A New Diophantine Approximation Inequality on Surfaces and Its Applications
Abstract
We prove a Diophantine approximation inequality for closed subschemes on surfaces which can be viewed as a joint generalization of recent inequalities of Ru-Vojta and Heier-Levin in this context. As applications, we study various Diophantine problems on affine surfaces given as the complement of three numerically parallel ample projective curves: inequalities involving greatest common divisors, degeneracy of integral points, and related Diophantine equations including families of -unit equations. We state analogous results in the complex analytic setting, where our main result is an inequality of Second Main Theorem type for surfaces, with applications to the study and value distribution theory of holomorphic curves in surfaces.
1 Introduction
Schmidt’s Subspace Theorem occupies a central place in the theory of Diophantine approximation, and it is known to have deep and far-reaching applications. Stated in the language of heights (and with improvements due to Schlickewei [Sch77] allowing for arbitrary finite sets of places), the Subspace Theorem may be stated as follows:
Theorem 1.1 (Schmidt Subspace Theorem).
Let be a finite set of places of a number field . For each , let be hyperplanes over in general position. Let . Then there exists a finite union of hyperplanes such that for all points ,
Here, is a local height function (also known as a local Weil function) associated to the hyperplane and place in , and is the standard (logarithmic) height on .
The Subspace Theorem has been generalized to the setting of hypersurfaces in projective space by Corvaja and Zannier [CZ04a], and more generally, by Corvaja and Zannier [CZ04a] (for complete intersections) and Evertse and Ferretti [EF08] (for arbitrary projective varieties) to divisors which possess a common linearly equivalent multiple. Building on work of Autissier [Aut11], Ru and Vojta [RV20] proved a general version of the Subspace Theorem in terms of beta constants (see Definition 3.1). Their inequality was subsequently extended to the context of closed subschemes by Ru and Wang [RW22] and by Vojta [Voj23] (under slightly different intersection conditions). We state the following general form of the inequality, due to Vojta [Voj23] (in fact, Vojta proves a stronger version of Theorem 1.2 with the condition “intersect properly” (Definition 2.10) replaced by “weakly intersect properly” [Voj23, Definition 4.1(c)]).
Theorem 1.2 (Ru-Vojta [RV20], Ru-Wang [RW22], Vojta [Voj23]).
Let be a projective variety of dimension defined over a number field . Let be a finite set of places of . For each , let be closed subschemes of , defined over , that intersect properly. Let be a big divisor on , and let . Then there exists a proper Zariski-closed subset such that for all points ,
Heier and the second author [HL21] proved an inequality using Seshadri constants (Definition 3.4) in place of beta constants, and with the proper intersection condition of Theorem 1.2 replaced by a flexible notion of general position for closed subschemes (Definition 2.12).
Theorem 1.3 (Heier-Levin [HL21]).
Let be a projective variety of dimension defined over a number field . Let be a finite set of places of . For each , let be closed subschemes of , defined over , and in general position. Let be an ample Cartier divisor on , and . Then there exists a proper Zariski-closed subset such that for all points ,
In both Theorem 1.2 and Theorem 1.3, one may also apply the results with fewer than chosen closed subschemes at (e.g., by appropriately arbitrarily choosing the remaining closed subschemes and using positivity of the associated local heights outside a closed subset); we will use this fact without further remark.
Before stating our main result, we give some further remarks comparing Theorem 1.2 and Theorem 1.3. For simplicity and to avoid technical issues, we assume now for the discussion that is nonsingular of dimension and we fix an ample divisor on . If the closed subschemes are all ample effective divisors, then by our nonsingularity assumption, intersect properly if and only if they are in general position (Remark 2.13). Furthermore, we note that if , then it follows easily from the asymptotic Riemann-Roch formula and the definitions that
In this case, Theorem 1.2 and Theorem 1.3 coincide and yield the inequality (outside a Zariski-closed subset)
which is precisely the inequality of the aforementioned theorem of Evertse and Ferretti.
Another interesting example comes from considering a single closed subscheme of , which we assume additionally to be a local complete intersection (to satisfy the proper intersection hypothesis of Theorem 1.2). In this case, if , from [HL21] we have the inequality
and so Theorem 1.2 yields (choosing for all )
(1.1) |
This is a generalization of an inequality of McKinnon and Roth [MR15] (who proved the case when is a point). On the other hand, in Theorem 1.3 one may take for all (i.e., repeat as the choice of closed subscheme times), as is allowed by the used notion of general position (Definition 2.12), and one again obtains the McKinnon-Roth type inequality (1.1). In short, there seems to be a tradeoff between the flexible notion of general position in Theorem 1.3 and the “better” beta constant of Theorem 1.2 (as compared to the Seshadri constant).
The goal of our main result is to provide, in the case of surfaces, an inequality which combines the separate advantages of Theorem 1.2 and Theorem 1.3; we prove an inequality in terms of beta constants of closed subschemes, under hypotheses which permit the use of nested closed subschemes (as allowed in Theorem 1.3, but not in Theorem 1.2).
Theorem 1.4 (Main Theorem).
Let be a projective surface defined over a number field . Let be a finite set of places of . For each , let be a regular chain of nonempty closed subschemes of (see Definition 2.14). Let be a big Cartier divisor on , and let . Then there exists a proper Zariski-closed subset such that for all , we have
(1.2) |
In Section 4, we show that our main result implies the Ru-Vojta inequality for surfaces, and Theorem 1.3 for surfaces under regularity assumptions. Thus, we may view Theorem 1.4 as a kind of joint generalization, for surfaces, of the inequalities of Ru-Vojta and of Heier and the second author.
We remark that the regular chain assumption is quite natural from the point of view of classical Diophantine approximation, where one is interested in sums of local heights associated to divisors. Indeed, if are effective divisors in general position on a nonsingular projective surface , all defined over a number field , is a set of places of , and we fix a point , then from general position a point can be -adically close to at most two divisors . Thus,
for some choice of depending on and (but with the constant in the independent of ). Now assuming (as we may), from a basic property of heights associated to closed subschemes (see Subsection 2.1) we have (up to )
Therefore, we may write
(1.3) |
where now is a regular chain of closed subschemes of for all . Although the inequality (1.3) is essentially elementary (relying at its base on Hilbert’s Nullstellensatz), we will find the underlying argument useful in a number of proofs and applications.
Among the potential applications of our main inequality (1.2), in Section 5 we study inequalities related to greatest common divisors, the Diophantine equation , integral points on certain affine surfaces, and solutions to families of unit equations. For instance, we prove the following result for integral points on certain complements of three curves in :
Theorem 1.5.
Let be distinct irreducible projective curves in , defined over a number field , of degrees , respectively, such that
and for every point and ,
(1.4) |
where denotes the local intersection multiplicity of and at . Let be a finite set of places of containing all the archimedean places. Then there exists a proper Zariski-closed subset such that for any set of -integral points, the set is finite.
When and consists of a single point, at which the divisors intersect transversally, the result follows from work of Corvaja and Zannier [CZ06] (see Theorem 5.8). The factor in the intersection condition (1.4) of Theorem 1.5 cannot be replaced by anything larger than (Example 5.11), and in fact a more general version of the theorem stated in terms of beta constants (Theorem 5.9) can be shown to be sharp (Example 5.12). We note that in general it seems to be a difficult problem to prove the degeneracy of integral points on the complement of three curves in . For instance, if is a normal crossings divisor of degree with geometrically integral curves in (all defined over some number field ), then a suitable version of Vojta’s conjecture predicts the same conclusion as in Theorem 1.5, but this does not appear to be known (for all and ) for even a single such divisor .
For a further application, by applying a general form of the above theorem (Theorem 5.9) to certain surfaces, we study families of unit equations of the form:
where are polynomials in , and is the group of -units of a ring of -integers of a number field . This equation was treated in the case by Corvaja and Zannier [CZ06, CZ10], and in the case by the second author [Lev06]. We prove a result whenever the degrees of the polynomials are roughly within a factor of of each other.
Theorem 1.6.
Let be nonconstant polynomials without a common zero of degrees , respectively, and suppose that
Then the set of solutions of the equation
is contained in a finite number of rational curves in .
Excluding the linear case (proved in [CZ06]), this recovers Corvaja-Zannier’s result [CZ10] (i.e., the case ).
Finally, we mention that via Vojta’s dictionary [Voj87, Ch. 3] between Diophantine approximation and Nevanlinna theory, by substituting Vojta’s version [Voj97] of Cartan’s Second Main Theorem in place of Schmidt’s Subspace Theorem, one can prove a result analogous to Theorem 1.4, giving the following inequality in the vein of the Second Main Theorem:
Theorem 1.7.
Let be a complex projective surface. Let be a positive integer and let be a regular chain of nonempty closed subschemes of for . Let be a big Cartier divisor on , and let . Then there exists a proper Zariski-closed subset such that for all holomorphic maps whose image is not contained in , the inequality
holds for all outside of a set of finite Lebesgue measure.
One may similarly apply Theorem 1.7 to obtain results on holomorphic curves. For instance, using Vojta’s dictionary, one may use Theorem 1.7 to prove the following analogue of Theorem 1.5 for holomorphic curves:
Theorem 1.8.
Let be distinct irreducible complex projective curves in , of degrees , respectively, such that
and for every point and ,
where denotes the local intersection multiplicity of and at . Then there exists a proper Zariski-closed subset such that every nonconstant holomorphic map has image contained in .
As the proofs of these analogous results in the complex setting are similar to the proofs of their arithmetic counterparts (after making the appropriate “translations”), we omit the details.
The organization of this paper is as follows. Section 2 gives relevant background material, including a summary of Silverman’s theory of heights associated to closed subschemes, and some needed results in commutative algebra, algebraic geometry, and Diophantine approximation. In Section 3 we give some basic inequalities involving beta constants, and then in Section 4 we prove our main theorem and show how it implies, for surfaces, versions of the inequality of Ru-Vojta and the inequality of Heier and the second author. Finally, in Section 5 we give some illustrative Diophantine applications of our results.
2 Background
2.1 Heights Associated to Closed Subschemes
In [Sil87], Silverman generalized the Weil height machine for Cartier divisors to height functions on projective varieties with respect to closed subschemes. More precisely, let be a projective variety over a number field , and let denote the set of closed subschemes of . Let be the set of places of . Note that the closed subschemes are in one-to-one correspondence with quasi-coherent ideal sheaves , and we identify a closed subscheme with its ideal sheaf . Generalizing the Weil height machine for Cartier divisors, Silverman assigned to each and each place a local height function , and to each a global height function (both uniquely determined up to a bounded function). We now summarize some of the basic properties of height functions associated to closed subschemes.
Theorem 2.1.
([Sil87]) Let be a projective variety over a number field . Let be the set of closed subschemes of . There are maps
satisfying the following properties (we also write and for clarity in (6)):
-
1.
If is an effective Cartier divisor, then and agree with the classical height functions associated to .
-
2.
If satisfy , then and for all .
-
3.
If satisfy , then there exists a constant such that and for all .
-
4.
For all ,
-
5.
For all , we have and for all .
-
6.
Let be a morphism of projective varieties over , and let . Then
for all .
-
7.
If and are numerically equivalent Cartier divisors on and is an ample divisor on , then for any , we have
for all . [Voj87, Proposition 1.2.9(d)].
Here, , , and are all defined in terms of the associated ideal sheaves (see [Sil87]). For a closed subscheme and finite set of places of of , we let . For Cartier divisors and on a variety , we will also write (or ) if is an effective divisor.
Remark 2.2.
If is a zero-dimensional closed subscheme of a projective variety over a field , with , then we can write
where is a closed subscheme supported only at (see, e.g., [GW20, Prop. 5.11]). Suppose that is a number field and fix . Since , , it follows from Theorem 2.1 (4) that
Since we also have , for any point there exists (depending on and ) such that
where the is independent of .
Definition 2.3.
If is a zero-dimensional closed subscheme of a projective variety over and , we let be the closed subscheme of Remark 2.2 (applied to the closed subscheme of ).
When , we also naturally identify as a closed subscheme over .
We also recall the notion of a set of -integral points on a projective variety (see [Voj87] for more details).
Definition 2.4.
Let be an effective Cartier divisor on a projective variety , both defined over a number field . Let be a subset of , and let be a finite set of places of containing all the archimedean places. We say that is a set of -integral points on if
for all .
More generally, this definition can be extended to an arbitrary closed subscheme of by appropriately replacing with everywhere.
2.2 Multiplicities, Regular Sequences, and the Filtration Lemma
In this section, we collect together some useful facts involving multiplicities and regular sequences, and state the Filtration Lemma which will play a basic role in many of the proofs.
Let be a Noetherian local ring and let be a parameter ideal for . Let .
Theorem 2.5 ([Eis95, Section 12.4]).
For , agrees with a polynomial of degree in .
The leading term of any polynomial of degree in which takes only integer values for is of the form for some integer . Then we have the following notions of multiplicity going back to Hilbert and Samuel.
Definition 2.6 ([Eis95]).
We define the multiplicity of in to be the integer such that
Definition 2.7 ([Ful89, Ex. 4.3.4]).
Let be a zero-dimensional closed subscheme of a projective variety with ideal sheaf and let . We define the multiplicity of at to be , and denote it by or simply if the context is clear.
We also need some facts about certain ideal quotients.
Definition 2.8.
Let and be ideals in . The ideal quotient (or colon ideal) is defined by
Lemma 2.9.
Let be an ideal of a ring generated by a regular sequence in . Then for any positive integers and , we have
Proof.
Since , is clear.
For the other inclusion, suppose that . Consider the associated graded ring . By [Mat80, Theorem 27], is isomorphic to the polynomial ring , where the indeterminates correspond to the images of in the first graded piece of .
Suppose , so that . Since is not a zero divisor in , we have . Therefore and it follows that . Hence . ∎
We now make definitions involving proper intersections, general position, and regular sequences, in the context of closed subschemes.
Definition 2.10.
Let be effective Cartier divisors on a projective variety . We say that intersect properly if for every nonempty subset and every point , the sequence is a regular sequence in the local ring , where locally defines at , . More generally, the definition can be extended to closed subschemes of (see [RW22] or [Voj23]).
Remark 2.11.
If and are Cartier divisors on that intersect properly, then (see [Voj23, §3, §4] for a vast abstraction of this property).
Definition 2.12.
Let be a projective variety of dimension . We say that closed subschemes of are in general position if for every subset with we have , where we use the convention that .
Remark 2.13.
If the Cartier divisors on intersect properly, then they are in general position. If is Cohen-Macaulay then the converse holds [Mat80, Theorem 17.4]. In particular, if is a hypersurface, are effective divisors on , and are in general position (on ), then intersect properly, and from the definitions it follows that intersect properly, as divisors on .
We make a related definition for a sequence of nested closed subschemes.
Definition 2.14.
Let be closed subschemes of a projective variety . We say that is a regular chain of closed subschemes of if for every and every point , there is a regular sequence such that for , the ideal sheaf of is locally given by the ideal in .
Remark 2.15.
If intersect properly on , then is a regular chain of closed subschemes of .
We will use the following consequence of Lemma 2.9.
Definition 2.16.
For an effective Cartier divisor and closed subscheme of , let be the largest nonnegative integer such that , as closed subschemes.
Lemma 2.17.
Let be effective Cartier divisors on a surface and let be a closed subscheme supported at a point . Suppose that is a regular chain of closed subschemes for some positive integer . Then for any positive integer ,
(2.1) |
and
Proof.
Let be the ideal sheaf of and let be the localization. Let . Suppose that and are represented by and locally at . Then since , we have . It follows that and, since is a regular chain of closed subschemes, by Lemma 2.9, . On the other hand, since , if then , contradicting the definition of . It follows that
The inequality (2.1) (and the remainder of the lemma) now follows if we show that . If divides and then it follows from Lemma 2.9 that . Since , we have . But if , then
contradicting . Therefore we must have as claimed. ∎
Finally, we recall the elementary, but very useful, Filtration Lemma whose utility in Diophantine approximation was recognized and introduced by Corvaja and Zannier [CZ04b, Lemma 3.2].
Lemma 2.18 (Filtration Lemma).
Let be a vector space of finite dimension over a field . Let and be two filtrations on . There exists a basis of that contains a basis of each and .
In the situation of Lemma 2.18, we say that the basis of is adapted to the two filtrations.
3 Beta constant estimates
Throughout this section we work over a field of characteristic . For a line bundle on a projective variety over , we will write (or simply ) for , and if is a Cartier divisor on , we write for . We first recall the definition of the beta constant.
Definition 3.1.
Let be a projective variety over a field . Let be a big line bundle on and let be a closed subscheme of with associated sheaf of ideals . Then
where denotes the tensor product of copies of .
By a result of Vojta [Voj20] (assuming as we do that has characteristic ) the in the definition can be replaced by a limit. By abuse of notation, if is a big Cartier divisor on , we also write for .
It follows easily that for any positive integer ,
In particular, we can use these properties to canonically extend the definition of to -divisors and (with big). We also show that depends only on the numerical equivalence class of and .
Lemma 3.2.
Let be nonzero effective Cartier divisors on a projective variety over with and big. Suppose that and . Then
Proof.
We prove that (the proof that being similar). Let . Since and is big, for any positive rational , the -divisor is big. It follows that for a sufficiently large positive integer , , and so for some -divisor . Therefore,
Fix an ample divisor on and let be a positive integer. Then for all , and so for all . Let be a positive integer such that is an integral Cartier divisor and let be a positive integer such that . Then
and so
Taking limits (see Definition 3.6 and Remark 3.7) gives
Thus,
Since was arbitrary, we find that . Interchanging the roles of and yields that ∎
We now prove some useful inequalities involving the beta constant.
Lemma 3.3.
Let be a closed subscheme of a projective variety . Let be effective Cartier divisors on intersecting properly and suppose that and (as closed subschemes). Let be a big Cartier divisor on . Then
In particular,
Proof.
We first note that if is a regular sequence, then for any positive integers , is again a regular sequence [Mat80, Theorem 26]. This implies that if and are positive integers, then and intersect properly and .
Let . We consider the two filtrations on given by order of vanishing along and , respectively:
Let be a basis of that is adapted to both filtrations. Let denote the sheaf of ideals associated to .
For a nonzero section , let , and , respectively, be the largest nonnegative integer such that , and , respectively. Since is adapted to the filtrations above, one easily finds
We also have the inequality
Since and intersect properly, if and , then . Therefore, . It follows that
Dividing by and taking a limit then gives the result. ∎
Before stating and proving the next inequality, we recall the definition of the Seshadri constant.
Definition 3.4.
Let be a projective variety over a field . Let be a closed subscheme of and be the blowing-up along . Let be a nef Cartier divisor on . Define the Seshadri constant of with respect to to be the real number
where is an effective Cartier divisor on whose associated invertible sheaf is the dual of .
Lemma 3.5.
Let be a normal projective variety of dimension . Let be a closed subscheme of with , let be an effective Cartier divisor, and let be an ample Cartier divisor on . Then
Proof.
Let be the blowup of along , and let be the associated exceptional divisor. Let be a positive rational number and let be a rational number. By the same proof as in [HL21], for all sufficiently small (depending on ) and sufficiently large and divisible , we can find an effective divisor such that
-
1.
-
2.
-
3.
and are in general position.
As is normal, the last condition and Serre’s criterion imply that and intersect properly. For all sufficiently large and divisible , [HL21] and since is normal and is birational, we have [Voj23, Lemma 6.2(a)]. Then , (for sufficiently large and divisible ), , and Lemma 3.3 gives
Since we may choose , and arbitrarily small, we find that
as desired. ∎
When is a closed subscheme supported at a point , we will relate , , and the volume of . We first recall the definition of the volume of a divisor.
Definition 3.6.
Let be a projective variety of dimension , and let be a Cartier divisor on . The volume of is defined to be the non-negative real number
Remark 3.7.
Remark 3.8.
We have if and only if is big.
Remark 3.9.
If is nef, then is the top self-intersection of .
We need the following lemma.
Lemma 3.10.
Let be a big Cartier divisor on a projective variety of dimension . Let be a closed subscheme of supported at a point of , let be the associated ideal sheaf, and let be the multiplicity of at . Then
(3.1) |
In particular, let be such that
Then for there exists an effective divisor such that
-
1.
,
-
2.
(as closed subschemes).
Proof.
From the definition of the multiplicity , we have
(3.2) |
By definition of the ideal sheaf, we have an exact sequence
where is the inclusion map. Tensoring with , we have an exact sequence
where the equality follows easily from the fact that is locally free of rank and is supported at a point. Taking global sections, we find
It follows that
We now prove a basic inequality between , , and .
Lemma 3.11.
Let be a big Cartier divisor on a projective variety of dimension . Let be a closed subscheme of supported at a point of , and let be the multiplicity of at . Then
Proof.
Let be such that
Let be a positive integer such that is an integer. Let be the sheaf of ideals associated to . Then we calculate
Dividing by we find that
Letting gives
Since this is true for all appropriate values of , letting gives the inequality. ∎
Under more hypotheses, we give another estimate involving , , and . Towards this end, we first prove the following lemma.
Lemma 3.12.
Let and be big Cartier divisors on a normal projective surface , with a positive multiple of a prime Cartier divisor. Let be a closed subscheme of supported at a point , and let be the multiplicity of at . Suppose that is a regular chain of closed subschemes of and
Let be such that
Then for there exists an effective divisor such that
-
1.
,
-
2.
(as closed subschemes),
-
3.
and intersect properly.
Proof.
For simplicity and ease of notation, we assume throughout that . Let where is a prime Cartier divisor on . Since , applying Lemma 3.10 with and an appropriate rational number , it follows that for any sufficiently large and divisible integer , there exists an effective divisor such that and . Since is normal, we can write , where is a nonnegative integer, is effective, and . By Lemma 2.17,
Let , and note also that . Clearly , and in fact for sufficiently large (or equivalently, , as we now assume) since and therefore for large . Choosing sufficiently large, we also have .
By Lemma 3.10 again, there exists an effective divisor such that and . Write , where is a nonnegative integer, is effective, and . Replacing , , , and by suitable multiples, we may assume that . Then . By the same argument as before,
Let . Then
Replacing by a slightly large constant and taking sufficiently large then gives
It follows that , and we end by noting that and , which implies that and are in general position, and hence intersect properly (as a normal surface is Cohen-Macaulay). ∎
We prove the following inequality, which will be used in Corollary 4.4. For simplicity, we state it under an ampleness assumption.
Lemma 3.13.
Let and be ample Cartier divisors on a normal projective surface , with a positive multiple of a prime Cartier divisor. Let be a closed subscheme of supported at a point , and let be the multiplicity of at . Suppose that is a regular chain of closed subschemes of and
Then
(3.3) |
and
Proof.
Finally, we prove a useful estimate for certain beta constants on the blowup of a projective variety of dimension at a point (the idea is to gives a slight improvement to the equality for an ample divisor on ).
Lemma 3.14.
Let be an ample effective Cartier divisor on a projective variety over of dimension . Let , and let be the blowup at , with associated exceptional divisor . Then for all sufficiently small positive ,
(3.4) |
Proof.
First, we recall that for some positive , the -divisor is ample for all , [Har77, II, Prop. 7.10(b)]. Let satisfy . Since is ample,
Let
Then
Let be such that . We need to estimate
for . We break the estimate into two cases. We first consider . Since
is ample, and it follows from Riemann-Roch estimates (e.g., using that and are -nef; see [Aut09, p. 233, Cas ]) that
for . Next, for , note that
and so for ,
Therefore,
By standard formulas,
and
Therefore,
On the other hand,
Note also that, in particular, . Putting things together, we find
as . ∎
4 Main Result and Some Consequences
We now prove (and restate) the Main Theorem.
Theorem 4.1.
Let be a projective surface defined over a number field . Let be a finite set of places of . For each , let be a regular chain of nonempty closed subschemes of . Let be a big Cartier divisor on , and let . Then there exists a proper Zariski-closed subset such that for all , we have
Proof.
From the regular chain assumption, for all , is an effective Cartier divisor and . We may further reduce to the case that is supported at a single point: after replacing by a finite extension and replacing by the set of places of lying above , we may assume that every point in the support of is -rational. Then we may write , where are closed subschemes supported at distinct -rational points. Now the reduction follows from observing that for all , and for all (see Remark 2.2).
Let and let . We consider the two filtrations on given by order of vanishing along and , respectively:
and
By Lemma 2.18, there exists a basis of adapted to both filtrations. It follows that
and similarly,
as closed subschemes. Then we can write
for some effective divisor . By Lemma 2.17,
It follows that
for .
We now apply the Subspace Theorem in the form of [RV20, Theorem 2.10], with the union of the bases of constructed above; we obtain that for , there exists a proper Zariski-closed subset of such that, up to ,
for all . Dividing by and taking sufficiently large gives the desired inequality. ∎
We show that Theorem 1.4 implies the Ru-Vojta inequality [RV20] for surfaces (a similar, but more complicated argument, could be used to derive Theorem 1.2 in the case of surfaces).
Corollary 4.2.
Let be a projective surface over a number field , and let be nonzero effective Cartier divisors intersecting properly on . Let be a big line bundle on . Let be a finite set of places of and let . Then there exists a proper Zariski-closed subset such that for all , we have
Proof.
For any point , we have
for some divisors and depending on and (but with the term independent of ). Then by considering the finitely many choices for and , it suffices to study the sum
where for each the divisors intersect properly. Again, by considering finitely many cases we may assume that for all and thus
for all . By Lemma 3.3,
Therefore, by Theorem 1.4, up to ,
for all -rational points outside a proper Zariski-closed subset of . Finally, we may omit any term by enlarging . ∎
From [HL21], if is a nonsingular projective variety of dimension and is a divisor on , then
and in particular, on a surface ,
(4.1) |
Using inequality (4.1) and Lemma 3.5, we immediately derive from Theorem 1.4 the inequality of Heier and the second author [HL21] for surfaces, under a smoothness and regular chain assumption:
Corollary 4.3.
Let be a nonsingular projective surface defined over a number field . Let be a finite set of places of . For each , let be a regular chain of nonempty closed subschemes of . Let be an ample Cartier divisor on , and let . Then there exists a proper Zariski-closed subset such that for all , we have
Under more hypotheses, as an immediate consequence of Lemma 3.13, we can replace by a quantity depending only on self-intersection numbers and the multiplicity of at a point.
Corollary 4.4.
Let be a normal projective surface defined over a number field . Let be a finite set of places of . For each , let be a regular chain of closed subschemes of such that is a positive multiple of an ample prime Cartier divisor, is supported at a point , and
Let be an ample divisor on , and let . Then there exists a proper Zariski-closed subset such that for all , we have
In particular, there exists a proper Zariski-closed subset such that for all , we have
Remark 4.5.
For purposes of comparison, if is a nonsingular projective surface over and is supported at a point , then we have the inequality [CEL01, Remark 2.4]
When and is not a perfect square, this inequality has been conjectured to always be strict (more precisely, it has been conjectured that the Seshadri constant at a point is always rational).
In the situation of Remark 4.5, it follows that we have the inequalities
We give a simple example where the inequalities are all strict.
Example 4.6.
Let , let be a divisor of type on , and let be a point (viewed as a closed subscheme with the reduced induced structure). Then elementary computations give
Then we have strict inequalities
5 Applications
In the remaining sections, we investigate some Diophantine applications of our main result Theorem 1.4. In Section 5.1 we prove, under suitable conditions, an inequality for the “gcd height” , , when is an -integral point with respect to three properly intersecting numerically parallel divisors on a surface. This inequality may be viewed as complementary to the gcd inequalities of Bugeaud-Corvaja-Zannier [BCZ03], Corvaja-Zannier [CZ05], and Wang-Yasufuku [WY21] (for surfaces) who study the height (under the same integrality assumption on ) when is not in the intersection of two of the divisors . In Section 5.2, we apply our gcd inequalities to study the equation , which was previously studied by Corvaja and Zannier [CZ00]. In Section 5.3, we study integral points on surfaces on the complement of three numerically parallel divisors with nonempty intersection. The results expand on earlier work of Corvaja and Zannier [CZ06] in a similar setting. Finally, using the results on integral points of Section 5.3, we study certain families of unit equations, proving a general result following work of Corvaja-Zannier [CZ06, CZ10] and the second author [Lev06].
5.1 Greatest Common Divisors on Surfaces
In 2003, Bugeaud, Corvaja, and Zannier [BCZ03] initiated a new line of results with the following inequality involving greatest common divisors:
Theorem 5.1 (Bugeaud-Corvaja-Zannier [BCZ03]).
Let be multiplicatively independent integers. Then for every ,
(5.1) |
for all but finitely many positive integers .
The inequality (5.1) was subsequently generalized by Corvaja and Zannier [CZ05], allowing and to be replaced by elements and , respectively, of a fixed finitely generated subgroup of , and replacing and by more general pairs of polynomials in and . Silverman [Sil05] interpreted these results in terms of heights and as a special case of Vojta’s Conjecture. The second author [Lev19] further generalized these inequalities to multivariate polynomials, and Wang and Yasufuku proved the following general version of these results (see work of the first and second author [HL22] for an even more general version):
Theorem 5.2 (Wang-Yasufuku [WY21]).
Let be a Cohen–Macaulay variety of dimension defined over a number field , and let be a finite set of places of . Let be effective Cartier divisors defined over and in general position. Suppose that there exists an ample Cartier divisor on and positive integers such that , . Let be a closed subscheme of of codimension at least that does not contain any point of the set
(5.2) |
Let . Then there exists a proper Zariski-closed subset of such that for any set of -integral points in , we have
for all points .
When is a surface, in Theorem 5.2 one may reduce to the case that is a point, and the condition (5.2) is simply the requirement that . The main result of this section proves an inequality as in Theorem 5.2, but under the complementary condition , along with some mild additional hypotheses (necessary to exclude the case of lines in where the analogous statement is false (Example 5.5)).
Theorem 5.3.
Let be effective divisors intersecting properly on a projective surface , all defined over a number field . Suppose that there exist positive integers such that are all numerically equivalent to an ample divisor . Suppose that for some , and for all ,
(5.3) |
with as in Definition 2.3. Let be a finite set of places of containing all the archimedean ones and let . Then there exists a proper Zariski-closed subset such that for any set of -integral points and all but finitely many points , we have
The condition (5.3) can be replaced by the simpler condition that contains more than one point:
Corollary 5.4.
Proof of Theorem 5.3.
After replacing by a finite extension, we may assume that every point in the support of , , is -rational.
We note that since , we have for all . Moreover, by Lemma 3.3, for all and , we have
(5.4) |
We let
By assumption, . By Remark 2.2, for any point , there is a point (depending on , , and and ) such that
(5.5) |
where the constant in the is independent of .
For , let , . Let and let
By (5.4), (5.5), the definitions of and , and Theorem 1.4, there exists a proper Zariski-closed subset of such that up to (and after multiplying by )
(5.6) |
for all . As there are only finitely many choices of , we may find such a that works for all choices of , (with ).
Next we note that since intersect properly, we have , and by Theorem 2.1, for any ,
for all . Let be a set of -integral points. By definition and elementary properties of heights, for any ,
where the possibly depends on (but not ).
Let . For , let be such that
Then
Therefore, if ,
Since , we conclude that for any , there exists a proper Zariski-closed subset of such that for all ,
Since is a set of -integral points, this is equivalent to
for all . Finally, we note that we may remove the in the inequality at the expense of excluding finitely many points of , finishing the proof. ∎
We now prove the corollary.
Proof of Corollary 5.4.
The local intersection multiplicity and the local Hilbert-Samuel multiplicity coincide (see [Ful89, Ex. 2.4.8, Ex. 7.1.10]):
Since is the sum of the local intersection multiplicities, and and intersect at more than one point, we must have
for all .
We give an example to show that both the hypothesis (5.3) of Theorem 5.3 and the intersection condition of Corollary 5.4 are necessary.
Example 5.5.
Let be the coordinate lines in , let be rational primes, and let , a set of places of . Then it follows from [Lev14, p. 707] that there exists a Zariski dense set of -integral points in such that
for all and all , . Note that in this case, if , then consists of a single point and .
5.2 On the Diophantine Equation
In this section, we provide an application of our result on greatest common divisors (Corollary 5.4) to study the exponential Diophantine equation , where is a polynomial with rational coefficients and and are positive integers with a nontrivial common factor. Such an equation was studied by Corvaja and Zannier [CZ00], who noted that the equation did not seem to fall into prior treatments of Diophantine equations outside of very special situations (e.g., is homogeneous (Thue-Mahler), or more generally is homogeneous with respect to suitable weights). Corvaja and Zannier proved the following result:
Theorem 5.6 (Corvaja-Zannier [CZ00]).
Let be a polynomial with rational coefficients, of degree in ; let be integers. Suppose that
-
1.
is constant,
-
2.
the polynomial has no repeated roots,
-
3.
and are not relatively prime.
If the equation
has an infinite sequence of solutions , such that , then there exist an integer and a polynomial such that has only one term; furthermore, and are multiplicatively dependent.
Using Corollary 5.4, we derive a result along the lines of Theorem 5.6. For purposes of comparison, we note that our result is weaker in some respects (condition 1’ below is much stronger than condition 1 in Theorem 5.6), but under our hypotheses we partially weaken condition 2 of Theorem 5.6. Possibly, condition 2 could also be weakened via the approach of Corvaja-Zannier in [CZ00]; our main purpose here is to illustrate how our general Diophantine approximation results may be used to shed new light on existing problems.
Theorem 5.7.
Let be a homogeneous polynomial of degree and let be integers. Suppose that
-
1’.
-
2’.
Neither nor are powers of a linear form in .
-
3’.
and are not relatively prime.
Let Then the set of points
is not Zariski dense in .
From the non-Zariski density statement one can derive a conclusion as in Theorem 5.6 (e.g., using the Lemma of [CZ00] and Siegel’s theorem on integral points on curves); we leave the details to the interested reader.
Proof.
Let be the hypersurface of defined by , . If , for some , then writing for some and , we have . Then after fixing and letting , it suffices to show that the set of points
is not Zariski dense in (the statement in the theorem follows after taking an appropriate projection).
Let be the divisors on defined by , , and , respectively. Then clearly , and are linearly equivalent ample effective Cartier divisors; let be any divisor in the same linear equivalence class. Since , and the hyperplanes defined by , , and are in general position on . Then by Remark 2.13, intersect properly on . The condition (2) implies that and both contain more than one point, while the conditions and imply that contains more than one point. Moreover, if is the set of places of given by
then is a set of -integral points in . By Corollary 5.4, there exists a proper Zariski-closed subset such that if and , then
(5.7) |
for all but finitely many .
Let . Let and let be a prime dividing . Then we compute
Divisor | ||
Then using (5.7) with , respectively, we find that for all ,
Taking , the inequalities imply that is bounded for . Since is ample, we conclude that is a finite set and is not Zariski dense in . ∎
5.3 Integral Points on the Complement of Three Numerically Parallel Curves Passing Through a Point
From the work of Corvaja-Zannier [CZ04b] and the second author [Lev09], it is known that the complement of any ample divisors in general position on a projective surface does not contain a Zariski dense set of integral points; the number here is sharp as and is Zariski dense in as long as . As remarked after Theorem 1.5, it is already an open problem to prove the degeneracy of integral points on the complement of three plane curves forming a normal crossings divisor of degree at least . In contrast to this, it is sometimes possible to handle certain degenerate (i.e., non-normal crossings) configurations of three plane curves. For instance, the problem of integral points on the complement of a conic and two (distinct) tangent lines is easily reduced to Siegel’s theorem for integral points on . A deeper result, depending ultimately on the Subspace Theorem, is the following theorem of Corvaja and Zannier [CZ06].
Theorem 5.8 (Corvaja-Zannier).
Let be distinct, effective, irreducible, numerically equivalent divisors on a nonsingular projective surface defined over a number field , such that
-
(a)
consists of a single point, at which the intersect transversally.
-
(b)
for some .
Let be a finite set of places of containing the archimedean places. Then no set of -integral points in is Zariski-dense in .
We prove a generalization of Theorem 5.8 where we greatly weaken the triple intersection condition, and we only require the three divisors to be numerically parallel rather than numerically equivalent (to be precise, we don’t recover the case of Theorem 5.8; however, in our formulation, which allows more than one point in , excluding this case is necessary by Example 5.11).
Theorem 5.9.
Let be a projective surface over a number field , and let be effective Cartier divisors on pairwise intersecting properly. Suppose that there exist positive integers such that are all numerically equivalent to an ample divisor , and that
Let
Furthermore, suppose that for every point and every permutation of the indices , we have
(5.8) |
In particular, and (5.8) holds if
(5.9) |
or
(5.10) |
for all and all (where denotes the local intersection multiplicity of and at , and the intersection multiplicity). Let be a finite set of places of containing all the archimedean places. Then there exists a proper Zariski-closed subset such that for any set of -integral points, the set is finite.
Proof.
After replacing by a finite extension, we can assume that every point in the support of , , is -rational.
We first show that there exists a proper Zariski-closed subset such that for any set of -integral points, we have
for all .
By definition and elementary properties of heights, for any ,
for all , where the possibly depends on (but not ).
Let . For , let be such that
For each , there exists a point (depending on ) such that
where the constant in the is independent of .
If , then
since is empty. When , we use the estimate
Let
It follows that, up to ,
Let . We have and by definition of , for any , and ,
Note also that
Let
By hypothesis, . Fixing , , and , for let
Then assuming , we compute
Multiplying (5.11) by , (5.12) by , and summing and using the above calculation, we obtain
Then there exists a proper Zariski-closed subset such that if , up to ,
Therefore, if ,
Equivalently, since is a set of -integral points and , for given , there exists a proper Zariski-closed subset such that for ,
(5.13) |
finishing the proof of the claim.
Let be some point in (which is nonempty by assumption). Let be the blowup at , with exceptional divisor . If is a set of -integral points in , then is a set of -integral points in . So it suffices to show that there exists a proper Zariski-closed subset of such that for any set of -integral points in , the set is finite. Define the effective Cartier divisors
Let be a set of -integral points in (and hence a set of -integral points). For and , we have
(5.14) | ||||
where the possibly depends on (but not ).
We now bound the left-hand side of the above equation. As in previous arguments, it suffices to bound a sum of the form
where for . We first note that it follows from (5.13) and functoriality that given , there exists a proper Zariski-closed subset such that
for all . For the same reasons, we may choose so that we also have
(5.15) |
for all . We can write (as closed subschemes)
where , , and . We have (for an appropriate )
for all , and so
for all .
Note that
This does not follow directly from Lemma 3.3 (since and may not intersect properly above , along the component ), but it follows from a slight modification to the proof of that lemma as and intersect properly in a neighborhood of the zero-dimensional closed subscheme .
Using Theorem 1.4, for any we find that for outside a proper Zariski-closed subset of (and up to )
Therefore, for some positive , for outside a proper Zariski-closed subset of we have
On the other hand, by (5.14) and (5.15) (taking sufficiently small), for outside a proper Zariski-closed subset of ,
Finally, since is big, combining the above inequalities with an application of Northcott’s theorem (for big divisors) gives that there exists a proper Zariski-closed subset of such that is finite. ∎
We now give two examples addressing the sharpness of conditions (5.9) and (5.10). Both examples are based on the following construction:
Example 5.10.
Let be a number field and let be a finite set of places of containing the archimedean places with . Let be a linear pencil of curves in a projective surface such that the general member of is isomorphic to , and the pencil has exactly two base points , which, after possibly enlarging , we may assume are -rational (our construction would also work if there is a single base point). Let be distinct elements. Then we claim that the conclusion of Theorem 5.9 does not hold, i.e., there does not exist a proper Zariski-closed subset such that for any set of -integral points, the set is finite. Let be a general member. We claim that contains an infinite set of -integral points. Indeed, any two elements of intersect only at the points and , and therefore . Since , we have , and will contain an infinite set of -integral points (we use here, so that is infinite). Since the union of such elements is Zariski dense in , the conclusion of Theorem 5.9 does not hold. 111We do not assert that there exists a Zariski dense set of -integral points; in fact, the pencil yields a morphism and Siegel’s theorem shows that there is no Zariski dense set of -integral points in .
We first give an example showing that the factor in the intersection condition (1.4) (or (5.10)) cannot be replaced by anything larger than .
Example 5.11.
Somewhat surprisingly, the next example shows that the beta constant condition in Theorem 5.9 is sharp, in the sense that the condition
cannot be replaced by the inequality
Example 5.12.
Let and be two distinct irreducible curves of type on , defined over a number field , intersecting in two distinct -rational points and . Let be the pencil of curves containing and , and let be another irreducible element of the pencil.
5.4 Families of Unit Equations
The unit equation theorem, proved by Siegel (when is the set of archimedean places) and Mahler, is a fundamental and ubiquitous result in number theory:
Theorem 5.13 (Siegel-Mahler).
Let be a number field and let be a finite set of places of containing the archimedean places. Let be the ring of -integers of and let be the group of -units of . Let . The -unit equation
has only finitely many solutions.
From another viewpoint, the theorem is equivalent to Siegel’s theorem on integral points on the affine curve . In this section, we study the one-parameter family of unit equations
where are polynomials over a number field . This equation was treated in the case by Corvaja and Zannier [CZ06, CZ10], and in the case by the second author [Lev06]. Applying the results of the previous section to certain surfaces, we handle a wide range of new values of the triple .
Theorem 5.14.
Let be nonconstant polynomials without a common zero of degrees , respectively. Let be such that and suppose that
(5.16) |
In particular, (5.16) holds when
Then the set of solutions of the equation
(5.17) |
is contained in a finite number of rational curves in .
We note that if in Theorem 5.14, then by [Lev06, Lemma 5], one may drop the integrality condition on in (5.17) (i.e., consider solutions with ).
Proof.
We first remark that the statement of the theorem is independent of the ordering of ; this follows from noting, for example, that if is a solution to , then is a solution to , and this relation corresponds to a birational automorphism of . Thus, after permuting the , we may assume that , , , and
In place of (5.17), we will actually study the slightly modified equation
(5.18) |
Since is finitely generated, we can find a number field and a finite set of places of such that every element of has a -th root in . Then (5.17) reduces to studying the equation (5.18) (with replaced by ).
We let be the homogeneous polynomial , , and let be the hypersurface in defined by the equation
Since the polynomials do not have a common zero, it follows easily that is irreducible in (and is a projective surface).
Let be the hyperplane of defined by , , and let be the divisor on defined by , . Since is a hypersurface in and , , are in general position on (as ), by Remark 2.13, and intersect properly on if . Letting , we have , and by construction . We also set .
We note that is a nonsingular point of , with maximal ideal in the local ring at . Then if , from the equation for we find . It follows that
Note also that . Then by Lemma 3.11,
Then it is not hard to show that the condition (5.8) of Theorem 5.9 is satisfied if
which is equivalent to (5.16). Now we let
Then is easily seen to be a set of -integral points on . Now under the assumption (5.16), we can apply Theorem 5.9 with the divisors on and conclude that lies in a finite union of curves on . Finally, we note that since the divisors , are ample on , Siegel’s theorem on integral points on curves implies that if is a curve in and is infinite, then is a rational curve, and thus we may take a finite union of rational curves in the conclusion of the theorem. ∎
Acknowledgment
We would like to thank Yizhen Zhao for helpful discussions.
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Keping Huang, Institute for Advanced Studies in Mathematics, Harbin Institute of Technology, Haribin, China 150001
E-mail address: [email protected]
Aaron Levin, Department of Mathematics, Michigan State University, East Lansing, USA 48824
E-mail address: [email protected]
Zheng Xiao, Beijing International Center for Mathematical Research, Peking University,
Beijing, China 100871
E-mail address: [email protected]