A gauge-symmetrization method for energy-momentum tensors in high-order electromagnetic field theories
Abstract
For electromagnetic field theories, canonical energy-momentum conservation laws can be derived from the underpinning spacetime translation symmetry according to the Noether procedure. However, the canonical Energy-Momentum Tensors (EMTs) are neither symmetric nor gauge-symmetric (gauge invariant). The Belinfante-Rosenfeld (BR) method is a well-known procedure to symmetrize the EMTs, which also render them gauge symmetric for first-order field theories. High-order electromagnetic field theories appear in the study of gyrokinetic systems for magnetized plasmas and the Podolsky system for the radiation reaction of classical charged particles. For these high-order field theories, gauge-symmetric EMTs are not necessarily symmetric and vice versa. In the present study, we develop a new gauge-symmetrization method for EMTs in high-order electromagnetic field theories. The Noether procedure is carried out using the Faraday tensor , instead of the 4-potential , to derive a canonical EMT . We show that the gauge-dependent part of can be removed using the displacement-potential tensor , where is the anti-symmetric electric displacement tensor. This method gauge-symmetrize the EMT without necessarily making it symmetric, which is adequate for applications not involving general relativity. For first-order electromagnetic field theories, such as the standard Maxwell system, reduces to the familiar BR super-potential , and the method developed can be used as a simpler procedure to calculate without employing the angular momentum tensor in 4D spacetime. When the electromagnetic system is coupled to classical charged particles, the gauge-symmetrization method for EMTs is shown to be effective as well.
I introduction
In classical field theories, one can derive canonical Energy-Momentum Tensors (EMTs) from the underpinning spacetime translation symmetry using the Noether procedure (Noether, 1918). However, for classical systems of electromagnetic field, the canonical EMTs are neither symmetric with respect to tensor indices nor electromagnetic gauge invariant. Gauge dependence is un-physical, and non-symmetric EMT is not consistent with general relativity. In the present study, we will call a EMT symmetric if it is symmetric with respect to tensor indices, and gauge symmetric if it is gauge invariant. To date, much effort has been focused on symmetrizing the EMTs (with respect to tensor indices), while constructing gauge-symmetric EMTs is oftentimes a challenging task for general systems (Babak and Grishchuk, 1999; Gratus et al., 2012; Arminjon, 2016; Inglis and Jarvis, 2016; Jiménez et al., 2018; Ilin and Paston, 2020).
The first method for symmetrizing EMTs was discovered by Belinfante (Belinfante, 1939, 1940) and Rosenfeld (Rosenfeld, 1940), who added a divergence-free tensor to obtain a symmetric EMT, i.e.,
(1) | |||
(2) |
Here, is Belinfante-Rosenfeld (BR) EMT, and is known as BR super-potential that depends on the angular momentum tensor and is anti-symmetric with respect to and [see Eq. (52)]. General relativity suggests another method to generate symmetric EMTs (Hawking and Ellis, 1973; Landau and lifshitz, 1975), which was modified by Gotay and Marsden, who employed constraints to define symmetric EMTs (Gotay and Marsden, 1992; Lopez et al., 2007). The relations between these three types of symmetric EMTs have been discussed in the literature (Zhang, 2005; Ilin and Paston, 2019; Baker et al., 2021).
In many systems, including the standard Maxwell system (6), the symmetrization of also renders it gauge symmetric. But for general electromagnetic field theories with high-order field derivations, symmetry with respect to tensor indices in general does not imply gauge symmetry and vice versa. High-order electromagnetic field theories appear in the study of gyrokinetic systems (Qin, 2005; Qin et al., 2007; Fan et al., 2020) for magnetized plasmas and the Podolsky system (Bopp, 1940; Podolsky, 1942) for the radiation reaction of classical charged particles. In the present study, we propose a new method to gauge-symmetrize the canonical EMTs in general electromagnetic field theories with high-order field derivations. Our method removes the gauge dependence, but does not necessarily symmetrize the EMTs. In applications that don’t involve general relativity, gauge-symmetrized EMTs are adequate.
We first reformulate the equation of motion for the field by the variational principle with respect to the Faraday tensor , instead of the 4-potential as in the standard field theory. The Euler-Lagrange (EL) equation is cast into an explicitly gauge-symmetric form. The canonical EMT is then separated into a gauge-invariant part and a gauge-dependent part, the later of which contains the anti-symmetric electric displacement tensor . We define a super-potential , called displacement-potential tensor, whose divergence with respect to the first index is divergence free with respect to the second index and removes the gauge dependence in the canonical EMT. It is simpler to calculate the displacement-potential tensor than the BR super-potential , and the former only gauge-symmetrizes the canonical EMT without render it symmetric (with respect to tensor indices). For first-order electromagnetic field theories, such as the standard Maxwell system, reduces to the familiar BR super-potential , and the method developed here can be used as a simpler procedure to calculate without employing the angular momentum tensor in 4D spacetime. In addition, when the electromagnetic system is coupled with classical charged particles, we find that the method is effective as well, even though the Lagrangian density is not gauge symmetric in general.
The paper is organized as follows. In Sec. II, we describe the gauge-symmetrization method for the EMT in a general high-order electromagnetic field theory, and highlight the difference in comparison with the BR method using the example of the Podolsky system (Bopp, 1940; Podolsky, 1942). Section III shows how the gauge-symmetrization method for the EMT works when the electromagnetic system is coupled with classical charged particles.
II explicitly gauge-symmetric conservation laws for high-order electromagnetic systems
II.1 Explicitly gauge-symmetric Euler-Lagrange equation
The Lagrangian density of a general electromagnetic system is written as
(3) |
where is the 4-potential and is the derivative operator over spacetime. The EL equation of the Lagrangian density is
(4) |
where the Euler operator of is defined by
(5) |
Note that the Lagrangian density depends on derivatives of with respect to the spacetime coordinates up to the -th order. It includes the standard Maxwell system, i.e.,
(6) |
as a special case, where
(7) |
is the Faraday tensor. In Eq. (6), depends only on first-order derivatives of . High-order electromagnetic field theories appear in the study of gyrokinetic systems (Qin, 2005; Qin et al., 2007; Fan et al., 2020) for magnetized plasmas and radiation reaction for classical charged particles (Bopp, 1940; Podolsky, 1942). Physics requires that the EL equation (4) is gauge symmetric, i.e, invariant under the gauge transformation . In the present study, we assume that is explicitly gauge symmetric in the form of
(8) |
From the variational principle, , we have
(9) |
where the boundary term has been dropped, and denotes the Euler operator for the Faraday tensor defined by
(10) |
In Eq. (9), superscript represents anti-symmetrization with respect to and , i.e.,
(11) |
Due to the arbitrariness of in Eq. (9), the equation of motion for the system is
(12) |
where
(13) |
is the electric displacement tensor.
II.2 Infinitesimal criterion of symmetry and conservation laws
A continuous symmetry of the action is a group of transformation
(17) |
such that
(18) |
where constitutes a continuous group of the transformations parameterized by (Olver, 1993). The infinitesimal generator of the transformation group is
(19) |
By rewriting the symmetry condition (18) as
(20) |
we can derive the following infinitesimal version of the symmetry condition,
(21) |
where is the prolongation of . The standard prolongation formula for can be found in Ref. (Olver, 1993). In the present study, we rewrite the prolongation formula with respect to , instead of , as
(22) |
where
(23) |
and
(24) |
is a characteristic of the Lie algebra.
II.3 Gauge-symmetrization of the canonical EMT
Now we assume the high-order electromagnetic field theory admits the spacetime translation symmetry, i.e.,
(27) |
and derive the corresponding energy-momentum conservation law. Because of Eq. (27), the action is invariant under the spacetime translation
(28) |
where is 4D constant vector field. The infinitesimal generator , characteristic , and in Eq. (23) are
(29) | |||
(30) | |||
(31) |
The Lagrangian density satisfies the infinitesimal criterion because
(32) |
which implies a conservation law. Substituting Eqs. (29)-(31) into to Eq. (25), we obtain the canonical energy-momentum conservation law according the standard Noether procedure,
(33) | |||
(34) | |||
(35) |
In Eq. (33), is the canonical EMT derived from the standard Noether procedure.
Obviously, depends on the gauge as expected. In the expression of given by Eq. (34), the gauge dependence comes from the second term, and the first and third terms are gauge symmetric. Now we show how to gauge-symmetrize . Note that because electric displacement tensor is anti-symmetric, the following equations hold,
(36) | |||
(37) |
Here, is a super-potential that is anti-symmetric with respect to the first two indices. For easy reference, we will call displacement-potential tensor. The divergence of defines a divergence-free tensor, i.e.,
(38) |
where used is made of Eq. (12). When is added to the gauge dependence is removed, i.e.,
(39) | |||
(40) |
where is the gauge-symmetric EMT.
It is worthwhile to mention that we derived the gauge-symmetrized EMT from the expression of in Eq. (34), which is calculated from the prolongation with respect to . On the other hand, had we started from Eq. (3) and calculated the EMT from the prolongation with respect to , we would have obtained a canonical EMT in the form of
(41) |
where
(42) |
However, different from the situation in Eq. (34), every term in Eq. (42) is gauge dependent, making the gauge symmetrization difficult, if not impossible.
II.4 Comparison with the BR method
As described above, the method proposed in the present study employs displacement-potential tensor to gauge-symmetrize the EMT, while the BR method use the super-potential to symmetrize the EMT. In this subsection, we discuss the difference between the displacement-potential tensor in Eq. (36) and the BR super-potential . To calculate , we need to first derive the 4D angular momentum conservation laws generated by the Lorentz symmetry. Assume that system is invariant under rotational transformation in 4D spacetime
(43) |
where is one-parameter subgroup of the Lorentz group. The infinitesimal generator , the characteristic , and the term are calculated respectively by Eqs. (19), (24), and (23) as
(44) | |||
(45) | |||
(46) |
where the anti-symmetric tensor is the Lie algebra element of the Lorentz group. Substituting Eqs. (44)-(46) into Eq. (25), we obtain the angular momentum conservation law in 4D spacetime,
(47) |
which can be rewritten as
(48) |
In above equations,
(49) | |||
(50) | |||
(51) |
where the superscript denotes anti-symmetrization with respect to and .
The anti-symmetric BR super-potentail is defined from the tensor in Eq. (48) as (Belinfante, 1939, 1940; Rosenfeld, 1940)
(52) |
It is clear from Eqs. (49)-(51) that and are related as follows,
(53) |
Equation (52) shows that in general is different from when is non-vanishing. For a first-order field theory, such as the standard Maxwell system (6), and the last three terms vanish such that . In this situation, adding to will render it both symmetric and gauge-symmetric, and the method developed here can be used as a simpler procedure to calculate the BR super-potential without the necessity to calculate the angular momentum tensor in 4D spacetime.
As an example of high-order electromagnetic field theory, we consider the Podolsky system (Bopp, 1940; Podolsky, 1942), which was proposed to study the radiation reaction of classical charged particles. The Podolsky Lagrangian density is
(54) |
or in a manifestly covariant form
(55) |
We substitute the Lagrangian density (55) into Eq. (34) to obtain the canonical EMT
(56) |
where use is made of the following equations,
(57) | |||
(58) | |||
(59) | |||
(60) | |||
(61) |
The displacement-potential tensor is
(62) |
and
(63) |
Adding Eq. (63) to Eq. (56), we obtain the gauge-symmetric EMT,
(64) |
It is easy to see that for the Podolsky system is not symmetric, i.e., .
III Gauge-symmetric EMTs for electromagnetic systems coupled with classical charged particles
For self-consistent electromagnetic systems with free currents, the electromagnetic fields are coupled with charged particles. In this section, we apply the theory established in Sec. II to derive gauge-symmetric EMTs for electromagnetic systems coupled with classical charged particles.
For practical applications, such as in the gyrokinetic theory (Qin, 2005; Qin et al., 2007; Fan et al., 2020) for magnetized plasmas, reduced theoretical models are often adopted due to the intrinsic complexity of the systems. The equations of motion for the systems are usually gauge invariant, but the Lagrangian densities are not always specified by manifestly covariant forms. For these systems, energy and momentum conservation laws need to be derived separately. We demonstrate how the energy and momentum conservation laws can be transformed into gauge-symmetric forms using the “3+1” form of Eq. (36), i.e.,
(67) |
and
(68) |
III.1 Weak Euler-Lagrange equation and conservation law
The Lagrangian density of a generic classical electromagnetic field-charge particle system assumes the form of
(69) | ||||
(70) |
where the subscript labels particles, is its trajectory, is its Lagrangian density, and . Here, is the Dirac -function.
In the “3+1” form, the equations of motion for the electromagnetic field are
(71) | |||
(72) |
In this study, it is assumed that the Lagrangian density is linear in terms of and , and Eqs. (71) and (72) are thus gauge symmetric. Specifically, we assume that depends on and only through the term , i.e., the Lagrangian density can be written as
(73) |
where “” denotes the gauge-symmetric parts of the Lagrangian density . The right hand side of Eqs. (71) and (72) are the “3+1” form of Eq. (15), the free charge density and current density , respectively. Using Eq. (73), we have
(74) |
The equation of motion for particles is also derived from the variational principle. However, because particles and field reside on different manifolds, the equation of motion for particles will be the weak EL equation (Qin et al., 2014; Fan et al., 2018, 2019, 2020)
(75) |
where is the Euler operator for the trajectory of the -th particle,
(76) |
To derive a local conservation law from a symmetry, we need the infinitesimal symmetry criterion for the Lagrangian density. A symmetry of the action is defined by group transformations
(77) |
such that
(78) |
The corresponding infinitesimal generator of (77) is
(79) |
The infinitesimal criterion of the symmetry condition can be derived using the same procedure in Sec. II.2,
(80) |
The prolongation of now reads
(81) |
where
(82) |
is another characteristic of induced by particle’s trajectory. To obtain the corresponding conservation law, we transform the infinitesimal criterion into
(83) |
where
(84) | ||||
(85) |
The last two terms on the left-hand-side of Eq. (83) vanish due to Eqs. (71) and (72), but the fourth term does not because of the weak EL equation (75). If the characteristic is independent of , , and , the conservation law of the symmetry is established as
(86) |
III.2 Gauge-symmetric energy conservation law
We first derive the gauge-symmetric energy conservation law, assuming that the action is unchanged under the time translation
(87) |
The infinitesimal generator and characteristic are calculated as
(88) | |||
(89) |
And the infinitesimal criterion (80) of the symmetry is
(90) |
The corresponding energy conservation law is thus
(91) |
where
(92) | |||
(93) |
The energy density and flux in Eq. (91) are obviously gauge dependent. To gauge-symmetrize the conservation law, we add Eq. (67) to Eq. (91) and obtain,
(94) |
III.3 Gauge-symmetric momentum conservation law
We now discuss how to derive a gauge-symmetric momentum conservation law, assuming that the action of the electromagnetic field-charged particle system is invariant under the space translation
(100) |
We emphasize that, different from the situation in standard field theories, this symmetry group simultaneously translates both the spatial coordinate for the field and particle’s position (Qin et al., 2014; Fan et al., 2018, 2019). The infinitesimal criterion of this symmetry is
(101) |
From Eq. (100), the infinitesimal generator and its characteristic are
(102) | |||
(103) |
The corresponding momentum conservation law is obtained by substituting Eqs. (102) and (103) into Eq. (86), i.e.,
(104) |
where
(105) | |||
(106) |
Again, the momentum density and flux in Eq. (104) are gauge dependent. We add Eq. (68) to Eq. (104) to obtain a gauge-symmetric momentum conservation law,
(107) |
In the derivation of Eq. (107), we have rewritten the first and second terms of Eq. (68) as
(108) |
(109) |
where use has been made of Eqs. (71) and (72). Adding Eqs. (108) and (109) into Eq. (104) gives Eq. (107).
IV conclusion
In this study, we developed a gauge-symmetrization method for the energy and momentum conservation laws in general high-order classical electromagnetic field theories, which appear in the study of gyrokinetic systems (Qin, 2005; Qin et al., 2007; Fan et al., 2020) for magnetized plasmas and the Podolsky system (Bopp, 1940; Podolsky, 1942) for the radiation reaction of classical charged particles. The method only removes the electromagnetic gauge dependence from the canonical EMT derived from the spacetime translation symmetry, without necessarily symmetrizing the EMT with respect to the tensor indices. This is adequate for applications not involving general relativity.
To achieve this goal, we reformulated the EL equation and infinitesimal criterion in terms of the Faraday tensor . The canonical EMT is derived using this formalism, and it was found that the gauge dependent part of can be removed by adding the divergence of the displacement-potential tensor, which is defined as
(113) |
It was shown that the displacement-potential tensor is related to the well-known BR super-potential as
(114) |
where is defined in Eq. (51). Using the example of the Podolsky system (Bopp, 1940; Podolsky, 1942), we show that in general is non-vanishing for high-order field theories. For a first-order field theory, such as the standard Maxwell system (6), vanishes such that . In the case, the method developed can be used as a simpler procedure to calculate the BR super-potential without the necessity to calculate the angular momentum tensor in 4D spacetime.
Lastly, we applied the method to derive gauge-symmetric EMTs for high-order electromagnetic systems coupled with classical charged particles. Using the “3+1” form of Eq. (36), we obtained the explicitly gauge-symmetric energy and momentum conservation laws in a general setting [see Eqs. (94) and (107)].
Acknowledgements.
P. Fan was supported by Shenzhen Clean Energy Research Institute and National Natural Science Foundation of China (NSFC-12005141). J. Xiao was supported by the National MC Energy R&D Program (2018YFE0304100), National Key Research and Development Program (2016YFA0400600, 2016YFA0400601 and 2016YFA0400602), and the National Natural Science Foundation of China (NSFC-11905220 and 11805273). H. Qin was supported by the U.S. Department of Energy (DE-AC02-09CH11466).References
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