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A Hamiltonian Approach for Obtaining Irreducible Projective Representations and the kpk\cdot p Perturbation for Anti-unitary Symmetry Groups

Zhen-Yuan Yang Department of physics, Renmin University, Beijing 100876, China.    Jian Yang Beijing National Research Center for Condensed Matter Physics, and Institute of Physics, Chinese Academy of Sciences, Beijing 100190, China    Chen Fang Beijing National Research Center for Condensed Matter Physics, and Institute of Physics, Chinese Academy of Sciences, Beijing 100190, China    Zheng-Xin Liu [email protected] Department of physics, Renmin University, Beijing 100876, China.
Abstract

As is known, the irreducible projective representations (Reps) of anti-unitary groups contain three different situations, namely, the real, the complex and quaternion types with torsion number 1,2,4 respectively. This subtlety increases the complexity in obtaining irreducible projective Reps of anti-unitary groups. In the present work, a physical approach is introduced to derive the condition of irreducibility for projective Reps of anti-unitary groups. Then a practical procedure is provided to reduce an arbitrary projective Rep into direct sum of irreducible ones. The central idea is to construct a hermitian Hamiltonian matrix which commutes with the representation of every group element gGg\in G, such that each of its eigenspaces forms an irreducible representation space of the group GG. Thus the Rep is completely reduced in the eigenspaces of the Hamiltonian. This approach is applied in the kpk\cdot p effective theory at the high symmetry points (HSPs) of the Brillouin zone for quasi-particle excitations in magnetic materials. After giving the criterion to judge the power of single-particle dispersion around a HSP, we then provide a systematic procedure to construct the kpk\cdot p effective model.

I introduction

Irreducible projective representations (IPReps) of groups, including the irreducible linear Reps as the trivial class of IPReps, play important roles in physicsSchur [01 Jan. 1904], Pollmann et al. [2010], Chen et al. [2011a, b, 2013], Slager et al. [2013], Barkeshli et al. [2019]. In condensed matter physics, IPReps for discrete groups are widely used in obtaining selection rules or analyzing spectrum degeneracyHamermesh [1989]. For instance, in the band theory of itinerant electrons hopping in a crystal, the symmetry group is a space group whence the degeneracy of the energy spectrum at a momentum point is determined by the dimensions of IPReps of the little co-groupChen et al. [1985].

Owing to the importance of IPReps, it is urgent to judge if a Rep is reducible or not. For a finite unitary group HH, a (projective) Rep D(H)D(H) is irreducible if it satisfies the following condition, 1|H|hH|χh|2=1,{1\over|H|}\sum_{h\in H}|\chi_{h}|^{2}=1, where χ(ν)(h)=TrD(ν)(h)\chi^{(\nu)}(h)={\rm Tr}D^{(\nu)}(h) is the character of the element hHh\in H. When D(H)D(H) is reducible, then 1|H|hH|χh|2=νaν2{1\over|H|}\sum_{h\in H}|\chi_{h}|^{2}=\sum_{\nu}a_{\nu}^{2}, where aνa_{\nu} is the multiplicity of the irreducible Rep (ν)(\nu) contained in D(H)D(H). In this case, we need to transform it into a direct sum of irreducible Reps. The eigenfunction methodChen et al. [1985] is an efficient way of performing this reduction.

On the other hand, anti-unitary groups attract more and more interests. The well known Kramers degeneracy is a consequence of time-reversal symmetry for fermions with half-odd-integer spin. Time reversal also protects the helical gapless edge modes in topological insulatorsHasan and Kane [2010], Qi and Zhang [2011] or topological superconductorsRead and Green [2000], Qi et al. [2009]. Especially, a large amount of materials in nature exhibit magnetic long-range order, the symmetries for some of these materials are described by anti-unitary groups called the magnetic space groupsChristopher Bradley [2010], where the anti-unitary operations are generally combination of time reversal operation TT and certain unitary space-group element. The irreducible Reps (also called co-Reps) of the magnetic space groups are helpful to understand the properties of these materials. Especially, the low-energy physics of the quasi-particles at high symmetry points (HSPs) of the Brillouin zone (BZ) are characterized by the irreducible projective Reps of the little co-groups.

For anti-unitary groups, there are three types of irreducible Reps which are characterized by the torsion number. Supposing that M(G)M(G) is an irreducible Rep of an anti-unitary group GG, and HH is the halving unitary subgroup HGH\subset G with G=H+T0HG=H+T_{0}H (T0T_{0} is anti-unitary). Then the torsion number is given by R=1|H|hH|χ(h)|2,R={1\over|H|}\sum_{h\in H}|\chi(h)|^{2}, where χ(h)=TrM(h)\chi(h)={\rm Tr}\ M(h) is the character of hh. If R=1R=1, the irreducible Rep M(G)M(G) belongs to the real type; if R=2R=2, then M(G)M(G) belongs to the complex type; if R=4R=4 then M(G)M(G) belongs to the quaternion typeShaw and Lever [1974]. This subtlety of anti-unitary groups increases the complexity in reducing an arbitrary projective Rep into the direct sum of irreducible ones, especially if some IPReps appea multipole times in the reucible Rep.

In the present paper, from a physical approach we derive the criterion to judge the irreducibilityKim [1984] of a projective Rep M(G)M(G) for a finite anti-unitary group GG,

1|H|hH12[χ(h)χ(h)+Tr[M(T0h)M(T0h)]]=1,\displaystyle{1\over|H|}\sum_{h\in H}{1\over 2}\left[\chi(h)\chi^{*}(h)+{\rm Tr}[M(T_{0}h)M^{*}(T_{0}h)]\right]=1,

or equivalently

1|H|hH12[χ(h)χ(h)+ω2(T0h,T0h)χ((T0h)2)]=1,\displaystyle{1\over|H|}\sum_{h\in H}{1\over 2}\left[\chi(h)\chi^{*}(h)+\omega_{2}(T_{0}h,T_{0}h)\chi((T_{0}h)^{2})\right]=1, (1)

where ω2(T0h,T0h)\omega_{2}(T_{0}h,T_{0}h) is the factor system of the projective Rep. In this approach, we consider Hermitian Hamiltonians in terms of single-particle bilinear operators which are commuting with all of the symmetry operations in GG. If the only existing Hamiltonian is proportional to the identity matrix, then the Rep M(G)M(G) is irreducible. Otherwise, if there exist other linearly independent Hamiltonian, then M(G)M(G) is reducible and the energies of the Hamiltonian can be used to distinguished each of the irreducible subspace. This provides an efficient method to reduce an arbitrary reducible Rep into a direct sum of irreducible ones. The advantage of the method is that no information of the irreducible Reps of the groups need to be known beforehand. We further generalize this approach to judge the power of the quasi-particle dispersions in magnetic semimetals, and then to obtain the kpk\cdot p effective models Bardeen [1938], F. [1940] at the HSPs in the BZ.

The rest of the paper is organized as follows. In section II, we worm up by reviewing the IPReps of unitary groups, and then derive the formula (1) for anti-unitary groups and interpret it in a physical Hamiltonian approach. In section III, applying the Hamiltonian approach we provide the procedure to reduce an arbitrary Rep of finite groups (either unitary or anti-unitary) into a direct sum of IPReps. In section IV, we provide the criterion to judge if the degeneracy protected by IPReps of anti-unitary groups can be lift by certain perturbations or not, and then give the method to construct kpk\cdot p effective Hamiltonian for magnetic materials. Section V is devoted to the conclusions and discussions.

Since any Rep of a finite group (no matter unitary or anti-unitary) can be transformed into a unitary one, in the present work we only discuss unitary Reps.

II A Hamiltonian approach: Condition for irreducible projective Reps

II.1 Unitary Groups

Since the character of the identity Rep (I)(I) is χ(I)(h)=1\chi^{(I)}(h)=1 for any hHh\in H, the following quantity

a(I)(ν×ν)\displaystyle a_{(I)}^{(\nu\times\nu^{*})} =\displaystyle= 1|H|hH|χh(ν)|2(χ(I)(h))\displaystyle{1\over|H|}\sum_{h\in H}|\chi^{(\nu)}_{h}|^{2}\Big{(}\chi^{(I)}(h)\Big{)}^{*}
=\displaystyle= 1|H|hHTr[D(ν)(h)D(ν)(h)],\displaystyle{1\over|H|}\sum_{h\in H}{\rm Tr}[D^{(\nu)}(h)\otimes D^{(\nu)*}(h)],

stands for the multiplicity of the identity Rep appearing in the reduced Rep of the direct product (ν×ν)(\nu\times\nu^{*}), where (ν){(\nu)^{*}} is the complex conjugate of (ν)(\nu). Then the condition of irreducibility of (ν)(\nu) can be interpreted as the following: the direct product (ν)×(ν){(\nu)\times(\nu)^{*}} contains only one identity Rep, namely a(I)(ν×ν)=1a_{(I)}^{(\nu\times\nu^{*})}=1.

The expression a(I)(ν×ν)=1a_{(I)}^{(\nu\times\nu^{*})}=1 has a physical interpretation. Suppose the identical particle ψ\psi^{\dagger} has dd internal components ψ=(ψ1,ψ2,,ψd)\psi^{\dagger}=(\psi_{1}^{\dagger},\psi_{2}^{\dagger},...,\psi_{d}^{\dagger}), which carries an Rep (ν){(\nu)} of the symmetry group HH. This means that h^ψih^1=jDji(ν)(h)ψj\hat{h}\psi_{i}^{\dagger}\hat{h}^{-1}=\sum_{j}D^{(\nu)}_{ji}(h)\psi_{j}^{\dagger} or equivalently

h^ψh^1=ψD(ν)(h).\hat{h}\psi^{\dagger}\hat{h}^{-1}=\psi^{\dagger}D^{(\nu)}(h).

The hermitian conjugation gives h^ψh^1=[D(ν)(h)]ψ.\hat{h}\psi\hat{h}^{-1}=[D^{(\nu)}(h)]^{\dagger}\psi. The energy spectrum is described by the single-particle Hamiltonian

^=iψiΓijψj=ψΓψ,\displaystyle\hat{\mathscr{H}}=\sum_{i}\psi_{i}^{\dagger}\Gamma_{ij}\psi_{j}=\psi^{\dagger}\Gamma\psi, (2)

where Γ\Gamma is an d×dd\times d matrix. The symmetry group HH means that the Hamiltonian is invariant under all the symmetry operations in the group HH. In other words, for any hHh\in H, we have h^^h^1=^,\hat{h}\hat{\mathscr{H}}\hat{h}^{-1}=\hat{\mathscr{H}}, which is equivalent to

D(ν)(h)Γ[D(ν)(h)]=Γ.\displaystyle D^{(\nu)}(h)\Gamma[D^{(\nu)}(h)]^{\dagger}=\Gamma. (3)

Schur’s lemma indicates that when (ν)(\nu) is irreducible, then Γ\Gamma must be proportional to the identity matrix Γ0I\Gamma_{0}\propto I. If there exist another linearly independent matrix Γ1\Gamma_{1} satisfying (3), then it must have at least two eigenvalues. The eigenspace of each eigenvalue is closed under action of HH and hence form a Rep space of HH. This means that the Rep (ν)(\nu) is reducible. Therefore, if II is the only one linearly independent matrix satisfying (3), then the dd-fold degenerate energy level of \mathscr{H} cannot be lift and consequently (ν)(\nu) is irreducible.

The equation (3) can be expanded in the following form

j,kDij(ν)(h)ΓjkDlk(ν)(h)\displaystyle\sum_{j,k}\!D^{(\nu)}_{ij}\!(h)\Gamma_{jk}D^{(\nu)*}_{lk}\!(h)\!\! =\displaystyle= j,k(D(ν)(h)D(ν)(h))il,jkΓjk\displaystyle\!\!\sum_{j,k}\!\left(\!D^{(\nu)}(h)\!\otimes\!D^{(\nu)*}(h)\!\right)_{il,jk}\!\!\Gamma_{jk}
=\displaystyle= Γil\displaystyle\!\!\Gamma_{il}

for all hHh\in H. If we reshape the matrix Γ\Gamma into an d2d^{2}-component column vector (if the matrix Γ\Gamma is reshaped into the d2d^{2}-component vector column by column, then it should be transposed into ΓT\Gamma^{T} before the reshaping), then this vector is the eigenvector of D(ν)(h)D(ν)(h)D^{(\nu)}(h)\otimes D^{(\nu)*}(h) with eigenvalue 1 for all hHh\in H, i.e.i.e. it carries the identity Rep of HH. In other words, the vector Γ\Gamma is the CG coefficient Sakata [1974], Dirl [1979] that combines the bases of (ν)(\nu) and (ν)(\nu)^{*} to a irreducible basis that belongs to the identity Rep χ(I)(h)=1\chi^{(I)}(h)=1. If (ν)(\nu) is irreducible, then the CG coefficient is unique.

Above discussion is valid no matter the Rep (ν)(\nu) is linear or projective.

II.2 Anti-unitary groups

In the following we generalize above approach to anti-unitary groups. Consider an anti-unitary group GG with G=H+T0HG=H+T_{0}H, where HGH\in G is the halving unitary subgroup and T0T_{0} is an anti-unitary element of the lowest order.

If GG is of type-IYang and Liu [2017], namely, T02=ET_{0}^{2}=E, then GG is either a direct product group G=H×Z2TG=H\times Z_{2}^{T} or a semi-direct product G=HZ2TG=H\rtimes Z_{2}^{T}, where Z2T={E,T0}Z_{2}^{T}=\{E,T_{0}\}. If TGT\in G (here TT is the time-reversal operation which commutes with all the other elements), then we choose T0=TT_{0}=T; otherwise, T0=uTT_{0}=uT, where uGu\notin G is a unitary operation satisfying T02=u2=ET_{0}^{2}=u^{2}=E.

On the other hand, if GG is of type-II, then T02n=ET_{0}^{2^{n}}=E with n2n\geq 2, hence GG cannot be written in forms of direct product or semi-direct product of a unitary group with Z2TZ_{2}^{T}. Obviously, the order of T0T_{0} is at least 4 and T02σT_{0}^{2}\equiv\sigma is a unitary element in HH, σH\sigma\in H.

We consider an dd-dimensional unitary projective Rep of GG. Any element gGg\in G is represented as g^=M(g)Ks(g)\hat{g}=M(g)K_{s(g)}, which satisfies the relations M(g)M(g)=IM^{\dagger}(g)M(g)=I and

M(g1)Ks(g1)M(g2)Ks(g2)=ω(g1,g2)M(g1g2)Ks(g1g2),\displaystyle M(g_{1})K_{s(g_{1})}M(g_{2})K_{s(g_{2})}=\omega(g_{1},g_{2})M(g_{1}g_{2})K_{s(g_{1}g_{2})},

where s(g)=1s(g)=1, Ks(g)=KK_{s(g)}=K if gg is anti-unitary and s(g)=0s(g)=0, Ks(g)=IK_{s(g)}=I otherwise. The factor system ω2(g1,g2)\omega_{2}(g_{1},g_{2}) satisfies the cocycle equation

ωs(g1)(g2,g3)ω1(g1g2,g3)ω(g1,g2g3)ω1(g1,g2)=1.\omega^{s(g_{1})}(g_{2},g_{3})\omega^{-1}(g_{1}g_{2},g_{3})\omega(g_{1},g_{2}g_{3})\omega^{-1}(g_{1},g_{2})=1.

Now we derive the condition for the irreducibility of M(g)Ks(g)M(g)K_{s(g)}.

II.2.1 General Discussion

Since unitary group elements are easier to handle, we expect that the irreducibility can be judged from the restrict Rep of the subgroup HH. Noticing that M(H)M(H) is possibly reducible even if M(G)M(G) is irreducible, we have

1|H|hHTr[M(h)M(h)]1.\displaystyle{1\over|H|}\sum_{h\in H}{\rm Tr}[M(h)\otimes M^{*}(h)]\geq 1.

Actually P(I)=1|H|hHM(h)M(h)P^{(I)}={1\over|H|}\sum_{h\in H}M(h)\otimes M^{*}(h) is the projector onto the subspace of identity Reps contained in the direct product Rep M(h)M(h)M(h)\otimes M^{*}(h). The eigenvalues of P(I)P^{(I)} are either 1 (which occurs at least once) or 0, hence TrP(I)1{\rm Tr}P^{(I)}\geq 1.

We need to find a way to include the restrictions from the anti-unitary group elements. Adopting the physical argument as discussed in Sec. II.1, we consider a dd-component particle ψ\psi^{\dagger} which carries the (co-)Rep of gGg\in G,

g^ψg^1=ψM(g)Ks(g).\hat{g}\psi^{\dagger}\hat{g}^{-1}=\psi^{\dagger}M(g)K_{s(g)}.

The Hamiltonian takes the same form of (2), which is invariant under the action of all the group elements, g^^g^1=^\hat{g}\hat{\mathscr{H}}\hat{g}^{-1}=\hat{\mathscr{H}}, namely,

M(h)ΓM(h)=Γ,hH\displaystyle M(h)\Gamma M(h)^{\dagger}=\Gamma,\ \ \ \ \ \ \ h\in H (4)
M(T0)ΓM(T0)=Γ.\displaystyle M(T_{0})\Gamma^{*}M(T_{0})^{\dagger}=\Gamma. (5)

Similar to the discussion for unitary groups, the Γ\Gamma matrix can be considered the CG coefficient that combines the product Rep M(g)M(g)Ks(g),gGM(g)\otimes M^{*}(g)K_{s(g)},g\in G (a linear Rep) into the identity Rep. Since the identity matrix obviously satisfies the above two equations, the product Rep contains at least one identity Rep. We expect that the identity matrix is the unique linearly independent matrix satisfying (4) and (5) if the Rep M(g)Ks(g),gGM(g)K_{s(g)},g\in G is irreducible.

However, above statement is too strong for anti-unitary groups. We need one more constraint for Γ\Gamma. Notice that if a matrix commutes with an irreducible (projective) Rep of an anti-unitary group, then this matrix may have two eigenvalues which are mutually complex conjugate to each other Yang and Liu [2017]. To generalize the Schur’s lemma to anti-unitary groups, the matrix Γ\Gamma needs to be Hermitian. Namely, if an Hermitian matrix commutes with the irreducible projective Reps of all the group elements of an anti-unitary group, then this matrix must be proportional to the identity matrix.

Hence, in addition to (4) and (5), we should further require that

Γ=Γ.\displaystyle\Gamma^{\dagger}=\Gamma. (6)

If a non-hermitian matrix Γ\Gamma satisfies (4) and (5), then obviously its hermitian conjugate Γ\Gamma^{\dagger} also does. Therefore, the linear combination (Γ+Γ)(\Gamma+\Gamma^{\dagger}) is the required hermitian matrix 111 The linear combinations Γ±=(Γ±Γ)/2\Gamma_{\pm}=(\Gamma\pm\Gamma^{\dagger})/2 still satisfy the relations (4) and (5). Now Γ±=±Γ±\Gamma_{\pm}^{\dagger}=\pm\Gamma_{\pm}, meaning that Γ+\Gamma_{+} is Hermitian and Γ\Gamma_{-} is anti-Hermitian. So Γ\Gamma_{-} violates (6). On the other hand, if we transform Γ\Gamma_{-} into an hermitian matrix iΓi\Gamma_{-}, then M(T0)(iΓ)M(T0)=(iΓ)M(T_{0})(i\Gamma_{-})^{*}M^{\dagger}(T_{0})=-(i\Gamma_{-}), namely, the hermitian matrix iΓi\Gamma_{-} forms an eigenstate of M(T0)M(T0)KM(T_{0})\otimes M^{*}(T_{0})K with eigenvalue 1-1, which violates (5)..

Therefore, when making using of the characters of the unitary subgroup HH to judge the irreducibility of M(g)Ks(g),gGM(g)K_{s(g)},g\in G, we need a projection operator PHT0=PHPT0P_{HT_{0}}=P_{H}P_{T_{0}} to project onto the subspace formed by hermitian and T0T_{0} symmetric matrices. PHT0P_{HT_{0}} is equivalent to project onto the eigenvectors of M(T0)M(T0)KM(T_{0})\otimes M^{*}(T_{0})K with eigenvalue 1 with the condition that the matrix form of these eigenvectors are hermitian.

Therefore, considering (4), (5) and (6), the irreducibility requires that

Tr(P(I)PHT0)=1|H|hHTr[M(h)M(h)PHT0]=1,\displaystyle{\rm Tr}(P^{(I)}P_{HT_{0}})\!=\!{1\over|H|}\sum_{h\in H}{\rm Tr}[M(h)\!\otimes\!M^{*}(h)P_{HT_{0}}]=1, (7)

namely, when projecting onto the hermitian and T0T_{0} symmetric subspace, the identity Rep only appears once in the direct product Rep M(H)M(H)M(H)\otimes M^{*}(H).

Eq. (7) is a general expression of the criterion that a Rep of anti-unitary groups should meet if it is irreducible. However, the construction of the projection operator PHT0P_{HT_{0}} is not straightforward. In the following we first consider a relatively simple case, i.e.i.e. the type-I anti-unitary groups, and then generalize the conclusion to arbitrary anti-unitary groups.

II.2.2 type-I anti-unitary groups

For type-I anti-unitary groups with T02σ=ET_{0}^{2}\equiv\sigma=E, situations are much simpler. For a unitary Rep, we have M(T0)M(T0)=IM^{\dagger}(T_{0})M(T_{0})=I. On the other hand, T02=ET_{0}^{2}=E indicates

[M(T0)K]2=M(T0)M(T0)=η0ω2(T0,T0),[M(T_{0})K]^{2}=M(T_{0})M^{*}(T_{0})=\eta_{0}\equiv\omega_{2}(T_{0},T_{0}),

where η0=±1\eta_{0}=\pm 1 is an invariant of the projective Rep of type-I anti-unitary groups.

Under the hermitian condition (6), the transpose of (5) yields ΓT=M(T0)ΓMT(T0)\Gamma^{T}=M^{*}(T_{0})\Gamma M^{T}(T_{0}), namely

M(T)ΓT=M(T0)M(T0)ΓMT(T0)=η0ΓMT(T0).M(T)\Gamma^{T}=M(T_{0})M^{*}(T_{0})\Gamma M^{T}(T_{0})=\eta_{0}\Gamma M^{T}(T_{0}).

Defining Γ~=ΓMT(T0),\tilde{\Gamma}=\Gamma M^{T}(T_{0}), then we have

Γ~T=η0Γ~.\displaystyle\tilde{\Gamma}^{T}=\eta_{0}\tilde{\Gamma}. (8)

This means that Γ~\tilde{\Gamma} is either symmetric (if η0=1\eta_{0}=1) or anti-symmetric (if η0=1\eta_{0}=-1). This symmetry condition is a direct consequence of the anti-unitary symmetry condition (5) and hermiticity condition (6). In the following, we will say Γ~\tilde{\Gamma} to be η0\eta_{0}-symmetric if it satisfies (8).

Since Γ=Γ~M(T0)\Gamma=\tilde{\Gamma}M^{*}(T_{0}), we rewrite the Hamiltonian as

^=ψΓ~M(T0)ψ=ψΓ~ψ~,\hat{\mathscr{H}}=\psi^{\dagger}\tilde{\Gamma}M^{*}(T_{0})\psi=\psi^{\dagger}\tilde{\Gamma}\tilde{\psi},

then the basis ψ\psi undergoes a unitary transformation ψψ~=M(T0)ψ\psi\to\tilde{\psi}=M^{*}(T_{0})\psi. Under the action of hHh\in H, ψ~\tilde{\psi} vary as h^ψ~h^1=M(T0)M(h)ψ=M(T0)M(h)MT(T0)ψ~\hat{h}\tilde{\psi}\hat{h}^{-1}=M^{*}(T_{0})M^{\dagger}(h)\psi=M^{*}(T_{0})M^{\dagger}(h)M^{T}(T_{0})\tilde{\psi}. For convenience, we define the following Rep for hHh\in H,

F(h)\displaystyle F(h) =\displaystyle= M(T0)M(h)M(T0),\displaystyle M(T_{0})M^{*}(h)M^{\dagger}(T_{0}), (9)

which is equivalent to M(h)M^{*}(h) with TrF(h)=TrM(h)=χ(h){\rm Tr\ }F(h)={\rm Tr\ }M^{*}(h)=\chi^{*}(h). Accordingly, ψ~\tilde{\psi} vary as h^ψ~h^1=FT(h)ψ~\hat{h}\tilde{\psi}\hat{h}^{-1}=F^{T}(h)\tilde{\psi}. Hence, the condition h^^h^1=^\hat{h}\hat{\mathscr{H}}\hat{h}^{-1}=\hat{\mathscr{H}} requires that

M(h)Γ~FT(h)\displaystyle M(h)\tilde{\Gamma}F^{T}(h) =\displaystyle= Γ~,\displaystyle\tilde{\Gamma}, (10)

which is the deformation of (4). Similarly, (5) is transformed into

M(T0)Γ~MT(T0)=Γ~.\displaystyle M(T_{0})\tilde{\Gamma}^{*}M^{T}(T_{0})=\tilde{\Gamma}. (11)

As before, Γ~\tilde{\Gamma} can be considered as the CG coefficient that couples the direct product Rep V(g)=M(g)F(g)Ks(g),gGV(g)=M(g)\otimes F(g)K_{s(g)},g\in G (a linear Rep) to the identity Rep, namely

ijVkl,ij(g)Ks(g)Γ~ij\displaystyle\sum_{ij}V_{kl,ij}(g)K_{s(g)}\tilde{\Gamma}_{ij} =\displaystyle= ijMki(g)Flj(g)Ks(g)Γ~ij\displaystyle\sum_{ij}M_{ki}(g)F_{lj}(g)K_{s(g)}\tilde{\Gamma}_{ij} (12)
=\displaystyle= Γ~klKs(g),\displaystyle\tilde{\Gamma}_{kl}K_{s(g)},

with V(T0)=M(T0)M(T0)V(T_{0})=M(T_{0})\otimes M(T_{0}). If the CG coefficient matrix Γ~\tilde{\Gamma} satisfies the η0\eta_{0}-symmetry condition (8), then we only need to consider the unitary elements hHh\in H.

Obviously, Γ~=MT(T)\tilde{\Gamma}=M^{T}(T) (i.e. Γ=I\Gamma=I) satisfies the relations (8) and (10). The irreducibility of M(g)Ks(g),gGM(g)K_{s(g)},g\in G indicates that there is a unique linearly independent solution. In other words, when projected onto the η0\eta_{0}-symmetric subspace by the projection operator Pη0P_{\eta_{0}}, the product Rep V(h)=M(h)F(h)V(h)=M(h)\otimes F(h) only contains a single identity Rep,

a(I)[MF]η0=1|H|hHTr[M(h)F(h)Pη0]=1.\displaystyle a_{(I)}^{[M\otimes F]_{\eta_{0}}}={1\over|H|}\sum_{h\in H}{\rm Tr}\left[M(h)\otimes F(h)P_{\eta_{0}}\right]=1.\ \ \ (13)

To obtain the matrix form of [M(h)F(h)Pη0][M(h)\otimes F(h)P_{\eta_{0}}], we devide M(h)F(h)M(h)\otimes F(h) into two parts,

ij(M(h)\displaystyle\sum_{ij}\big{(}M(h)\!\!\!\!\!\!\!\!\!\!\!\! F(h))kl,ijΓ~ij\displaystyle\otimes F(h)\big{)}_{kl,ij}\tilde{\Gamma}_{ij}
=\displaystyle= ij12[Mki(h)Flj(h)+η0Mkj(h)Fli(h)]Γ~ij+\displaystyle\sum_{ij}{1\over 2}\big{[}M_{ki}(h)F_{lj}(h)+\eta_{0}M_{kj}(h)F_{li}(h)\big{]}\tilde{\Gamma}_{ij}+
ij12[Mki(h)Flj(h)η0Mkj(h)Fli(h)]Γ~ij.\displaystyle\sum_{ij}{1\over 2}\big{[}M_{ki}(h)F_{lj}(h)-\eta_{0}M_{kj}(h)F_{li}(h)\big{]}\tilde{\Gamma}_{ij}.

Noticing that the second summation on the righthand side vanishes owing to Γ~ij=η0Γ~ji\tilde{\Gamma}_{ij}=\eta_{0}\tilde{\Gamma}_{ji}, so we have

[Vη0(h)]kl,ij=12(Mki(h)Flj(h)+η0Mkj(h)Fli(h)),\displaystyle[V_{\eta_{0}}(h)]_{kl,ij}=\frac{1}{2}\big{(}M_{ki}(h)F_{lj}(h)+\eta_{0}M_{kj}(h)F_{li}(h)\big{)}, (14)

where we have used the notation Vη0(h)=[M(h)F(h)Pη0]V_{\eta_{0}}(h)=[M(h)\otimes F(h)P_{\eta_{0}}].

Introducing the unit twist matrix

(𝒯)kl,ij=δkjδli(\mathscr{T})_{kl,ij}=\delta_{kj}\delta_{li}

with (X𝒯)kl,ij=Xkl,ji(X\mathscr{T})_{kl,ij}=X_{kl,ji} for an arbitrary matrix XX, then the projection operator Pη0P_{\eta_{0}} can be expressed as

Pη0=12(I+𝒯η0),P_{\eta_{0}}={1\over 2}(I+\mathscr{T}_{\eta_{0}}),

where II is the identity matrix and 𝒯η0=η0𝒯\mathscr{T}_{\eta_{0}}=\eta_{0}\mathscr{T}. Hence Vη0(h)V_{\eta_{0}}(h) in (14) can be written as

Vη0(h)=(M(h)F(h))Pη0=12V(h)(I+𝒯η0).V_{\eta_{0}}(h)=\big{(}M(h)\otimes F(h)\big{)}P_{\eta_{0}}={1\over 2}V(h)(I+\mathscr{T}_{\eta_{0}}).

Although Vη0(h)V_{\eta_{0}}(h) does not form a Rep of HH, the common eigenvector of Vη0(h)V_{\eta_{0}}(h) with eigenvalue 1 does carries the identity Rep of HH (see Theorem 1 for the special case in which σ=E\sigma=E). Defining P(I)=1|H|hHV(h)P^{(I)}={1\over|H|}\sum_{h\in H}V(h), above statement indicates that if Γ~\tilde{\Gamma} satisfies

P(I)Pη0Γ~ij=Γ~kl,\displaystyle P^{(I)}P_{\eta_{0}}\tilde{\Gamma}_{ij}=\tilde{\Gamma}_{kl}, (15)

then it simultaneously satisfies the relations (8) and (10). Furthermore, by choosing proper bases in the supporting space of P(I)Pη0P^{(I)}P_{\eta_{0}}, the T0T_{0}-symmetry condition (11) and finally the hemiticity condition (6) can be ensured (see Appendix A for details). Thus the criterion (13) for the irreducibility is valid.

From the matrix form in (14), the criterion (13) can be expressed in terms of the characters χ(h)=TrM(h)\chi(h)={\rm Tr\ }M(h) of the unitary elements hHh\in H, namely

1|H|hH12(χ(h)χ(h)+η0Tr[F(h)M(h)])=1,\displaystyle{1\over|H|}\sum_{h\in H}{1\over 2}\Big{(}\chi(h)\chi^{*}(h)+\eta_{0}{\rm Tr\ }[F(h)M(h)]\Big{)}=1,

where TrF(h)=χ(h){\rm Tr\ }F(h)=\chi^{*}(h) has been used. Furthermore, by denoting h¯=T01hT0=T0hT0\bar{h}=T_{0}^{-1}hT_{0}=T_{0}hT_{0}, we have

F(h)\displaystyle F(h) =\displaystyle= M(T0)M(h)M(T0)\displaystyle M(T_{0})M^{*}(h)M^{\dagger}(T_{0})
=\displaystyle= ω2(T0,h)ω2(T0h,T0)ω2(T0,T0)M(h¯).\displaystyle\omega_{2}(T_{0},h)\omega_{2}(T_{0}h,T_{0})\omega_{2}(T_{0},T_{0})M(\bar{h}).

Above can be further simplified using the cocycle relation ω21(T0,h)ω21(h¯,h)ω2(T0h,T0h)ω21(T0h,T0)=1\omega_{2}^{-1}(T_{0},h)\omega_{2}^{-1}(\bar{h},h)\omega_{2}(T_{0}h,T_{0}h)\omega_{2}^{-1}(T_{0}h,T_{0})=1, which yields ω2(T0,h)ω2(T0h,T0)=ω2(T0h,T0h)ω2(h¯,h)\omega_{2}(T_{0},h)\omega_{2}(T_{0}h,T_{0})={\omega_{2}(T_{0}h,T_{0}h)\over\omega_{2}(\bar{h},h)}. Noticing that η02=1\eta_{0}^{2}=1, therefore we have

η0Tr[F(h)M(h)]\displaystyle\eta_{0}{\rm Tr\ }[F(h)M(h)] =\displaystyle= ω2(T0h,T0h)ω2(h¯,h)Tr[M(h¯)M(h)]\displaystyle{\omega_{2}(T_{0}h,T_{0}h)\over\omega_{2}(\bar{h},h)}{\rm Tr\ }[M(\bar{h})M(h)]
=\displaystyle= ω2(T0h,T0h)Tr[M(h¯h)]\displaystyle\omega_{2}(T_{0}h,T_{0}h){\rm Tr\ }[M(\bar{h}h)]
=\displaystyle= ω2(T0h,T0h)χ((T0h)2)\displaystyle\omega_{2}(T_{0}h,T_{0}h)\chi((T_{0}h)^{2})
=\displaystyle= Tr[M(T0h)M(T0h)].\displaystyle{\rm Tr\ }[M(T_{0}h)M^{*}(T_{0}h)].

Finally, we reach the simplified irreducible condition

12|H|hH(χ(h)χ(h)+ω2(T0h,T0h)χ((T0h)2))=1.\displaystyle{1\over 2|H|}\sum_{h\in H}\!\Big{(}\chi(h)\chi^{*}(h)+\omega_{2}(T_{0}h,T_{0}h)\chi\big{(}(T_{0}h)^{2}\big{)}\Big{)}=1. (16)

Above expression is independent on the gauge choice of the projective Rep. The factor system ω2(T0h,T0h)\omega_{2}(T_{0}h,T_{0}h) can be avoided by the replacement ω2(T0h,T0h)χ((T0h)2)=Tr[M(T0h)M(T0h)]\omega_{2}(T_{0}h,T_{0}h)\chi\big{(}(T_{0}h)^{2}\big{)}={\rm Tr\ }[M(T_{0}h)M^{*}(T_{0}h)].

In the following we show that above condition of irreducibility also works for type-II anti-unitary groups.

II.2.3 type-II anti-unitary groups

For type-II anti-unitary groups, we denote T02σT_{0}^{2}\equiv\sigma. Similar to previous discussion, if we define Γ~=ΓMT(T0)\tilde{\Gamma}=\Gamma M^{T}(T_{0}), then (10) and (11) are the conditions Γ~\tilde{\Gamma} should satisfy. Furthermore, recalling Γ\Gamma is hermitian, we have

Γ~T=M(T0)ΓT\displaystyle\tilde{\Gamma}^{T}=M(T_{0})\Gamma^{T} =M(T0)M(T0)ΓMT(T0)\displaystyle=M(T_{0})M^{*}(T_{0})\Gamma M^{T}(T_{0})
=η0M(σ)Γ~.\displaystyle=\eta_{0}M(\sigma)\tilde{\Gamma}. (17)

The self-consistency condition (Γ~T)T=Γ~(\tilde{\Gamma}^{T})^{T}=\tilde{\Gamma} requires that Γ~=M(σ)Γ~FT(σ)\tilde{\Gamma}=M(\sigma)\tilde{\Gamma}F^{T}(\sigma) with F(σ)=η02M(σ)F(\sigma)=\eta_{0}^{2}M(\sigma), or equivalently

V(σ)Γ~=M(σ)F(σ)Γ~=Γ~.V(\sigma)\tilde{\Gamma}=M(\sigma)\otimes F(\sigma)\tilde{\Gamma}=\tilde{\Gamma}.

This requirement is guaranteed if (10) is satisfied.

Therefore, the T0T_{0} symmetry condition (5) and the hermiticity condition (6) combine to a single restriction (II.2.3), i.e. Γ~=[η0M(σ)Γ~]T\tilde{\Gamma}=[\eta_{0}M(\sigma)\tilde{\Gamma}]^{T}. Now we define a generalized twist operator 𝒯η0\mathscr{T}_{\eta_{0}} which transforms Γ~\tilde{\Gamma} into [η0M(σ)Γ~]T[\eta_{0}M(\sigma)\tilde{\Gamma}]^{T},

𝒯η0=η0𝒯[M(σ)I].\displaystyle\mathscr{T}_{\eta_{0}}=\eta_{0}\mathscr{T}[M(\sigma)\otimes I]. (18)

It holds that (𝒯η0)2=M(σ)F(σ)=V(σ)(\mathscr{T}_{\eta_{0}})^{2}=M(\sigma)\otimes F(\sigma)=V(\sigma). Thus 𝒯η0\mathscr{T}_{\eta_{0}} defines a generalized ‘transpose’ of Γ~\tilde{\Gamma} given that V(σ)Γ~=Γ~V(\sigma)\tilde{\Gamma}=\tilde{\Gamma} is satisfied.

When projected to the eigenspace of V(σ)V(\sigma) with eigenvalue 1, the operator 𝒯η0\mathscr{T}_{\eta_{0}} has eigenvalues ±1\pm 1. Therefore the projector onto the generalized η0\eta_{0}-symmetric subspace is given by

Pη0=12Pσ(I+𝒯η0),\displaystyle P_{\eta_{0}}={1\over 2}P_{\sigma}(I+\mathscr{T}_{\eta_{0}}),

where PσP_{\sigma} is a projection onto the eigenspace of V(σ)V(\sigma) with eigenvalue 1. Defining the projector onto the subspace of identity Reps as P(I)=1|H|hHV(h)P^{(I)}={1\over|H|}\sum_{h\in H}V(h), then it is obvious that P(I)Pσ=P(I)P^{(I)}P_{\sigma}=P^{(I)}. Hence the irreducibility condition (13) can be written as

a(I)[MF]η0=Tr(P(I)Pη0)=12Tr(P(I)(I+𝒯η0))=1.\displaystyle a_{(I)}^{[M\otimes F]_{\eta_{0}}}={\rm Tr}(P^{(I)}P_{\eta_{0}})={1\over 2}{\rm Tr}\big{(}P^{(I)}(I+\mathscr{T}_{\eta_{0}})\big{)}=1. (19)

After some calculations, above criterion of irreducibility can be simplified to the same form as (16) (see Appendix B).

From the definition of torsion number of irreducible Reps and the equation (16), one can easily verify the following relation for any anti-unitary group G=H+T0HG=H+T_{0}H,

1|H|hHω2(T0h,T0h)χ((T0h)2)\displaystyle{1\over|H|}\!\!\sum_{h\in H}\!\!\omega_{2}(T_{0}h,T_{0}h)\chi\big{(}(T_{0}h)^{2}\big{)}\!\! =\displaystyle= 1|H|uT0HTr[M(u)Mu)]\displaystyle\!\!{1\over|H|}\!\!\sum_{u\in T_{0}\!H}\!\!\!{\rm Tr}[M(u)M^{*}u)]
=\displaystyle= {1,ifR=10,ifR=21,ifR=4,\displaystyle\!\!\left\{\begin{aligned} &1,&{\ \ \ \ \rm if}\ R=1\\ &0,&{\ \ \ \ \rm if}\ R=2\\ &-1,&{\ \ \ \ \rm if}\ R=4\end{aligned}\right.,

which provides another way to obtain the torsion number.

III Hamiltonian approach for the Reduction of Projective Reps

The criterion of judging the irreducibility actually provides a practical procedure to reduce reducible projective Reps of finite groups. In the following, we discuss unitary groups and anti-unitary groups separately.

III.1 Reduction of Reps for Unitary groups

For a general hermitian Hamiltonian matrix Γ\Gamma satisfying (3), each of its eigenspace is an irreducible subspace of the unitary group HH. Namely, the eigenvalues of Γ\Gamma can be used to label the irreducible projective Reps of HH. In order to simultaneously block diagonalize the restrict Rep of HH and its subgroups, we can make use of the class operators of HH and those of its subgroupsChen et al. [1985] to lift the degeneracy of Γ\Gamma.

Therefore, the central step is to construct the hermitian Hamiltonian matrix Γ\Gamma. Here we summarize the reduction procedure in the following three steps:
(1) Obtain the subspace (I)\mathcal{L}^{(I)} which carries the identity Reps of M(H)M(H)M(H)\otimes M^{*}(H), namely, find all the bases v(I)i(I)v^{(I)i}\in\mathcal{L}^{(I)} such that for any group element hH{h\in H},

M(h)M(h)v(I)i=v(I)i;\displaystyle M(h)\otimes M^{*}(h)v^{(I)i}=v^{(I)i};

(2) Chose an arbitrary basis v=iriv(I)i(I)v=\sum_{i}r_{i}v^{(I)i}\in\mathcal{L}^{(I)}, where rir_{i}\in\mathbb{R} are arbitrary real numbers, reshape vv into a matrix Γ0\Gamma_{0}, namely

(Γ0)ab=va(N1)+b;\displaystyle(\Gamma_{0})_{ab}=v_{a(N-1)+b};

and then construct an hermitian matrix Γ=(Γ0+Γ0)+i(Γ0Γ0)\Gamma=(\Gamma_{0}+\Gamma_{0}^{\dagger})+i(\Gamma_{0}-\Gamma_{0}^{\dagger});
(3) Diagonalize the class operators CC of M(H)M(H), and the class operators C(s)C(s) of its subgroup chain H1H2HH_{1}\subset H_{2}\subset...\subset H, and the matrix Γ\Gamma simultaneously,

(CC(s)Γ)ϕm(ν)ε=(νmε)ϕm(ν)ε,\displaystyle\left(\begin{matrix}C\\ C(s)\\ \Gamma\end{matrix}\right)\phi^{(\nu)_{\varepsilon}}_{m}=\left(\begin{matrix}\nu\\ m\\ \varepsilon\end{matrix}\right)\phi^{(\nu)_{\varepsilon}}_{m},

then the eigenvectors ϕm(ν)ε\phi^{(\nu)_{\varepsilon}}_{m} are the irreducible bases. The eigenspace of ‘energy’ ε\varepsilon is an irreducible Rep space, thus we can use the energy ε\varepsilon to label the multiplicity (ν)ε(\nu)_{\varepsilon} if the IPRep (ν)(\nu) occurs more than once. The class operators are defined as the followingChen et al. [1985], Yang and Liu [2017]

Ci=haHM(ha)M(hi)M(ha),\displaystyle C_{i}=\sum_{h_{a}\in H}M(h_{a})M(h_{i})M^{\dagger}(h_{a}), (20)

and CC is a linear combination of CiC_{i} with C=iriCiC=\sum_{i}r_{i}C_{i} where rir_{i}\in\mathbb{R} are arbitrary real numbers. The operators C(s)C(s) are defined in a similar way, which are used to lift the degeneracy of the eigenvalues and to reduce the restricted Reps of the subgroups on the chain H1H2HH_{1}\subset H_{2}\subset...\subset H.

In the first step, the eigenvectors of M(h)M(h),hHM(h)\otimes M^{*}(h),h\in H with eigenvalue 1 are required. When the dimension NN of M(h)M(h) is large, it seems that one need to solve the eigenstates of matrices with dimension N2N^{2}. Actually, this complexity can be avoided in two ways.

One way is to obtain the eigenvectors of M(h)M(h)M(h)\otimes M^{*}(h) from the eigenstates of M(h)M(h) and M(h)M^{*}(h). Since the eigenvalues of M(h)M(h)M(h)\otimes M^{*}(h) are the product of the eigenvalues of M(h)M(h) and M(h)M^{*}(h), the eigenvectors of the product matrix with eigenvalue 1 is the direct product of the eigenstates of M(h)M(h) and M(h)M^{*}(h) whose eigenvalues are mutually complex conjugate. For all the elements hHh\in H we can construct the eigenspace of M(h)M(h)M(h)\otimes M^{*}(h) with eigenvalue 1 in the same way, then any state in the intersection of such eigenspaces satisfies the condition (1).

The other way is to construct the matrix Γ0\Gamma_{0} directly,

Γ0=hHM(h)AM(h),\Gamma_{0}=\sum_{h\in H}M(h)AM^{{\dagger}}(h),

where AA is an arbitrary square matrix222 If we regard AA as a vector, then the above equation can be written as (Γ0)ij=hHMik(h)Mjl(h)Akl=|H|Pij,kl(I)Akl(\Gamma_{0})_{ij}=\sum_{h\in H}M_{ik}(h)M_{jl}^{*}(h)A_{kl}=|H|P_{ij,kl}^{(I)}A_{kl}, where P(I)=1|H|hHM(h)M(h)P^{(I)}={1\over|H|}\sum_{h\in H}M(h)\otimes M^{*}(h) is the projection operator projecting onto the subspace of identity Reps contained in the direct product Rep M(H)M(H)M(H)\otimes M^{*}(H).. Obviously above Γ0\Gamma_{0} satisfies the commutation relation M(h)Γ0M(h)=Γ0M(h)\Gamma_{0}M^{\dagger}(h)=\Gamma_{0}, which is equivalent to the eigen problem M(h)M(h)v=vM(h)\otimes M^{*}(h)v=v with the vector vv reshaped from Γ0\Gamma_{0}. Therefore, thus constructed matrix satisfies the conditions in step (1) and step (2). Practically this method is more straightforward.

III.2 Reduction of Reps for anti-unitary groups

The same idea can be generalized to reduce general Reps of anti-unitary groups G=H+T0HG=H+T_{0}H. For a general matrix Γ\Gamma satisfying (4), (5) and (6), each of its eigenspaces is an irreducible projective Rep space of GG. To lift the degeneracy of the eigenvalues of Γ\Gamma , we can make use of the class operators of HH and those of its subgroups.

The central step is to construct the hermitian Hamiltonian matrix Γ\Gamma satisfying the restrictions (4), (5) and (6). We summarize the reduction procedure as the following:
(1) Following the method in section III.1, obtain a matrix Λ0\Lambda_{0} which is commuting with M(h),hHM(h),h\in H, and then construct a hermitian matrix Λ=(Λ0+Λ0)+i(Λ0Λ0)\Lambda=(\Lambda_{0}+\Lambda_{0}^{\dagger})+i(\Lambda_{0}-\Lambda_{0}^{\dagger});
(2) Construct a matrix Γ\Gamma from Λ\Lambda

Γ\displaystyle\Gamma =\displaystyle= Λ+M(T0)KΛKM(T0)\displaystyle\Lambda+M(T_{0})K\Lambda KM^{\dagger}(T_{0})
=\displaystyle= Λ+M(T0)ΛM(T0).\displaystyle\Lambda+M(T_{0})\Lambda^{*}M^{\dagger}(T_{0}).

It is easily verified that ΓM(T0)K=M(T0)KΓ\Gamma M(T_{0})K=M(T_{0})K\Gamma because T02HT_{0}^{2}\in H, M(T02)Λ=ΛM(T02)M(T_{0}^{2})\Lambda=\Lambda M(T_{0}^{2}), and that [M(T0)K]2=ω2(T0,T0)M(T02)[M(T_{0})K]^{2}=\omega_{2}(T_{0},T_{0})M(T_{0}^{2}). Furthermore, noticing that hT0=T0(T01hT0)hT_{0}=T_{0}(T_{0}^{-1}hT_{0}) and that (T01hT0)H(T_{0}^{-1}hT_{0})\in H, it can be shown that Γ\Gamma commutes with M(h)M(h) for all hHh\in H;
(3) Simultaneously diagonalize the class operators CC of M(H)M(H) [see (20) for definition], the class operators C(s)C(s) of the subgroup chain H1H2HH_{1}\subset H_{2}\subset...\subset H, and the Hamiltonian matrix Γ\Gamma,

(CC(s)Γ)ϕm(ν)ε=(νmε)ϕm(ν)ε,\displaystyle\left(\begin{matrix}C\\ C(s)\\ \Gamma\end{matrix}\right)\phi^{(\nu)_{\varepsilon}}_{m}=\left(\begin{matrix}\nu\\ m\\ \varepsilon\end{matrix}\right)\phi^{(\nu)_{\varepsilon}}_{m},

then the eigenvectors ϕm(ν)ε\phi^{(\nu)_{\varepsilon}}_{m} are the irreducible bases, where the bases with the same ‘energy’ ε\varepsilon belong to the same irreducible Rep-space (ν)ε(\nu)_{\varepsilon}.

If IPReps with torsion number R=4R=4 are contained in M(G)M(G) after the reduction, then the restricted Rep of HH in each of the R=4R=4 IPRep is a direct sum of two identical copies of irreducible Reps of HH. However, both Γ\Gamma and CC can only provide a single eigenvalue in the IRRep of GG. Therefore the quantum number mm in step (3) are doubly degenerate. In this case, we can use the hermitian matrix Λ\Lambda to distinguish the two identical irreducible Reps of HH. It is obvious that Λ\Lambda commutes with Γ,C\Gamma,C and C(s)C(s), so we can add it to the commuting operators in step (3),

(CΛ,C(s)Γ)ϕεH,m(ν)ε=(νεH,mε)ϕεH,m(ν)ε,\displaystyle\left(\begin{matrix}C\\ \Lambda,C(s)\\ \Gamma\end{matrix}\right)\phi^{(\nu)_{\varepsilon}}_{\varepsilon_{H},m}=\left(\begin{matrix}\nu\\ \varepsilon_{H},m\\ \varepsilon\end{matrix}\right)\phi^{(\nu)_{\varepsilon}}_{\varepsilon_{H},m},

then all the degeneracies are lifted.

Notice that we have used the class operators of HH to define the class operator CC for simplicity. The eigenvalues ν\nu are not necessarily real (it is not real if R=2R=2). In this case the eigenspaces of ν\nu and ν\nu^{*} belong to the same IPRep of GG. One can also adopt the class operators of the total group GG, Ci+=Chi+CT0hiT01+Chi1+CT0hiT01,Ci=i(Chi+CT0hiT01Chi1CT0hiT01)C_{i+}=C_{h_{i}}+C_{T_{0}h_{i}T_{0}^{-1}}+C_{h_{i}^{-1}}+C_{T_{0}h_{i}T_{0}^{-1}},C_{i-}=i(C_{h_{i}}+C_{T_{0}h_{i}T_{0}^{-1}}-C_{h_{i}^{-1}}-C_{T_{0}h_{i}T_{0}^{-1}}) to construct 𝒞=i(ri+Ci++riCi)\mathcal{C}=\sum_{i}(r_{i+}C_{i+}+r_{i-}C_{i-}) Yang and Liu [2017], where ChiC_{h_{i}} is the class operator of HH in the restricted Rep and ri±r_{i\pm}\in\mathbb{R} are real numbers. Then the eigenvalues of 𝒞\mathcal{C} are always real numbers, but in this case the operators 𝒞(s)\mathcal{C}(s) should include the class operators of HH and those of its subgroups.

IV Application of the Hamiltonian approach in perturbation theory

The Hamiltonian approach can be generalized to obtain the response of the system to symmetry breaking probe fields if the low-energy physics is dominated by particle-like excitations, such as the electron-like quasiparticles in metals, Bogoliubov quasi-particles in superconductors or the magnon excitations in the spin sector. We restrict our discussion to irreducible projective Reps of anti-unitary groups.

IV.1 kpk\cdot p perturbation around high symmetry points

In this section, we discuss the nodal-point and nodal-line structures in magnetic materials whose symmetry group are either type-III or type-IV Shubnikov magnetic space groups. The symmetry operations which keep a momentum 𝒌\boldsymbol{k} invariant (up to a reciprocal lattice vector) form a magnetic point group G0(𝒌)G_{0}(\boldsymbol{k}) which is called the little co-group. The degeneracy of the energy bands at 𝒌\boldsymbol{k} is determined by the irreducible (projective) Reps of the little co-group. The dispersion around 𝒌\boldsymbol{k} can be obtained using the kpk\cdot p perturbation theory.

Suppose that the little co-group G0(𝒌)G_{0}(\boldsymbol{k}) has a dd-dimensional irreducible (projective) Rep, which is carried by the quasi-particle bases ψ𝒌α,α=1,2,,d\psi_{\boldsymbol{k}}^{\alpha},\alpha=1,2,...,d, with

g^ψ𝒌g^1\displaystyle\hat{g}\psi_{\boldsymbol{k}}^{\dagger}\hat{g}^{-1} =\displaystyle= ψ𝒌M(g)Ks(g),\displaystyle\psi_{\boldsymbol{k}}^{\dagger}M(g)K_{s(g)}, (21)
g^ψ𝒌g^1\displaystyle\hat{g}\psi_{\boldsymbol{k}}\hat{g}^{-1} =\displaystyle= Ks(g)M(g)ψ𝒌,\displaystyle K_{s(g)}M(g)^{\dagger}\psi_{\boldsymbol{k}}, (22)

for gGg\in G. The degeneracy is generally lifted at the vicinity of 𝒌\boldsymbol{k}. When δ𝒌\delta\boldsymbol{k} is small enough, it is expected that ψ𝒌+δ𝒌\psi_{\boldsymbol{k}+\delta\boldsymbol{k}}^{\dagger} and ψ𝒌+δ𝒌\psi_{\boldsymbol{k}+\delta\boldsymbol{k}} vary in the way similar to (21) and (22) under the group action,

g^ψ𝒌+δ𝒌g^1\displaystyle\hat{g}\psi_{\boldsymbol{k}+\delta\boldsymbol{k}}^{\dagger}\hat{g}^{-1} =\displaystyle= ψ𝒌+g^δ𝒌M(g)Ks(g),\displaystyle\psi_{\boldsymbol{k}+\hat{g}\delta\boldsymbol{k}}^{\dagger}M(g)K_{s(g)}, (23)
g^ψ𝒌+δ𝒌g^1\displaystyle\hat{g}\psi_{\boldsymbol{k}+\delta\boldsymbol{k}}\hat{g}^{-1} =\displaystyle= Ks(g)M(g)ψ𝒌+g^δ𝒌.\displaystyle K_{s(g)}M(g)^{\dagger}\psi_{\boldsymbol{k}+\hat{g}\delta\boldsymbol{k}}. (24)

Suppose the Hamiltonian at 𝒌+δ𝒌\boldsymbol{k}+\delta\boldsymbol{k} is given by

H𝒌+δ𝒌=ψ𝒌+δ𝒌Γ(δ𝒌)ψ𝒌+δ𝒌,\displaystyle H_{\boldsymbol{k}+\delta\boldsymbol{k}}=\psi_{\boldsymbol{k}+\delta\boldsymbol{k}}^{\dagger}\Gamma(\delta\boldsymbol{k})\psi_{\boldsymbol{k}+\delta\boldsymbol{k}}, (25)

where Γ(δ𝒌)\Gamma(\delta\boldsymbol{k}) is an Hermitian matrix Γ(δ𝒌)=Γ(δ𝒌)\Gamma^{\dagger}(\delta\boldsymbol{k})=\Gamma(\delta\boldsymbol{k}). When summing over all the momentum variation, the total Hamiltonian should preserve the GG symmetry, i.e.i.e.,

g^(δkH𝒌+δ𝒌)g^1=(δkH𝒌+δ𝒌),\displaystyle\hat{g}\left(\sum_{\delta k}H_{\boldsymbol{k}+\delta\boldsymbol{k}}\right)\hat{g}^{-1}=\left(\sum_{\delta k}H_{\boldsymbol{k}+\delta\boldsymbol{k}}\right), (26)

for all gGg\in G. Substituting the equations (25), (23) and (24) into (26), we obtain,

M(g)Ks(g)Γ(g1δ𝒌)Ks(g)M(g)=Γ(δ𝒌).\displaystyle M(g)K_{s(g)}\Gamma(g^{-1}\delta\boldsymbol{k})K_{s(g)}M^{\dagger}(g)=\Gamma(\delta\boldsymbol{k}). (27)

which is the most general symmetry requirement.

If the leading order of Γ(δ𝒌)\Gamma(\delta\boldsymbol{k}) is linear in δ𝒌\delta\boldsymbol{k}, namely, Γ(δ𝒌)δ𝒌𝚪\Gamma(\delta\boldsymbol{k})\sim\delta\boldsymbol{k}\cdot\boldsymbol{\Gamma}, then the dispersion around this high-degeneracy point froms a cone. For fermionic systems, a conic dispersion is called a Dirac coneYoung et al. [2012], Tang et al. [2016], Hua et al. [2018a], Armitage et al. [2018], Hua et al. [2018b], Watanabe et al. [2018], Cano et al. [2019], Xu et al. [2020], Elcoro et al. [2020], Bouhon et al. [2020] if d=4d=4 and if T~=T\tilde{T}=\mathcal{I}T (\mathcal{I} is the spacial inversion operation) is an element of G0(𝒌)G_{0}(\boldsymbol{k}) such that the energy bands are doubly degenerate away from 𝒌\boldsymbol{k}. On the other hand, if the degeneracy remains unchanged along a special line crossing the point 𝒌\boldsymbol{k}, then this line is called a nodal lineBurkov et al. [2011], Burkov and Balents [2011], Xu et al. [2011], Chen et al. [2015], Fang et al. [2015], Weng et al. [2015], Bzdušek et al. [2016], Geilhufe et al. [2019], Guo et al. , Cui et al. , Yang et al. [2021].

Following the idea of the previous sections, here we provide a criteria to judge whether the dispersion around the point 𝒌\boldsymbol{k} is linear or of higher order, and whether the degeneracy is stable in a high symmetry line.

IV.1.1 Nodal points with linear dispersion

Firstly, we consider linear dispersion around 𝒌\boldsymbol{k}, namely,

Γ(δ𝒌)=m=13δkmΓm+O(δk2).\displaystyle\Gamma(\delta\boldsymbol{k})=\sum_{m=1}^{3}\delta k_{m}\Gamma^{m}+O(\delta k^{2}). (28)

Here δ𝒌\delta\boldsymbol{k} is a dual vector under the point group operations in HH, namely,

h^δkm=nDmn(v¯)(h)δkn,\displaystyle\hat{h}\delta k_{m}=\sum_{n}D^{(\bar{v})}_{mn}(h)\delta k_{n}, (29)

where (v¯)(\bar{v}) is the dual Rep of the vector Rep (v)(v) of the unitary subgroup HH with D(v¯)(h)=([D(v)(h)]1)TD^{(\bar{v})}(h)=\left([D^{(v)}(h)]^{-1}\right)^{T}. The vector Rep is real, so (v¯)(\bar{v}) is equivalent to (v)(v) [in orthonormal bases, (v¯)(\bar{v}) is identical to (v)(v), but we do not require the bases [𝒃1,𝒃2,𝒃3][\boldsymbol{b}_{1},\boldsymbol{b}_{2},\boldsymbol{b}_{3}] in the reciprocal space to be orthonormal].

From (27)\sim(29), it can be shown (see Appendix C) that 𝚪\boldsymbol{\Gamma} carries the dual vector Rep of HH, namely,

M(h)ΓmM(h)=nDnm(v¯)(h)Γn.\displaystyle M(h)\Gamma^{m}M(h)^{\dagger}=\sum_{n}D^{(\bar{v})}_{nm}(h)\Gamma^{n}. (30)

In the following we first assume that the vector Rep (v)(v) is irreducible. The case (v)(v) is reducible will be mentioned later.

According to the action of T0T_{0} on δ𝒌\delta\boldsymbol{k}, we first discuss a special case where T0T_{0} acts trivially on δ𝒌\delta\boldsymbol{k}, then go to the general cases.

The special case T0δ𝒌=δ𝒌T_{0}\delta\boldsymbol{k}=\delta\boldsymbol{k}

Firstly we consider the case that T0T_{0} acts trivially on δ𝒌\delta\boldsymbol{k},

T0δ𝒌=δ𝒌.\displaystyle T_{0}\delta\boldsymbol{k}=\delta\boldsymbol{k}. (31)

From (27), (28) and above equation, we have,

M(T0)KΓmKM(T0)=Γm.\displaystyle M(T_{0})K\Gamma^{m}KM(T_{0})^{\dagger}=\Gamma^{m}. (32)

The requirements (30) and (32) are similar to (4) and (5), respectively. If there exists three d×dd\times d Hermitian matrices Γ1,2,3\Gamma^{1,2,3} satisfying these requirements, then the dispersion around 𝒌\boldsymbol{k} forms a cone. From the discussion in II.2, we can judge the existence of Γ1,2,3\Gamma^{1,2,3} by checking if the projected space M(h)M(h)PHT0M(h)\otimes M^{*}(h)P_{HT_{0}} (or equivalently the projected space M(h)F(h)Pη0M(h)\otimes F(h)P_{\eta_{0}}) contains the dual vector Rep (v¯)(\bar{v}) of HH.

When the vector Rep (v)(v) of HH is irreducible, then the existence of linear dispersion can be checked by calculating the following quantity,

a(v¯)H=12|H|h[χ(h)χ(h)+ω(hT0,hT0)χ((hT0)2)]χ(v)(h),\displaystyle a_{(\bar{v})}^{H}=\!{1\over 2|H|}\!\sum_{h}\!\left[\chi(h)\chi^{*}(h)\!+\!\omega(hT_{0},hT_{0})\chi((hT_{0})^{2})\right]\chi^{(v)}(h), (33)

where [χ(v¯)(h)]=χ(v¯)(h)=χ(v)(h)[\chi^{(\bar{v})}(h)]^{*}=\chi^{(\bar{v})}(h)=\chi^{(v)}(h) has been used. If a(v¯)Ha_{(\bar{v})}^{H} is a nonzero integer, then the dispersion is linear along all directions.

The existence of Γ1,2,3\Gamma^{1,2,3} under the conditions (30) and (32) can also be checked straightforwardly by reducing the product Rep M(g)M(g)Ks(g),gGM(g)\otimes M^{*}(g)K_{s(g)},g\in G into direct sum of IPReps using the method introduced in section III.2. If the resultant IPReps contain the dual vector Rep(s) whose bases are hermitian when reshaped into matrix forms, then the leading order dispersion around 𝒌\boldsymbol{k} is linear. Therefore, we need a projection operator PHP_{H} to project the bases carrying the dual vector Reps onto the hermitian subspace (i.e. the union of real symmetric subspace and the imaginary anti-symmetric subspace). Performing the projection PHP_{H} and reshaping the remaining bases into hermitian matrices, then we obtain the explicit form of Γ1,2,3\Gamma^{1,2,3},

Γm=i=1priγim,\displaystyle\Gamma^{m}=\sum_{i=1}^{p}r_{i}\gamma^{m}_{i},

where pp is the mutiplicity of the dual vector Rep(s) contained in the product Rep, rir_{i}\in\mathbb{R} are arbitrary real numbers, and γi1,2,3,i=1,,p\gamma_{i}^{1,2,3},i=1,...,p are the bases of the iith dual vector Rep. Substituting into (28) and (25) we obtain the kpk\cdot p effective model.

In next section, we will introduce an alternative method to obtain the hermitian matrices Γ1,2,3\Gamma^{1,2,3} without using the projection operator PHP_{H}.

The general case

Generally, T0T_{0} acts on δ𝒌\delta\boldsymbol{k} in the following way,

T0δkm=nDmn(v¯)(T0)δkn,\displaystyle T_{0}\delta k_{m}=\sum_{n}D^{(\bar{v})}_{mn}(T_{0})\delta k_{n},

where D(v¯)(T0)D^{(\bar{v})}(T_{0}) is a 3×33\times 3 real matrix, and D(v¯)(T0)KD^{(\bar{v})}(T_{0})K can be considered as part of the dual vector Rep of the anti-unitary group G0(𝒌)G_{0}(\boldsymbol{k}). Accordingly, Γm\Gamma^{m} should vary in the following way in anology to (32),

M(T0)(Γm)M(T0)=nΓnDnm(v¯)(T0).\displaystyle M(T_{0})(\Gamma^{m})^{*}M^{\dagger}(T_{0})=\sum_{n}\Gamma^{n}D^{(\bar{v})}_{nm}(T_{0}). (34)

Similar to the discussion in Sec.II.2.2, we introduce a bases transformation ψ~𝒌=M(T0)ψ𝒌\tilde{\psi}_{\boldsymbol{k}}=M^{*}(T_{0})\psi_{\boldsymbol{k}}, then

h^ψ~𝒌h^1=FT(h)ψ~𝒌,T^0ψ~𝒌T^01=MT(T0)Kψ~𝒌,\displaystyle\hat{h}\tilde{\psi}_{\boldsymbol{k}}\hat{h}^{-1}=F^{T}(h)\tilde{\psi}_{\boldsymbol{k}},\ \ \hat{T}_{0}\tilde{\psi}_{\boldsymbol{k}}\hat{T}_{0}^{-1}=M^{T}(T_{0})K\tilde{\psi}_{\boldsymbol{k}},

where F(h)F(h) is defined in (9). We further define

Γ~m=ΓmMT(T0),\displaystyle\tilde{\Gamma}^{m}=\Gamma^{m}M^{T}(T_{0}), (35)

then (30) and (34) deform into

M(h)Γ~mFT(h)\displaystyle M(h)\tilde{\Gamma}^{m}F^{T}(h) =\displaystyle= nDnm(v¯)(h)Γ~n,\displaystyle\sum_{n}D^{(\bar{v})}_{nm}(h)\tilde{\Gamma}^{n}, (36)
M(T0)(Γ~m)MT(T0)\displaystyle M(T_{0})\big{(}\tilde{\Gamma}^{m}\big{)}^{*}M^{T}(T_{0}) =\displaystyle= nDnm(v¯)(T0)Γ~n,\displaystyle\sum_{n}D^{(\bar{v})}_{nm}(T_{0})\tilde{\Gamma}^{n}, (37)

respectively.

Considering the set of matrices Γ~1,2,3\tilde{\Gamma}^{1,2,3} as a single column vector Γ~\tilde{\Gamma} with

(Γ~)n×d2+i×d+j=(Γ~n)ij,\displaystyle(\tilde{\Gamma})_{n\times d^{2}+i\times d+j}=(\tilde{\Gamma}^{n})_{ij}, (38)

then Γ~\tilde{\Gamma} carries the identity Rep of GG,

W(h)Γ~=Γ~,W(T0)KΓ~=Γ~K,\displaystyle W(h)\tilde{\Gamma}=\tilde{\Gamma},\ \ W(T_{0})K\tilde{\Gamma}=\tilde{\Gamma}K, (39)

where

W(h)=D(v)(h)V(h)=D(v)(h)M(h)F(h),\displaystyle\!\!W(h)=D^{(v)}(h)\otimes V(h)=D^{(v)}(h)\otimes M(h)\otimes F(h),
W(T0)=D(v)(T0)V(T0)=D(v)(T0)M(T0)M(T0).\displaystyle\!\!W(T_{0})\!=\!D^{(v)}(T_{0})\!\otimes\!V(T_{0})\!=\!D^{(v)}(T_{0})\!\!\otimes\!\!M(T_{0})\!\otimes\!M(T_{0}).

Here the relation mDmi(v¯)(h)Dmj(v)(h)=δij\sum_{m}D^{(\bar{v})}_{mi}(h)D^{(v)}_{mj}(h)=\delta_{ij} has been used. Later we will alternately use the notation Γ~m\tilde{\Gamma}^{m} and Γ~\tilde{\Gamma}.

Taking transpose of (35), we have

(Γ~m)T\displaystyle(\tilde{\Gamma}^{m})^{T} =\displaystyle= M(T0)(Γm)T\displaystyle M(T_{0})(\Gamma^{m})^{T} (40)
=\displaystyle= M(T0)nDmn(v)(T0)M(T0)ΓnMT(T0)\displaystyle M(T_{0})\sum_{n}D^{(v)}_{mn}(T_{0})M^{*}(T_{0})\Gamma^{n}M^{T}(T_{0})
=\displaystyle= η0M(σ)nDmn(v)(T0)Γ~n,\displaystyle\eta_{0}M(\sigma)\sum_{n}D^{(v)}_{mn}(T_{0})\tilde{\Gamma}^{n},

where we have used the transpose of (34) namely n(Γn)TDnm(v¯)(T0)=M(T0)ΓmMT(T0)\sum_{n}(\Gamma^{n})^{T}D^{(\bar{v})}_{nm}(T_{0})=M^{*}(T_{0})\Gamma^{m}M^{T}(T_{0}) and the hermitian condition Γm=(Γm)\Gamma^{m}=(\Gamma^{m})^{\dagger}. Namely, the symmetry condition in (40) is a consequence of the requirements that Γ~m\tilde{\Gamma}^{m} should be hermitian and T0T_{0}-symmetric.

Taking the transpose of Γ~\tilde{\Gamma} twice, we obtain ((Γ~m)T)T=η02lDml(v)(σ)M(σ)Γ~lMT(σ)=lDml(v)(σ)M(σ)Γ~lFT(σ)\big{(}(\tilde{\Gamma}^{m})^{T}\big{)}^{T}=\eta_{0}^{2}\sum_{l}D_{ml}^{(v)}(\sigma)M(\sigma)\tilde{\Gamma}^{l}M^{T}(\sigma)=\sum_{l}D_{ml}^{(v)}(\sigma)M(\sigma)\tilde{\Gamma}^{l}F^{T}(\sigma). Therefore, the self-consistency requires that lDml(v)(σ)M(σ)Γ~lFT(σ)=Γ~m\sum_{l}D_{ml}^{(v)}(\sigma)M(\sigma)\tilde{\Gamma}^{l}F^{T}(\sigma)=\tilde{\Gamma}^{m}, which is ensured by (36).

Noticing Γ~m=[η0M(σ)nDmn(v)(T0)Γ~n]T\tilde{\Gamma}^{m}=[\eta_{0}M(\sigma)\sum_{n}D^{(v)}_{mn}(T_{0})\tilde{\Gamma}^{n}]^{T}, we can define the generalized twist operator which transforms Γ~m\tilde{\Gamma}^{m} to [η0M(σ)nDmn(v)(T0)Γ~n]T[\eta_{0}M(\sigma)\sum_{n}D^{(v)}_{mn}(T_{0})\tilde{\Gamma}^{n}]^{T},

𝕋η0\displaystyle\mathbb{T}_{\eta_{0}} =\displaystyle= η0(I𝒯)(D(v)(T0)M(σ)I)\displaystyle\eta_{0}(I\otimes\mathscr{T})\Big{(}D^{(v)}(T_{0})\otimes M(\sigma)\otimes I\Big{)}
=\displaystyle= D(v)(T0)𝒯η0,\displaystyle D^{(v)}(T_{0})\otimes\mathscr{T}_{\eta_{0}},

where 𝒯η0\mathscr{T}_{\eta_{0}} is defined in (18). Thus 𝕋η0\mathbb{T}_{\eta_{0}} defines a generalized ‘transpose’ of Γ~\tilde{\Gamma}, and the self-consistency condition is (𝕋η0)2Γ~=W(σ)Γ~=Γ~(\mathbb{T}_{\eta_{0}})^{2}\tilde{\Gamma}=W(\sigma)\tilde{\Gamma}=\tilde{\Gamma}. In the eigenspace of W(σ)W(\sigma) with eigenvalue 1, the operator 𝕋η0\mathbb{T}_{\eta_{0}} has eigenvalues ±1\pm 1. If we call a vector satisfying

𝕋η0Γ~=Γ~\displaystyle\mathbb{T}_{\eta_{0}}\tilde{\Gamma}=\tilde{\Gamma} (41)

to be η0\eta_{0}-symmetric, then the projector onto the η0\eta_{0}-symmetric subspace is

η0=12σ(I+𝕋η0),\mathbb{P}_{\eta_{0}}={1\over 2}\mathbb{P}_{\sigma}(I+\mathbb{T}_{\eta_{0}}),

where σ\mathbb{P}_{\sigma} is the projector onto the eigenspace of W(σ)W(\sigma) with eigenvalue 1.

Denoting (I)\mathbb{P}^{(I)} as the projector onto the subspace of identity Reps

(I)=1|H|hHW(h),\mathbb{P}^{(I)}={1\over|H|}\sum_{h\in H}W(h),

then obviously (I)σ=(I)\mathbb{P}^{(I)}\mathbb{P}_{\sigma}=\mathbb{P}^{(I)}. The condition for the linear dispersion is that the η0\eta_{0}-symmetric subspace contains the identity Rep of HH, namely

a(I)H=Tr((I)η0)=12Tr((I)(I+𝕋η0))1.a_{(I)}^{H}={\rm Tr}\big{(}\mathbb{P}^{(I)}\mathbb{P}_{\eta_{0}}\big{)}={1\over 2}{\rm Tr}\big{(}\mathbb{P}^{(I)}(I+\mathbb{T}_{\eta_{0}})\big{)}\geq 1.

Defining the matrices

Wη0(h)=12W(h)(I+𝕋η0),W_{\eta_{0}}(h)={1\over 2}W(h)(I+\mathbb{T}_{\eta_{0}}),

with the matrix entries

[Wη0(h)]mkl,nij\displaystyle[W_{\eta_{0}}(h)]_{mkl,nij}\!\! =\displaystyle= 12[Dmn(v)(h)Mki(h)Flj(h)\displaystyle\!\!{1\over 2}\Big{[}D_{mn}^{(v)}(h)M_{ki}(h)F_{lj}(h)
+\displaystyle+ η0aDmn(v)(hT0)Mkj(h)Fla(h)Mai(σ)],\displaystyle\!\!\eta_{0}\sum_{a}D_{mn}^{(v)}(hT_{0})M_{kj}(h)F_{la}(h)M_{ai}(\sigma)\Big{]},

then the condition of linear dispersion reduces to a(I)H=Tr((I)η0)=12|H|hHTrWη0(h)1a_{(I)}^{H}={\rm Tr\ }(\mathbb{P}^{(I)}\mathbb{P}_{\eta_{0}})={1\over 2|H|}\sum_{h\in H}{\rm Tr\ }W_{\eta_{0}}(h)\geq 1. From the above expression of Wη0(h)W_{\eta_{0}}(h), after some calculations (see Appendix B) we obtain

a(I)H=12|H|h[|χ(h)|2χ(v)(h)+χ(v)(hT0)ω(hT0,hT0)χ((hT0)2)].\displaystyle a_{(I)}^{H}\!\!=\!\!{1\over 2|H|}\!\sum_{h}\!\!\Bigg{[}\!|\chi(h)|^{2}\chi^{(v)}\!(h)\!+\!{\chi^{(v)}\!(hT_{0})}\omega(hT_{0},hT_{0})\chi((hT_{0})^{2})\!\Bigg{]}\!. (42)

Specially, if D(v)(T0)=ID^{(v)}(T_{0})=I, then χ(v)(hT0)=χ(v)(h){\chi^{(v)}(hT_{0})}=\chi^{(v)}(h), above formula reduces to the equation (33); if D(v)(T0)=ID^{(v)}(T_{0})=-I, then χ(v)(hT0)=χ(v)(h){\chi^{(v)}(hT_{0})}=-\chi^{(v)}(h), above formula can be simplified as

a(v¯)H=12|H|h[χ(h)χ(h)ω(hT0,hT0)χ((hT0)2)]χ(v)(h).\displaystyle a_{(\bar{v})}^{H}\!=\!{1\over 2|H|}\!\!\sum_{h}\!\left[\chi(h)\chi^{*}(h)\!-\!\omega(hT_{0},hT_{0})\chi((hT_{0})^{2})\right]\!\chi^{(v)}\!(h).

When the vector Rep (v)(v) of GG is reducible, then the dispersions may be different along different directions. In this case, we need to reduce the vector Rep (v)(v) and check the resultant irreducible Reps one by one. For instance, if H=D4hH=D_{4h}, then the vector Rep is reduced to (v)=Eu+A1u(v)=E_{u}+A_{1u}, where (kx,ky)T(k_{x},k_{y})^{T} vary in the rule of the Rep EuE_{u} and (kz)(k_{z}) vary in the rule of A1uA_{1u}. In this case, we need to replace (v)(v) in (33) or (42) by (Eu)(E_{u}) and (A1u)(A_{1u}). If a(Eu)Ha_{(E_{u})}^{H} is nonzero, then the dispersion along kx,kyk_{x},k_{y} is linear, otherwise the dispersion is quadratic or of higher order. Similarly, if a(A1u)H0a_{(A_{1u})}^{H}\neq 0, then the dispersion along kzk_{z} is linear.

IV.1.2 Procedure of obtaining the Γ1,2,3\Gamma^{1,2,3} matrices

As aIH1a_{I}^{H}\geq 1, above procedure provides another way to obtain the matrices Γ1,2,3\Gamma^{1,2,3} besides the method of reducing the product Rep M(g)M(g)Ks(g),gGM(g)\otimes M^{*}(g)K_{s(g)},g\in G into direct sum of IPReps. We only consider the case where the 3-dimensional vector Rep (v)(v) is irreducible. The procedure is easily generalized to the cases in which (v)(v) is reducible.

Firstly, obtain the eigenspace of (I)η0=12((I)(I+𝕋η0))\mathbb{P}^{(I)}\mathbb{P}_{\eta_{0}}={1\over 2}\big{(}\mathbb{P}^{(I)}(I+\mathbb{T}_{\eta_{0}})\big{)} with eigenvalue 1. Supposing the dimension of this eigenspace is p1p\geq 1, choose a set of orthonormal bases ζ~1,ζ~2,,ζ~p\tilde{\zeta}_{1},\tilde{\zeta}_{2},...,\tilde{\zeta}_{p}.

Secondly, tune the bases in above subspace such that T0T_{0} is represented as IKIK. To this end, calculate the Rep of T0T_{0}

ij(T0)K=ζ~iW(T0)Kζ~j,\mathscr{M}_{ij}(T_{0})K=\tilde{\zeta}_{i}^{\dagger}W(T_{0})K\tilde{\zeta}_{j},

and construct the new bases

Δ~j=iζ~iij12(T0).\tilde{\Delta}_{j}=\sum_{i}\tilde{\zeta}_{i}\mathscr{M}^{1\over 2}_{ij}(T_{0}).

Then each of these new bases carries the identity Reps of the total group GG (see Appendix D for details).

Thirdly, from (38), we can decouple each eigenvector Δ~i\tilde{\Delta}_{i} as

Δ~i=13e1γ~i1+13e2γ~i2+13e3γ~i3,\tilde{\Delta}_{i}={1\over\sqrt{3}}e_{1}\otimes\tilde{\gamma}_{i}^{1}+{1\over\sqrt{3}}e_{2}\otimes\tilde{\gamma}_{i}^{2}+{1\over\sqrt{3}}e_{3}\otimes\tilde{\gamma}_{i}^{3},

where e1=(1,0,0)T,e2=(0,1,0)T,e3=(0,0,1)Te_{1}=(1,0,0)^{T},e_{2}=(0,1,0)^{T},e_{3}=(0,0,1)^{T} stand for the bases 𝒂1,𝒂2,𝒂3\boldsymbol{a}_{1},\boldsymbol{a}_{2},\boldsymbol{a}_{3} (not necessarily orthogonal) of the vector Rep (v)(v) respectively, and γ~im\tilde{\gamma}_{i}^{m} is the Schmidt partner of eme_{m}. It can be shown that (see Appendix D), γ~im\tilde{\gamma}_{i}^{m} satisfies the relations (36) and (37), and that γim=γ~imM(T0)\gamma_{i}^{m}=\tilde{\gamma}_{i}^{m}M^{*}(T_{0}) is a hermitian matrices for any i=1,pi=1,...p and m=1,2,3m=1,2,3.

The general form of the vector Γ~\tilde{\Gamma} is a linear combination of the bases Δ~i\tilde{\Delta}_{i},

Γ~\displaystyle\tilde{\Gamma} =\displaystyle= r1Δ~1+r2Δ~2++rpΔ~p\displaystyle r_{1}\tilde{\Delta}_{1}+r_{2}\tilde{\Delta}_{2}+...+r_{p}\tilde{\Delta}_{p} (43)
=\displaystyle= 13e1Γ~1+13e2Γ~2+13e3Γ~3,\displaystyle{1\over\sqrt{3}}e_{1}\otimes\tilde{\Gamma}^{1}+{1\over\sqrt{3}}e_{2}\otimes\tilde{\Gamma}^{2}+{1\over\sqrt{3}}e_{3}\otimes\tilde{\Gamma}^{3},

where r1,,rpr_{1},...,r_{p}\in\mathbb{R} are non-universal real constants. From (43) and the relation Γm=Γ~mM(T0)\Gamma^{m}=\tilde{\Gamma}^{m}M^{*}(T_{0}), we obtain the matrices Γm\Gamma^{m},

Γm=i=1pri(γ~imM(T0))=i=1priγim.\displaystyle\Gamma^{m}=\sum_{i=1}^{p}r_{i}\Big{(}\tilde{\gamma}_{i}^{m}M^{*}(T_{0})\Big{)}=\sum_{i=1}^{p}r_{i}\gamma_{i}^{m}.

IV.1.3 Higher Order Dispersions and Nodal Lines

The discussion of linear dispersion can be straightforwardly generalized to higher order dispersions. Suppose that a set of order-NN homogeneous polynomials

Pi(N)(δ𝒌)=a+b+c=Nfi(abc)(N)δk1aδk2bδk3cP^{(N)}_{i}(\delta\boldsymbol{k})=\sum_{a+b+c=N}f^{(N)}_{i(abc)}\delta k_{1}^{a}\delta k_{2}^{b}\delta k_{3}^{c}

carry a linear Rep (μ¯)(\bar{\mu}) of the group GG, the existence of the dispersion

H𝒌+δ𝒌=iPi(N)(δ𝒌)ψ𝒌+δ𝒌Γi(N)ψ𝒌+δ𝒌H_{\boldsymbol{k}+\delta\boldsymbol{k}}=\sum_{i}P^{(N)}_{i}(\delta\boldsymbol{k})\psi_{\boldsymbol{k}+\delta\boldsymbol{k}}^{\dagger}\Gamma^{(N)}_{i}\psi_{\boldsymbol{k}+\delta\boldsymbol{k}}

can be judged using the formula (42) with the vector Rep (v)(v) replaced by the linear Rep (μ)(\mu) (see Appendix C for an example). The method of obtaining the corresponding matrices Γi(N)\Gamma^{(N)}_{i} is also similar.

If the vector Rep of GG is reducible, it is possible that the degeneracy is lifted along some directions (such as the kx,kyk_{x},k_{y} directions) but are preserved along certain direction (such as the kzk_{z} direction) to form a nodal line. The little co-group on the line is generally smaller than the one on the conner of the BZ. If the IPRep of the little co-group at the conner of the BZ is still irreducible along a certain line, then this line is a nodal line. Therefore, the existence of the nodal line can be judge from the formula (1) Yang et al. [2021]. The same method can be applied to judge the stability of the degeneracy under external perturbations (see section IV.2).

IV.2 Response to External Probe Fields

The IPRep M(g)Ks(g),gGM(g)K_{s(g)},g\in G of anti-unitary symmetry group GG results in energy degeneracy in single-particle spectrum. Here we discuss the possible lifting of the degeneracy under external probe fields, such as 𝑬\boldsymbol{E} and 𝑩\boldsymbol{B}, stain, or temperature gradience, etc. We assume that the probe fields carry irreducible linear Reps of the group GG. For instance, electric fields 𝑬\boldsymbol{E} or magnetic fields 𝑩\boldsymbol{B} carry vector Reps of the unitary subgroup HH, but they vary differently under the anti-unitary element T0T_{0} since 𝑬\boldsymbol{E} is invariant under time reversal while 𝑩\boldsymbol{B} reverse its sign under time reversal.

There are two possible consequences under external probes. The first possible result is that the degeneracy guaranteed by the IPRep M(g)Ks(g)M(g)K_{s(g)} is preserved. The other possibility is that the degeneracy is lifted in linear or higher order terms of the probe fields.

To judge if the probe fields can lift the degeneracy or not (summing over all orders of perturbation), we need to know the remaining symmetry group with the presence of the perturbation, and then judge if the restrict Rep is reducible or not. Suppose the probe field reduces the symmetry group from G=H+T0HG=H+T_{0}H to G=H+T0HG^{\prime}=H^{\prime}+T^{\prime}_{0}H^{\prime} where T0T_{0}^{\prime} is anti-unitary. If the irreducible Rep M(g)Ks(g)M(g)K_{s(g)} of GG remains irreducible for GG^{\prime}, namely if

1|H|hH12[χ(h)χ(h)+ω2(T0h,T0h)χ((T0h)2)]=1.\displaystyle{1\over|H^{\prime}|}\sum_{h\in H^{\prime}}{1\over 2}\left[\chi(h)\chi^{*}(h)+\omega_{2}(T^{\prime}_{0}h,T^{\prime}_{0}h)\chi((T^{\prime}_{0}h)^{2})\right]=1.

holds for the group GG^{\prime}, then the degeneracy is robust against this perturbation.

If the left hand side of above equation is not equal to 1, then the restricted Rep is reducible and the degeneracy can be lifted at certain order. In the following we only discuss the linear splitting by external fields, such as 𝑬\boldsymbol{E} and 𝑩\boldsymbol{B}. The linear response is given by the perturbed Hamiltonian in form of

H=𝒌ψ𝒌(𝑬𝑷+𝑩𝑴)ψ𝒌\displaystyle H=\sum_{\boldsymbol{k}}\psi^{\dagger}_{\boldsymbol{k}}(\boldsymbol{E}\cdot\boldsymbol{P}+\boldsymbol{B}\cdot\boldsymbol{M})\psi_{\boldsymbol{k}} (44)

where Pm,MmP^{m},M^{m} are CG matrices similar to the Γm\Gamma^{m} matrices discussed before. The existence of linear coupling terms 𝑷\boldsymbol{P} (or 𝑴\boldsymbol{M}) can be checked using the criterion (42) with M(v)(T0)M^{(v)}(T_{0}) the transformation matrix of 𝑬\boldsymbol{E} (or 𝑩\boldsymbol{B}) under the action of T0T_{0}.

V Conclusions and Discussions

In summary, from a physical approach, we derived the condition (1) for the irreducible projective representations of anti-unitary groups. This approach provides a practical method to reduce an arbitrary projective Rep into a direct sum of irreducible ones, which is applicable for either unitary or anti-unitary groups.

As a physical application of this approach, for single particle systems with magnetic space group symmetry, we provide the method to construct the kpk\cdot p perturbation theory at the high symmetry point of the Brillouin zone. We provide the criterion (42) to judge if the dispersion is linear or of higher order, and then provide the method to obtain the corresponding kpk\cdot p Hamiltonian up to a few non-universal constants.

In the present work, we assume that the quasiparticles vary under linear representations of the magnetic space groups. However, in strongly interacting systems, projective representations of the magnetic space groups can emerge in the fractionalized low-energy quasiparticle excitations for systems with intrinsic topological order. We leave the discussion of this situation for future study.

Acknowledgements We thank L. J. Zou and Y. X. Zhao for helpful discussions. Z.Y.Y and Z.X.L. are supported by the Ministry of Science and Technology of China (Grant No. 2016YFA0300504), the NSF of China (Grants No.11574392 and No. 11974421), and the Fundamental Research Funds for the Central Universities and the Research Funds of Renmin University of China (Grant No. 19XNLG11). J. Yang and C. Fang are supported by Ministry of Science and Technology of China under grant number 2016YFA0302400, National Science Foundation of China under grant number 11674370 and Chinese Academy of Sciences under grant number XXH13506-202 and XDB33000000.

Appendix A Hermiticity of Γ\Gamma and validity of (13) for general anti-unitary groups

In this appendix, we firstly prove a lemma, then introduce a theorem. Type-I and type-II anti-unitary groups are treated on equal footing.

Lemma 1.

If the unitary representation M(T0)KM(T_{0})K of an anti-unitary element T0T_{0} satisfies the condition [M(T0)K]2=M(T0)M(T0)=I[M(T_{0})K]^{2}=M(T_{0})M^{*}(T_{0})=I, then there exist a unitary matrix UU such that UM(T0)KU=UM(T0)UK=IKU^{\dagger}M(T_{0})KU=U^{\dagger}M(T_{0})U^{*}K=IK.

Proof.

Since [M(T0)]=[M(T0)]1=[M(T0)][M(T_{0})]^{\dagger}=[M(T_{0})]^{-1}=[M(T_{0})]^{*}, letting U=[M(T0)]12U=[M(T_{0})]^{1\over 2}, we have U=U=[M(T0)]12U^{\dagger}=U^{*}=[M(T_{0})]^{-{1\over 2}}. Consequently, one can easily verify that

UM(T0)KU\displaystyle U^{\dagger}M(T_{0})KU =\displaystyle= UM(T0)UK\displaystyle U^{\dagger}M(T_{0})U^{*}K
=\displaystyle= [M(T0)]12M(T0)[M(T0)]12K\displaystyle[M(T_{0})]^{-{1\over 2}}M(T_{0})[M(T_{0})]^{-{1\over 2}}K
=\displaystyle= IK.\displaystyle IK.

Corollary 1.

In a linear Rep of anti-unitary group GG, one can chose bases in the eigenspace of σT02\sigma\equiv T_{0}^{2} with eigenvalue 1 such that T0T_{0} is represented as IKIK in this subspace.

Proof.

Suppose D(g)Ks(g),gGD(g)K_{s(g)},g\in G is a NN-dimensional linear Rep of GG, Δ1,ΔN\Delta_{1},...\Delta_{N} are the orthonormal bases of the eigenspace of σ=T02\sigma=T_{0}^{2} with eigenvalue 1, namely.

D(σ)Δi=Δi.D(\sigma)\Delta_{i}=\Delta_{i}.

Since σT0=T0σ\sigma T_{0}=T_{0}\sigma, and accordingly D(σ)D(T0)K=D(T0)KD(σ)D(\sigma)D(T_{0})K=D(T_{0})KD(\sigma), we have

D(σ)D(T0)KΔi=D(T0)K(D(σ)Δi)=D(T0)KΔi,\displaystyle D(\sigma)D(T_{0})K\Delta_{i}=D(T_{0})K\big{(}D(\sigma)\Delta_{i}\big{)}=D(T_{0})K\Delta_{i},

namely, the eigenspace of σ\sigma is closed under the action of T0T_{0}. In the eigenspace of σ\sigma with eigen value 1, the Rep of T0T_{0} takes the form

(T0)ijK=Δ~iD(T0)KΔ~j,\displaystyle\mathscr{M}(T_{0})_{ij}K=\tilde{\Delta}_{i}^{\dagger}D(T_{0})K\tilde{\Delta}_{j},

with (T0)=1(T0)\mathscr{M}^{\dagger}(T_{0})=\mathscr{M}^{-1}(T_{0}) and (T0)(T0)=(σ)=I\mathscr{M}(T_{0})\mathscr{M}^{*}(T_{0})=\mathscr{M}(\sigma)=I. From lemma 1, the Rep of T0T_{0} can be transformed into IKIK in the new bases,

Δi=j=1NΔjji12(T0),\Delta^{\prime}_{i}=\sum_{j=1}^{N}\Delta_{j}\mathscr{M}_{ji}^{1\over 2}(T_{0}),

with

(T0)KΔi=(T0)ΔiK=ΔiK.\mathscr{M}(T_{0})K\Delta^{\prime}_{i}=\mathscr{M}(T_{0})\Delta^{{}^{\prime}*}_{i}K=\Delta^{{}^{\prime}*}_{i}K.

Now it is ready to introduce the theorem.

Theorem 1.

If Γ~\tilde{\Gamma} is a common eigenvector Γ~\tilde{\Gamma} of Vη0(h),hHV_{\eta_{0}}(h),h\in H with eigenvalue 1, namely, Vη0(h)Γ~=Γ~V_{\eta_{0}}(h)\tilde{\Gamma}=\tilde{\Gamma} for all hHh\in H, with Vη0(h)=12[V(h)(I+𝒯η0)]V_{\eta_{0}}(h)=\frac{1}{2}[V(h)(I+\mathscr{T}_{\eta_{0}})] and V(h)=M(h)F(h)V(h)=M(h)\otimes F(h), then Γ~\tilde{\Gamma} has the following properties:
1) it carries the identity Rep of HH;
2) it is η0\eta_{0}-symmetric;
3) if the basis satisfies V(T0)Γ~=Γ~V(T_{0})\tilde{\Gamma}^{*}=\tilde{\Gamma} (i.e. if Γ~\tilde{\Gamma} carries the identity Rep of GG), then Γ=Γ~M(T0)\Gamma=\tilde{\Gamma}M^{*}(T_{0}) is an hermitian matrix where Γ~\tilde{\Gamma} has been reshaped into a matrix.

Proof.

Firstly, since V(h)=M(h)F(h)V(h)=M(h)\otimes F(h) is a linear Rep of HH, we define the following projection operator

P(I)=1|H|hHV(h),P^{(I)}={1\over|H|}\sum_{h\in H}V(h),

which projects from the product space V(h)=M(h)F(h)V(h)=M(h)\otimes F(h) onto the identity Rep space. Accordingly, we have

1|H|hHVη0(h)=P(I)Pη0.{1\over|H|}\sum_{h\in H}V_{\eta_{0}}(h)=P^{(I)}P_{\eta_{0}}.

Supposing Γ~\tilde{\Gamma} is a common eigenvector of Vη0(h),hHV_{\eta_{0}}(h),h\in H with eigenvalue 1, then we have

1|H|hHVη0(h)Γ~\displaystyle{1\over|H|}\sum_{h\in H}V_{\eta_{0}}(h)\tilde{\Gamma} =\displaystyle= P(I)Pη0Γ~=Γ~.\displaystyle P^{(I)}P_{\eta_{0}}\tilde{\Gamma}=\tilde{\Gamma}. (45)

Therefore,

P(I)Γ~=P(I)P(I)Pη0Γ~=P(I)Pη0Γ~=Γ~,P^{(I)}\tilde{\Gamma}=P^{(I)}P^{(I)}P_{\eta_{0}}\tilde{\Gamma}=P^{(I)}P_{\eta_{0}}\tilde{\Gamma}=\tilde{\Gamma},

namely, Γ~\tilde{\Gamma} is the CG coefficient coupling the direct product Rep V(h)=M(h)F(h)V(h)=M(h)\otimes F(h) to the identity Rep.

On the other hand, from P(I)Γ~=Γ~P^{(I)}\tilde{\Gamma}=\tilde{\Gamma} and P(I)Pη0Γ~=12P(I)(I+𝒯η0)Γ~=Γ~P^{(I)}P_{\eta_{0}}\tilde{\Gamma}=\frac{1}{2}P^{(I)}(I+\mathscr{T}_{\eta_{0}})\tilde{\Gamma}=\tilde{\Gamma}, we have

12(I+𝒯η0)Γ~=Γ~.{1\over 2}(I+\mathscr{T}_{\eta_{0}})\tilde{\Gamma}=\tilde{\Gamma}.

Therefore 𝒯η0Γ~=Γ~\mathscr{T}_{\eta_{0}}\tilde{\Gamma}=\tilde{\Gamma}. By definition, 𝒯η0Γ~=[η0M(σ)Γ~]T\mathscr{T}_{\eta_{0}}\tilde{\Gamma}=[\eta_{0}M(\sigma)\tilde{\Gamma}]^{T}, so we have

Γ~T=η0M(σ)Γ~.\tilde{\Gamma}^{T}=\eta_{0}M(\sigma)\tilde{\Gamma}.

Namely, Γ~\tilde{\Gamma} is η0\eta_{0}-symmetric. Especially, for type-I anti-unitary groups, σ=E\sigma=E, the η0\eta_{0}-symmetry reduces to Γ~T=η0Γ~\tilde{\Gamma}^{T}=\eta_{0}\tilde{\Gamma}.

Thus we have verified that the eigenvector Γ~\tilde{\Gamma} of P(I)Pη0Γ~=Γ~P^{(I)}P_{\eta_{0}}\tilde{\Gamma}=\tilde{\Gamma} indeed has the properties 1) and 2).

Now we illustrate that the relation V(T0)KΓ~=Γ~V(T_{0})K\tilde{\Gamma}=\tilde{\Gamma} can be satisfied.

Firstly we shows that V(T0)KV(T_{0})K preserves the eigenspace of P(I)P^{(I)}. Noticing that T0(hHh)=(hHh)T0T_{0}(\sum_{h\in H}h)=(\sum_{h\in H}h)T_{0}, and that V(g)Ks(g),gGV(g)K_{s(g)},g\in G is a linear Rep of GG, so V(T0)KP(I)=P(I)V(T0)KV(T_{0})KP^{(I)}=P^{(I)}V(T_{0})K. Therefore, if Γ~\tilde{\Gamma} is an eigenvector of P(I)P^{(I)} with P(I)Γ~=Γ~P^{(I)}\tilde{\Gamma}=\tilde{\Gamma}, then

P(I)V(T0)KΓ~=V(T0)KP(I)Γ~=V(T0)KΓ~.P^{(I)}V(T_{0})K\tilde{\Gamma}=V(T_{0})KP^{(I)}\tilde{\Gamma}=V(T_{0})K\tilde{\Gamma}.

Namely, V(T0)KΓ~V(T_{0})K\tilde{\Gamma} is still an eigenvector of P(I)P^{(I)}.

Then we show that V(T0)KV(T_{0})K also preserves the eigenspace of Pη0P_{\eta_{0}}. From the definition of the unit twist operator [(𝒯)kl,ij=δkjδli][(\mathscr{T})_{kl,ij}=\delta_{kj}\delta_{li}], it is easily to verify that

(X𝒯)kl,ij=Xkl,ji(X\mathscr{T})_{kl,ij}=X_{kl,ji}

and

(𝒯X)kl,ij=Xlk,ij(\mathscr{T}X)_{kl,ij}=X_{lk,ij}

for arbitrary matrix XX. Similarly, for a direct product matrix (XY)kl,ij=XkiYlj(X\otimes Y)_{kl,ij}=X_{ki}Y_{lj}, the twist operator acts as

{[(XY)𝒯]kl,ij=(XY)kl,ji=XkjYli[𝒯(XY)]kl,ij=(XY)lk,ij=XliYkj,\displaystyle\begin{cases}[(X\otimes Y)\mathscr{T}]_{kl,ij}=(X\otimes Y)_{kl,ji}=X_{kj}Y_{li}\\ [\mathscr{T}(X\otimes Y)]_{kl,ij}=(X\otimes Y)_{lk,ij}=X_{li}Y_{kj}\end{cases},

which gives

[𝒯(XY)𝒯]kl,ij\displaystyle[\mathscr{T}(X\!\otimes\!Y)\mathscr{T}]_{kl,ij} =[(XY)𝒯]lk,ij\displaystyle=[(X\!\otimes\!Y)\mathscr{T}]_{lk,ij}
=(XY)lk,ji=XljYki=(YX)kl,ij.\displaystyle=(X\!\otimes\!Y)_{lk,ji}=X_{lj}Y_{ki}\!=\!(Y\!\otimes\!X)_{kl,ij}.

Since V(T0)=M(T0)M(T0)V(T_{0})=M(T_{0})\otimes M(T_{0}), we have

[𝒯η0V(T0)K𝒯η0]\displaystyle[\mathscr{T}_{\eta_{0}}V(T_{0})K\mathscr{T}_{\eta_{0}}]
=\displaystyle= η0η0𝒯[M(σ)I][M(T0)M(T0)]𝒯[M(σ)I]K\displaystyle\eta_{0}\eta_{0}^{*}\mathscr{T}[M(\sigma)\otimes I][M(T_{0})\otimes M(T_{0})]\mathscr{T}[M^{*}(\sigma)\otimes I]K
=\displaystyle= [IM(σ)][M(T0)M(T0)][M(σ)I]K\displaystyle[I\otimes M(\sigma)][M(T_{0})\otimes M(T_{0})][M^{*}(\sigma)\otimes I]K
=\displaystyle= [M(T0)M(T0)][M(σ)F(σ)]K\displaystyle[M(T_{0})\otimes M(T_{0})][M(\sigma)\otimes F(\sigma)]^{*}K
=\displaystyle= V(T0)K(𝒯η0)2,\displaystyle V(T_{0})K(\mathscr{T}_{\eta_{0}})^{2}, (46)

where we have used (𝒯η0)2=V(σ)(\mathscr{T}_{\eta_{0}})^{2}=V(\sigma). Therefore, if Γ~\tilde{\Gamma} is η0\eta_{0}-symmetric, i.e.i.e., if 𝒯η0Γ~=Γ~\ \mathscr{T}_{\eta_{0}}\tilde{\Gamma}=\tilde{\Gamma}, then 𝒯η0V(T0)KΓ~=𝒯η0V(T0)K𝒯η0Γ~=V(T0)K(𝒯η0)2Γ~=V(T0)KΓ~\mathscr{T}_{\eta_{0}}V(T_{0})K\tilde{\Gamma}=\mathscr{T}_{\eta_{0}}V(T_{0})K\mathscr{T}_{\eta_{0}}\tilde{\Gamma}=V(T_{0})K(\mathscr{T}_{\eta_{0}})^{2}\tilde{\Gamma}=V(T_{0})K\tilde{\Gamma}, which means that (V(T0)K)Γ~\big{(}V(T_{0})K\big{)}\tilde{\Gamma} is still η0\eta_{0}-symmetric.

Therefore, the eigenspace of P(I)Pη0P^{(I)}P_{\eta_{0}} with eigenvalue 1 is preserved under the action of T0T_{0}. Namely, this eigspace form a linear Rep of the anti-unitary group GG. Noticing that V(σ)=V(T0)V(T0)V(\sigma)=V(T_{0})V^{*}(T_{0}) is represented as an identity matrix in this eigenspace, from lemma 1, we can ‘diagonalize’ V(T0)KV(T_{0})K as IKIK in this subspace. Namely, we can choose proper bases such that M(T0)M(T0)Γ~=Γ~M(T_{0})\otimes M(T_{0})\tilde{\Gamma}^{*}=\tilde{\Gamma}, or equivalently (11), holds.

From the transpose of (11), we have M(T)Γ~[M(T)]T=Γ~T=η0M(σ)Γ~M(T)\tilde{\Gamma}^{\dagger}[M(T)]^{T}=\tilde{\Gamma}^{T}=\eta_{0}M(\sigma)\tilde{\Gamma}, where the symmetry equation has been used. Substituting Γ=Γ~M(T0)\Gamma=\tilde{\Gamma}M^{*}(T_{0}) into above equation and noticing M(T0)M(T0)=η0M(σ)M(T_{0})M^{*}(T_{0})=\eta_{0}M(\sigma), we finally obtain the hermitian condition Γ=Γ\Gamma^{\dagger}=\Gamma. Thus the property 3) has been verified.

Noticing that the eigenspace of P(I)P^{(I)} is either η0\eta_{0}-symmetric or (η0)(-\eta_{0})-symmetric, so P(I)Pη0P^{(I)}P_{\eta_{0}} is also a projection operator

(P(I)Pη0)2=P(I)Pη0,\big{(}P^{(I)}P_{\eta_{0}}\big{)}^{2}=P^{(I)}P_{\eta_{0}},

therefore its eigenvalues are either 1 or 0. If M(g)Ks(g),gGM(g)K_{s(g)},g\in G is irreducible, then P(I)Pη0P^{(I)}P_{\eta_{0}} has only one nonzero eigenvalue. The trace of this projection operator Tr(P(I)Pη0)=1{\rm Tr}\ (P^{(I)}P_{\eta_{0}})=1 yields the irreduciblity condition (13).

Appendix B Derivation of (16) for Type-II anti-unitary groups

Following the same discussion of type-I anti-unitary groups, for type-II anti-unitary groups we obtain the matrix form Vη0(h)=12[M(h)F(h)(I+𝒯η0)]V_{\eta_{0}}(h)=\frac{1}{2}[M(h)\otimes F(h)(I+\mathscr{T}_{\eta_{0}})], namely

[Vη0(h)]kl,ij=12(\displaystyle[V_{\eta_{0}}(h)]_{kl,ij}=\frac{1}{2}\Big{(} [M(h)F(h)]kl,ij\displaystyle\!\!\left[M(h)\!\otimes\!F(h)\right]_{kl,ij}
+η0[M(h)F(h)M(σ)]kl,ji).\displaystyle+\eta_{0}[M(h)\!\otimes\!F(h)M(\sigma)]_{kl,ji}\!\!\Big{)}. (47)

From theorem 1 in appendix A, we can start with the equation (19), which can be expressed in terms of characters as

1=12|H|h,i,j(Mii(h)Fjj(h)+η0Mij(h)[F(h)M(σ)]ji).\displaystyle 1\!\!=\!\!\frac{1}{2|H|}\!\sum_{h,i,j}\!\Big{(}\!M_{ii}(h)F_{jj}(h)\!+\!\eta_{0}M_{ij}(h)[F(h)M(\sigma)]_{ji}\!\Big{)}. (48)

Remembering that M(σ)=η01M(T0)M(T0)M(\sigma)=\eta^{-1}_{0}M(T_{0})M^{*}(T_{0}), the second term in (48) can be transformed into

i,j\displaystyle\sum_{i,j} η0Mij(h)[F(h)M(σ)]ji=η0Tr[M(h)F(h)M(σ)]\displaystyle\eta_{0}M_{ij}(h)[F(h)M(\sigma)]_{ji}=\eta_{0}{\rm Tr}[M(h)F(h)M(\sigma)]
=\displaystyle= η0Tr[M(h)F(h)η01M(T0)M(T0)]\displaystyle\eta_{0}{\rm Tr}[M(h)F(h)\eta^{-1}_{0}M(T_{0})M^{*}(T_{0})]
=\displaystyle= Tr[M(h)M(T0)M(h)M(T0)M(T0)M(T0)]\displaystyle{\rm Tr}[M(h)M(T_{0})M^{*}(h)M^{\dagger}(T_{0})M(T_{0})M^{*}(T_{0})]
=\displaystyle= Tr[M(h)M(T0)M(h)M(T0)]\displaystyle{\rm Tr}[M(h)M(T_{0})M^{*}(h)M^{*}(T_{0})]
=\displaystyle= ω(h,T0)ω(h,T0)Tr[M(hT0)M(hT0)]\displaystyle\omega(h,T_{0})\omega^{*}(h,T_{0}){\rm Tr}[M(hT_{0})M^{*}(hT_{0})]
=\displaystyle= ω(h,T0)ω(h,T0)ω(hT0,hT0)χ((hT0)2).\displaystyle\omega(h,T_{0})\omega^{*}(h,T_{0})\omega(hT_{0},hT_{0})\chi((hT_{0})^{2}). (49)

Finally, noticing TrM(h)=χ(h){\rm Tr\ }M(h)=\chi(h) and TrF(h)=χ(h){\rm Tr\ }F(h)=\chi^{*}(h), (48) reduces to (16), namely,

1=12|H|hH[χ(h)χ(h)+ω(hT0,hT0)χ((hT0)2)].\displaystyle 1=\frac{1}{2|H|}\sum_{h\in H}\left[\chi(h)\chi^{*}(h)+\omega(hT_{0},hT_{0})\chi((hT_{0})^{2})\right]. (50)

Appendix C kpk\cdot p theory: Derivation of (30), (32), (34) and Discussion for General Dispersions

We starts with the equation (27), namely,

M(g)Ks(g)Γ(g1δ𝒌)Ks(g)M(g)=Γ(δ𝒌).M(g)K_{s(g)}\Gamma(g^{-1}\delta\boldsymbol{k})K_{s(g)}M^{\dagger}(g)=\Gamma(\delta\boldsymbol{k}).

Letting δ𝒌=g1δ𝒌\delta\boldsymbol{k}^{\prime}=g^{-1}\delta\boldsymbol{k}, then δ𝒌=gδ𝒌\delta\boldsymbol{k}=g\delta\boldsymbol{k}^{\prime} and (27) becomes

M(g)Ks(g)Γ(δ𝒌)Ks(g)M(g)=Γ(gδ𝒌).M(g)K_{s(g)}\Gamma(\delta\boldsymbol{k}^{\prime})K_{s(g)}M^{\dagger}(g)=\Gamma(g\delta\boldsymbol{k}^{\prime}).

Since the summation over δ𝒌\delta\boldsymbol{k}^{\prime} is equivalent to the summation over δ𝒌\delta\boldsymbol{k}, therefore we have

M(g)Ks(g)Γ(δ𝒌)Ks(g)M(g)=Γ(gδ𝒌).\displaystyle M(g)K_{s(g)}\Gamma(\delta\boldsymbol{k})K_{s(g)}M^{\dagger}(g)=\Gamma(g\delta\boldsymbol{k}). (51)

If there is a linear dispersion then Γ(δ𝒌)=m=13δkmΓm\Gamma(\delta\boldsymbol{k})=\sum_{m=1}^{3}\delta k_{m}\Gamma^{m}. Notice that δ𝒌\delta\boldsymbol{k} varies as dual vector under the action of the unitary subgroup HH, namely h^δkm=nDmn(v¯)(h)δkn\hat{h}\delta k_{m}=\sum_{n}D^{(\bar{v})}_{mn}(h)\delta k_{n}. Substituting these relations into (51) and letting g=hHg=h\in H, then we have

M(h)(nΓnδkn)M(h)=m,nΓmDmn(v¯)(h)δkn.\displaystyle M(h)\left(\sum_{n}\Gamma^{n}\delta k_{n}\right)M^{{\dagger}}(h)=\sum_{m,n}\Gamma^{m}D^{(\bar{v})}_{mn}(h)\delta k_{n}. (52)

Thus the equation (30) is proved, i.e.i.e., M(h)ΓnM(h)=mDmn(v¯)(h)ΓmM(h)\Gamma^{n}M(h)^{\dagger}=\sum_{m}D^{(\bar{v})}_{mn}(h)\Gamma^{m}.

Now consider the anti-unitary element g=T0g=T_{0}. From (51), we obtain

M(T0)KΓ(δ𝒌)KM(T0)=Γ(T0δ𝒌).M(T_{0})K\Gamma(\delta\boldsymbol{k})KM^{\dagger}(T_{0})=\Gamma(T_{0}\delta\boldsymbol{k}).

If T0T_{0} has a nontrivial action on δ𝒌\delta\boldsymbol{k}, namely T0δkm=nDmn(v¯)(T0)δknT_{0}\delta k_{m}=\sum_{n}D^{(\bar{v})}_{mn}(T_{0})\delta k_{n}, then linear dispersion Γ(δ𝒌)=m=13δkmΓm\Gamma(\delta\boldsymbol{k})=\sum_{m=1}^{3}\delta k_{m}\Gamma^{m} indicates that

M(T0)K(nΓnδkn)KM(T0)=mnDmn(v¯)(T0)Γmδkn,\displaystyle M(T_{0})K\left(\sum_{n}\Gamma^{n}\delta k_{n}\right)KM^{\dagger}(T_{0})=\sum_{mn}D^{(\bar{v})}_{mn}(T_{0})\Gamma^{m}\delta k_{n},

which is equivalent to (34), i.e.i.e., M(T0)(Γn)M(T0)=mΓmDmn(v¯)(T0).M(T_{0})(\Gamma^{n})^{*}M^{\dagger}(T_{0})=\sum_{m}\Gamma^{m}D^{(\bar{v})}_{mn}(T_{0}). Here we have used the fact that δkn\delta k_{n}\in\mathbb{R} are real numbers. (32) is a special case of (34) with Dmn(v¯)(T0)=ID^{(\bar{v})}_{mn}(T_{0})=I.

Similar discussion can be generalized to the case when the vector Rep is reducible, or to the cases where the dispersions are of higher order. Generally, the object nΓnδkn\sum_{n}\Gamma^{n}\delta k_{n} can be replaced by iΓi(N)Pi(N)(δ𝒌)\sum_{i}\Gamma^{(N)}_{i}P_{i}^{(N)}(\delta\boldsymbol{k}), where

Pi(N)(δ𝒌)=a+b+c=Nfi(abc)(N)δk1aδk2bδk3c,fabcP^{(N)}_{i}(\delta\boldsymbol{k})=\sum_{a+b+c=N}f^{(N)}_{i(abc)}\delta k_{1}^{a}\delta k_{2}^{b}\delta k_{3}^{c},\ \ f_{abc}\in\mathbb{R}

belongs to a set of order-NN homogeneous polynomials of δk1,δk2,δk3\delta k_{1},\delta k_{2},\delta k_{3} which vary under the rule of irreducible linear Rep of GG.

For instance, in the case H=𝒞6vH=\mathscr{C}_{6v}, the quadratic polynomials (P1(2),P2(2))T=(kx2ky2,2kxky)T(P^{(2)}_{1},P^{(2)}_{2})^{T}=(k_{x}^{2}-k_{y}^{2},2k_{x}k_{y})^{T} vary as a two-component column vector under the irreducible Rep (E2)=(E¯2)(E_{2})=(\bar{E}_{2}), namely,

hPi(2)(δ𝒌)=jDij(E¯2)(h)Pj(2)(δ𝒌),\displaystyle hP^{(2)}_{i}(\delta\boldsymbol{k})=\sum_{j}D^{(\bar{E}_{2})}_{ij}(h)P^{(2)}_{j}(\delta\boldsymbol{k}),

for h𝒞6vh\in\mathscr{C}_{6v}, and

T0Pi(2)(δ𝒌)=jDij(E¯2)(T0)Pj(2)(δ𝒌).\displaystyle T_{0}P^{(2)}_{i}(\delta\boldsymbol{k})=\sum_{j}D^{(\bar{E}_{2})}_{ij}(T_{0})P^{(2)}_{j}(\delta\boldsymbol{k}).

Accordingly, similar to (30) and (32) we have

M(h)Γi(2)M(h)=jDji(E¯2)(h)Γj(2),\displaystyle M(h)\Gamma^{(2)}_{i}M(h)^{\dagger}=\sum_{j}D^{(\bar{E}_{2})}_{ji}(h)\Gamma^{(2)}_{j},
M(T0)Γi(2)M(T0)=jDji(E¯2)(T0)Γj(2).\displaystyle M(T_{0})\Gamma^{(2)*}_{i}M(T_{0})^{\dagger}=\sum_{j}D^{(\bar{E}_{2})}_{ji}(T_{0})\Gamma^{(2)}_{j}.

The existence of quadratic dispersion terms with the form i=12Γi(2)Pi(2)(δ𝒌)\sum_{i=1}^{2}\Gamma^{(2)}_{i}P_{i}^{(2)}(\delta\boldsymbol{k}) can be judged using the formula (42) by replacing the vector Rep (v)(v) with the linear Rep (E2)(E_{2}).

Applying the method introduced in section IV.1.1, we can obtain the matrices Γ1,2(2)\Gamma^{(2)}_{1,2}.

Appendix D kpk\cdot p theory: hermiticity of Γ1,2,3\Gamma^{1,2,3}

We define the projection operator

(I)=1|H|hHW(h)\mathbb{P}^{(I)}={1\over|H|}\sum_{h\in H}W(h)

which project onto the subspace of identity Reps in the product Rep W(h)=D(v)(h)M(h)F(h)W(h)=D^{(v)}(h)\otimes M(h)\otimes F(h). Similarly,

1|H|hHWη0(h)=(I)η0.{1\over|H|}\sum_{h\in H}W_{\eta_{0}}(h)=\mathbb{P}^{(I)}\mathbb{P}_{\eta_{0}}.

Following the discussion in Appendix A, the eigenvector Γ~\tilde{\Gamma} of (I)η0\mathbb{P}^{(I)}\mathbb{P}_{\eta_{0}} with

(I)η0Γ~=Γ~\mathbb{P}^{(I)}\mathbb{P}_{\eta_{0}}\tilde{\Gamma}=\tilde{\Gamma}

is also an eigenvector of (I)\mathbb{P}^{(I)} and η0\mathbb{P}_{\eta_{0}}, namely, it is a η0\eta_{0}-symmetric vector which carries the identity Rep of HH.

Furthermore, referring to Appendix A and noticing the facts W(T0)K(I)=(I)W(T0)KW(T_{0})K\mathbb{P}^{(I)}=\mathbb{P}^{(I)}W(T_{0})K and 𝕋η0W(T0)K𝕋η0=W(T0)KW(σ)=W(T0)K𝕋η02\mathbb{T}_{\eta_{0}}W(T_{0})K\mathbb{T}_{\eta_{0}}=W(T_{0})KW(\sigma)=W(T_{0})K\mathbb{T}_{\eta_{0}}^{2}, it can be verified that W(T0)KW(T_{0})K preserves the eigenspace of (I)\mathbb{P}^{(I)} and η0\mathbb{P}_{\eta_{0}}. Namely, the eigenspace 1\mathcal{L}_{1} of (I)η0\mathbb{P}^{(I)}\mathbb{P}_{\eta_{0}} with eigenvalue 1 is closed under the action of any gGg\in G, hence forms a linear Rep space of GG. From the lemma 1 and its corollary, we can choose proper bases such that each basis carries the identity Rep of GG, namely, we can always find the bases of 1\mathcal{L}_{1} such that T0T_{0} is represented as (T0)K=IK\mathscr{M}(T_{0})K=IK.

Now it is ready to prove that the matrices Γ1,2,3\Gamma^{1,2,3} constructed from Γ~\tilde{\Gamma} are hermitian matrices.

Corollary 2.

If Γ~\tilde{\Gamma} satisfy the relations (39) and (41), then the resultant matrices Γ1,2,3\Gamma^{1,2,3} are hermitian, where Γ~\tilde{\Gamma} and Γm\Gamma^{m} are related by (Γ~)n×d2+i×d+j=(Γ~n)ij(\tilde{\Gamma})_{n\times d^{2}+i\times d+j}=(\tilde{\Gamma}^{n})_{ij} and Γm=Γ~mM(T0)\Gamma^{m}=\tilde{\Gamma}^{m}M^{*}(T_{0}).

Proof.

Equation (41) indicates that Γ~m\tilde{\Gamma}^{m} satisfies the symmetry condition

(Γ~m)T=η0nDmn(v)(T0)M(σ)Γ~n.\displaystyle(\tilde{\Gamma}^{m})^{T}=\eta_{0}\sum_{n}D^{(v)}_{mn}(T_{0})M(\sigma)\tilde{\Gamma}^{n}. (53)

Taking complex conjugation, above equation becomes

(Γ~m)\displaystyle(\tilde{\Gamma}^{m})^{\dagger} =\displaystyle= nη0Dmn(v)(T0)M(σ)(Γ~n)\displaystyle\sum_{n}\eta_{0}^{*}D_{mn}^{(v)*}(T_{0})M^{*}(\sigma)(\tilde{\Gamma}^{n})^{*}
=\displaystyle= M(T0)M(T0)nDmn(v)(T0)(Γ~n),\displaystyle M^{*}(T_{0})M(T_{0})\sum_{n}D_{mn}^{(v)*}(T_{0})(\tilde{\Gamma}^{n})^{*},

which yields

MT(T0)(Γ~m)=nDmn(v)(T0)M(T0)(Γ~n).\displaystyle M^{T}(T_{0})(\tilde{\Gamma}^{m})^{\dagger}=\sum_{n}D_{mn}^{(v)*}(T_{0})M(T_{0})(\tilde{\Gamma}^{n})^{*}.

On the other hand, the second equation in (39) is equivalent to (37), which indicates that

Γ~mM(T0)=kDmk(v)(T0)M(T0)(Γ~k).\displaystyle\tilde{\Gamma}^{m}M^{*}(T_{0})=\sum_{k}D^{(v)}_{mk}(T_{0})M(T_{0})(\tilde{\Gamma}^{k})^{*}.

Since the vector Rep is a real Rep, comparing above two equations we have

MT(T0)(Γ~m)=Γ~mM(T0),M^{T}(T_{0})(\tilde{\Gamma}^{m})^{\dagger}=\tilde{\Gamma}^{m}M^{*}(T_{0}),

namely, (Γm)=Γm\big{(}\Gamma^{m}\big{)}^{\dagger}=\Gamma^{m}. This completes the proof.

References