,v))(i=1h0(NAiDv))1\displaystyle\geq n_{Y_{v}}\left(\sum_{i=1}^{h^{0}(NA)}\mathrm{div}(s_{i,v})\right)-\left(\sum_{i=1}^{\infty}h^{0}(NA-iD_{v})\right)-1
(i=1h0(𝒪(NA)vi))(i=1h0(NAiDv))1.\displaystyle\geq\left(\sum_{i=1}^{\infty}h^{0}(\mathcal{O}(NA)\otimes\mathcal{I}_{v}^{i})\right)-\left(\sum_{i=1}^{\infty}h^{0}(NA-iD_{v})\right)-1.

It follows that

λFv,v(P)\displaystyle\lambda_{F_{v},v}(P) nYv(Fv)λYv,v(P)+O(1)\displaystyle\geq n_{Y_{v}}(F_{v})\lambda_{Y_{v},v}(P)+O(1)
(i=1h0(𝒪(NA)vi)i=1h0(NAiDv)1)λYv,v(P)+O(1)\displaystyle\geq\left(\sum_{i=1}^{\infty}h^{0}(\mathcal{O}(NA)\otimes\mathcal{I}_{v}^{i})-\sum_{i=1}^{\infty}h^{0}(NA-iD_{v})-1\right)\lambda_{Y_{v},v}(P)+O(1)

for PX(K)SuppFvP\in X(K)\setminus\operatorname{Supp}F_{v}.

We now apply the Subspace Theorem in the form of [RV20, Theorem 2.10], with the union of the bases s1,v,,sh0(NA),v,vS,s_{1,v},\ldots,s_{h^{0}(NA),v},v\in S, of H0(X,𝒪(NA))H^{0}(X,\mathcal{O}(NA)) constructed above; we obtain that for ε>0\varepsilon>0, there exists a proper Zariski-closed subset ZZ of XX such that, up to O(1)O(1),

vS(i=1h0(NAiDv))λDv,v(P)+\displaystyle\sum_{v\in S}\left(\sum_{i=1}^{\infty}h^{0}(NA-iD_{v})\right)\lambda_{D_{v},v}(P)+ (i=1h0(𝒪(NA)vi)i=1h0(NAiDv)1)λYv,v(P)\displaystyle\left(\sum_{i=1}^{\infty}h^{0}(\mathcal{O}(NA)\otimes\mathcal{I}_{v}^{i})-\sum_{i=1}^{\infty}h^{0}(NA-iD_{v})-1\right)\lambda_{Y_{v},v}(P)
vS(i=1h0(NAiDv))λDv,v(P)+λFv,v(P)\displaystyle\leq\sum_{v\in S}\left(\sum_{i=1}^{\infty}h^{0}(NA-iD_{v})\right)\lambda_{D_{v},v}(P)+\lambda_{F_{v},v}(P)
(h0(NA)+ε)hNA(P)\displaystyle\leq(h^{0}(NA)+\varepsilon)h_{NA}(P)
(Nh0(NA)+Nε)hA(P)\displaystyle\leq(Nh^{0}(NA)+N\varepsilon)h_{A}(P)

for all PX(K)ZP\in X(K)\setminus Z. Dividing by Nh0(NA)Nh^{0}(NA) and taking NN sufficiently large gives the desired inequality. ∎

We show that Theorem 1.4 implies the Ru-Vojta inequality [RV20] for surfaces (a similar, but more complicated argument, could be used to derive Theorem 1.2 in the case of surfaces).

Corollary 4.2.

Let XX be a projective surface over a number field KK, and let D1,,DqD_{1},\ldots,D_{q} be nonzero effective Cartier divisors intersecting properly on XX. Let \mathscr{L} be a big line bundle on XX. Let SS be a finite set of places of KK and let ε>0\varepsilon>0. Then there exists a proper Zariski-closed subset ZXZ\subset X such that for all PX(K)ZP\in X(K)\setminus Z, we have

i=1qβ(,Di)mDi,S(P)(1+ε)h(P).\sum_{i=1}^{q}\beta(\mathscr{L},D_{i})m_{D_{i},S}(P)\leq(1+\varepsilon)h_{\mathscr{L}}(P).
Proof.

For any point PX(K)P\in X(K), we have

i=1qβ(,Di)mDi,S(P)vS(β(,DP,1,v)λDP,1,v,v(P)+β(,DP,2,v)λDP,2,v,v(P)+O(1)),\sum_{i=1}^{q}\beta(\mathscr{L},D_{i})m_{D_{i},S}(P)\leq\sum_{v\in S}\bigg{(}\beta(\mathscr{L},D_{P,1,v})\lambda_{D_{P,1,v},v}(P)+\beta(\mathscr{L},D_{P,2,v})\lambda_{D_{P,2,v},v}(P)+O(1)\bigg{)},

for some divisors DP,1,vD_{P,1,v} and DP,2,vD_{P,2,v} depending on PP and vv (but with the O(1)O(1) term independent of PP). Then by considering the finitely many choices for DP,1,vD_{P,1,v} and DP,2,vD_{P,2,v}, it suffices to study the sum

vS(β(,D1,v)λD1,v,v(P)+β(,D2,v)λD2,v,v(P)),\displaystyle\sum_{v\in S}\bigg{(}\beta(\mathscr{L},D_{1,v})\lambda_{D_{1,v},v}(P)+\beta(\mathscr{L},D_{2,v})\lambda_{D_{2,v},v}(P)\bigg{)},

where for each vSv\in S the divisors D1,v,D2,vD_{1,v},D_{2,v} intersect properly. Again, by considering finitely many cases we may assume that λD1,v,v(P)λD2,v,v(P)\lambda_{D_{1,v},v}(P)\geq\lambda_{D_{2,v},v}(P) for all vSv\in S and thus

λD2,v,v(P)=min{λD1,v,v(P),λD2,v,v(P)}=λD1,vD2,v,v(P)+O(1)\displaystyle\lambda_{D_{2,v},v}(P)=\min\{\lambda_{D_{1,v},v}(P),\lambda_{D_{2,v},v}(P)\}=\lambda_{D_{1,v}\cap D_{2,v},v}(P)+O(1)

for all vSv\in S. By Lemma 3.3,

β(,D1,vD2,v)β(,D1,v)+β(,D2,v).\displaystyle\beta(\mathscr{L},D_{1,v}\cap D_{2,v})\geq\beta(\mathscr{L},D_{1,v})+\beta(\mathscr{L},D_{2,v}).

Therefore, by Theorem 1.4, up to O(1)O(1),

vS(β(,D1,v)λD1,v,v(P)+β(,D2,v)λD2,v,v(P))\displaystyle\sum_{v\in S}\bigg{(}\beta(\mathscr{L},D_{1,v})\lambda_{D_{1,v},v}(P)+\beta(\mathscr{L},D_{2,v})\lambda_{D_{2,v},v}(P)\bigg{)}
=\displaystyle= vS(β(,D1,v)λD1,v,v(P)+β(,D2,v)λD1,vD2,v,v(P))\displaystyle\sum_{v\in S}\bigg{(}\beta(\mathscr{L},D_{1,v})\lambda_{D_{1,v},v}(P)+\beta(\mathscr{L},D_{2,v})\lambda_{D_{1,v}\cap D_{2,v},v}(P)\bigg{)}
\displaystyle\leq vS(β(,D1,v)λD1,v,v(P)+(β(,D1,vD2,v)β(,D1,v))λD1,vD2,v,v(P))\displaystyle\sum_{v\in S}\bigg{(}\beta(\mathscr{L},D_{1,v})\lambda_{D_{1,v},v}(P)+(\beta(\mathscr{L},D_{1,v}\cap D_{2,v})-\beta(\mathscr{L},D_{1,v}))\lambda_{D_{1,v}\cap D_{2,v},v}(P)\bigg{)}
\displaystyle\leq (1+ε)h(P)\displaystyle~{}(1+\varepsilon)h_{\mathscr{L}}(P)

for all KK-rational points outside a proper Zariski-closed subset ZZ of XX. Finally, we may omit any O(1)O(1) term by enlarging ZZ. ∎

From [HL21], if XX is a nonsingular projective variety of dimension nn and DD is a divisor on XX, then

β(A,D)1n+1ϵ(A,D),\beta(A,D)\geq\frac{1}{n+1}\epsilon(A,D),

and in particular, on a surface XX,

β(A,D)13ϵ(A,D).\displaystyle\beta(A,D)\geq\frac{1}{3}\epsilon(A,D). (4.1)

Using inequality (4.1) and Lemma 3.5, we immediately derive from Theorem 1.4 the inequality of Heier and the second author [HL21] for surfaces, under a smoothness and regular chain assumption:

Corollary 4.3.

Let XX be a nonsingular projective surface defined over a number field KK. Let SS be a finite set of places of KK. For each vSv\in S, let DvYvD_{v}\supset Y_{v} be a regular chain of nonempty closed subschemes of XX. Let AA be an ample Cartier divisor on XX, and let ε>0\varepsilon>0. Then there exists a proper Zariski-closed subset ZXZ\subset X such that for all PX(K)ZP\in X(K)\setminus Z, we have

vS(ϵ(A,Dv)λDv,v(P)+ϵ(A,Yv)λYv,v(P))<(3+ε)hA(P).\displaystyle\sum_{v\in S}\bigg{(}\epsilon(A,D_{v})\lambda_{D_{v},v}(P)+\epsilon(A,Y_{v})\lambda_{Y_{v},v}(P)\bigg{)}<(3+\varepsilon)h_{A}(P).

Under more hypotheses, as an immediate consequence of Lemma 3.13, we can replace ϵ(A,Yv)\epsilon(A,Y_{v}) by a quantity depending only on self-intersection numbers and the multiplicity of YvY_{v} at a point.

Corollary 4.4.

Let XX be a normal projective surface defined over a number field KK. Let SS be a finite set of places of KK. For each vSv\in S, let DvYvD_{v}\supset Y_{v} be a regular chain of closed subschemes of XX such that DvD_{v} is a positive multiple of an ample prime Cartier divisor, YvY_{v} is supported at a point QvX(K)Q_{v}\in X(K), and

μv=μQv(Yv)<Dv2.\displaystyle\mu_{v}=\mu_{Q_{v}}(Y_{v})<D_{v}^{2}.

Let AA be an ample divisor on XX, and let ε>0\varepsilon>0. Then there exists a proper Zariski-closed subset ZXZ\subset X such that for all PX(K)ZP\in X(K)\setminus Z, we have

vS(3β(A,Dv)λDv(P)+2A2μvDv2μv1+Dv2μvλYv(P))<(3+ε)hA(P).\displaystyle\sum_{v\in S}\left(3\beta(A,D_{v})\lambda_{D_{v}}(P)+2\sqrt{\frac{A^{2}}{\mu_{v}}}\frac{\sqrt{\frac{D_{v}^{2}}{\mu_{v}}}}{1+\sqrt{\frac{D_{v}^{2}}{\mu_{v}}}}\lambda_{Y_{v}}(P)\right)<(3+\varepsilon)h_{A}(P).

In particular, there exists a proper Zariski-closed subset ZXZ\subset X such that for all PX(K)ZP\in X(K)\setminus Z, we have

vS(3β(A,Dv)λDv(P)+A2μvλYv(P))<(3+ε)hA(P).\displaystyle\sum_{v\in S}\left(3\beta(A,D_{v})\lambda_{D_{v}}(P)+\sqrt{\frac{A^{2}}{\mu_{v}}}\lambda_{Y_{v}}(P)\right)<(3+\varepsilon)h_{A}(P).
Remark 4.5.

For purposes of comparison, if XX is a nonsingular projective surface over KK and YY is supported at a point QX(K)Q\in X(K), then we have the inequality [CEL01, Remark 2.4]

ϵ(A,Y)A2μQ(Y).\displaystyle\epsilon(A,Y)\leq\sqrt{\frac{A^{2}}{\mu_{Q}(Y)}}.

When μQ(Y)=1\mu_{Q}(Y)=1 and A2A^{2} is not a perfect square, this inequality has been conjectured to always be strict (more precisely, it has been conjectured that the Seshadri constant at a point is always rational).

In the situation of Remark 4.5, it follows that we have the inequalities

β(A,Y)23A2μQ(Y)23ϵ(A,Y).\displaystyle\beta(A,Y)\geq\frac{2}{3}\sqrt{\frac{A^{2}}{\mu_{Q}(Y)}}\geq\frac{2}{3}\epsilon(A,Y).

We give a simple example where the inequalities are all strict.

Example 4.6.

Let X=1×1X=\mathbb{P}^{1}\times\mathbb{P}^{1}, let AA be a divisor of type (1,1)(1,1) on XX, and let Y=QX(K)Y=Q\in X(K) be a point (viewed as a closed subscheme with the reduced induced structure). Then elementary computations give

β(A,Y)\displaystyle\beta(A,Y) =1,\displaystyle=1,
A2μQ(Y)\displaystyle\sqrt{\frac{A^{2}}{\mu_{Q}(Y)}} =2,\displaystyle=\sqrt{2},
ϵ(A,Y)\displaystyle\epsilon(A,Y) =1.\displaystyle=1.

Then we have strict inequalities

β(A,Y)>23A2μQ(Y)>23ϵ(A,Y).\displaystyle\beta(A,Y)>\frac{2}{3}\sqrt{\frac{A^{2}}{\mu_{Q}(Y)}}>\frac{2}{3}\epsilon(A,Y).

5 Applications

In the remaining sections, we investigate some Diophantine applications of our main result Theorem 1.4. In Section 5.1 we prove, under suitable conditions, an inequality for the “gcd height” hDiDj(P)h_{D_{i}\cap D_{j}}(P), iji\neq j, when PP is an SS-integral point with respect to three properly intersecting numerically parallel divisors D1,D2,D3D_{1},D_{2},D_{3} on a surface. This inequality may be viewed as complementary to the gcd inequalities of Bugeaud-Corvaja-Zannier [BCZ03], Corvaja-Zannier [CZ05], and Wang-Yasufuku [WY21] (for surfaces) who study the height hQ(P)h_{Q}(P) (under the same integrality assumption on PP) when QQ is not in the intersection of two of the divisors DiD_{i}. In Section 5.2, we apply our gcd inequalities to study the equation f(am,y)=bnf(a^{m},y)=b^{n}, which was previously studied by Corvaja and Zannier [CZ00]. In Section 5.3, we study integral points on surfaces on the complement of three numerically parallel divisors with nonempty intersection. The results expand on earlier work of Corvaja and Zannier [CZ06] in a similar setting. Finally, using the results on integral points of Section 5.3, we study certain families of unit equations, proving a general result following work of Corvaja-Zannier [CZ06, CZ10] and the second author [Lev06].

5.1 Greatest Common Divisors on Surfaces

In 2003, Bugeaud, Corvaja, and Zannier [BCZ03] initiated a new line of results with the following inequality involving greatest common divisors:

Theorem 5.1 (Bugeaud-Corvaja-Zannier [BCZ03]).

Let a,ba,b\in\mathbb{Z} be multiplicatively independent integers. Then for every ε>0\varepsilon>0,

loggcd(an1,bn1)εn\displaystyle\log\gcd(a^{n}-1,b^{n}-1)\leq\varepsilon n (5.1)

for all but finitely many positive integers nn.

The inequality (5.1) was subsequently generalized by Corvaja and Zannier [CZ05], allowing ana^{n} and bnb^{n} to be replaced by elements uu and vv, respectively, of a fixed finitely generated subgroup of ¯\overline{\mathbb{Q}}^{*}, and replacing u1u-1 and v1v-1 by more general pairs of polynomials in uu and vv. Silverman [Sil05] interpreted these results in terms of heights and as a special case of Vojta’s Conjecture. The second author [Lev19] further generalized these inequalities to multivariate polynomials, and Wang and Yasufuku proved the following general version of these results (see work of the first and second author [HL22] for an even more general version):

Theorem 5.2 (Wang-Yasufuku [WY21]).

Let XX be a Cohen–Macaulay variety of dimension nn defined over a number field KK, and let SS be a finite set of places of KK. Let D1,,Dn+1D_{1},\ldots,D_{n+1} be effective Cartier divisors defined over KK and in general position. Suppose that there exists an ample Cartier divisor AA on XX and positive integers d1,,dn+1d_{1},\ldots,d_{n+1} such that DidiAD_{i}\equiv d_{i}A, i=1,n+1i=1,\ldots n+1. Let YY be a closed subscheme of XX of codimension at least 22 that does not contain any point of the set

i=1n+1jiSuppDj.\displaystyle\bigcup_{i=1}^{n+1}\bigcap_{j\neq i}\mathrm{Supp}D_{j}. (5.2)

Let ε>0\varepsilon>0. Then there exists a proper Zariski-closed subset ZZ of XX such that for any set RR of (i=1nDi,S)(\sum_{i=1}^{n}D_{i},S)-integral points in X(K)X(K), we have

hY(P)εhA(P)\displaystyle h_{Y}(P)\leq\varepsilon h_{A}(P)

for all points PRZP\in R\setminus Z.

When XX is a surface, in Theorem 5.2 one may reduce to the case that Y=QY=Q is a point, and the condition (5.2) is simply the requirement that QijDiDjQ\not\in\cup_{i\neq j}D_{i}\cap D_{j}. The main result of this section proves an inequality as in Theorem 5.2, but under the complementary condition QijDiDjQ\in\cup_{i\neq j}D_{i}\cap D_{j}, along with some mild additional hypotheses (necessary to exclude the case of lines in 2\mathbb{P}^{2} where the analogous statement is false (Example 5.5)).

Theorem 5.3.

Let D1,D2,D3D_{1},D_{2},D_{3} be effective divisors intersecting properly on a projective surface XX, all defined over a number field KK. Suppose that there exist positive integers a1,a2,a3a_{1},a_{2},a_{3} such that a1D1,a2D2,a3D3a_{1}D_{1},a_{2}D_{2},a_{3}D_{3} are all numerically equivalent to an ample divisor DD. Suppose that for some i0,j0{1,2,3},i0j0i_{0},j_{0}\in\{1,2,3\},~{}i_{0}\neq j_{0}, and for all QX(K¯)Q\in X(\overline{K}),

β(D,(ai0Di0aj0Dj0)Q)>23,\displaystyle\beta(D,(a_{i_{0}}D_{i_{0}}\cap a_{j_{0}}D_{j_{0}})_{Q})>\frac{2}{3}, (5.3)

with (ai0Di0aj0Dj0)Q(a_{i_{0}}D_{i_{0}}\cap a_{j_{0}}D_{j_{0}})_{Q} as in Definition 2.3. Let SS be a finite set of places of KK containing all the archimedean ones and let ε>0\varepsilon>0. Then there exists a proper Zariski-closed subset ZXZ\subset X such that for any set RX(K)R\subset X(K) of (D1+D2+D3,S)(D_{1}+D_{2}+D_{3},S)-integral points and all but finitely many points PRZP\in R\setminus Z, we have

hDi0Dj0(P)εhD(P).\displaystyle h_{D_{i_{0}}\cap D_{j_{0}}}(P)\leq\varepsilon h_{D}(P).

The condition (5.3) can be replaced by the simpler condition that Di0Dj0D_{i_{0}}\cap D_{j_{0}} contains more than one point:

Corollary 5.4.

Suppose that the same hypotheses as in Theorem 5.3 hold, except that (5.3) is replaced by the assumption that Di0Dj0D_{i_{0}}\cap D_{j_{0}} contains more than one point (over K¯)\overline{K}). Then there exists a proper Zariski-closed subset ZXZ\subset X such that for any set RX(K)R\subset X(K) of (D1+D2+D3,S)(D_{1}+D_{2}+D_{3},S)-integral points and all but finitely many points PRZP\in R\setminus Z, we have

hDi0Dj0(P)εhD(P).\displaystyle h_{D_{i_{0}}\cap D_{j_{0}}}(P)\leq\varepsilon h_{D}(P).
Proof of Theorem 5.3.

After replacing KK by a finite extension, we may assume that every point in the support of DiDjD_{i}\cap D_{j}, iji\neq j, is KK-rational.

We note that since aiDiDa_{i}D_{i}\equiv D, we have β(D,aiDi)=13\beta(D,a_{i}D_{i})=\frac{1}{3} for all ii. Moreover, by Lemma 3.3, for all QX(K¯)Q\in X(\overline{K}) and iji\neq j, we have

β(D,(aiDiajDj)Q)β(D,aiDiajDj)β(D,aiDi)+β(D,ajDj)23.\displaystyle\beta(D,(a_{i}D_{i}\cap a_{j}D_{j})_{Q})\geq\beta(D,a_{i}D_{i}\cap a_{j}D_{j})\geq\beta(D,a_{i}D_{i})+\beta(D,a_{j}D_{j})\geq\frac{2}{3}. (5.4)

We let

γ=minQX(K¯)3β(D,(ai0Di0aj0Dj0)Q)2.\displaystyle\gamma=\min_{Q\in X(\overline{K})}3\beta(D,(a_{i_{0}}D_{i_{0}}\cap a_{j_{0}}D_{j_{0}})_{Q})-2.

By assumption, γ>0\gamma>0. By Remark 2.2, for any point PX(K),vS,ijP\in X(K),v\in S,i\neq j, there is a point QSupp(aiDiajDj)Q\in\operatorname{Supp}(a_{i}D_{i}\cap a_{j}D_{j}) (depending on PP, vv, and ii and jj) such that

λaiDiajDj,v(P)=λ(aiDiajDj)Q,v(P)+O(1)\displaystyle\lambda_{a_{i}D_{i}\cap a_{j}D_{j},v}(P)=\lambda_{(a_{i}D_{i}\cap a_{j}D_{j})_{Q},v}(P)+O(1) (5.5)

where the constant in the O(1)O(1) is independent of PP.

For vSv\in S, let iv,jv{1,2,3}i_{v},j_{v}\in\{1,2,3\}, ivjvi_{v}\neq j_{v}. Let ε>0\varepsilon>0 and let

γv={γif {iv,jv}={i0,j0},0otherwise.\displaystyle\gamma_{v}=\begin{cases}\gamma&\text{if }\{i_{v},j_{v}\}=\{i_{0},j_{0}\},\\ 0&\text{otherwise}.\end{cases}

By (5.4), (5.5), the definitions of γ\gamma and γv\gamma_{v}, and Theorem 1.4, there exists a proper Zariski-closed subset ZZ of XX such that up to O(1)O(1) (and after multiplying by 33)

vS(λaivDiv,v(P)+(1+γv)λaivDivajvDjv,v(P))=vS(λaivDiv,v(P)+(1+γv)maxQλ(aivDivajvDjv)Q,v(P))vS(λaivDiv,v(P)+(3minQβ(D,(aivDivajvDjv)Q)1)maxQλ(aivDivajvDjv)Q,v(P))(3+ε)hD(P)\displaystyle\begin{split}&~{}~{}~{}\sum_{v\in S}\bigg{(}\lambda_{a_{i_{v}}D_{i_{v}},v}(P)+(1+\gamma_{v})\lambda_{a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}},v}(P)\bigg{)}\\ &=\sum_{v\in S}\bigg{(}\lambda_{a_{i_{v}}D_{i_{v}},v}(P)+(1+\gamma_{v})\max_{Q}\lambda_{(a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v})_{Q}},v}(P)\bigg{)}\\ &\leq\sum_{v\in S}\bigg{(}\lambda_{a_{i_{v}}D_{i_{v}},v}(P)+(3\min_{Q}\beta(D,(a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}})_{Q})-1)\max_{Q}\lambda_{(a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}})_{Q},v}(P)\bigg{)}\\ &\leq(3+\varepsilon)h_{D}(P)\end{split} (5.6)

for all PX(K)ZP\in X(K)\setminus Z. As there are only finitely many choices of iv,jvi_{v},j_{v}, we may find such a ZZ that works for all choices of iv,jvi_{v},j_{v}, vSv\in S (with ivjvi_{v}\neq j_{v}).

Next we note that since D1,D2,D3D_{1},D_{2},D_{3} intersect properly, we have D1D2D3=D_{1}\cap D_{2}\cap D_{3}=\emptyset, and by Theorem 2.1, for any vSv\in S,

min{λa1D1,v(P),λa2D2,v(P),λa3D3,v(P)}=O(1)\min\{\lambda_{a_{1}D_{1},v}(P),\lambda_{a_{2}D_{2},v}(P),\lambda_{a_{3}D_{3},v}(P)\}=O(1)

for all PX(K)P\in X(K). Let RR be a set of (D1+D2+D3,S)(D_{1}+D_{2}+D_{3},S)-integral points. By definition and elementary properties of heights, for any ε>0\varepsilon>0,

vS(λa1D1,v(P)+λa2D2,v(P)+λa3D3,v(P))\displaystyle\sum_{v\in S}\left(\lambda_{a_{1}D_{1},v}(P)+\lambda_{a_{2}D_{2},v}(P)+\lambda_{a_{3}D_{3},v}(P)\right) =ha1D1(P)+ha2D2(P)+ha3D3(P)+O(1)\displaystyle=h_{a_{1}D_{1}}(P)+h_{a_{2}D_{2}}(P)+h_{a_{3}D_{3}}(P)+O(1)
(3ε)hD(P)+O(1),\displaystyle\geq(3-\varepsilon)h_{D}(P)+O(1),

where the O(1)O(1) possibly depends on RR (but not PP).

Let PRP\in R. For vSv\in S, let {iv,jv,kv}={1,2,3}\{i_{v},j_{v},k_{v}\}=\{1,2,3\} be such that

λaivDiv,v(P)λajvDjv,v(P)λakvDkv,v(P).\lambda_{a_{i_{v}}D_{i_{v}},v}(P)\geq\lambda_{a_{j_{v}}D_{j_{v}},v}(P)\geq\lambda_{a_{k_{v}}D_{k_{v}},v}(P).

Then

vS(λaivDiv,v(P)+λajvDjv,v(P)+λakvDkv,v(P))\displaystyle~{}~{}~{}\sum_{v\in S}\left(\lambda_{a_{i_{v}}D_{i_{v}},v}(P)+\lambda_{a_{j_{v}}D_{j_{v}},v}(P)+\lambda_{a_{k_{v}}D_{k_{v}},v}(P)\right)
=vS(λaivDiv,v(P)+λajvDjv,v(P))+O(1)\displaystyle=\sum_{v\in S}\left(\lambda_{a_{i_{v}}D_{i_{v}},v}(P)+\lambda_{a_{j_{v}}D_{j_{v}},v}(P)\right)+O(1)
=vS(λaivDiv,v(P)+min{λaivDiv,v(P),λajvDjv,v(P)})+O(1)\displaystyle=\sum_{v\in S}\left(\lambda_{a_{i_{v}}D_{i_{v}},v}(P)+\min\{\lambda_{a_{i_{v}}D_{i_{v}},v}(P),\lambda_{a_{j_{v}}D_{j_{v}},v}(P)\}\right)+O(1)
=vS(λaivDiv,v(P)+λaivDivajvDjv,v(P))+O(1)\displaystyle=\sum_{v\in S}\left(\lambda_{a_{i_{v}}D_{i_{v}},v}(P)+\lambda_{a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}},v}(P)\right)+O(1)
(3ε)hD(P)+O(1).\displaystyle\geq(3-\varepsilon)h_{D}(P)+O(1).

Noting that if {i0,j0}{iv,jv}\{i_{0},j_{0}\}\neq\{i_{v},j_{v}\} then

λai0Di0aj0Dj0,v(P)=O(1)\displaystyle\lambda_{a_{i_{0}}D_{i_{0}}\cap a_{j_{0}}D_{j_{0}},v}(P)=O(1)

and substituting into (5.6), we find that if PZP\not\in Z, then

(3ε)hD(P)+γvSλai0Di0aj0Dj0,v(P)\displaystyle(3-\varepsilon)h_{D}(P)+\gamma\sum_{v\in S}\lambda_{a_{i_{0}}D_{i_{0}}\cap a_{j_{0}}D_{j_{0}},v}(P) vSλaivDiv,v(P)+(1+γv)λaivDivajvDjv,v(P)+O(1)\displaystyle\leq\sum_{v\in S}\lambda_{a_{i_{v}}D_{i_{v}},v}(P)+(1+\gamma_{v})\lambda_{a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}},v}(P)+O(1)
<(3+ε)hD(P)+O(1).\displaystyle<(3+\varepsilon)h_{D}(P)+O(1).

Therefore, if PZP\not\in Z,

vSλai0Di0aj0Dj0,v(P)<2εγhD(P)+O(1).\displaystyle\sum_{v\in S}\lambda_{a_{i_{0}}D_{i_{0}}\cap a_{j_{0}}D_{j_{0}},v}(P)<\frac{2\varepsilon}{\gamma}h_{D}(P)+O(1).

Since min{ai0,aj0}min{λDi0,v,λDj0,v}λai0Di0aj0Dj0,v\min\{a_{i_{0}},a_{j_{0}}\}\min\{\lambda_{D_{i_{0}},v},\lambda_{D_{j_{0}},v}\}\leq\lambda_{a_{i_{0}}D_{i_{0}}\cap a_{j_{0}}D_{j_{0}},v}, we conclude that for any ε>0\varepsilon>0, there exists a proper Zariski-closed subset ZZ of XX such that for all PRZP\in R\setminus Z,

vSmin(λDi0,v(P),λDj0,v(P))εhD(P)+O(1).\displaystyle\sum_{v\in S}\min\left(\lambda_{D_{i_{0}},v}(P),\lambda_{D_{j_{0}},v}(P)\right)\leq\varepsilon h_{D}(P)+O(1).

Since RR is a set of (D1+D2+D3,S)(D_{1}+D_{2}+D_{3},S)-integral points, this is equivalent to

hDi0Dj0(P)εhD(P)+O(1)\displaystyle h_{D_{i_{0}}\cap D_{j_{0}}}(P)\leq\varepsilon h_{D}(P)+O(1)

for all PRZP\in R\setminus Z. Finally, we note that we may remove the O(1)O(1) in the inequality at the expense of excluding finitely many points of RR, finishing the proof. ∎

We now prove the corollary.

Proof of Corollary 5.4.

The local intersection multiplicity and the local Hilbert-Samuel multiplicity coincide (see [Ful89, Ex. 2.4.8, Ex. 7.1.10]):

μQ=μQ((ai0Di0aj0Dj0)Q)=(ai0Di0.aj0Dj0)Q.\displaystyle\mu_{Q}=\mu_{Q}((a_{i_{0}}D_{i_{0}}\cap a_{j_{0}}D_{j_{0}})_{Q})=(a_{i_{0}}D_{i_{0}}.a_{j_{0}}D_{j_{0}})_{Q}.

Since (ai0Di0.aj0Dj0)=D2(a_{i_{0}}D_{i_{0}}.a_{j_{0}}D_{j_{0}})=D^{2} is the sum of the local intersection multiplicities, and DiD_{i} and DjD_{j} intersect at more than one point, we must have

μQ<D2\displaystyle\mu_{Q}<D^{2}

for all QX(K¯)Q\in X(\overline{K}).

Then by Lemma 3.11, for all QX(K¯)Q\in X(\overline{K}),

β(D,(ai0Di0aj0Dj0)Q)23D2μQ>23,\displaystyle\beta(D,(a_{i_{0}}D_{i_{0}}\cap a_{j_{0}}D_{j_{0}})_{Q})\geq\frac{2}{3}\sqrt{\frac{D^{2}}{\mu_{Q}}}>\frac{2}{3},

and the desired result follows from Theorem 5.3. ∎

We give an example to show that both the hypothesis (5.3) of Theorem 5.3 and the intersection condition of Corollary 5.4 are necessary.

Example 5.5.

Let D1,D2,D3D_{1},D_{2},D_{3} be the coordinate lines in 2\mathbb{P}^{2}, let p,qp,q be rational primes, and let S={p,q,}S=\{p,q,\infty\}, a set of places of \mathbb{Q}. Then it follows from [Lev14, p. 707] that there exists a Zariski dense set of (D1+D2+D3,S)(D_{1}+D_{2}+D_{3},S)-integral points RR in 2()\mathbb{P}^{2}(\mathbb{Q}) such that

hDiDj(P)=12h(P)+O(1)\displaystyle h_{D_{i}\cap D_{j}}(P)=\frac{1}{2}h(P)+O(1)

for all PRP\in R and all i,j{1,2,3}i,j\in\{1,2,3\}, iji\neq j. Note that in this case, if iji\neq j, then DiDjD_{i}\cap D_{j} consists of a single point and β(𝒪(1),DiDj)=23\beta(\mathcal{O}(1),D_{i}\cap D_{j})=\frac{2}{3}.

5.2 On the Diophantine Equation f(am,y)=bnf(a^{m},y)=b^{n}

In this section, we provide an application of our result on greatest common divisors (Corollary 5.4) to study the exponential Diophantine equation f(am,y)=bnf(a^{m},y)=b^{n}, where f(x,y)f(x,y) is a polynomial with rational coefficients and aa and bb are positive integers with a nontrivial common factor. Such an equation was studied by Corvaja and Zannier [CZ00], who noted that the equation did not seem to fall into prior treatments of Diophantine equations outside of very special situations (e.g., ff is homogeneous (Thue-Mahler), or more generally ff is homogeneous with respect to suitable weights). Corvaja and Zannier proved the following result:

Theorem 5.6 (Corvaja-Zannier [CZ00]).

Let f(x,y)=a0(x)yd+a1(x)yd1++ad(X)f(x,y)=a_{0}(x)y^{d}+a_{1}(x)y^{d-1}+\dots+a_{d}(X) be a polynomial with rational coefficients, of degree d2d\geq 2 in yy; let a,b>1a,b>1 be integers. Suppose that

  1. 1.

    a0a_{0} is constant,

  2. 2.

    the polynomial f(0,y)f(0,y) has no repeated roots,

  3. 3.

    aa and bb are not relatively prime.

If the equation

f(am,y)=bnf(a^{m},y)=b^{n}

has an infinite sequence of solutions (m,n,y)××(m,n,y)\in\mathbb{Z}\times\mathbb{Z}\times\mathbb{Z}, such that min{|m|,|n|}\min\{|m|,|n|\}\rightarrow\infty, then there exist an integer h0h\neq 0 and a polynomial p(x)[x]p(x)\in\mathbb{Q}[x] such that f(xh,p(x))f(x^{h},p(x)) has only one term; furthermore, aa and bb are multiplicatively dependent.

Using Corollary 5.4, we derive a result along the lines of Theorem 5.6. For purposes of comparison, we note that our result is weaker in some respects (condition 1’ below is much stronger than condition 1 in Theorem 5.6), but under our hypotheses we partially weaken condition 2 of Theorem 5.6. Possibly, condition 2 could also be weakened via the approach of Corvaja-Zannier in [CZ00]; our main purpose here is to illustrate how our general Diophantine approximation results may be used to shed new light on existing problems.

Theorem 5.7.

Let F(X,Y,Z)[X,Y,Z]F(X,Y,Z)\in\mathbb{Q}[X,Y,Z] be a homogeneous polynomial of degree d2d\geq 2 and let a,b>1a,b>1 be integers. Suppose that

  1. 1’.

    F(0,1,0)0F(0,1,0)\neq 0

  2. 2’.

    Neither F(0,y,z)F(0,y,z) nor F(x,y,0)F(x,y,0) are powers of a linear form in ¯[x,y,z]\overline{\mathbb{Q}}[x,y,z].

  3. 3’.

    aa and bb are not relatively prime.

Let f(x,y)=F(x,y,1)f(x,y)=F(x,y,1) Then the set of points

{(am,y)×f(am,y)=bn,m,n,m,n0},\displaystyle\{(a^{m},y)\in\mathbb{Z}\times\mathbb{Z}\mid f(a^{m},y)=b^{n},m,n\in\mathbb{Z},m,n\geq 0\},

is not Zariski dense in 𝔸2\mathbb{A}^{2}.

From the non-Zariski density statement one can derive a conclusion as in Theorem 5.6 (e.g., using the Lemma of [CZ00] and Siegel’s theorem on integral points on curves); we leave the details to the interested reader.

Proof.

Let ViV_{i} be the hypersurface of 3\mathbb{P}^{3} defined by biWd=F(X,Y,Z)b^{i}W^{d}=F(X,Y,Z), i{0,,d1}i\in\{0,\ldots,d-1\}. If f(am,y)=bnf(a^{m},y)=b^{n}, for some m,n,ym,n,y\in\mathbb{Z}, then writing bn=(bn)dbib^{n}=(b^{n^{\prime}})^{d}b^{i} for some nn^{\prime}\in\mathbb{Z} and i{0,,d1}i\in\{0,\ldots,d-1\}, we have [W:X:Y:Z]=[bn:am:y:1]Vi()[W:X:Y:Z]=[b^{n^{\prime}}:a^{m}:y:1]\in V_{i}(\mathbb{Q}). Then after fixing ii and letting V=ViV=V_{i}, it suffices to show that the set of points

R:={[bn:am:y:1]V()m,n,y,m,n0}.\displaystyle R:=\{[b^{n}:a^{m}:y:1]\in V(\mathbb{Q})\mid m,n,y\in\mathbb{Z},m,n\geq 0\}.

is not Zariski dense in VV (the statement in the theorem follows after taking an appropriate projection).

Let D1,D2,D3D_{1},D_{2},D_{3} be the divisors on VV defined by W=0W=0, X=0X=0, and Z=0Z=0, respectively. Then clearly D1,D2D_{1},D_{2}, and D3D_{3} are linearly equivalent ample effective Cartier divisors; let DD be any divisor in the same linear equivalence class. Since F(0,1,0)0F(0,1,0)\neq 0, VV and the hyperplanes defined by W=0W=0, X=0X=0, and Z=0Z=0 are in general position on 3\mathbb{P}^{3}. Then by Remark 2.13, D1,D2,D3D_{1},D_{2},D_{3} intersect properly on VV. The condition (2) implies that Supp(D1D2)(¯)\operatorname{Supp}(D_{1}\cap D_{2})(\overline{\mathbb{Q}}) and Supp(D1D3)(¯)\operatorname{Supp}(D_{1}\cap D_{3})(\overline{\mathbb{Q}}) both contain more than one point, while the conditions F(0,1,0)0F(0,1,0)\neq 0 and d2d\geq 2 imply that Supp(D2D3)(¯)\operatorname{Supp}(D_{2}\cap D_{3})(\overline{\mathbb{Q}}) contains more than one point. Moreover, if SS is the set of places of \mathbb{Q} given by

S={p primep|ab}{},\displaystyle S=\{p\text{ prime}\mid p|ab\}\cup\{\infty\},

then RR is a set of (D1+D2+D3,S)(D_{1}+D_{2}+D_{3},S)-integral points in V()V(\mathbb{Q}). By Corollary 5.4, there exists a proper Zariski-closed subset ZVZ\subset V such that if iji\neq j and vSv\in S, then

min{λDi,v(P),λDj,v(P)}εhD(P),\displaystyle\min\{\lambda_{D_{i},v}(P),\lambda_{D_{j},v}(P)\}\leq\varepsilon h_{D}(P), (5.7)

for all but finitely many PRZP\in R\setminus Z.

Let P=[bn:am:y:1]RP=[b^{n}:a^{m}:y:1]\in R. Let h=h(P)=logmax{|bn|,|am|,|y|}=hD(P)+O(1)h=h(P)=\log\max\{|b^{n}|,|a^{m}|,|y|\}=h_{D}(P)+O(1) and let pp be a prime dividing gcd(a,b)\gcd(a,b). Then we compute

Divisor DiD_{i} λDi,(P)\lambda_{D_{i},\infty}(P) λDi,p(P)\lambda_{D_{i},p}(P)
D1D_{1} hnlogbh-n\log b n(logp)(ordpb)n(\log p)(\mathrm{ord}_{p}b)
D2D_{2} hmlogah-m\log a m(logp)(ordpa)m(\log p)(\mathrm{ord}_{p}a)
D3D_{3} hh 0

Then using (5.7) with (i,j,v)=(1,3,),(2,3,),(1,2,p)(i,j,v)=(1,3,\infty),(2,3,\infty),(1,2,p), respectively, we find that for all PRZP\in R\setminus Z,

n1logb(1ε)hD(P)+O(1)\displaystyle n\geq\frac{1}{\log b}(1-\varepsilon)h_{D}(P)+O(1)
m1loga(1ε)hD(P)+O(1)\displaystyle m\geq\frac{1}{\log a}(1-\varepsilon)h_{D}(P)+O(1)
min{m,n}2εhD(P)+O(1).\displaystyle\min\{m,n\}\leq 2\varepsilon h_{D}(P)+O(1).

Taking 0<ε<12max{loga,logb}+10<\varepsilon<\frac{1}{2\max\{\log a,\log b\}+1}, the inequalities imply that hD(P)h_{D}(P) is bounded for PRZP\in R\setminus Z. Since DD is ample, we conclude that RZR\setminus Z is a finite set and RR is not Zariski dense in VV. ∎

5.3 Integral Points on the Complement of Three Numerically Parallel Curves Passing Through a Point

From the work of Corvaja-Zannier [CZ04b] and the second author [Lev09], it is known that the complement of any 44 ample divisors in general position on a projective surface does not contain a Zariski dense set of integral points; the number 44 here is sharp as 𝔾m22{xyz=0}\mathbb{G}_{m}^{2}\cong\mathbb{P}^{2}\setminus\{xyz=0\} and 𝔾m2(𝒪K,S)(𝒪K,S)2\mathbb{G}_{m}^{2}(\mathcal{O}_{K,S})\cong(\mathcal{O}_{K,S}^{*})^{2} is Zariski dense in 𝔾m2\mathbb{G}_{m}^{2} as long as |S|>1|S|>1. As remarked after Theorem 1.5, it is already an open problem to prove the degeneracy of integral points on the complement of three plane curves forming a normal crossings divisor of degree at least 44. In contrast to this, it is sometimes possible to handle certain degenerate (i.e., non-normal crossings) configurations of three plane curves. For instance, the problem of integral points on the complement of a conic and two (distinct) tangent lines is easily reduced to Siegel’s theorem for integral points on 1\mathbb{P}^{1}. A deeper result, depending ultimately on the Subspace Theorem, is the following theorem of Corvaja and Zannier [CZ06].

Theorem 5.8 (Corvaja-Zannier).

Let D1,D2,D3D_{1},D_{2},D_{3} be distinct, effective, irreducible, numerically equivalent divisors on a nonsingular projective surface XX defined over a number field KK, such that

  1. (a)

    D1D2D3D_{1}\cap D_{2}\cap D_{3} consists of a single point, at which the DiD_{i} intersect transversally.

  2. (b)

    Di.Dj>1D_{i}.D_{j}>1 for some i,ji,j.

Let SS be a finite set of places of KK containing the archimedean places. Then no set of (D1+D2+D3,S)(D_{1}+D_{2}+D_{3},S)-integral points in X(K)X(K) is Zariski-dense in XX.

We prove a generalization of Theorem 5.8 where we greatly weaken the triple intersection condition, and we only require the three divisors to be numerically parallel rather than numerically equivalent (to be precise, we don’t recover the case Di.Dj=2D_{i}.D_{j}=2 of Theorem 5.8; however, in our formulation, which allows more than one point in D1D2D3D_{1}\cap D_{2}\cap D_{3}, excluding this case is necessary by Example 5.11).

Theorem 5.9.

Let XX be a projective surface over a number field KK, and let D1,D2,D3D_{1},D_{2},D_{3} be effective Cartier divisors on XX pairwise intersecting properly. Suppose that there exist positive integers a1,a2,a3a_{1},a_{2},a_{3} such that a1D1,a2D2,a3D3a_{1}D_{1},a_{2}D_{2},a_{3}D_{3} are all numerically equivalent to an ample divisor DD, and that

D1D2D3.\displaystyle D_{1}\cap D_{2}\cap D_{3}\neq\emptyset.

Let

β0=minijQ(D1D2D3)(K¯)β(D,(aiDiajDj)Q).\displaystyle\beta_{0}=\min_{\begin{subarray}{c}i\neq j\\ Q\in(D_{1}\cap D_{2}\cap D_{3})(\overline{K})\end{subarray}}\beta(D,(a_{i}D_{i}\cap a_{j}D_{j})_{Q}).

Furthermore, suppose that for every point Q(D1D2D3)(K¯)Q\in(D_{1}\cap D_{2}\cap D_{3})(\overline{K}) and every permutation i,j,ki,j,k of the indices 1,2,31,2,3, we have

(β(D,(aiDiajDj)Q)1)+(β(D,(aiDiakDk)Q)1)(3β02)>0.\displaystyle(\beta(D,(a_{i}D_{i}\cap a_{j}D_{j})_{Q})-1)+(\beta(D,(a_{i}D_{i}\cap a_{k}D_{k})_{Q})-1)(3\beta_{0}-2)>0. (5.8)

In particular, β023\beta_{0}\geq\frac{2}{3} and (5.8) holds if

β(D,(aiDiajDj)Q)>1\displaystyle\beta(D,(a_{i}D_{i}\cap a_{j}D_{j})_{Q})>1 (5.9)

or

(Di.Dj)Q<49(Di.Dj)\displaystyle(D_{i}.D_{j})_{Q}<\frac{4}{9}(D_{i}.D_{j}) (5.10)

for all Q(D1D2D3)(K¯)Q\in(D_{1}\cap D_{2}\cap D_{3})(\overline{K}) and all iji\neq j (where (Di.Dj)Q(D_{i}.D_{j})_{Q} denotes the local intersection multiplicity of DiD_{i} and DjD_{j} at QQ, and (Di.Dj)(D_{i}.D_{j}) the intersection multiplicity). Let SS be a finite set of places of KK containing all the archimedean places. Then there exists a proper Zariski-closed subset ZXZ\subset X such that for any set RX(K)R\subset X(K) of (D1+D2+D3,S)(D_{1}+D_{2}+D_{3},S)-integral points, the set RZR\setminus Z is finite.

Theorem 1.5 from the introduction follows immediately (using (5.10)).

Proof.

After replacing KK by a finite extension, we can assume that every point in the support of DiDjD_{i}\cap D_{j}, iji\neq j, is KK-rational.

We first show that there exists a proper Zariski-closed subset ZXZ\subset X such that for any set RX(K)R\subset X(K) of (D1+D2+D3,S)(D_{1}+D_{2}+D_{3},S)-integral points, we have

ha1D1a2D2a3D3(P)\displaystyle h_{a_{1}D_{1}\cap a_{2}D_{2}\cap a_{3}D_{3}}(P) =vSλa1D1a2D2a3D3,v(P)+O(1)\displaystyle=\sum_{v\in S}\lambda_{a_{1}D_{1}\cap a_{2}D_{2}\cap a_{3}D_{3},v}(P)+O(1)
=vSmin(λa1D1,v(P),λa2D2,v(P),λa3D3,v(P))+O(1)\displaystyle=\sum_{v\in S}\min\left(\lambda_{a_{1}D_{1},v}(P),\lambda_{a_{2}D_{2},v}(P),\lambda_{a_{3}D_{3},v}(P)\right)+O(1)
εhD(P)+O(1)\displaystyle\leq\varepsilon h_{D}(P)+O(1)

for all PRZP\in R\setminus Z.

By definition and elementary properties of heights, for any ε>0\varepsilon>0,

vS(λa1D1,v(P)+λa2D2,v(P)+λa3D3,v(P))\displaystyle\sum_{v\in S}\left(\lambda_{a_{1}D_{1},v}(P)+\lambda_{a_{2}D_{2},v}(P)+\lambda_{a_{3}D_{3},v}(P)\right) =ha1D1(P)+ha2D2(P)+ha3D3(P)+O(1)\displaystyle=h_{a_{1}D_{1}}(P)+h_{a_{2}D_{2}}(P)+h_{a_{3}D_{3}}(P)+O(1)
(3ε)hD(P)+O(1),\displaystyle\geq(3-\varepsilon)h_{D}(P)+O(1),

for all PRP\in R, where the O(1)O(1) possibly depends on RR (but not PP).

Let PRP\in R. For vSv\in S, let {iv,jv,kv}={1,2,3}\{i_{v},j_{v},k_{v}\}=\{1,2,3\} be such that

λaivDiv,v(P)λajvDjv,v(P)λakvDkv,v(P).\lambda_{a_{i_{v}}D_{i_{v}},v}(P)\geq\lambda_{a_{j_{v}}D_{j_{v}},v}(P)\geq\lambda_{a_{k_{v}}D_{k_{v}},v}(P).

For each vSv\in S, there exists a point QvSupp(aivDivajvDjv)Q_{v}\in\operatorname{Supp}(a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}}) (depending on PP) such that

λaivDivajvDjv,v(P)=λ(aivDivajvDjv)Qv,v(P)+O(1),\displaystyle\lambda_{a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}},v}(P)=\lambda_{(a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}})_{Q_{v}},v}(P)+O(1),

where the constant in the O(1)O(1) is independent of PP.

If QvSuppD1D2D3Q_{v}\not\in\operatorname{Supp}D_{1}\cap D_{2}\cap D_{3}, then

λa1D1a2D2a3D2,v(P)\displaystyle\lambda_{a_{1}D_{1}\cap a_{2}D_{2}\cap a_{3}D_{2},v}(P) =min{λakvDkv,v(P),λaivDivajvDjv,v(P)}+O(1)\displaystyle=\min\{\lambda_{a_{k_{v}}D_{k_{v}},v}(P),\lambda_{a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}},v}(P)\}+O(1)
=min{λ(aivDivajvDjv)Qv,v(P),λakvDkv,v(P)}+O(1)\displaystyle=\min\{\lambda_{(a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}})_{Q_{v}},v}(P),\lambda_{a_{k_{v}}D_{k_{v}},v}(P)\}+O(1)
=λ(aivDivajvDjv)Qv(akvDkv),v\displaystyle=\lambda_{(a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}})_{Q_{v}}\cap(a_{k_{v}}D_{k_{v}}),v}
=O(1)\displaystyle=O(1)

since (aivDivajvDjv)Qv(akvDkv)(a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}})_{Q_{v}}\cap(a_{k_{v}}D_{k_{v}}) is empty. When QvSuppD1D2D3Q_{v}\in\operatorname{Supp}D_{1}\cap D_{2}\cap D_{3}, we use the estimate

λakvDkv,v(P)=λ(a1D1a2D2a3D3)Qv,v(P)+O(1)λ(aivDivakvDkv)Qv,v(P)+O(1).\displaystyle\lambda_{a_{k_{v}}D_{k_{v}},v}(P)=\lambda_{(a_{1}D_{1}\cap a_{2}D_{2}\cap a_{3}D_{3})_{Q_{v}},v}(P)+O(1)\leq\lambda_{(a_{i_{v}}D_{i_{v}}\cap a_{k_{v}}D_{k_{v}})_{Q_{v}},v}(P)+O(1).

Let

S\displaystyle S^{\prime} ={vSQvSuppD1D2D3},\displaystyle=\{v\in S\mid Q_{v}\not\in\operatorname{Supp}D_{1}\cap D_{2}\cap D_{3}\},
S′′\displaystyle S^{\prime\prime} =SS.\displaystyle=S\setminus S^{\prime}.

It follows that, up to O(1)O(1),

(3ε)hD(P)\displaystyle(3-\varepsilon)h_{D}(P) vS(λaivDiv,v(P)+λajvDjv,v(P)+λakvDkv,v(P))\displaystyle\leq\sum_{v\in S}\left(\lambda_{a_{i_{v}}D_{i_{v}},v}(P)+\lambda_{a_{j_{v}}D_{j_{v}},v}(P)+\lambda_{a_{k_{v}}D_{k_{v}},v}(P)\right)
vS(λaivDiv,v(P)+λ(aivDivajvDjv)Qv,v(P))\displaystyle\leq\sum_{v\in S^{\prime}}\left(\lambda_{a_{i_{v}}D_{i_{v}},v}(P)+\lambda_{(a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}})_{Q_{v}},v}(P)\right)
+vS′′(λaivDiv,v(P)+λ(aivDivajvDjv)Qv,v(P)+λ(aivDivakvDkv)Qv,v(P)).\displaystyle~{}~{}+\sum_{v\in S^{\prime\prime}}\left(\lambda_{a_{i_{v}}D_{i_{v}},v}(P)+\lambda_{(a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}})_{Q_{v}},v}(P)+\lambda_{(a_{i_{v}}D_{i_{v}}\cap a_{k_{v}}D_{k_{v}})_{Q_{v}},v}(P)\right).

Since aiDiDa_{i}D_{i}\equiv D, we have β(D,aiDi)=13\beta(D,a_{i}D_{i})=\frac{1}{3} for all ii, and by Lemma 3.3, for all QX(K¯)Q\in X(\overline{K}) and iji\neq j, we have

β(D,(aiDiajDj)Q)β(D,aiDiajDj)β(D,aiDi)+β(D,ajDj)23.\displaystyle\beta(D,(a_{i}D_{i}\cap a_{j}D_{j})_{Q})\geq\beta(D,a_{i}D_{i}\cap a_{j}D_{j})\geq\beta(D,a_{i}D_{i})+\beta(D,a_{j}D_{j})\geq\frac{2}{3}.

Therefore β023\beta_{0}\geq\frac{2}{3}.

By Theorem 1.4, there exists a proper Zariski-closed subset ZXZ\subset X such that if PZP\not\in Z,

vSλaivDiv,v(P)+(3β(D,(aivDivajvDjv)Qv)1)λ(aivDivajvDjv)Qv,v(P)(3+ε)hD(P),\displaystyle\sum_{v\in S}\lambda_{a_{i_{v}}D_{i_{v}},v}(P)+(3\beta(D,(a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}})_{Q_{v}})-1)\lambda_{(a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}})_{Q_{v}},v}(P)\leq(3+\varepsilon)h_{D}(P), (5.11)

and

vSλaivDiv,v(P)+(3β(D,(aivDivajvDjv)Qv)1)λ(aivDivajvDjv)Qv,v(P)\displaystyle~{}~{}~{}\sum_{v\in S^{\prime}}\lambda_{a_{i_{v}}D_{i_{v}},v}(P)+(3\beta(D,(a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}})_{Q_{v}})-1)\lambda_{(a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}})_{Q_{v}},v}(P) (5.12)
+vS′′λaivDiv,v(P)+(3β(D,(aivDivakvDkv)Qv)1)λ(aivDivakvDkv)Qv,v(P)\displaystyle+\sum_{v\in S^{\prime\prime}}\lambda_{a_{i_{v}}D_{i_{v}},v}(P)+(3\beta(D,(a_{i_{v}}D_{i_{v}}\cap a_{k_{v}}D_{k_{v}})_{Q_{v}})-1)\lambda_{(a_{i_{v}}D_{i_{v}}\cap a_{k_{v}}D_{k_{v}})_{Q_{v}},v}(P)
(3+ε)hD(P).\displaystyle\leq(3+\varepsilon)h_{D}(P).

Let b=13β01b=\frac{1}{3\beta_{0}-1}. We have 0<b10<b\leq 1 and by definition of β0\beta_{0}, for any i,j{1,2,3},iji,j\in\{1,2,3\},i\neq j, and Q(D1D2D3)(K¯)Q\in(D_{1}\cap D_{2}\cap D_{3})(\overline{K}),

b(3β(D,(aiDiajDj)Q)1)1.\displaystyle b\bigg{(}3\beta(D,(a_{i}D_{i}\cap a_{j}D_{j})_{Q})-1\bigg{)}\geq 1.

Note also that

λ(aivDivajvDjv)Qv,v(P)λ(aivDivakvDkv)Qv,v(P)+O(1).\displaystyle\lambda_{(a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}})_{Q_{v}},v}(P)\geq\lambda_{(a_{i_{v}}D_{i_{v}}\cap a_{k_{v}}D_{k_{v}})_{Q_{v}},v}(P)+O(1).

Let

γ=3min{i,j,k}={1,2,3}Q(D1D2D3)(K¯)(β(D,(aiDiajDj)Q)1)+(β(D,(aiDiakDk)Q)1)(3β02)3β01.\displaystyle\gamma=3\min_{\begin{subarray}{c}\{i,j,k\}=\{1,2,3\}\\ Q\in(D_{1}\cap D_{2}\cap D_{3})(\overline{K})\end{subarray}}\frac{(\beta(D,(a_{i}D_{i}\cap a_{j}D_{j})_{Q})-1)+(\beta(D,(a_{i}D_{i}\cap a_{k}D_{k})_{Q})-1)(3\beta_{0}-2)}{3\beta_{0}-1}.

By hypothesis, γ>0\gamma>0. Fixing Q(D1D2D3)(K¯)Q\in(D_{1}\cap D_{2}\cap D_{3})(\overline{K}), PP, and vv, for i,j{1,2,3}i,j\in\{1,2,3\} let

βij\displaystyle\beta_{ij} =β(D,(aiDiajDj)Q),\displaystyle=\beta(D,(a_{i}D_{i}\cap a_{j}D_{j})_{Q}),
λij\displaystyle\lambda_{ij} =λ(aiDiajDj)Q,v(P).\displaystyle=\lambda_{(a_{i}D_{i}\cap a_{j}D_{j})_{Q},v}(P).

Then assuming λijλik\lambda_{ij}\geq\lambda_{ik}, we compute

b(3βij1)λij+(1b)(3βik1)λik\displaystyle b(3\beta_{ij}-1)\lambda_{ij}+(1-b)(3\beta_{ik}-1)\lambda_{ik} λij+(b(3βij1)1+(1b)(3βik1))λik\displaystyle\geq\lambda_{ij}+(b(3\beta_{ij}-1)-1+(1-b)(3\beta_{ik}-1))\lambda_{ik}
λij+(1+3((βij1)+(βik1)(3β02))3β01)λik\displaystyle\geq\lambda_{ij}+\left(1+\frac{3((\beta_{ij}-1)+(\beta_{ik}-1)(3\beta_{0}-2))}{3\beta_{0}-1}\right)\lambda_{ik}
λij+(1+γ)λik.\displaystyle\geq\lambda_{ij}+(1+\gamma)\lambda_{ik}.

Multiplying (5.11) by bb, (5.12) by 1b1-b, and summing and using the above calculation, we obtain

vSλaivDiv,v(P)+(3β(D,(aivDivajvDjv)Qv)1)λ(aivDivajvDjv)Qv,v(P)\displaystyle~{}~{}~{}\sum_{v\in S^{\prime}}\lambda_{a_{i_{v}}D_{i_{v}},v}(P)+(3\beta(D,(a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}})_{Q_{v}})-1)\lambda_{(a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}})_{Q_{v}},v}(P)
+vS′′λaivDiv,v(P)+λ(aivDivajvDjv)Qv,v(P)+(1+γ)λ(aivDivakvDkv)Qv,v(P)\displaystyle+\sum_{v\in S^{\prime\prime}}\lambda_{a_{i_{v}}D_{i_{v}},v}(P)+\lambda_{(a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}})_{Q_{v}},v}(P)+(1+\gamma)\lambda_{(a_{i_{v}}D_{i_{v}}\cap a_{k_{v}}D_{k_{v}})_{Q_{v}},v}(P)
(3+ε)hD(P)+O(1).\displaystyle\leq(3+\varepsilon)h_{D}(P)+O(1).

Then there exists a proper Zariski-closed subset ZXZ\subset X such that if PZP\not\in Z, up to O(1)O(1),

(3ε)hD(P)+γvSλa1D1a2D2a3D3,v(P)\displaystyle~{}~{}~{}(3-\varepsilon)h_{D}(P)+\gamma\sum_{v\in S}\lambda_{a_{1}D_{1}\cap a_{2}D_{2}\cap a_{3}D_{3},v}(P)
(3ε)hD(P)+γvS′′λ(aivDivakvDkv)Qv,v(P)\displaystyle\leq(3-\varepsilon)h_{D}(P)+\gamma\sum_{v\in S^{\prime\prime}}\lambda_{(a_{i_{v}}D_{i_{v}}\cap a_{k_{v}}D_{k_{v}})_{Q_{v}},v}(P)
vS(λaivDiv,v(P)+λ(aivDivajvDjv)Qv,v(P))\displaystyle\leq\sum_{v\in S^{\prime}}\left(\lambda_{a_{i_{v}}D_{i_{v}},v}(P)+\lambda_{(a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}})_{Q_{v}},v}(P)\right)
+vS′′(λaivDiv,v(P)+λ(aivDivajvDjv)Qv,v(P)+(1+γ)λ(aivDivakvDkv)Qv,v(P))\displaystyle~{}~{}~{}+\sum_{v\in S^{\prime\prime}}\left(\lambda_{a_{i_{v}}D_{i_{v}},v}(P)+\lambda_{(a_{i_{v}}D_{i_{v}}\cap a_{j_{v}}D_{j_{v}})_{Q_{v}},v}(P)+(1+\gamma)\lambda_{(a_{i_{v}}D_{i_{v}}\cap a_{k_{v}}D_{k_{v}})_{Q_{v}},v}(P)\right)
(3+ε)hD(P).\displaystyle\leq(3+\varepsilon)h_{D}(P).

Therefore, if PRZP\in R\setminus Z,

vSλa1D1a2D2a3D3,v(P)<2εγhD(P)+O(1).\displaystyle\sum_{v\in S}\lambda_{a_{1}D_{1}\cap a_{2}D_{2}\cap a_{3}D_{3},v}(P)<\frac{2\varepsilon}{\gamma}h_{D}(P)+O(1).

Equivalently, since RR is a set of (D1+D2+D3,S)(D_{1}+D_{2}+D_{3},S)-integral points and Supp(a1D1a2D2a3D3)Supp(D1+D2+D3)\operatorname{Supp}(a_{1}D_{1}\cap a_{2}D_{2}\cap a_{3}D_{3})\subset\operatorname{Supp}(D_{1}+D_{2}+D_{3}), for given ε>0\varepsilon>0, there exists a proper Zariski-closed subset ZXZ\subset X such that for PRZP\in R\setminus Z,

ha1D1a2D2a3D3(P)<εhD(P)+O(1),\displaystyle h_{a_{1}D_{1}\cap a_{2}D_{2}\cap a_{3}D_{3}}(P)<\varepsilon h_{D}(P)+O(1), (5.13)

finishing the proof of the claim.

Let QQ be some point in SuppD1D2D3\operatorname{Supp}D_{1}\cap D_{2}\cap D_{3} (which is nonempty by assumption). Let π:X~X\pi:\tilde{X}\to X be the blowup at QQ, with exceptional divisor EE. If RR is a set of (D1+D2+D3,S)(D_{1}+D_{2}+D_{3},S)-integral points in X(K)X(K), then π1(R)E\pi^{-1}(R)\setminus E is a set of (πD1+πD2+πD3,S)(\pi^{*}D_{1}+\pi^{*}D_{2}+\pi^{*}D_{3},S)-integral points in X~(K)\tilde{X}(K). So it suffices to show that there exists a proper Zariski-closed subset Z~\tilde{Z} of X~\tilde{X} such that for any set R~\tilde{R} of (πD1+πD2+πD3,S)(\pi^{*}D_{1}+\pi^{*}D_{2}+\pi^{*}D_{3},S)-integral points in X~(K)\tilde{X}(K), the set R~Z~\tilde{R}\setminus\tilde{Z} is finite. Define the effective Cartier divisors

Di=aiπDiE,i=1,2,3.\displaystyle D_{i}^{\prime}=a_{i}\pi^{*}D_{i}-E,\quad i=1,2,3.

Let R~\tilde{R} be a set of (πD1+πD2+πD3,S)(\pi^{*}D_{1}+\pi^{*}D_{2}+\pi^{*}D_{3},S)-integral points in X~(K)\tilde{X}(K) (and hence a set of (D1+D2+D3,S)(D_{1}^{\prime}+D_{2}^{\prime}+D_{3}^{\prime},S)-integral points). For PR~P\in\tilde{R} and ε>0\varepsilon>0, we have

vS(λD1,v(P)+λD2,v(P)+λD3,v(P))\displaystyle\sum_{v\in S}\left(\lambda_{D_{1}^{\prime},v}(P)+\lambda_{D_{2}^{\prime},v}(P)+\lambda_{D_{3}^{\prime},v}(P)\right) =hD1(P)+hD2(P)+hD3(P)+O(1)\displaystyle=h_{D_{1}^{\prime}}(P)+h_{D_{2}^{\prime}}(P)+h_{D_{3}^{\prime}}(P)+O(1) (5.14)
(3ε)hπD(P)(3ε)hE(P)+O(1),\displaystyle\geq(3-\varepsilon)h_{\pi^{*}D}(P)-(3-\varepsilon)h_{E}(P)+O(1),

where the O(1)O(1) possibly depends on R~\tilde{R} (but not PP).

We now bound the left-hand side of the above equation. As in previous arguments, it suffices to bound a sum of the form

vS(λDiv,v(P)+λDivDjv,v(P)+λDivDjvDkv,v(P)),\displaystyle\sum_{v\in S}\left(\lambda_{D_{i_{v}}^{\prime},v}(P)+\lambda_{D_{i_{v}}^{\prime}\cap D_{j_{v}}^{\prime},v}(P)+\lambda_{D_{i_{v}}^{\prime}\cap D_{j_{v}}^{\prime}\cap D_{k_{v}}^{\prime},v}(P)\right),

where {iv,jv,kv}={1,2,3}\{i_{v},j_{v},k_{v}\}=\{1,2,3\} for vSv\in S. We first note that it follows from (5.13) and functoriality that given ε>0\varepsilon>0, there exists a proper Zariski-closed subset Z~X~\tilde{Z}\subset\tilde{X} such that

vSλDivDjvDkv,v(P)<εhπD(P)+O(1)\displaystyle\sum_{v\in S}\lambda_{D_{i_{v}}^{\prime}\cap D_{j_{v}}^{\prime}\cap D_{k_{v}}^{\prime},v}(P)<\varepsilon h_{\pi^{*}D}(P)+O(1)

for all PR~Z~P\in\tilde{R}\setminus\tilde{Z}. For the same reasons, we may choose Z~\tilde{Z} so that we also have

hE(P)<εhπD(P)+O(1)\displaystyle h_{E}(P)<\varepsilon h_{\pi^{*}D}(P)+O(1) (5.15)

for all PR~Z~P\in\tilde{R}\setminus\tilde{Z}. We can write (as closed subschemes)

DivDjv=Y0,v+Y1,v,\displaystyle D_{i_{v}}^{\prime}\cap D_{j_{v}}^{\prime}=Y_{0,v}+Y_{1,v},

where Suppπ(Y1,v)=Q\operatorname{Supp}\pi(Y_{1,v})=Q, dimY0,v=0\dim Y_{0,v}=0, and Y0,vE=Y_{0,v}\cap E=\emptyset. We have (for an appropriate Z~\tilde{Z})

vSλY1,v,v(P)<εhπD(P)+O(1)\displaystyle\sum_{v\in S}\lambda_{Y_{1,v},v}(P)<\varepsilon h_{\pi^{*}D}(P)+O(1)

for all PR~Z~P\in\tilde{R}\setminus\tilde{Z}, and so

λDivDjv,v(P)λY0,v,v(P)+εhπD(P)+O(1)\displaystyle\lambda_{D_{i_{v}}^{\prime}\cap D_{j_{v}}^{\prime},v}(P)\leq\lambda_{Y_{0,v},v}(P)+\varepsilon h_{\pi^{*}D}(P)+O(1)

for all PR~Z~P\in\tilde{R}\setminus\tilde{Z}.

Let δ,δ>0\delta\in\mathbb{Q},\delta>0, be chosen as in Lemma 3.14 so that (3.4) holds, and let

γ=β(πDδE,πDE)13>0.\displaystyle\gamma^{\prime}=\beta(\pi^{*}D-\delta E,\pi^{*}D-E)-\frac{1}{3}>0.

Note that

β(πDδE,Y0,v)β(πDδE,Di,v)+β(πDδE,Dj,v).\displaystyle\beta(\pi^{*}D-\delta E,Y_{0,v})\geq\beta(\pi^{*}D-\delta E,D_{i,v}^{\prime})+\beta(\pi^{*}D-\delta E,D_{j,v}^{\prime}).

This does not follow directly from Lemma 3.3 (since Di,vD_{i,v}^{\prime} and Dj,vD_{j,v}^{\prime} may not intersect properly above QQ, along the component Y1,vY_{1,v}), but it follows from a slight modification to the proof of that lemma as DiD_{i}^{\prime} and DjD_{j}^{\prime} intersect properly in a neighborhood of the zero-dimensional closed subscheme Y0,vY_{0,v}.

Using Theorem 1.4, for any ε>0\varepsilon>0 we find that for PR~P\in\tilde{R} outside a proper Zariski-closed subset of X~\tilde{X} (and up to O(1)O(1))

(13+γ)vS(λDiv,v(P)+λDivDjv,v(P)+λDivDjvDkv,v(P))\displaystyle~{}~{}~{}\left(\frac{1}{3}+\gamma^{\prime}\right)\sum_{v\in S}\left(\lambda_{D_{i_{v}}^{\prime},v}(P)+\lambda_{D_{i_{v}}^{\prime}\cap D_{j_{v}}^{\prime},v}(P)+\lambda_{D_{i_{v}}^{\prime}\cap D_{j_{v}}^{\prime}\cap D_{k_{v}}^{\prime},v}(P)\right)
vS(β(πDδE,Di,v)λDiv,v(P)+(β(πDδE,Y0,v)β(πDδE,Di,v))λY0,v,v(P))\displaystyle\leq\sum_{v\in S}\left(\beta(\pi^{*}D-\delta E,D_{i,v}^{\prime})\lambda_{D_{i_{v}}^{\prime},v}(P)+(\beta(\pi^{*}D-\delta E,Y_{0,v})-\beta(\pi^{*}D-\delta E,D_{i,v}^{\prime}))\lambda_{Y_{0,v},v}(P)\right)
+εhπD(P)\displaystyle~{}~{}~{}+\varepsilon h_{\pi^{*}D}(P)
(1+ε)hπDδE(P)+εhπD(P)\displaystyle\leq(1+\varepsilon)h_{\pi^{*}D-\delta E}(P)+\varepsilon h_{\pi^{*}D}(P)
(1+2ε)hπD(P).\displaystyle\leq(1+2\varepsilon)h_{\pi^{*}D}(P).

Therefore, for some positive δ>0\delta^{\prime}>0, for PR~P\in\tilde{R} outside a proper Zariski-closed subset of X~\tilde{X} we have

vS(λD1,v(P)+λD2,v(P)+λD3,v(P))\displaystyle\sum_{v\in S}\left(\lambda_{D_{1}^{\prime},v}(P)+\lambda_{D_{2}^{\prime},v}(P)+\lambda_{D_{3}^{\prime},v}(P)\right) (3δ)hπD(P).\displaystyle\leq(3-\delta^{\prime})h_{\pi^{*}D}(P).

On the other hand, by (5.14) and (5.15) (taking ε\varepsilon sufficiently small), for PR~P\in\tilde{R} outside a proper Zariski-closed subset of X~\tilde{X},

vS(λD1,v(P)+λD2,v(P)+λD3,v(P))\displaystyle\sum_{v\in S}\left(\lambda_{D_{1}^{\prime},v}(P)+\lambda_{D_{2}^{\prime},v}(P)+\lambda_{D_{3}^{\prime},v}(P)\right) (3δ2)hπD(P).\displaystyle\geq\left(3-\frac{\delta^{\prime}}{2}\right)h_{\pi^{*}D}(P).

Finally, since πD\pi^{*}D is big, combining the above inequalities with an application of Northcott’s theorem (for big divisors) gives that there exists a proper Zariski-closed subset Z~\tilde{Z} of X~\tilde{X} such that R~Z~\tilde{R}\setminus\tilde{Z} is finite. ∎

We now give two examples addressing the sharpness of conditions (5.9) and (5.10). Both examples are based on the following construction:

Example 5.10.

Let KK be a number field and let SS be a finite set of places of KK containing the archimedean places with |S|2|S|\geq 2. Let Λ\Lambda be a linear pencil of curves in a projective surface XX such that the general member of Λ\Lambda is isomorphic to 1\mathbb{P}^{1}, and the pencil Λ\Lambda has exactly two base points Q1,Q2Q_{1},Q_{2}, which, after possibly enlarging KK, we may assume are KK-rational (our construction would also work if there is a single base point). Let D1,D2,D3ΛD_{1},D_{2},D_{3}\in\Lambda be distinct elements. Then we claim that the conclusion of Theorem 5.9 does not hold, i.e., there does not exist a proper Zariski-closed subset ZXZ\subset X such that for any set RX(K)R\subset X(K) of (D1+D2+D3,S)(D_{1}+D_{2}+D_{3},S)-integral points, the set RZR\setminus Z is finite. Let CΛ{D1,D2,D3}C\in\Lambda\setminus\{D_{1},D_{2},D_{3}\} be a general member. We claim that CC contains an infinite set of (D1+D2+D3,S)(D_{1}+D_{2}+D_{3},S)-integral points. Indeed, any two elements of Λ\Lambda intersect only at the points Q1Q_{1} and Q2Q_{2}, and therefore C(D1D2D3)={Q1,Q2}C\cap(D_{1}\cup D_{2}\cup D_{3})=\{Q_{1},Q_{2}\}. Since C1C\cong\mathbb{P}^{1}, we have C(D1D2D3)𝔾mC\setminus(D_{1}\cup D_{2}\cup D_{3})\cong\mathbb{G}_{m}, and CC will contain an infinite set RR of (D1+D2+D3,S)(D_{1}+D_{2}+D_{3},S)-integral points (we use |S|2|S|\geq 2 here, so that 𝒪K,S\mathcal{O}_{K,S}^{*} is infinite). Since the union of such elements CΛC\in\Lambda is Zariski dense in XX, the conclusion of Theorem 5.9 does not hold. 111We do not assert that there exists a Zariski dense set of (D1+D2+D3,S)(D_{1}+D_{2}+D_{3},S)-integral points; in fact, the pencil yields a morphism X{D1D2D3}1{0,1,}X\setminus\{D_{1}\cup D_{2}\cup D_{3}\}\to\mathbb{P}^{1}\setminus\{0,1,\infty\} and Siegel’s theorem shows that there is no Zariski dense set of (D1+D2+D3,S)(D_{1}+D_{2}+D_{3},S)-integral points in X(K)X(K).

We first give an example showing that the factor 49\frac{4}{9} in the intersection condition (1.4) (or (5.10)) cannot be replaced by anything larger than 12\frac{1}{2}.

Example 5.11.

Consider the pencil of plane conics Λ={CλλK}\Lambda=\{C_{\lambda}\mid\lambda\in K\}, where Cλ={y2λxz=0}C_{\lambda}=\{y^{2}-\lambda xz=0\}. Then any two distinct curves Cλ,CλΛC_{\lambda},C_{\lambda}^{\prime}\in\Lambda intersect precisely at the two points Q1=[0:0:1],Q2=[1:0:0]Q_{1}=[0:0:1],Q_{2}=[1:0:0], each with multiplicity 22. By Example 5.10, if D1,D2,D3ΛD_{1},D_{2},D_{3}\in\Lambda are distinct elements, then the conclusion of Theorem 5.9 does not hold (for appropriate KK and SS), and we note that

(Di.Dj)Q1=(Di.Dj)Q2=2=12(Di.Dj).\displaystyle(D_{i}.D_{j})_{Q_{1}}=(D_{i}.D_{j})_{Q_{2}}=2=\frac{1}{2}(D_{i}.D_{j}).

Somewhat surprisingly, the next example shows that the beta constant condition in Theorem 5.9 is sharp, in the sense that the condition

β(D,(aiDiajDj)Q)>1\displaystyle\beta(D,(a_{i}D_{i}\cap a_{j}D_{j})_{Q})>1

cannot be replaced by the inequality

β(D,(aiDiajDj)Q)1.\displaystyle\beta(D,(a_{i}D_{i}\cap a_{j}D_{j})_{Q})\geq 1.
Example 5.12.

Let D1D_{1} and D2D_{2} be two distinct irreducible curves of type (1,1)(1,1) on 1×1\mathbb{P}^{1}\times\mathbb{P}^{1}, defined over a number field KK, intersecting in two distinct KK-rational points Q1Q_{1} and Q2Q_{2}. Let Λ\Lambda be the pencil of curves containing D1D_{1} and D2D_{2}, and let D3Λ{D1,D2}D_{3}\in\Lambda\setminus\{D_{1},D_{2}\} be another irreducible element of the pencil.

For any point Q(1×1)(K)Q\in(\mathbb{P}^{1}\times\mathbb{P}^{1})(K) (viewed as a closed subscheme with the reduced induced structure) an elementary computation gives

β(D1,Q)=1.\displaystyle\beta(D_{1},Q)=1.

Since DiDj=Q1+Q2D_{i}\cap D_{j}=Q_{1}+Q_{2} (as closed subschemes) when iji\neq j, we see from Example 5.10 (with this pencil) that the conclusion of Theorem 5.9 does not hold in general when (5.8) is replaced by β(D,(aiDiajDj)Q)1\beta(D,(a_{i}D_{i}\cap a_{j}D_{j})_{Q})\geq 1.

5.4 Families of Unit Equations

The unit equation theorem, proved by Siegel (when SS is the set of archimedean places) and Mahler, is a fundamental and ubiquitous result in number theory:

Theorem 5.13 (Siegel-Mahler).

Let KK be a number field and let SS be a finite set of places of KK containing the archimedean places. Let 𝒪K,S\mathcal{O}_{K,S} be the ring of SS-integers of KK and let 𝒪K,S\mathcal{O}_{K,S}^{*} be the group of SS-units of KK. Let a,b,cKa,b,c\in K^{*}. The SS-unit equation

au+bv=c,u,v𝒪K,S,\displaystyle au+bv=c,\quad u,v\in\mathcal{O}_{K,S}^{*},

has only finitely many solutions.

From another viewpoint, the theorem is equivalent to Siegel’s theorem on integral points on the affine curve 1{0,1,}\mathbb{P}^{1}\setminus\{0,1,\infty\}. In this section, we study the one-parameter family of unit equations

f1(t)u+f2(t)v=f3(t),t𝒪K,S,u,v𝒪K,S,\displaystyle f_{1}(t)u+f_{2}(t)v=f_{3}(t),\quad t\in\mathcal{O}_{K,S},u,v\in\mathcal{O}_{K,S}^{*},

where f1,f2,f3f_{1},f_{2},f_{3} are polynomials over a number field KK. This equation was treated in the case degf1=degf2=degf3\deg f_{1}=\deg f_{2}=\deg f_{3} by Corvaja and Zannier [CZ06, CZ10], and in the case degf1+degf2=degf3\deg f_{1}+\deg f_{2}=\deg f_{3} by the second author [Lev06]. Applying the results of the previous section to certain surfaces, we handle a wide range of new values of the triple (d1,d2,d3)=(degf1,degf2,degf3)(d_{1},d_{2},d_{3})=(\deg f_{1},\deg f_{2},\deg f_{3}).

Theorem 5.14.

Let f1,f2,f3K[t]f_{1},f_{2},f_{3}\in K[t] be nonconstant polynomials without a common zero of degrees d1,d2,d3d_{1},d_{2},d_{3}, respectively. Let {i1,i2,i3}={1,2,3}\{i_{1},i_{2},i_{3}\}=\{1,2,3\} be such that di1di2di3d_{i_{1}}\geq d_{i_{2}}\geq d_{i_{3}} and suppose that

(di1+1di1+1di21)(di1+1di1+1di31)>14.\displaystyle\left(\sqrt{\frac{d_{i_{1}}+1}{d_{i_{1}}+1-d_{i_{2}}}}-1\right)\left(\sqrt{\frac{{d_{i_{1}}+1}}{d_{i_{1}}+1-d_{i_{3}}}}-1\right)>\frac{1}{4}. (5.16)

In particular, (5.16) holds when

maxi(di+1)<95minidi.\displaystyle\max_{i}(d_{i}+1)<\frac{9}{5}\min_{i}d_{i}.

Then the set of solutions (t,u,v)𝔸3(K)(t,u,v)\in\mathbb{A}^{3}(K) of the equation

f1(t)u+f2(t)v=f3(t),t𝒪K,S,u,v𝒪K,S,\displaystyle f_{1}(t)u+f_{2}(t)v=f_{3}(t),\quad t\in\mathcal{O}_{K,S},u,v\in\mathcal{O}_{K,S}^{*}, (5.17)

is contained in a finite number of rational curves in 𝔸3\mathbb{A}^{3}.

We note that if di1>di2d_{i_{1}}>d_{i_{2}} in Theorem 5.14, then by [Lev06, Lemma 5], one may drop the integrality condition on tt in (5.17) (i.e., consider solutions with tKt\in K).

Proof.

We first remark that the statement of the theorem is independent of the ordering of f1,f2,f3f_{1},f_{2},f_{3}; this follows from noting, for example, that if (t0,u0,v0)𝒪K,S×𝒪K,S×𝒪K,S(t_{0},u_{0},v_{0})\in\mathcal{O}_{K,S}\times\mathcal{O}_{K,S}^{*}\times\mathcal{O}_{K,S}^{*} is a solution to f1(t)u+f3(t)v=f2(t)f_{1}(t)u+f_{3}(t)v=f_{2}(t), then (t0,u0/v0,1/v0)𝒪K,S×𝒪K,S×𝒪K,S(t_{0},-u_{0}/v_{0},1/v_{0})\in\mathcal{O}_{K,S}\times\mathcal{O}_{K,S}^{*}\times\mathcal{O}_{K,S}^{*} is a solution to f1(t)u+f2(t)v=f3(t)f_{1}(t)u+f_{2}(t)v=f_{3}(t), and this relation corresponds to a birational automorphism of 𝔸3\mathbb{A}^{3}. Thus, after permuting the fif_{i}, we may assume that d1d2d3>0d_{1}\geq d_{2}\geq d_{3}>0, dij=djd_{i_{j}}=d_{j}, j=1,2,3j=1,2,3, and

(d1+1d1+1d21)(d1+1d1+1d31)>14.\displaystyle\left(\sqrt{\frac{d_{1}+1}{d_{1}+1-d_{2}}}-1\right)\left(\sqrt{\frac{{d_{1}+1}}{d_{1}+1-d_{3}}}-1\right)>\frac{1}{4}.

In place of (5.17), we will actually study the slightly modified equation

f1(t)u+f2(t)vd1+1d2=f3(t),t𝒪K,S,u,v𝒪K,S.\displaystyle f_{1}(t)u+f_{2}(t)v^{d_{1}+1-d_{2}}=f_{3}(t),\quad t\in\mathcal{O}_{K,S},u,v\in\mathcal{O}_{K,S}^{*}. (5.18)

Since 𝒪K,S\mathcal{O}_{K,S}^{*} is finitely generated, we can find a number field LL and a finite set of places SS^{\prime} of LL such that every element of 𝒪K,S\mathcal{O}_{K,S}^{*} has a (d1+1d2)(d_{1}+1-d_{2})-th root in 𝒪L,S\mathcal{O}_{L,S^{\prime}}^{*}. Then (5.17) reduces to studying the equation (5.18) (with (K,S)(K,S) replaced by (L,S)(L,S^{\prime})).

We let FiK[x0,x1,x2,x3]F_{i}\in K[x_{0},x_{1},x_{2},x_{3}] be the homogeneous polynomial Fi=fi(x0/x3)x3diF_{i}=f_{i}(x_{0}/x_{3})x_{3}^{d_{i}}, i=1,2,3i=1,2,3, and let XX be the hypersurface in 3\mathbb{P}^{3} defined by the equation

F:=x1F1+x2d1+1d2F2x3d1+1d3F3=0.\displaystyle F:=x_{1}F_{1}+x_{2}^{d_{1}+1-d_{2}}F_{2}-x_{3}^{d_{1}+1-d_{3}}F_{3}=0.

Since the polynomials fif_{i} do not have a common zero, it follows easily that FF is irreducible in K¯[x0,x1,x2,x3]\overline{K}[x_{0},x_{1},x_{2},x_{3}] (and XX is a projective surface).

Let HiH_{i} be the hyperplane of 3\mathbb{P}^{3} defined by xi=0x_{i}=0, i=1,2,3i=1,2,3, and let Di=Hi|XD_{i}=H_{i}|_{X} be the divisor on XX defined by xi=0x_{i}=0, i=1,2,3i=1,2,3. Since XX is a hypersurface in 3\mathbb{P}^{3} and Hi,Hj,XH_{i},H_{j},X, iji\neq j, are in general position on 3\mathbb{P}^{3} (as Fi(1,0,0,0)0F_{i}(1,0,0,0)\neq 0), by Remark 2.13, DiD_{i} and DjD_{j} intersect properly on XX if iji\neq j. Letting P0=[1:0:0:0]X(K)P_{0}=[1:0:0:0]\in X(K), we have D1D2D3={P0}D_{1}\cap D_{2}\cap D_{3}=\{P_{0}\}\neq\emptyset, and by construction D1D2D3D_{1}\sim D_{2}\sim D_{3}. We also set D=D1D=D_{1}.

We note that P0P_{0} is a nonsingular point of XX, with maximal ideal (x2,x3)(x_{2},x_{3}) in the local ring at P0P_{0}. Then if {i,j,k}={1,2,3}\{i,j,k\}=\{1,2,3\}, from the equation for FF we find (xi,xj)𝒪P0=(xi,xj,xkd1+1dk)𝒪P0(x_{i},x_{j})\mathcal{O}_{P_{0}}=(x_{i},x_{j},x_{k}^{d_{1}+1-d_{k}})\mathcal{O}_{P_{0}}. It follows that

(Di.Dj)P0=d1+1dk.\displaystyle(D_{i}.D_{j})_{P_{0}}=d_{1}+1-d_{k}.

Note also that D2=degX=d1+1D^{2}=\deg X=d_{1}+1. Then by Lemma 3.11,

β(D,(DiDj)P0)\displaystyle\beta(D,(D_{i}\cap D_{j})_{P_{0}}) 23D2(Di.Dj)P0\displaystyle\geq\frac{2}{3}\sqrt{\frac{D^{2}}{(D_{i}.D_{j})_{P_{0}}}}
23d1+1d1+1dk.\displaystyle\geq\frac{2}{3}\sqrt{\frac{d_{1}+1}{d_{1}+1-d_{k}}}.

Then it is not hard to show that the condition (5.8) of Theorem 5.9 is satisfied if

(23d1+1d1+1d31)+(23d1+1d1+1d21)(2d1+1d1+1d32)>0,\displaystyle\left(\frac{2}{3}\sqrt{\frac{d_{1}+1}{d_{1}+1-d_{3}}}-1\right)+\left(\frac{2}{3}\sqrt{\frac{d_{1}+1}{d_{1}+1-d_{2}}}-1\right)\left(2\sqrt{\frac{d_{1}+1}{d_{1}+1-d_{3}}}-2\right)>0,

which is equivalent to (5.16). Now we let

R={[t:u:v:1]X(K)f1(t)u+f2(t)vd1+1d2=f3(t),(t,u,v)𝒪K,S×𝒪K,S×𝒪K,S}.\displaystyle R=\{[t:u:v:1]\in X(K)\mid f_{1}(t)u+f_{2}(t)v^{d_{1}+1-d_{2}}=f_{3}(t),(t,u,v)\in\mathcal{O}_{K,S}\times\mathcal{O}_{K,S}^{*}\times\mathcal{O}_{K,S}^{*}\}.

Then RR is easily seen to be a set of (D1+D2+D3,S)(D_{1}+D_{2}+D_{3},S)-integral points on XX. Now under the assumption (5.16), we can apply Theorem 5.9 with the divisors D1,D2,D3D_{1},D_{2},D_{3} on XX and conclude that RR lies in a finite union of curves on X3X\subset\mathbb{P}^{3}. Finally, we note that since the divisors DiD_{i}, i=1,2,3i=1,2,3 are ample on XX, Siegel’s theorem on integral points on curves implies that if CC is a curve in XX and CRC\cap R is infinite, then CC is a rational curve, and thus we may take a finite union of rational curves in the conclusion of the theorem. ∎

Acknowledgment

We would like to thank Yizhen Zhao for helpful discussions.

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Keping Huang, Institute for Advanced Studies in Mathematics, Harbin Institute of Technology, Haribin, China 150001
E-mail address
: [email protected]

Aaron Levin, Department of Mathematics, Michigan State University, East Lansing, USA 48824
E-mail address
: [email protected]

Zheng Xiao, Beijing International Center for Mathematical Research, Peking University, Beijing, China 100871
E-mail address
: [email protected]