A generalized fractional Halanay inequality and its applications
Abstract
This paper is concerned with a generalized Halanay inequality and its applications to fractional-order delay linear systems. First, based on a sub-semigroup property of Mittag-Leffler functions, a generalized Halanay inequality is established. Then, applying this result to fractional-order delay systems with an order-preserving structure, an optimal estimate for the solutions is given. Next, inspired by the obtained Halanay inequality, a linear matrix inequality is designed to derive the Mittag-Leffler stability of general fractional-order delay linear systems. Finally, numerical examples are provided to illustrate the proposed theoretical results.
Key words: Fractional-order delay linear systems, Mittag-Leffler stability, Generalized fractional Halanay inequality, Positive systems, Linear matrix inequality
AMS subject classifications: 34A08, 34K37, 45A05, 45M05, 45M20, 33E12, 26D10, 15A39
1 Introduction
Fractional delay differential equations is an important class that has many applications in practical problems of fractional differential equations. To our knowledge, the following approaches are commonly used to study the asymptotic behavior of the solutions of these equations: I. Spectrum analysis method; II. Lyapunov–Razumikhin method; III. Comparison method.
Regarding the spectrum analysis method, interested readers can refer to [12, 1, 18, 21, 22]. The drawback of this approach is that it leads to solving complex fractions of fractional orders containing delays and thus requires many tools from complex analysis.
One of the first attempts at formulating a Razumikhin-type theorem for delay fractional differential equations was [2]. Recently, this approach has been improved in [11, 27]. However, the lack of an effective Leibniz rule for fractional derivatives significantly reduces the validity of these results.
Comparison arguments were used very early in fractional calculus, see e.g., [14]. They seem to be particularly suitable for positive delay systems [16, 5, 10, 15, 24, 19].
Halanay inequality is a comparison principle for delay differential equations [6]. In [25], the first fractional version of this inequality was established to prove the stability and the dissipativity of fractional-order delay systems. Later, an extended version of [25, Lemma 2.3] was proposed in [7] to investigate the finite-time stability of nonlinear fractional order delay systems while other results have been developed in [17, 13] (for the case with distributed delays), and in [9] (for the case with unbounded delays).
Motivated by the above discussions, in light of a sub-semigroup property of classical Mittag-Leffler functions, we propose a generalized fractional Halanay inequality which improves and generalizes the existing works [25, Lemma 2.3] and [7, Theorem 1.2]. Then, the obtained inequality is applied to investigate the Mittag-Leffler stability of fractional-order delay systems in both cases: the systems with or without a structure that preserves the order of solutions.
The rest of this paper is organized as follows. In section 2, some preliminaries and a fractional Hanlanay inequality are provided. In section 3, by combining the established fractional Halanay inequality with the property of preserving the order of the solutions, we present a new optimal estimate to characterize the asymptotic stability of fractional-order positive delay linear systems. Next, we consider general fractional-order delay linear systems. With the help of the Halanay-type inequality, a linear matrix inequality is designed to ensure the Mittag-Leffler stability of these systems. In section 4, several numerical examples are presented to illustrate the validity of the theoretical results.
We close this section by introducing some symbols and definitions that will be used throughout the article. Let , be the set of natural numbers, real numbers, nonnegative real numbers, positive real numbers, nonpositive real numbers, and complex numbers, respectively. Let and stands for the -dimensional real Euclidean space. Denote by the set of all vectors in with nonnegative entries, that is,
the set of all vectors in with positive entries, that is,
and the set of all vectors in with nonpositive entries, that is,
For two vectors , we write if for all . Let , we write if for all . For any , we set . Let be a matrix in . The transpose of is denoted by . The matrix is Metzler if its off-diagonal entries are nonnegative. It is said to be non-negative if all its entries are non-negative. is Hurwitz matrix if its spectrum satisfies the stable condition
If , the matrix is negative semi-definite and we write . Given a closed interval and is a subset of , we define as the set of all continuous functions from to .
For and , the Riemann–Liouville fractional integral of a function is defined by
and its Caputo fractional derivative of the order as
here is the Gamma function and is the usual derivative. For and a vector-valued function in we use the notation
2 A generalized fractional Halanay inequality
In this part, we aim to derive a generalized Halanay-type inequality. To do this, some basic properties of the Mittag-Leffler functions need to be used (especially the sub-semigroup property of the classical Mittag-Leffler functions in Lemma 2.2 below).
Let . The Mittag-Leffler function is defined by
When , for simplicity, we use the convention to denote the classical Mittag-Leffler function.
Throughout the rest of the paper, we always assume .
Lemma 2.1.
-
(i)
for all and .
-
(ii)
for all and for all
Proof.
(i) From [4, Corolary 3.7, p. 29], we have . The assertions for all are implied from [4, Proposition 3.23, p. 47] and [4, Lemma 4.25, p. 86].
(ii) By a simple computation, it is easy to check that for all . The assertion for all is derived from the fact that the function is the unique solution of the initial value problem
∎
Lemma 2.2.
(Sub-semigroup property) [13, Lemma 4] For and , we have
Lemma 2.3.
[3, Lemma 25] Let be continuous and the Caputo fractional derivative exists on the interval . If there exists such that and , then
Theorem 2.4.
Let be continuous functions such that exists on and are nonnegative continuous functions on Consider the system
(1) | ||||
(2) |
where , is a given continuous function and the delay function is continuous. Suppose that and one of the following two conditions holds.
-
(i)
is bounded on the interval and .
-
(ii)
is not necessarily bounded on , and
Then, there exists such that
(3) |
where .
Proof.
The proof is divided into three steps.
Step 1. First, we prove that for each fixed , there is a unique that satisfies the equation
(4) |
Indeed, let
By the fact that is a continuously differentiable function with respect to the variable on , by a simple computation and Lemma 2.1(ii), we obtain
Notice that and . Thus, the equation (4) () has a unique root .
Step 2. Let
It is obvious to see . Suppose by contradiction that .
Consider the case when the condition (i) is true. There is a with From the definition of , we can find a so that , where is small enough satisfying and is the unique root of the equation Furthermore,
a contradiction. Here, the final estimate above is derived from strictly increasing to the variable on of the function defined by
Concerning the assumption (ii), there exists a such that , where is small enough satisfying
(5) |
with is the unique root of the equation From the fact that is strictly increasing with respect to the variable on , we conclude
a contradiction.
Step 3. Take
Assume that (ii) is true. Let . To verify the statement (3), we first show that
(6) |
where is small arbitrarily (). Suppose by contradiction that statement (6) is not true. Due to , there is a such that
Define
Then,
by Lemma 2.3, it implies that
(7) |
On the other hand,
Noting that is strictly increasing on , we have
Case I: . It is easy to check that . From this,
which contracts (7).
Case 2: . In this case, we observe that
This together with Lemma 2.2 leads to
a contradiction with (7). In short, we assert that (6) holds. Let , the estimate (3) is checked completely.
If the condition (i) is true, choosing and arguing similarly to the above proof, we also get the desired estimate. ∎
Remark 2.5.
Remark 2.6.
The key point in the proof of Theorem 2.4 is to compare the decay solutions of the original inequality with a given classical Mittag-Leffler function. The difficulty one faces in this situation is that Mittag-Leffler functions in general do not have the semigroup property as exponential functions. Fortunately, the sub-semigroup property (see Lemma 2.2) is enough for us to overcome that obstacle.
Using similar arguments in the proof of Theorem 2.4, we can easily extend this result to the case of various bounded delays as follows.
Corollary 2.7.
Let be a continuous function such that exists on and are nonnegative continuous functions on , Consider the system
where is continuous, the delays , , are continuous and bounded by , i.e., . Suppose that and one of the following two conditions is true.
-
(C1)
is bounded on , .
-
(C2)
is not necessarily bounded on , and
Then, there exists such that
where
3 Mittag-Leffler stability of fractional-order delay linear systems
3.1 Fractional-order delay systems with a structure that preserves the order of solutions
The positive fractional-order system has been studied by many authors before, see e.g., [16, 5, 10, 15, 24, 19]. The method was to use comparison arguments. In the current work, we are concerned with these systems when their initial conditions are arbitrary by exploiting a Halanay-type inequality combined with the property of preserving the order of the solutions. This is a new approach that seems to have never appeared in the literature.
Our research object in this section is the system
(8) | ||||
(9) |
where , are continuous matrix-valued functions, the delay function is continuous, and is a given continuous initial condition. Due to [23, Theorem 2.2], it can be shown that the initial value problem (8)–(9) has a unique global solution on denoted by .
Lemma 3.1.
Lemma 3.2.
Consider the system (8). Assume that is a Metzler Matrix and is a nonnegative matrix for each . Let with . Then,
Proof.
Theorem 3.3.
Proof.
Case 1. We first take the initial condition on To simplify notation, we also denote as the solution of system (8)–(9). By Lemma 3.1, we have for all and
Let
It is easy to check that
Let
for all . It follows from the assumption (10) that and satisfy the condition (ii) in Theorem 2.4. This leads to that there exists a such that
(12) |
Case 2. Next, let . Put . Then,
As shown in Case 1, there is a satisfying
or
(13) |
Case 3. Finally, we consider . Define and , where, for and ,
Then, and
From Lemma 3.2, we see
(14) |
Furthermore, from (12) and (13), we can find satisfying
(15) | ||||
(16) |
for all và . By combining (14), (15) and (16), it leads to
for all và , and thus the estimate (11) is verified with the parameter . In particular, for any , then
which finishes the proof. ∎
Remark 3.4.
Remark 3.5.
Although also established in the class of positive systems like Theorems 4.5, 4.6 in [19], Theorem 3.3 in the current paper provides a new criterion to study the asymptotic behavior of solutions with arbitrary initial conditions. Indeed, compared to [19, Theorem 4.5], Theorem 3.3 does not require the boundedness of the coefficient matrices or the Hurwitz characteristic of the dominant system. Meanwhile, compared to [19, Theorem 4.5], it is significantly simpler and even allows conclusions about the stability of the systems without having to solve additional supporting inequalities. In section 4, we will show specific numerical examples to clarify these findings.
3.2 General fractional-order delay linear systems
This section deals with general fractional-order delay linear systems. Based on the Halanay inequality established in Theorem 2.4, a linear matrix inequality has been designed to ensure their Mittag-Lefler stability.
Consider the system
(17) | ||||
(18) |
Here, are continuous, , is a continuous delay function, and is an arbitrary initial condition.
Lemma 3.6.
[20, Theorem 2] Let is continuous and the Caputo fractional derivative exists on . Then, for any , we have
Theorem 3.7.
Proof.
Remark 3.8.
Remark 3.9.
Theorem 3.7 is a constructive result. It suggests combining a fractional Halanay inequality with the design of suitable linear matrix inequalities to derive various stability conditions of general delay linear systems.
4 Numerical examples
This section provides numerical examples to illustrate the validity of the proposed theoretical results.
Example 4.1.
Consider the system
(21) | ||||
(22) |
where , ,
and the delay
It is obvious that . By a simple calculation, we obtain
This leads to
Thus, the assumptions in Theorem 3.3 are satisfied. From this, for any , the solution of the initial value problem (21)–(22) converges to the origin. Choosing
It is easy to check that for , we have
Taking
Because , Theorem 3.3 points out that

Remark 4.2.
In Example 4.1 above, because the coefficients and are unbounded on , it is outside the scope of [19, Theorem 4.5]. On the other hand, it is extremely complicated to find parameters and that satisfy the following inequalities for all :
Therefore, it is not an easy task to test the asymptotic stability and estimate the convergence rate to the origin of the solutions of system (21)–(22) by using [19, Theorem 4.6].
Example 4.3.
Consider the system
(23) | ||||
(24) |
where ,
and the delay
We see that and
It easy to check that is bounded on , and
By Remark 3.4, for any , the solution of (23) converges to the origin. Taking
and choosing , we observe
Thus, by Theorem 3.3, we obtain the estimate
Figure 2 describes the trajectories of the solution of the initial value problem (23)–(24) with on .

Remark 4.4.
Example 4.5.
Consider the system
(25) | ||||
(26) |
where , for Taking for all , then the condition (20) holds. Moreover,
and thus the condition (19) is also true. Using Theorem 3.7, it shows that the solution converges to the origin for any . Furthermore, by a simple computation, for , we see
Hence, the following estimate is true
Figure 3 depicts the orbits of the solution of the system (25) with the initial condition on .

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