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]https://sites.google.com/a/alaska.edu/chungsangng/

A “Galactic Disk”-Model for Three-Dimensional Bernstein-Greene-Kruskal Modes in a Finite Magnetic Field

C. S. Ng [email protected] [ Geophysical Institute, University of Alaska Fairbanks, Fairbanks, Alaska 99775, USA
Abstract

A new model, inspired by the structure of galactic disks, for three-dimensional Bernstein-Greene-Kruskal (BGK) modes in a plasma with a uniform finite background magnetic field is presented. These modes are exact nonlinear solutions of the steady-state Vlasov equation, with an electric potential and a magnetic potential perturbation localized in all three spatial dimensions that satisfies the Poisson equation, and the Ampère Law, self-consistently. The existence of solutions is shown analytically in the limit of small electric and magnetic field perturbations associated with the disk species, and numerically using an iterative method that converges up to moderately strong field perturbations.

I Introduction

A fundamental problem in plasma physics is whether small kinetic scale structures can form in high temperature collisionless plasmas. One possible solution for such structures was obtained by Bernstein, Greene, and Kruskal, known as the BGK mode [1]. The original BGK mode is a one-dimensional (1D) steady-state solution of the Vlasov-Poisson system of equations, which means the solution depends on one Cartesian coordinate such that the electric potential for a localized solution tends to zero as this coordinate tends to ±\pm\infty. There have been a large volume of research on BGK modes than we can cite here in a short paper. A more comprehensive discussion on relevant literature can be found in our recent paper [2], as well as a recent review paper [3]. Here we restrict our discussion on three-dimensional (3D) BGK modes, which have a localized electric potential that tends to zero along any direction in a 3D spatial space. Motivated by multi-dimensional features observed in space plasmas [4], a theory of 3D BGK modes was developed in a plasma within a uniform magnetic field with infinite field strength [5, 6, 7], which has been further developed recently [8]. The original theory has imposed a cylindrical symmetry, mainly for convenience, so the solution depends on two coordinates. It is considered 3D since the electric potential is localized in the sense mentioned above. In the other extreme in the parameter space, another 3D BGK mode was found in an unmagnetized (zero magnetic field) plasma [9]. That mode is still considered 3D despite having spherical symmetry such that the solution depends only on the spherical radial coordinate, because the electric potential tends to zero along all radial directions within a 3D spatial space. The physical mechanism for this mode is different from other solutions discussed so far, since it is not based on particle trapping. Instead, it is due to the dependence on another conserved quantity, the angular momentum associated with the spherical symmetry, in addition to the energy in the particle distribution function. For a magnetic field with a finite field strength, in between the above two extremes, no exact 3D BGK mode solutions are found so far. However, a theory of 2D BGK modes under this condition was developed [10], with the distribution function depending also on the canonical angular momentum, which was later developed further [2], with the additional dependence on the canonical momentum along the direction of the background magnetic field. These solutions are considered 2D since the localized electric potential tends to zero along any directions on a 2D plane perpendicular to the magnetic field direction, despite depending only on the spatial cylindrical radial coordinate after imposing the cylindrical symmetry. The stability of such solutions has been studied using large-scale Particle-in-Cell (PIC) simulations, in both 2D [11] and 3D [12]. Both stable and unstable solutions were found in these simulations, with the formation of interesting spiral structures during an instability, resembling spiral galaxies.

The kinetic theory of a plasma turns out to be formally very similar to that of galactic dynamics such that “many of the mathematical tools that have been developed to study stellar systems are borrowed from plasma physics” [13]. In the linear regime, fundamental concepts like Landau damping and Case-Van Kampen modes are also very relevant to waves and instabilities within a stellar system [14]. In the nonlinear regime, a stellar equilibrium, such as a galaxy, can be obtained theoretically using a mathematical framework similar to constructing a 3D BGK mode [9]. One major difference between the two systems is that the gravitational interaction between stars is always attractive, while the electric force is repulsive between charges of the same sign. Because of this difference, finding an equilibrium solution for a stellar system turns out to be much easier than for a plasma.

In the development of a theory of 3D BGK modes for a magnetized plasma with a finite field strength, the direction of the influence of ideas is reversed here. Our new model is inspired by the existence of disk galaxies, one of the most magnificent structures in the universe that can be easily observed. In this “Galactic Disk”-model, the BGK mode is supported by introducing a localized disk species that is also spinning (due to the dependence of the canonical angular momentum in the distribution function of the disk species), similar to a disk galaxy (although without spiral arms due to the imposed cylindrical symmetry). In the following, we first present the mathematical formulation of this model, showing analytically the existence of exact solutions of the Vlasov-Poisson-Ampère system of equations, in the limit of weak electric and magnetic field perturbations associated with the disk. We then present numerical solutions beyond this limit, using an iteration scheme that converges up to a case with moderately large electric and magnetic field perturbations. Possible implications of the new models are then discussed, with the interesting possibility that the existence of disk-like structures in a plasma might provide insights to fundamental problems in galactic dynamics.

II A “Galactic Disk”-Model

We start the construction of 3D BGK modes by requiring the distribution function fsf_{s} for species ss to be a time-steady solution satisfying the Vlasov (Collisionless Boltzmann) equations,

fst+vfsr+qsms(E+v×B)fsv=0,\frac{\partial f_{s}}{\partial t}+\textbf{v}\cdot\frac{\partial f_{s}}{\partial\textbf{r}}+\frac{q_{s}}{m_{s}}(\textbf{E}+\textbf{v}\times\textbf{B})\cdot\frac{\partial f_{s}}{\partial\textbf{v}}=0\;, (1)

where qsq_{s} and msm_{s} are the charge and mass of the ss particle, with fsf_{s} assumed to be independent of time tt so that fs=fs(r,v)f_{s}=f_{s}(\textbf{r},\textbf{v}) depends only on spatial and velocity space independent variables r and v. While generally we can have as many ss species as we want, we will for simplicity restrict our study here to s=is=i, ee, dd, for the three species, ions, electrons, and the “disk” particles. In the numerical examples presented in this paper, we will further choose ions to be protons, and the dd particles to be another population of electrons, distinguished from the main ee species. Under this choice, we have mi=mpm_{i}=m_{p}, the proton mass, md=mem_{d}=m_{e}, the electron mass, and qi=e>0q_{i}=e>0, qe=qd=eq_{e}=q_{d}=-e with ee being the magnitude of the electron charge. For general expressions, it is convenient to define Ms=ms/meM_{s}=m_{s}/m_{e}, and Zs=qs/eZ_{s}=q_{s}/e. The electric field E=ψ\textbf{E}=-\nabla\psi and the magnetic field B=×A\textbf{B}=\nabla\times\textbf{A} in Eq. (1), or the electric potential ψ\psi and the magnetic potential A, are related self-consistently and nonlinearly with fsf_{s} through the Gauss Law (Poisson equation) and the Ampère Law,

2ψ=ρqϵ0\displaystyle\nabla^{2}\psi=-\frac{\rho_{q}}{\epsilon_{0}} =\displaystyle= 1ϵ0sqsd3vfs,\displaystyle-\frac{1}{\epsilon_{0}}\sum_{s}q_{s}\int d^{3}vf_{s}\;, (2)
××A=μ0J\displaystyle\nabla\times\nabla\times\textbf{A}=\mu_{0}\textbf{J} =\displaystyle= μ0sqsd3vfsv.\displaystyle\mu_{0}\sum_{s}q_{s}\int d^{3}vf_{s}\textbf{v}\;. (3)

We are looking for localized 3D BGK modes in a uniform background magnetic field B=Bz^\textbf{B}=B_{\infty}\hat{z}, and a uniform background plasma with Maxwellian electrons and ions with density ne0n_{e0} and ni0=ne0/Zin_{i0}=n_{e0}/Z_{i}, and temperature Te0T_{e0} and Ti0T_{i0} respectively. Therefore, we impose boundary conditions for ψ\psi, and the magnetic potential perturbation a=A0.5Bρϕ^\textbf{a}=\textbf{A}-0.5B_{\infty}\rho\hat{\phi}, that they tend to zero as |r||\textbf{r}|\rightarrow\infty along any direction in a 3D spatial space. Note that we are using a cylindrical coordinate system with coordinates ρ\rho, ϕ\phi, zz and corresponding unit vectors ρ^\hat{\rho}, ϕ^\hat{\phi}, z^\hat{z}. The origin of the coordinate system is chosen to be the center of the mode structure. To simplify expressions, from now on we will normalize our equations using the electron thermal velocity ve=(kBTe0/me)1/2v_{e}=(k_{B}T_{e0}/m_{e})^{1/2} as the unit for v, with kBk_{B} being the Boltzmann constant and Te0T_{e0} the background electron temperature, the electron Debye length λD=ve/ωpe=ve(ϵ0me/ne0)1/2/e\lambda_{D}=v_{e}/\omega_{pe}=v_{e}(\epsilon_{0}m_{e}/n_{e0})^{1/2}/e as the unit for r, ne0eλD2/ϵ0n_{e0}e\lambda^{2}_{D}/\epsilon_{0} as the unit for ψ\psi, ne0eλD/ϵ0ven_{e0}e\lambda_{D}/\epsilon_{0}v_{e} as the unit for B, ne0/ve3n_{e0}/v^{3}_{e} as the unit for fef_{e} and fdf_{d}, and ni0/ve3n_{i0}/v^{3}_{e} as the unit for fif_{i}.

To look for time steady solutions of Eq. (1) for fsf_{s}, it is well known that we can simply require fsf_{s} to depend only on conserved quantities. One obvious conserved quantity is the total (kinetic plus electrostatic potential) particle energy with a normalized form proportional to ws=v2/2+ζsψw_{s}=v^{2}/2+\zeta_{s}\psi, with ζs=Zs/Ms\zeta_{s}=Z_{s}/M_{s}. To make use of another conserved quantity, we need to impose a cylindrical symmetry such that physical quantities do not depend on ϕ\phi. With this symmetry, another conserved quantity is the zz-component of the canonical angular momentum, with a normalized form proportional to ls=2ρ(vϕ+ζsAϕ)l_{s}=2\rho(v_{\phi}+\zeta_{s}A_{\phi}), where the subscript ϕ\phi indicates the ϕ\phi-component. Note that in the theory of 2D BGK modes [10, 2], with solutions also independent of zz, there is another conserved quantity, i.e., the zz-component of the canonical momentum, with a normalized form proportional to vz+ζsAzv_{z}+\zeta_{s}A_{z}. For the 3D case, with one less conserved quantity, the task of finding a solution satisfying Eqs. (2) and (3) becomes much more difficult. In the theory of 3D BGK modes in the limit of an infinitely strong background magnetic field [5, 6, 7], another conserved quantity is simply the radial coordinate ρ\rho, since charged particles move only along the background magnetic field lines under this assumption. To obtain a solution without the drastic assumption of infinite magnetic field strength, it would be very helpful to make use of another conserved quantity. Inspired by the dynamics of galaxies, a dynamical system closely related to the Vlasov system considered here, we will employ the non-classical integral of motion (or the third integral) that allows the existence of thin galactic disks (see Section 4.5 of Ref. 13). In contrast with classical integrals of motions wsw_{s} and lsl_{s} discussed above, non-classical integrals of motion cannot be expressed as functions of coordinates of the phase space. Instead, they are expressed as a restriction of particle motions. We impose this particular non-classical integral of motion by introducing a disk species with a normalized distribution

fd=hd2πτdδ(vz)δ(z)ekdldwd/τd,f_{d}=\frac{h_{d}}{2\pi\tau_{d}}\delta\left(v_{z}\right)\delta\left(z\right)e^{-k_{d}l_{d}-w_{d}/\tau_{d}}\;, (4)

where wdw_{d} and ldl_{d} are defined as above with s=ds=d, τd=vd2/ve2\tau_{d}=v^{2}_{d}/v^{2}_{e} with vdv_{d} being the thermal velocity of the particles of the disk species, kdk_{d} and hdh_{d} are constants. Moreover, for a localized disk with fd0f_{d}\rightarrow 0 as ρ\rho\rightarrow\infty, the asymptotic magnetic field strength has to satisfy B>2kdτd/ζd>0B_{\infty}>2k_{d}\tau_{d}/\zeta_{d}>0. One can check that the form of fdf_{d} in Eq. (4) satisfies the Vlasov equation, Eq. (1), if ψ\psi and A have the cylindrical symmetry, as well as a reflection symmetry with respect to the z=0z=0 plane, i.e.,

ψ(ρ,z)=ψ(ρ,z),Aϕ(ρ,z)=Aϕ(ρ,z),\psi\left(\rho,-z\right)=\psi\left(\rho,z\right),\,A_{\phi}\left(\rho,-z\right)=A_{\phi}\left(\rho,z\right)\;, (5)

with A=Aϕ(ρ,z)ϕ^\textbf{A}=A_{\phi}(\rho,z)\hat{\phi}, such that on the z=0z=0 plane E=Eρ(ρ)ρ^\textbf{E}=E_{\rho}(\rho)\hat{\rho} and B=Bz(ρ)z^\textbf{B}=B_{z}(\rho)\hat{z}. Therefore, all disk particles will stay on the z=0z=0 plane, because their velocity and acceleration vectors are also on the same plane. The dependence on wdw_{d} and ldl_{d} can be more general than in Eq. (4). The present form is chosen for simplicity so that the moments from fdf_{d} can be integrated into simple analytic expressions. The disk species is also the first attempt to use a non-classical integral of motion that is most easily incorporated into the form of fdf_{d}. Results from the current work thus suggest the possibility to employ other non-classical integrals of motion as well, although doing so might be significantly more difficult.

The ion and electron distribution functions, fif_{i} and fef_{e} can also be chosen as rather general functions of wsw_{s} and lsl_{s}. For simplicity, we set them in this paper to be Boltzmann distributions

fe=ewe/(2π)3/2,fi=ewi/τi/(2πτi)3/2,f_{e}=e^{-w_{e}}/\left(2\pi\right)^{3/2},\,f_{i}=e^{-w_{i}/\tau_{i}}/\left(2\pi\tau_{i}\right)^{3/2}\;, (6)

where τi=vi2/ve2\tau_{i}=v^{2}_{i}/v^{2}_{e} with viv_{i} being the ion thermal velocity. The normalized charge density ρq\rho_{q} from Eqs. (4) and (6) is then

ρq=eζiψ/τieψ+σδ(z),\rho_{q}=e^{-\zeta_{i}\psi/\tau_{i}}-e^{\psi}+\sigma\delta\left(z\right)\;, (7)

where σ\sigma is a surface charge density on the z=0z=0 plane,

σ(ρ)=Zdhde2kdρ(ζdAϕkdτdρ)ζdψ/τd.\sigma(\rho)=Z_{d}h_{d}e^{-2k_{d}\rho\left(\zeta_{d}A_{\phi}-k_{d}\tau_{d}\rho\right)-\zeta_{d}\psi/\tau_{d}}\;. (8)

Similarly, because the disk has a rotational flow in the ϕ\phi-direction, there is a normalized current density J=×𝐁=ξ(ρ)δ(z)ϕ^\textbf{J}=\nabla\times\mathbf{B}=-\xi(\rho)\delta(z)\hat{\phi}, which is totally a surface current density, with

ξ(ρ)=2βd2kdρZdhde2kdρ(ζdAϕkdτdρ)ζdψ/τd,\xi(\rho)=2\beta_{d}^{2}k_{d}\rho Z_{d}h_{d}e^{-2k_{d}\rho\left(\zeta_{d}A_{\phi}-k_{d}\tau_{d}\rho\right)-\zeta_{d}\psi/\tau_{d}}\;, (9)

where βd=vd/c\beta_{d}=v_{d}/c with cc being the speed of light in vacuum. With the charge density given by Eq. (7), the normalized form of Eq. (2) can be written as

ρρ(ρψρ)+2ψz2=eψeζiψ/τi,\frac{\partial}{\rho\partial\rho}\left(\rho\frac{\partial\psi}{\partial\rho}\right)+\frac{\partial^{2}\psi}{\partial z^{2}}=e^{\psi}-e^{-\zeta_{i}\psi/\tau_{i}}\;, (10)

for z>0z>0 with ψ(ρ,0)=ψ(ρ,z0)\psi\left(\rho,0\right)=\psi\left(\rho,z\rightarrow 0\right). ψ(ρ,z)\psi(\rho,z) for z<0z<0 is given by the symmetry condition Eq. (5). The solution is subjected to boundary conditions ψ(ρ,z)0\psi\left(\rho\rightarrow\infty,z\right)\rightarrow 0, ψ(ρ,z)0\psi\left(\rho,z\rightarrow\infty\right)\rightarrow 0, as well as

ψ(ρ,0+)z=σ(ρ;ψ,aϕ)/2,ψ(0,z)ρ=0,\frac{\partial\psi\left(\rho,0^{+}\right)}{\partial z}=-\sigma\left(\rho;\psi,a_{\phi}\right)/2,\;\frac{\partial\psi\left(0,z\right)}{\partial\rho}=0\;, (11)

where the semicolon notation in σ\sigma is to indicate that it depends on ψ\psi and aϕa_{\phi} also, with aϕ=AϕBρ/2a_{\phi}=A_{\phi}-B_{\infty}\rho/2,. Similarly, the normalized form of Eq. (3) can be written as

2aϕρ2+1ρaϕρaϕρ2+2aϕz2=0,\frac{\partial^{2}a_{\phi}}{\partial\rho^{2}}+\frac{1}{\rho}\frac{{\partial a}_{\phi}}{\partial\rho}-\frac{a_{\phi}}{\rho^{2}}+\frac{\partial^{2}a_{\phi}}{\partial z^{2}}=0\;, (12)

for z>0z>0 with aϕ(ρ,0)=aϕ(ρ,z0)a_{\phi}\left(\rho,0\right)=a_{\phi}\left(\rho,z\rightarrow 0\right) and the symmetry condition Eq. (5), subject to boundary conditions aϕ(ρ,z)0a_{\phi}\left(\rho\rightarrow\infty,z\right)\rightarrow 0, aϕ(ρ,z)0a_{\phi}\left(\rho,z\rightarrow\infty\right)\rightarrow 0, as well as

aϕ(ρ,0+)z=ξ(ρ;ψ,aϕ)/2,aϕ(ρ0,z)0.\frac{\partial a_{\phi}\left(\rho,0^{+}\right)}{\partial z}=\xi\left(\rho;\psi,a_{\phi}\right)/2,\;a_{\phi}\left(\rho\rightarrow 0,z\right)\rightarrow 0\;. (13)

Eqs. (10) to (13) thus form a set of nonlinear partial differential equations for the two functions ψ(ρ,z)\psi(\rho,z) and aϕ(ρ,z)a_{\phi}(\rho,z). Due to the complicated structure, it is likely that solutions can only be found numerically. While there can be many different numerical schemes for this problem, here we will only present a straightforward one by using Hankel transforms

ψ(ρ,z)\displaystyle\psi\left(\rho,z\right) =\displaystyle= 0k𝑑kψ~(k,z)J0(kρ),\displaystyle\int_{0}^{\infty}kdk\widetilde{\psi}\left(k,z\right)J_{0}\left(k\rho\right),\;
aϕ(ρ,z)\displaystyle a_{\phi}\left(\rho,z\right) =\displaystyle= 0k𝑑ka~ϕ(k,z)J1(kρ),\displaystyle\int_{0}^{\infty}kdk{\widetilde{a}}_{\phi}\left(k,z\right)J_{1}\left(k\rho\right)\;, (14)

where J0J_{0} and J1J_{1} are Bessel functions of zeroth and first order respectively. Eqs. (10) and (11) can then be written as

2ψ~(k,z)z2(k2+1+ζiτi)ψ~(k,z)=γ(k,z),\frac{\partial^{2}\widetilde{\psi}\left(k,z\right)}{\partial z^{2}}-\left(k^{2}+1+\frac{\zeta_{i}}{\tau_{i}}\right)\widetilde{\psi}\left(k,z\right)=-\gamma\left(k,z\right)\;, (15)

where γ(k,z)=0ρ𝑑ρΓ(ρ,z)J0(kρ)\gamma\left(k,z\right)=\int_{0}^{\infty}{\rho d\rho\Gamma(\rho,z)J_{0}\left(k\rho\right)}, with Γ(ρ,z)=exp(ζiψ/τi)exp(ψ)+(1+ζi/τi)ψ\Gamma\left(\rho,z\right)=\exp({-\zeta}_{i}\psi/\tau_{i})-\exp(\psi)+\left(1+\zeta_{i}/\tau_{i}\right)\psi, subject to the Neumann boundary condition on the z=0z=0 plane

ψ~(k,0+)z=120ρ𝑑ρσ(ρ;ψ,aϕ)J0(kρ).\frac{\partial\widetilde{\psi}\left(k,0^{+}\right)}{\partial z}=-\frac{1}{2}\int_{0}^{\infty}{\rho d\rho\sigma\left(\rho;\psi,a_{\phi}\right)J_{0}\left(k\rho\right)}\;. (16)

Since γ(k,z)0\gamma\left(k,z\rightarrow\infty\right)\rightarrow 0, the solution ψ~exp[(k2+1+ζi/τi)1/2z]\widetilde{\psi}\propto\exp\left[-\left(k^{2}+1+\zeta_{i}/\tau_{i}\right)^{1/2}z\right] will be chosen for Eq. (15) in the zz\rightarrow\infty limit, in order to satisfy the boundary condition ψ(ρ,z)0\psi\left(\rho,z\rightarrow\infty\right)\rightarrow 0. Similarly, Eqs. (12) and (13) become a~ϕ(k,z)=a~ϕ(k,0)exp(kz){\widetilde{a}}_{\phi}\left(k,z\right)={\widetilde{a}}_{\phi}\left(k,0\right)\exp\left(-kz\right), with

a~ϕ(k,0)=12k0ρ𝑑ρξ(ρ;ψ,aϕ)J1(kρ).{\widetilde{a}}_{\phi}\left(k,0\right)=-\frac{1}{2k}\int_{0}^{\infty}{\rho d\rho\xi\left(\rho;\psi,a_{\phi}\right)J_{1}\left(k\rho\right)}\;. (17)

By employing Hankel transforms, we therefore reduce the partial differential operator in Eq. (10) to an ordinary differential operator in Eq. (15), but pay the price of making it also an integral equation through the right-hand-sides of Eqs. (15) to (17). There is also an advantage that all boundary conditions can now be satisfied in a straightforward manner. Moreover, this formulation allows us to write down the solution in the weak field limit in closed form. From Eqs. (8) and (9) we see that in the limit of hd0h_{d}\rightarrow 0, both the surface charge density and surface current density tend to zero. We should then expect ψψ0=0\psi\rightarrow\psi_{0}=0, and aϕaϕ0=0a_{\phi}\rightarrow a_{\phi 0}=0 such that AϕAϕ0=Bρ/2A_{\phi}\rightarrow A_{\phi 0}=B_{\infty}\rho/2. The right-hand-sides of Eqs. (16) and (17) no longer depend on ψ\psi and aϕa_{\phi} if we set σ(ρ;ψ,aϕ)σ(ρ;ψ0,aϕ0)=Zdhdexp[kd(ζdB2kdτd)ρ2]\sigma\left(\rho;\psi,a_{\phi}\right)\rightarrow\sigma\left(\rho;\psi_{0},a_{\phi 0}\right)=Z_{d}h_{d}\exp\left[-k_{d}\left(\zeta_{d}B_{\infty}-2k_{d}\tau_{d}\right)\rho^{2}\right], and ξ(ρ;ψ,aϕ)ξ(ρ;ψ0,aϕ0)=2βd2kdρZdhdexp[kd(ζdB2kdτd)ρ2]\xi\left(\rho;\psi,a_{\phi}\right)\rightarrow\xi\left(\rho;\psi_{0},a_{\phi 0}\right)=2\beta_{d}^{2}k_{d}\rho Z_{d}h_{d}\exp\left[-k_{d}\left(\zeta_{d}B_{\infty}-2k_{d}\tau_{d}\right)\rho^{2}\right]. In the same way, the right-hand-side of Eq. (15) becomes zero because ΓO(ψ02)0\Gamma\rightarrow O(\psi_{0}^{2})\rightarrow 0. The solutions for ψ(ρ,z)\psi(\rho,z) and aϕ(ρ,z)a_{\phi}(\rho,z) in the limit of hd0h_{d}\rightarrow 0 can then be solved analytically as integrals of the forms of

ψ(ρ,z)\displaystyle\psi\left(\rho,z\right) =\displaystyle= Zdhd4kd(ζdB2kdτd)0kdkJ0(kρ)k2+1+ζiτi\displaystyle\frac{Z_{d}h_{d}}{4k_{d}\left(\zeta_{d}B_{\infty}-2k_{d}\tau_{d}\right)}\int_{0}^{\infty}\frac{kdkJ_{0}\left(k\rho\right)}{\sqrt{k^{2}+1+\frac{\zeta_{i}}{\tau_{i}}}} (18)
ek24kd(ζdB2kdτd)|z|k2+1+ζiτi,\displaystyle e^{\frac{-k^{2}}{4k_{d}\left(\zeta_{d}B_{\infty}-2k_{d}\tau_{d}\right)}-|z|\sqrt{k^{2}+1+\frac{\zeta_{i}}{\tau_{i}}}}\;,
aϕ(ρ,z)\displaystyle a_{\phi}\left(\rho,z\right) =\displaystyle= βd2kdZdhd[2kd(ζdB2kdτd)]20k𝑑kJ1(kρ)\displaystyle\frac{-\beta_{d}^{2}k_{d}Z_{d}h_{d}}{\left[2k_{d}\left(\zeta_{d}B_{\infty}-2k_{d}\tau_{d}\right)\right]^{2}}\int_{0}^{\infty}kdkJ_{1}\left(k\rho\right) (19)
ek24kd(ζdB2kdτd)k|z|.\displaystyle e^{\frac{-k^{2}}{4k_{d}\left(\zeta_{d}B_{\infty}-2k_{d}\tau_{d}\right)}-k|z|}\;.

It is straightforward to verify that the integrals in Eqs. (18) and (19) are well behaved such that 3D BGK solutions do exist in the weak field limit hd0h_{d}\rightarrow 0. To show the existence of solutions for a finite hdh_{d}, one can try putting solutions from Eqs. (18) and (19) back into the right-hand-sides of Eqs. (15) to (17) and then solve Eq. (15) numerically in a straightforward manner, because the equation becomes an linear ODE for a new ψ~\widetilde{\psi} after using the old ψ\psi and aϕa_{\phi} on the right-hand-side. The new solutions for ψ(ρ,z)\psi(\rho,z) and aϕ(ρ,z)a_{\phi}(\rho,z) can then be put back to the iteration scheme to improve the solutions until they converge. In the following, we present one example to show that this iteration scheme does result in converged solutions up to a rather large hdh_{d}.

Refer to caption

Figure 1: Color coded contour plot of the electric potential ψ(ρ,z)\psi(\rho,z) solved from a run with B=1B_{\infty}=1, ζi=τi=1/1836\zeta_{i}=\tau_{i}=1/1836, ζd=Zd=1\zeta_{d}=Z_{d}=-1, βd2=0.01\beta_{d}^{2}=0.01, τd=1\tau_{d}=1, kd=0.3k_{d}=-0.3, and hd=79h_{d}=79.

Refer to caption

Figure 2: Color coded contour plot of the magnetic potential perturbation aϕ(ρ,z)a_{\phi}(\rho,z) solved from the same run for Fig. 1.

III Numerical Solutions

Numerical solutions ψ(ρ,z)\psi(\rho,z) and aϕ(ρ,z)a_{\phi}(\rho,z) for Eqs. (14) to (17) are calculated on a uniform grid over a domain ρ=(0,ρmax)\rho=(0,\rho_{max}), and z=(0,zmax)z=(0,z_{max}). The domain is chosen such that ψ(ρ,z)\psi(\rho,z) and aϕ(ρ,z)a_{\phi}(\rho,z) are expected to be small for ρ>ρmax\rho>\rho_{max}, and z>zmaxz>z_{max}. Direct and inverse Hankel transforms are performed using numerical functions for J0J_{0} and J1J_{1}, and integrated using an extended trapezoidal rule [15]. Because the main goal of this study is to show the existence of solutions, we have chosen to use simple straightforward numerical methods so that results can be easily verified. Therefore, we have not employed a fast Hankel transform method, which would require other more complicated numerical implementation such as a nonuniform grid. However, such a method to increase numerical efficiency can certainly be included in the future development of the code. We have confirmed the accuracy of our method in performing Hankel transforms, by comparing an analytical test function with itself after a pair of direct and inverse transforms. Eq. (15), with the boundary condition Eq. (16), is solved numerically as a linear ODE, with the right-hand-sides treated as known terms, using a second order finite difference discretization solved by a tridiagonal matrix method [16], to make sure that ψ~\widetilde{\psi} is on a branch that is exponentially small for large zz.

As outlined briefly above, the iteration scheme starts with setting ψ=ψi\psi=\psi_{i} and aϕ=aϕia_{\phi}=a_{\phi i} on the right-hand-sides of Eqs. (15) to (17). New solutions ψ=ψf\psi=\psi_{f} and aϕ=aϕfa_{\phi}=a_{\phi f} are then solved by the method described above on the uniform grid. The convergency of solutions is tested by calculating a deviation parameter

d=[2(ψfψi)2ψf2+ψi2]1/2+[2(aϕfaϕi)2aϕf2+aϕi2]1/2,d=\left[\frac{2\left<\left(\psi_{f}-\psi_{i}\right)^{2}\right>}{\left<\psi_{f}^{2}\right>+\left<\psi_{i}^{2}\right>}\right]^{1/2}+\left[\frac{2\left<\left(a_{\phi f}-a_{\phi i}\right)^{2}\right>}{\left<a_{\phi f}^{2}\right>+\left<a_{\phi i}^{2}\right>}\right]^{1/2}\;, (20)

as a measure of the fractional difference between the old and new solutions, where the notation \left<\dots\right> indicates a sum over all grid points of the quantity within the angle brackets. Obviously, the method converges if d=0d=0. For a finite dd, one then set ψi=ψf\psi_{i}=\psi_{f} and aϕi=aϕfa_{\phi i}=a_{\phi f} and repeat the process in the hope of getting a smaller dd. In practice, solutions are considered converged if dd is smaller than a certain tolerance. To start the first iteration, the easiest choice is ψi=aϕi=0\psi_{i}=a_{\phi i}=0, which is equivalent to solving for the zeroth order (or hd0h_{d}\rightarrow 0) solutions given by Eqs. (18) and (19). For a larger hdh_{d}, a faster choice is to use converged solutions ψ\psi and aϕa_{\phi} for a slightly smaller value of hdh_{d}, if they are available.

Refer to caption

Figure 3: The deviation parameter dd as a function of the number of iteration nn for some runs with different hdh_{d}, but with other parameters the same as in the run for Figs. 1 and 2.

Refer to caption

Figure 4: The number of iterations nn it takes for d<108d<10^{-8} as a function of hdh_{d}, using parameters the same as in Fig. 3.

In the following, we present a specific case showing that this iteration scheme is convergent up to a moderately large hdh_{d} value. The parameters for this case are B=1B_{\infty}=1, ζi=τi=1/1836\zeta_{i}=\tau_{i}=1/1836, ζd=Zd=1\zeta_{d}=Z_{d}=-1, βd2=0.01\beta_{d}^{2}=0.01, τd=1\tau_{d}=1, and kd=0.3k_{d}=-0.3. This represents a proton plasma with an electron disk species, and with all species having the same background temperature. Obviously, this set of parameters can take many different values. However, just this one case is enough for our purpose to show the existence of solutions. Fig. 1 shows a color coded contour plot of the solution ψ(ρ,z)\psi(\rho,z) for a run with these parameters and hd=79h_{d}=79, over a 102421024^{2} grid with ρmax=11.547\rho_{max}=11.547, and zmax=10z_{max}=10. The contour plot of aϕ(ρ,z)a_{\phi}(\rho,z) for this case is shown in Fig. 2. This run stops at the iteration when the dd value is just below the tolerance of 10810^{-8}. Many more runs with these parameters but with smaller hdh_{d} were performed. Fig. 3 shows how dd changes with the number of iteration nn for some of these runs. We see in Fig. 3 that dd decreases exponentially with nn as d0d\rightarrow 0. However, the convergence becomes slower as hdh_{d} increases. The hd=0.1h_{d}=0.1 case in Fig. 3 uses the iteration method as described above by setting ψi=ψf\psi_{i}=\psi_{f} and aϕi=aϕfa_{\phi i}=a_{\phi f} in the next iteration. It was found later that the convergence can get faster by setting the new ψi\psi_{i} and aϕia_{\phi i} as (ψi+ψf)/2(\psi_{i}+\psi_{f})/2 and (aϕi+aϕf)/2(a_{\phi i}+a_{\phi f})/2 instead. This method was used for hd=3h_{d}=3, which is why dd for this case decreases faster than the hd=0.1h_{d}=0.1 case. Obviously, this method does not change the determination of whether the solution is converged, as long as d0d\rightarrow 0. The reason why the new method has a better convergence can be traced to the fact that each iteration has a tendency of overshooting the “true” solution so that an average between the old and new solutions can result in a trial closer to the “true” solution.

Refer to caption

Figure 5: Color coded map for the total magnetic field strength BB, overlaying with magnetic field lines (dark curves), from the same run for Figs. 1 and 2.

Fig. 3 does not include the hd=79h_{d}=79 case shown in Figs. 1 and 2 because that case converges very slowly and it takes n=2726n=2726 iterations for dd to decrease below 10810^{-8}. To show this trend, we plot the number of iterations nn it takes for d<108d<10^{-8} as a function of hdh_{d} in Fig. 4. Due to the drastic increase of the number of iterations for solutions to converge as shown in Fig. 4, we have not been able to obtain converged solutions with hd>79h_{d}>79. Currently it is not known whether this is an absolute mathematical convergence limit, or if it can be extended by employing a different numerical method to obtain solutions. For our purpose, the existence of solutions is shown if converged solutions can be found for any finite hdh_{d} values. The largest hdh_{d} value of 79 in fact is corresponding to moderately large electric and magnetic field perturbations. Because we are using normalized quantities, the fact that the ψ\psi solution shown in Fig. 1 has a magnitude larger than 2 with spatial scale of the order of unity shows that the electric field is also of the order of unity, in the normalized unit. For aϕa_{\phi}, the total magnetic field is the curl of it plus the background uniform magnetic field with a strength B=1B_{\infty}=1. Fig. 5 shows the color coded map for the total magnetic field strength BB, overlaying with magnetic field lines (dark curves). We see that BB has a decrease of about 10 % of BB_{\infty} around the origin, the center of the structure. Correspondingly, magnetic field lines have slight bends around the same region, although overall it looks very similar to a uniform magnetic field. The magnetic structure of such a BGK mode is diamagnetic, independent of the charge of the disk species, different from the sign of ψ\psi. We confirm this with some other runs using ions as the disk species (not shown in this paper).

Finally, we remark that numerical solutions presented above have been verified in two other ways. Firstly, we have run some cases with selected hdh_{d} values, including the hd=79h_{d}=79 case, on a 204822048^{2} grid with both ρmax\rho_{max} and zmaxz_{max} increased by a factor of 1.5. Effectively the linear resolution for the new runs is also a factor of 1.5 higher than the old runs. It is confirm that both the new and the old run with the same hdh_{d} have essentially the same ψ\psi and aϕa_{\phi} over the old domain, and with these fields extend to decreasingly small values in the new domain outside the old domain. Using the higher resolution and larger domain also does not change the apparent convergence limit of hd=79h_{d}=79. We therefore confirm that the size of the domain and the resolution used in the old runs are adequate enough to produce accurate solutions. Secondly, we substitute the final converged ψ\psi and aϕa_{\phi} solutions for cases with selected hdh_{d} values, again including the hd=79h_{d}=79 case, into the set of Eqs. (10) to (13), with derivatives evaluated using second order finite differencing. We confirm that the sum of all terms for each of these equations is a small fraction of the sum of the absolute value of these terms. This provides a test of the solutions independent of the use of Hankel transforms, although we are not solving solutions using a separate numerical scheme based on a fully finite difference method.

IV Discussion and Conclusion

In this paper, we have presented a new “Galactic Disk”-model for constructing 3D BGK mode solutions within a finite magnetic field. The main ingredient of this model that enables the existence of solutions is a rotating thin disk species, inspired by the existence of thin disk galaxies, with the recognition of the similarities between galactic dynamics and the physics of a kinetic plasma. Now that the existence of similar disk structures in a plasma is shown theoretically, it is of fundamental interest to find out whether such structures can exist in nature, or be constructed in a laboratory experiment. This is important not only to small-scale kinetic physics of plasmas, but also to the large-scale galactic dynamics. If experimental studies of disk structures in a plasma are possible, it can in turn provide insights to the dynamics of disk galaxies. There are still fundamental unsolved problems, such as the formation of spiral arm structures, partially due to the enormous time scale in galactic dynamics, making it difficult to observe how galaxies evolve in time. Studies of the dynamics of plasmas obviously do not suffer from the same problem.

This time-steady equilibrium of the disk species is enabled by a non-classical integral of motion, and maintained by a reflection symmetry. Therefore, this new model can potentially be a first step in trying to construct 3D solutions using other non-classical integrals of motion, which might allow more regular forms of solutions than the discontinuous delta-function form in the current model.

We have shown the existence of solutions for this model by presenting numerical solutions for one example with an electron disk species. The numerical method in solving these solutions is chosen because of simplicity rather than efficiency. Solutions are checked with an increase of the linear resolution and the domain size, as well as a direct substitution into equations using finite difference for derivatives. Therefore, the existence of solutions have been carefully verified, with solutions converged up to a case with moderately strong electric and magnetic field perturbations. We have not attempted to develop the numerical method further to solve for solutions more efficiently, or to extend the convergence limit of the iteration scheme. However, this should be an interesting direction for future research, to see whether solutions exist for even larger hdh_{d} such that the magnetic field reverses direction at the center. The magnetic configuration for a self-consistent localized electron-scale equilibrium with such a magnetic field reversal would be like a spheromak.

The physical mechanism of this 3D BGK mode for a finite magnetic field is very different from the 3D BGK mode for a zero magnetic field [9], or the 3D BGK mode for an infinite magnetic field [5, 6, 7]. It is quite unlikely that our solutions can tend to these solutions in the zero or infinite field strength limits. Therefore, this shows that there can be multiple physical mechanisms for the existence of different forms of 3D BGK modes that do not tend to each other continuously. The physical mechanism is more similar to the “magnetic hole” type 2D BGK mode solutions [10, 2, 12], except now the added electron vortex is only on a single plane while it is invariant along the whole zz direction for the 2D case.

Just as in many other theories of time-steady equilibrium, the existence of solutions in this model does not answer important questions regarding how such structures can form, and whether they are dynamically stable. Because these questions involve the time evolution of kinetic plasmas, they most likely can only be answered definitely by direct numerical simulations. Studies of the stability problem using PIC simulations for the 2D BGK modes have been conducted [17, 11, 12], up to relatively high resolutions in both 2D and 3D runs. Both stable and unstable solutions have been found, depending on parameters. Generally a solution becomes unstable when the background magnetic field strength is smaller than a certain value, while keeping all other parameters fixed. It was also found that when a solution becomes unstable, the electron density and electric field perturbation form a spiral structure resembling a spiral galaxy, when looking at a 2D plane perpendicular to the background magnetic field. The stability study for this “Galactic Disk”-model is certainly an interesting extension of this effort. Even if these disk structures turn out to be unstable, there can still be important transient phenomena, such the formation of spiral structures similar to what was observed in simulations of 2D BGK modes, since the mathematical form of the disk species distribution is the same as a 2D BGK mode. Moreover, it can still be very interesting to find out what a 3D BGK mode would relax to, after an instability takes its course.

Data availability statement

Computing codes and data producing results for this paper are available at https://github.com/chungsangng/gd.

Acknowledgements.
This work is supported by a National Science Foundation grant PHY-2010617.

References