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A Hamiltonian Approach for Obtaining Irreducible Projective Representations and the Perturbation for Anti-unitary Symmetry Groups
Abstract
As is known, the irreducible projective representations (Reps) of anti-unitary groups contain three different situations, namely, the real, the complex and quaternion types with torsion number 1,2,4 respectively. This subtlety increases the complexity in obtaining irreducible projective Reps of anti-unitary groups. In the present work, a physical approach is introduced to derive the condition of irreducibility for projective Reps of anti-unitary groups. Then a practical procedure is provided to reduce an arbitrary projective Rep into direct sum of irreducible ones. The central idea is to construct a hermitian Hamiltonian matrix which commutes with the representation of every group element , such that each of its eigenspaces forms an irreducible representation space of the group . Thus the Rep is completely reduced in the eigenspaces of the Hamiltonian. This approach is applied in the effective theory at the high symmetry points (HSPs) of the Brillouin zone for quasi-particle excitations in magnetic materials. After giving the criterion to judge the power of single-particle dispersion around a HSP, we then provide a systematic procedure to construct the effective model.
I introduction
Irreducible projective representations (IPReps) of groups, including the irreducible linear Reps as the trivial class of IPReps, play important roles in physicsSchur [01 Jan. 1904], Pollmann et al. [2010], Chen et al. [2011a, b, 2013], Slager et al. [2013], Barkeshli et al. [2019]. In condensed matter physics, IPReps for discrete groups are widely used in obtaining selection rules or analyzing spectrum degeneracyHamermesh [1989]. For instance, in the band theory of itinerant electrons hopping in a crystal, the symmetry group is a space group whence the degeneracy of the energy spectrum at a momentum point is determined by the dimensions of IPReps of the little co-groupChen et al. [1985].
Owing to the importance of IPReps, it is urgent to judge if a Rep is reducible or not. For a finite unitary group , a (projective) Rep is irreducible if it satisfies the following condition, where is the character of the element . When is reducible, then , where is the multiplicity of the irreducible Rep contained in . In this case, we need to transform it into a direct sum of irreducible Reps. The eigenfunction methodChen et al. [1985] is an efficient way of performing this reduction.
On the other hand, anti-unitary groups attract more and more interests. The well known Kramers degeneracy is a consequence of time-reversal symmetry for fermions with half-odd-integer spin. Time reversal also protects the helical gapless edge modes in topological insulatorsHasan and Kane [2010], Qi and Zhang [2011] or topological superconductorsRead and Green [2000], Qi et al. [2009]. Especially, a large amount of materials in nature exhibit magnetic long-range order, the symmetries for some of these materials are described by anti-unitary groups called the magnetic space groupsChristopher Bradley [2010], where the anti-unitary operations are generally combination of time reversal operation and certain unitary space-group element. The irreducible Reps (also called co-Reps) of the magnetic space groups are helpful to understand the properties of these materials. Especially, the low-energy physics of the quasi-particles at high symmetry points (HSPs) of the Brillouin zone (BZ) are characterized by the irreducible projective Reps of the little co-groups.
For anti-unitary groups, there are three types of irreducible Reps which are characterized by the torsion number. Supposing that is an irreducible Rep of an anti-unitary group , and is the halving unitary subgroup with ( is anti-unitary). Then the torsion number is given by where is the character of . If , the irreducible Rep belongs to the real type; if , then belongs to the complex type; if then belongs to the quaternion typeShaw and Lever [1974]. This subtlety of anti-unitary groups increases the complexity in reducing an arbitrary projective Rep into the direct sum of irreducible ones, especially if some IPReps appea multipole times in the reucible Rep.
In the present paper, from a physical approach we derive the criterion to judge the irreducibilityKim [1984] of a projective Rep for a finite anti-unitary group ,
or equivalently
(1) |
where is the factor system of the projective Rep. In this approach, we consider Hermitian Hamiltonians in terms of single-particle bilinear operators which are commuting with all of the symmetry operations in . If the only existing Hamiltonian is proportional to the identity matrix, then the Rep is irreducible. Otherwise, if there exist other linearly independent Hamiltonian, then is reducible and the energies of the Hamiltonian can be used to distinguished each of the irreducible subspace. This provides an efficient method to reduce an arbitrary reducible Rep into a direct sum of irreducible ones. The advantage of the method is that no information of the irreducible Reps of the groups need to be known beforehand. We further generalize this approach to judge the power of the quasi-particle dispersions in magnetic semimetals, and then to obtain the effective models Bardeen [1938], F. [1940] at the HSPs in the BZ.
The rest of the paper is organized as follows. In section II, we worm up by reviewing the IPReps of unitary groups, and then derive the formula (1) for anti-unitary groups and interpret it in a physical Hamiltonian approach. In section III, applying the Hamiltonian approach we provide the procedure to reduce an arbitrary Rep of finite groups (either unitary or anti-unitary) into a direct sum of IPReps. In section IV, we provide the criterion to judge if the degeneracy protected by IPReps of anti-unitary groups can be lift by certain perturbations or not, and then give the method to construct effective Hamiltonian for magnetic materials. Section V is devoted to the conclusions and discussions.
Since any Rep of a finite group (no matter unitary or anti-unitary) can be transformed into a unitary one, in the present work we only discuss unitary Reps.
II A Hamiltonian approach: Condition for irreducible projective Reps
II.1 Unitary Groups
Since the character of the identity Rep is for any , the following quantity
stands for the multiplicity of the identity Rep appearing in the reduced Rep of the direct product , where is the complex conjugate of . Then the condition of irreducibility of can be interpreted as the following: the direct product contains only one identity Rep, namely .
The expression has a physical interpretation. Suppose the identical particle has internal components , which carries an Rep of the symmetry group . This means that or equivalently
The hermitian conjugation gives The energy spectrum is described by the single-particle Hamiltonian
(2) |
where is an matrix. The symmetry group means that the Hamiltonian is invariant under all the symmetry operations in the group . In other words, for any , we have which is equivalent to
(3) |
Schur’s lemma indicates that when is irreducible, then must be proportional to the identity matrix . If there exist another linearly independent matrix satisfying (3), then it must have at least two eigenvalues. The eigenspace of each eigenvalue is closed under action of and hence form a Rep space of . This means that the Rep is reducible. Therefore, if is the only one linearly independent matrix satisfying (3), then the -fold degenerate energy level of cannot be lift and consequently is irreducible.
The equation (3) can be expanded in the following form
for all . If we reshape the matrix into an -component column vector (if the matrix is reshaped into the -component vector column by column, then it should be transposed into before the reshaping), then this vector is the eigenvector of with eigenvalue 1 for all , it carries the identity Rep of . In other words, the vector is the CG coefficient Sakata [1974], Dirl [1979] that combines the bases of and to a irreducible basis that belongs to the identity Rep . If is irreducible, then the CG coefficient is unique.
Above discussion is valid no matter the Rep is linear or projective.
II.2 Anti-unitary groups
In the following we generalize above approach to anti-unitary groups. Consider an anti-unitary group with , where is the halving unitary subgroup and is an anti-unitary element of the lowest order.
If is of type-IYang and Liu [2017], namely, , then is either a direct product group or a semi-direct product , where . If (here is the time-reversal operation which commutes with all the other elements), then we choose ; otherwise, , where is a unitary operation satisfying .
On the other hand, if is of type-II, then with , hence cannot be written in forms of direct product or semi-direct product of a unitary group with . Obviously, the order of is at least 4 and is a unitary element in , .
We consider an -dimensional unitary projective Rep of . Any element is represented as , which satisfies the relations and
where , if is anti-unitary and , otherwise. The factor system satisfies the cocycle equation
Now we derive the condition for the irreducibility of .
II.2.1 General Discussion
Since unitary group elements are easier to handle, we expect that the irreducibility can be judged from the restrict Rep of the subgroup . Noticing that is possibly reducible even if is irreducible, we have
Actually is the projector onto the subspace of identity Reps contained in the direct product Rep . The eigenvalues of are either 1 (which occurs at least once) or 0, hence .
We need to find a way to include the restrictions from the anti-unitary group elements. Adopting the physical argument as discussed in Sec. II.1, we consider a -component particle which carries the (co-)Rep of ,
The Hamiltonian takes the same form of (2), which is invariant under the action of all the group elements, , namely,
(4) | |||
(5) |
Similar to the discussion for unitary groups, the matrix can be considered the CG coefficient that combines the product Rep (a linear Rep) into the identity Rep. Since the identity matrix obviously satisfies the above two equations, the product Rep contains at least one identity Rep. We expect that the identity matrix is the unique linearly independent matrix satisfying (4) and (5) if the Rep is irreducible.
However, above statement is too strong for anti-unitary groups. We need one more constraint for . Notice that if a matrix commutes with an irreducible (projective) Rep of an anti-unitary group, then this matrix may have two eigenvalues which are mutually complex conjugate to each other Yang and Liu [2017]. To generalize the Schur’s lemma to anti-unitary groups, the matrix needs to be Hermitian. Namely, if an Hermitian matrix commutes with the irreducible projective Reps of all the group elements of an anti-unitary group, then this matrix must be proportional to the identity matrix.
Hence, in addition to (4) and (5), we should further require that
(6) |
If a non-hermitian matrix satisfies (4) and (5), then obviously its hermitian conjugate also does. Therefore, the linear combination is the required hermitian matrix 111 The linear combinations still satisfy the relations (4) and (5). Now , meaning that is Hermitian and is anti-Hermitian. So violates (6). On the other hand, if we transform into an hermitian matrix , then , namely, the hermitian matrix forms an eigenstate of with eigenvalue , which violates (5)..
Therefore, when making using of the characters of the unitary subgroup to judge the irreducibility of , we need a projection operator to project onto the subspace formed by hermitian and symmetric matrices. is equivalent to project onto the eigenvectors of with eigenvalue 1 with the condition that the matrix form of these eigenvectors are hermitian.
Therefore, considering (4), (5) and (6), the irreducibility requires that
(7) |
namely, when projecting onto the hermitian and symmetric subspace, the identity Rep only appears once in the direct product Rep .
Eq. (7) is a general expression of the criterion that a Rep of anti-unitary groups should meet if it is irreducible. However, the construction of the projection operator is not straightforward. In the following we first consider a relatively simple case, the type-I anti-unitary groups, and then generalize the conclusion to arbitrary anti-unitary groups.
II.2.2 type-I anti-unitary groups
For type-I anti-unitary groups with , situations are much simpler. For a unitary Rep, we have . On the other hand, indicates
where is an invariant of the projective Rep of type-I anti-unitary groups.
Under the hermitian condition (6), the transpose of (5) yields , namely
Defining then we have
(8) |
This means that is either symmetric (if ) or anti-symmetric (if ). This symmetry condition is a direct consequence of the anti-unitary symmetry condition (5) and hermiticity condition (6). In the following, we will say to be -symmetric if it satisfies (8).
Since , we rewrite the Hamiltonian as
then the basis undergoes a unitary transformation . Under the action of , vary as . For convenience, we define the following Rep for ,
(9) |
which is equivalent to with . Accordingly, vary as . Hence, the condition requires that
(10) |
which is the deformation of (4). Similarly, (5) is transformed into
(11) |
As before, can be considered as the CG coefficient that couples the direct product Rep (a linear Rep) to the identity Rep, namely
(12) | |||||
with . If the CG coefficient matrix satisfies the -symmetry condition (8), then we only need to consider the unitary elements .
Obviously, (i.e. ) satisfies the relations (8) and (10). The irreducibility of indicates that there is a unique linearly independent solution. In other words, when projected onto the -symmetric subspace by the projection operator , the product Rep only contains a single identity Rep,
(13) |
To obtain the matrix form of , we devide into two parts,
Noticing that the second summation on the righthand side vanishes owing to , so we have
(14) |
where we have used the notation .
Introducing the unit twist matrix
with for an arbitrary matrix , then the projection operator can be expressed as
where is the identity matrix and . Hence in (14) can be written as
Although does not form a Rep of , the common eigenvector of with eigenvalue 1 does carries the identity Rep of (see Theorem 1 for the special case in which ). Defining , above statement indicates that if satisfies
(15) |
then it simultaneously satisfies the relations (8) and (10). Furthermore, by choosing proper bases in the supporting space of , the -symmetry condition (11) and finally the hemiticity condition (6) can be ensured (see Appendix A for details). Thus the criterion (13) for the irreducibility is valid.
From the matrix form in (14), the criterion (13) can be expressed in terms of the characters of the unitary elements , namely
where has been used. Furthermore, by denoting , we have
Above can be further simplified using the cocycle relation , which yields . Noticing that , therefore we have
Finally, we reach the simplified irreducible condition
(16) |
Above expression is independent on the gauge choice of the projective Rep. The factor system can be avoided by the replacement .
In the following we show that above condition of irreducibility also works for type-II anti-unitary groups.
II.2.3 type-II anti-unitary groups
For type-II anti-unitary groups, we denote . Similar to previous discussion, if we define , then (10) and (11) are the conditions should satisfy. Furthermore, recalling is hermitian, we have
(17) |
The self-consistency condition requires that with , or equivalently
This requirement is guaranteed if (10) is satisfied.
Therefore, the symmetry condition (5) and the hermiticity condition (6) combine to a single restriction (II.2.3), i.e. . Now we define a generalized twist operator which transforms into ,
(18) |
It holds that . Thus defines a generalized ‘transpose’ of given that is satisfied.
When projected to the eigenspace of with eigenvalue 1, the operator has eigenvalues . Therefore the projector onto the generalized -symmetric subspace is given by
where is a projection onto the eigenspace of with eigenvalue 1. Defining the projector onto the subspace of identity Reps as , then it is obvious that . Hence the irreducibility condition (13) can be written as
(19) |
After some calculations, above criterion of irreducibility can be simplified to the same form as (16) (see Appendix B).
From the definition of torsion number of irreducible Reps and the equation (16), one can easily verify the following relation for any anti-unitary group ,
which provides another way to obtain the torsion number.
III Hamiltonian approach for the Reduction of Projective Reps
The criterion of judging the irreducibility actually provides a practical procedure to reduce reducible projective Reps of finite groups. In the following, we discuss unitary groups and anti-unitary groups separately.
III.1 Reduction of Reps for Unitary groups
For a general hermitian Hamiltonian matrix satisfying (3), each of its eigenspace is an irreducible subspace of the unitary group . Namely, the eigenvalues of can be used to label the irreducible projective Reps of . In order to simultaneously block diagonalize the restrict Rep of and its subgroups, we can make use of the class operators of and those of its subgroupsChen et al. [1985] to lift the degeneracy of .
Therefore, the central step is to construct the hermitian Hamiltonian matrix . Here we summarize the reduction procedure in the following three steps:
(1) Obtain the subspace which carries the identity Reps of , namely, find all the bases such that for any group element ,
(2) Chose an arbitrary basis , where are arbitrary real numbers, reshape into a matrix , namely
and then construct an hermitian matrix ;
(3) Diagonalize the class operators of , and the class operators of its subgroup chain , and the matrix simultaneously,
then the eigenvectors are the irreducible bases. The eigenspace of ‘energy’ is an irreducible Rep space, thus we can use the energy to label the multiplicity if the IPRep occurs more than once. The class operators are defined as the followingChen et al. [1985], Yang and Liu [2017]
(20) |
and is a linear combination of with where are arbitrary real numbers. The operators are defined in a similar way, which are used to lift the degeneracy of the eigenvalues and to reduce the restricted Reps of the subgroups on the chain .
In the first step, the eigenvectors of with eigenvalue 1 are required. When the dimension of is large, it seems that one need to solve the eigenstates of matrices with dimension . Actually, this complexity can be avoided in two ways.
One way is to obtain the eigenvectors of from the eigenstates of and . Since the eigenvalues of are the product of the eigenvalues of and , the eigenvectors of the product matrix with eigenvalue 1 is the direct product of the eigenstates of and whose eigenvalues are mutually complex conjugate. For all the elements we can construct the eigenspace of with eigenvalue 1 in the same way, then any state in the intersection of such eigenspaces satisfies the condition (1).
The other way is to construct the matrix directly,
where is an arbitrary square matrix222 If we regard as a vector, then the above equation can be written as , where is the projection operator projecting onto the subspace of identity Reps contained in the direct product Rep .. Obviously above satisfies the commutation relation , which is equivalent to the eigen problem with the vector reshaped from . Therefore, thus constructed matrix satisfies the conditions in step (1) and step (2). Practically this method is more straightforward.
III.2 Reduction of Reps for anti-unitary groups
The same idea can be generalized to reduce general Reps of anti-unitary groups . For a general matrix satisfying (4), (5) and (6), each of its eigenspaces is an irreducible projective Rep space of . To lift the degeneracy of the eigenvalues of , we can make use of the class operators of and those of its subgroups.
The central step is to construct the hermitian Hamiltonian matrix satisfying the restrictions (4), (5) and (6). We summarize the reduction procedure as the following:
(1) Following the method in section III.1, obtain a matrix which is commuting with , and then construct a hermitian matrix ;
(2) Construct a matrix from
It is easily verified that because , , and that . Furthermore, noticing that and that , it can be shown that commutes with for all ;
(3) Simultaneously diagonalize the class operators of [see (20) for definition], the class operators of the subgroup chain , and the Hamiltonian matrix ,
then the eigenvectors are the irreducible bases, where the bases with the same ‘energy’ belong to the same irreducible Rep-space .
If IPReps with torsion number are contained in after the reduction, then the restricted Rep of in each of the IPRep is a direct sum of two identical copies of irreducible Reps of . However, both and can only provide a single eigenvalue in the IRRep of . Therefore the quantum number in step (3) are doubly degenerate. In this case, we can use the hermitian matrix to distinguish the two identical irreducible Reps of . It is obvious that commutes with and , so we can add it to the commuting operators in step (3),
then all the degeneracies are lifted.
Notice that we have used the class operators of to define the class operator for simplicity. The eigenvalues are not necessarily real (it is not real if ). In this case the eigenspaces of and belong to the same IPRep of . One can also adopt the class operators of the total group , to construct Yang and Liu [2017], where is the class operator of in the restricted Rep and are real numbers. Then the eigenvalues of are always real numbers, but in this case the operators should include the class operators of and those of its subgroups.
IV Application of the Hamiltonian approach in perturbation theory
The Hamiltonian approach can be generalized to obtain the response of the system to symmetry breaking probe fields if the low-energy physics is dominated by particle-like excitations, such as the electron-like quasiparticles in metals, Bogoliubov quasi-particles in superconductors or the magnon excitations in the spin sector. We restrict our discussion to irreducible projective Reps of anti-unitary groups.
IV.1 perturbation around high symmetry points
In this section, we discuss the nodal-point and nodal-line structures in magnetic materials whose symmetry group are either type-III or type-IV Shubnikov magnetic space groups. The symmetry operations which keep a momentum invariant (up to a reciprocal lattice vector) form a magnetic point group which is called the little co-group. The degeneracy of the energy bands at is determined by the irreducible (projective) Reps of the little co-group. The dispersion around can be obtained using the perturbation theory.
Suppose that the little co-group has a -dimensional irreducible (projective) Rep, which is carried by the quasi-particle bases , with
(21) | |||||
(22) |
for . The degeneracy is generally lifted at the vicinity of . When is small enough, it is expected that and vary in the way similar to (21) and (22) under the group action,
(23) | |||||
(24) |
Suppose the Hamiltonian at is given by
(25) |
where is an Hermitian matrix . When summing over all the momentum variation, the total Hamiltonian should preserve the symmetry, ,
(26) |
for all . Substituting the equations (25), (23) and (24) into (26), we obtain,
(27) |
which is the most general symmetry requirement.
If the leading order of is linear in , namely, , then the dispersion around this high-degeneracy point froms a cone. For fermionic systems, a conic dispersion is called a Dirac coneYoung et al. [2012], Tang et al. [2016], Hua et al. [2018a], Armitage et al. [2018], Hua et al. [2018b], Watanabe et al. [2018], Cano et al. [2019], Xu et al. [2020], Elcoro et al. [2020], Bouhon et al. [2020] if and if ( is the spacial inversion operation) is an element of such that the energy bands are doubly degenerate away from . On the other hand, if the degeneracy remains unchanged along a special line crossing the point , then this line is called a nodal lineBurkov et al. [2011], Burkov and Balents [2011], Xu et al. [2011], Chen et al. [2015], Fang et al. [2015], Weng et al. [2015], Bzdušek et al. [2016], Geilhufe et al. [2019], Guo et al. , Cui et al. , Yang et al. [2021].
Following the idea of the previous sections, here we provide a criteria to judge whether the dispersion around the point is linear or of higher order, and whether the degeneracy is stable in a high symmetry line.
IV.1.1 Nodal points with linear dispersion
Firstly, we consider linear dispersion around , namely,
(28) |
Here is a dual vector under the point group operations in , namely,
(29) |
where is the dual Rep of the vector Rep of the unitary subgroup with . The vector Rep is real, so is equivalent to [in orthonormal bases, is identical to , but we do not require the bases in the reciprocal space to be orthonormal].
From (27)(29), it can be shown (see Appendix C) that carries the dual vector Rep of , namely,
(30) |
In the following we first assume that the vector Rep is irreducible. The case is reducible will be mentioned later.
According to the action of on , we first discuss a special case where acts trivially on , then go to the general cases.
The special case
Firstly we consider the case that acts trivially on ,
(31) |
From (27), (28) and above equation, we have,
(32) |
The requirements (30) and (32) are similar to (4) and (5), respectively. If there exists three Hermitian matrices satisfying these requirements, then the dispersion around forms a cone. From the discussion in II.2, we can judge the existence of by checking if the projected space (or equivalently the projected space ) contains the dual vector Rep of .
When the vector Rep of is irreducible, then the existence of linear dispersion can be checked by calculating the following quantity,
(33) |
where has been used. If is a nonzero integer, then the dispersion is linear along all directions.
The existence of under the conditions (30) and (32) can also be checked straightforwardly by reducing the product Rep into direct sum of IPReps using the method introduced in section III.2. If the resultant IPReps contain the dual vector Rep(s) whose bases are hermitian when reshaped into matrix forms, then the leading order dispersion around is linear. Therefore, we need a projection operator to project the bases carrying the dual vector Reps onto the hermitian subspace (i.e. the union of real symmetric subspace and the imaginary anti-symmetric subspace). Performing the projection and reshaping the remaining bases into hermitian matrices, then we obtain the explicit form of ,
where is the mutiplicity of the dual vector Rep(s) contained in the product Rep, are arbitrary real numbers, and are the bases of the th dual vector Rep. Substituting into (28) and (25) we obtain the effective model.
In next section, we will introduce an alternative method to obtain the hermitian matrices without using the projection operator .
The general case
Generally, acts on in the following way,
where is a real matrix, and can be considered as part of the dual vector Rep of the anti-unitary group . Accordingly, should vary in the following way in anology to (32),
(34) |
Similar to the discussion in Sec.II.2.2, we introduce a bases transformation , then
where is defined in (9). We further define
(35) |
then (30) and (34) deform into
(36) | |||||
(37) |
respectively.
Considering the set of matrices as a single column vector with
(38) |
then carries the identity Rep of ,
(39) |
where
Here the relation has been used. Later we will alternately use the notation and .
Taking transpose of (35), we have
(40) | |||||
where we have used the transpose of (34) namely and the hermitian condition . Namely, the symmetry condition in (40) is a consequence of the requirements that should be hermitian and -symmetric.
Taking the transpose of twice, we obtain . Therefore, the self-consistency requires that , which is ensured by (36).
Noticing , we can define the generalized twist operator which transforms to ,
where is defined in (18). Thus defines a generalized ‘transpose’ of , and the self-consistency condition is . In the eigenspace of with eigenvalue 1, the operator has eigenvalues . If we call a vector satisfying
(41) |
to be -symmetric, then the projector onto the -symmetric subspace is
where is the projector onto the eigenspace of with eigenvalue 1.
Denoting as the projector onto the subspace of identity Reps
then obviously . The condition for the linear dispersion is that the -symmetric subspace contains the identity Rep of , namely
Defining the matrices
with the matrix entries
then the condition of linear dispersion reduces to . From the above expression of , after some calculations (see Appendix B) we obtain
(42) |
Specially, if , then , above formula reduces to the equation (33); if , then , above formula can be simplified as
When the vector Rep of is reducible, then the dispersions may be different along different directions. In this case, we need to reduce the vector Rep and check the resultant irreducible Reps one by one. For instance, if , then the vector Rep is reduced to , where vary in the rule of the Rep and vary in the rule of . In this case, we need to replace in (33) or (42) by and . If is nonzero, then the dispersion along is linear, otherwise the dispersion is quadratic or of higher order. Similarly, if , then the dispersion along is linear.
IV.1.2 Procedure of obtaining the matrices
As , above procedure provides another way to obtain the matrices besides the method of reducing the product Rep into direct sum of IPReps. We only consider the case where the 3-dimensional vector Rep is irreducible. The procedure is easily generalized to the cases in which is reducible.
Firstly, obtain the eigenspace of with eigenvalue 1. Supposing the dimension of this eigenspace is , choose a set of orthonormal bases .
Secondly, tune the bases in above subspace such that is represented as . To this end, calculate the Rep of
and construct the new bases
Then each of these new bases carries the identity Reps of the total group (see Appendix D for details).
Thirdly, from (38), we can decouple each eigenvector as
where stand for the bases (not necessarily orthogonal) of the vector Rep respectively, and is the Schmidt partner of . It can be shown that (see Appendix D), satisfies the relations (36) and (37), and that is a hermitian matrices for any and .
The general form of the vector is a linear combination of the bases ,
(43) | |||||
where are non-universal real constants. From (43) and the relation , we obtain the matrices ,
IV.1.3 Higher Order Dispersions and Nodal Lines
The discussion of linear dispersion can be straightforwardly generalized to higher order dispersions. Suppose that a set of order- homogeneous polynomials
carry a linear Rep of the group , the existence of the dispersion
can be judged using the formula (42) with the vector Rep replaced by the linear Rep (see Appendix C for an example). The method of obtaining the corresponding matrices is also similar.
If the vector Rep of is reducible, it is possible that the degeneracy is lifted along some directions (such as the directions) but are preserved along certain direction (such as the direction) to form a nodal line. The little co-group on the line is generally smaller than the one on the conner of the BZ. If the IPRep of the little co-group at the conner of the BZ is still irreducible along a certain line, then this line is a nodal line. Therefore, the existence of the nodal line can be judge from the formula (1) Yang et al. [2021]. The same method can be applied to judge the stability of the degeneracy under external perturbations (see section IV.2).
IV.2 Response to External Probe Fields
The IPRep of anti-unitary symmetry group results in energy degeneracy in single-particle spectrum. Here we discuss the possible lifting of the degeneracy under external probe fields, such as and , stain, or temperature gradience, etc. We assume that the probe fields carry irreducible linear Reps of the group . For instance, electric fields or magnetic fields carry vector Reps of the unitary subgroup , but they vary differently under the anti-unitary element since is invariant under time reversal while reverse its sign under time reversal.
There are two possible consequences under external probes. The first possible result is that the degeneracy guaranteed by the IPRep is preserved. The other possibility is that the degeneracy is lifted in linear or higher order terms of the probe fields.
To judge if the probe fields can lift the degeneracy or not (summing over all orders of perturbation), we need to know the remaining symmetry group with the presence of the perturbation, and then judge if the restrict Rep is reducible or not. Suppose the probe field reduces the symmetry group from to where is anti-unitary. If the irreducible Rep of remains irreducible for , namely if
holds for the group , then the degeneracy is robust against this perturbation.
If the left hand side of above equation is not equal to 1, then the restricted Rep is reducible and the degeneracy can be lifted at certain order. In the following we only discuss the linear splitting by external fields, such as and . The linear response is given by the perturbed Hamiltonian in form of
(44) |
where are CG matrices similar to the matrices discussed before. The existence of linear coupling terms (or ) can be checked using the criterion (42) with the transformation matrix of (or ) under the action of .
V Conclusions and Discussions
In summary, from a physical approach, we derived the condition (1) for the irreducible projective representations of anti-unitary groups. This approach provides a practical method to reduce an arbitrary projective Rep into a direct sum of irreducible ones, which is applicable for either unitary or anti-unitary groups.
As a physical application of this approach, for single particle systems with magnetic space group symmetry, we provide the method to construct the perturbation theory at the high symmetry point of the Brillouin zone. We provide the criterion (42) to judge if the dispersion is linear or of higher order, and then provide the method to obtain the corresponding Hamiltonian up to a few non-universal constants.
In the present work, we assume that the quasiparticles vary under linear representations of the magnetic space groups. However, in strongly interacting systems, projective representations of the magnetic space groups can emerge in the fractionalized low-energy quasiparticle excitations for systems with intrinsic topological order. We leave the discussion of this situation for future study.
Acknowledgements We thank L. J. Zou and Y. X. Zhao for helpful discussions. Z.Y.Y and Z.X.L. are supported by the Ministry of Science and Technology of China (Grant No. 2016YFA0300504), the NSF of China (Grants No.11574392 and No. 11974421), and the Fundamental Research Funds for the Central Universities and the Research Funds of Renmin University of China (Grant No. 19XNLG11). J. Yang and C. Fang are supported by Ministry of Science and Technology of China under grant number 2016YFA0302400, National Science Foundation of China under grant number 11674370 and Chinese Academy of Sciences under grant number XXH13506-202 and XDB33000000.
Appendix A Hermiticity of and validity of (13) for general anti-unitary groups
In this appendix, we firstly prove a lemma, then introduce a theorem. Type-I and type-II anti-unitary groups are treated on equal footing.
Lemma 1.
If the unitary representation of an anti-unitary element satisfies the condition , then there exist a unitary matrix such that .
Proof.
Since , letting , we have . Consequently, one can easily verify that
Corollary 1.
In a linear Rep of anti-unitary group , one can chose bases in the eigenspace of with eigenvalue 1 such that is represented as in this subspace.
Proof.
Suppose is a -dimensional linear Rep of , are the orthonormal bases of the eigenspace of with eigenvalue 1, namely.
Since , and accordingly , we have
namely, the eigenspace of is closed under the action of . In the eigenspace of with eigen value 1, the Rep of takes the form
with and . From lemma 1, the Rep of can be transformed into in the new bases,
with
Now it is ready to introduce the theorem.
Theorem 1.
If is a common eigenvector of with eigenvalue 1, namely, for all , with and , then has the following properties:
1) it carries the identity Rep of ;
2) it is -symmetric;
3) if the basis satisfies (i.e. if carries the identity Rep of ), then is an hermitian matrix where has been reshaped into a matrix.
Proof.
Firstly, since is a linear Rep of , we define the following projection operator
which projects from the product space onto the identity Rep space. Accordingly, we have
Supposing is a common eigenvector of with eigenvalue 1, then we have
(45) |
Therefore,
namely, is the CG coefficient coupling the direct product Rep to the identity Rep.
On the other hand, from and , we have
Therefore . By definition, , so we have
Namely, is -symmetric. Especially, for type-I anti-unitary groups, , the -symmetry reduces to .
Thus we have verified that the eigenvector of indeed has the properties 1) and 2).
Now we illustrate that the relation can be satisfied.
Firstly we shows that preserves the eigenspace of . Noticing that , and that is a linear Rep of , so . Therefore, if is an eigenvector of with , then
Namely, is still an eigenvector of .
Then we show that also preserves the eigenspace of . From the definition of the unit twist operator , it is easily to verify that
and
for arbitrary matrix . Similarly, for a direct product matrix , the twist operator acts as
which gives
Since , we have
(46) |
where we have used . Therefore, if is -symmetric, , if , then , which means that is still -symmetric.
Therefore, the eigenspace of with eigenvalue 1 is preserved under the action of . Namely, this eigspace form a linear Rep of the anti-unitary group . Noticing that is represented as an identity matrix in this eigenspace, from lemma 1, we can ‘diagonalize’ as in this subspace. Namely, we can choose proper bases such that , or equivalently (11), holds.
From the transpose of (11), we have , where the symmetry equation has been used. Substituting into above equation and noticing , we finally obtain the hermitian condition . Thus the property 3) has been verified.
Noticing that the eigenspace of is either -symmetric or -symmetric, so is also a projection operator
therefore its eigenvalues are either 1 or 0. If is irreducible, then has only one nonzero eigenvalue. The trace of this projection operator yields the irreduciblity condition (13).
Appendix B Derivation of (16) for Type-II anti-unitary groups
Following the same discussion of type-I anti-unitary groups, for type-II anti-unitary groups we obtain the matrix form , namely
(47) |
From theorem 1 in appendix A, we can start with the equation (19), which can be expressed in terms of characters as
(48) |
Remembering that , the second term in (48) can be transformed into
(49) |
Finally, noticing and , (48) reduces to (16), namely,
(50) |
Appendix C theory: Derivation of (30), (32), (34) and Discussion for General Dispersions
We starts with the equation (27), namely,
Letting , then and (27) becomes
Since the summation over is equivalent to the summation over , therefore we have
(51) |
If there is a linear dispersion then . Notice that varies as dual vector under the action of the unitary subgroup , namely . Substituting these relations into (51) and letting , then we have
(52) |
Thus the equation (30) is proved, , .
Now consider the anti-unitary element . From (51), we obtain
If has a nontrivial action on , namely , then linear dispersion indicates that
which is equivalent to (34), , Here we have used the fact that are real numbers. (32) is a special case of (34) with .
Similar discussion can be generalized to the case when the vector Rep is reducible, or to the cases where the dispersions are of higher order. Generally, the object can be replaced by , where
belongs to a set of order- homogeneous polynomials of which vary under the rule of irreducible linear Rep of .
For instance, in the case , the quadratic polynomials vary as a two-component column vector under the irreducible Rep , namely,
for , and
Accordingly, similar to (30) and (32) we have
The existence of quadratic dispersion terms with the form can be judged using the formula (42) by replacing the vector Rep with the linear Rep .
Applying the method introduced in section IV.1.1, we can obtain the matrices .
Appendix D theory: hermiticity of
We define the projection operator
which project onto the subspace of identity Reps in the product Rep . Similarly,
Following the discussion in Appendix A, the eigenvector of with
is also an eigenvector of and , namely, it is a -symmetric vector which carries the identity Rep of .
Furthermore, referring to Appendix A and noticing the facts and , it can be verified that preserves the eigenspace of and .
Namely, the eigenspace of with eigenvalue 1 is closed under the action of any , hence forms a linear Rep space of . From the lemma 1 and its corollary, we can choose proper bases such that each basis carries the identity Rep of , namely, we can always find the bases of such that is represented as .
Now it is ready to prove that the matrices constructed from are hermitian matrices.
Corollary 2.
Proof.
Equation (41) indicates that satisfies the symmetry condition
(53) |
Taking complex conjugation, above equation becomes
which yields
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